How many institutions own XXII stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own XXII shares is 29, representing 11.87% of the company's common stock.

Who are the major shareholders selling 22nd Century Group, Inc. stock?

MORGAN STANLEY, in the last quarter, reduced its stake in XXII by -7.14% restricting it's holding to 13 shares of worth nearly $22.00. ADVISOR GROUP HOLDINGS, INC. also lessened -100% of the XXII shares from its portfolio, reducing its holding to 0 shares of worth -. ALLWORTH FINANCIAL LP also shunned XXII shares holding by -50% last quarter which brought its holding to 1 shares worth $2.00.

Investors who are buying XXII stock?

As per its latest 13F filing, UBS GROUP AG increased its stake in XXII by 2,220% in the last quarter. The institutional holder raised its holding to 116 shares having worth more than $196.00. TOWER RESEARCH CAPITAL LLC (TRC) also added 100% more shares of XXII to its portfolio, raising its holding to 1.67 thousand shares of worth $2.82K. ANSON FUNDS MANAGEMENT LP also increased its XXII shares holding by 197.27% which brought its holding to 98.21 thousand shares worth $165.98K.

XXII's major insiders: who are they?

The insider with the most stakes in XXII is Pandolfino Joseph , at the company. Additionally, XXII stock is highly held by 10 percent owner SAFFIRE RICHARD G and 10 percent owner Clearwater Partners, LLC among others.

Did an insider recently sell XXII stock?

Company executives, directors, and other insiders own 4.2% percent of 22nd Century Group, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which XXII insiders have sold stock, totaling 0 shares. Insiders that have sold shares include ZERCHER MICHAEL, FRANZINO JOHN, and FLEET CLIFFORD B.

Which insider recently purchased XXII stock?

There have been 0 transaction(s) during the past 6-months in which 22nd Century Group, Inc. insiders have bought stock, totalling 0 shares

How much of XXII does insiders own?

Around 0 22nd Century Group, Inc. shares are held by insiders, which represents about 4.2% of XXII stock.

Who is the insider with the largest stake?

XXII , Pandolfino Joseph holds the largest portfolio of the company's shares. XXII shares owned by Pandolfino total nearly 5.58 million.

Which institution holds the most shares in XXII?

BANK OF AMERICA CORP /DE/ is the largest institutional owner in XXII which holds 3 shares worth $5.00 or 0% of the total XXII shares outstanding followed by BNP PARIBAS ARBITRAGE, SNC with ownership of 5 shares representing 0% of the XXII ownership. GROUP ONE TRADING, L.P. is the third largest stakeholder with 6 shares or 0% of the ownership worth more than $10.00.

Is 22nd Century Group, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the XXII is concerned, it is a stock which is not optionable.

Is there a short position on XXII's shares?

Number of XXII shares short is 104.59K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding XXII shares are there?

As of today, 3.78M shares of XXII are outstanding.

Is there many float in XXII stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, XXII has 3.45M shares in float.

XXII short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for XXII is 0.34.

22nd Century Group (XXII) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares2.77

Short Percent Of Float2.77

Shares Outstanding3.78M

Shares Float3.45M

Shares Short104.59K

Short Ratio0.34

2.77%

Short % of Float

2.77%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

4.2% Percentage of Shares held by All Insiders

11.87% Percentage of Shares held by All Institutions

12.39% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 11.87% of XXII shares are held by financial institutions. BANK OF AMERICA CORP /DE/ is the top corporate investor, holding 3 shares valued at $5.00. A 0% stake in 22nd Century Group, Inc. is owned by the company. BNP PARIBAS ARBITRAGE, SNC owns 5 shares valued at $8.00, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	3	5	0	0
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	5	8	0	0
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	6	10	0	0
Sep 30, 2025	MORGAN STANLEY	0%	13	22	-1	-7.14%
Sep 30, 2025	UBS GROUP AG	0%	116	196	111	+2,220.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	1.67K	2.82K	1.67K	+100.00%
Sep 30, 2025	ANSON FUNDS MANAGEMENT LP	0.13%	98.21K	165.98K	65.17K	+197.27%
Sep 30, 2025	DRW SECURITIES, LLC	0.19%	143.62K	242.71K	143.62K	+100.00%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0%	1	2	1	+100.00%
Sep 30, 2025	IFP ADVISORS, INC	0%	1	2	1	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-9	-100.00%
Sep 30, 2025	CORNERSTONE PLANNING GROUP LLC	0%	1	1	0	0
Sep 30, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	1	2	0	0
Sep 30, 2025	PARALLEL ADVISORS, LLC	0%	1	2	1	+100.00%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0%	1	2	0	0
Sep 30, 2025	ALLWORTH FINANCIAL LP	0%	1	2	-1	-50.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	1	2	0	0
Sep 30, 2025	TRUST CO OF TOLEDO NA /OH/	0%	1	2	0	0
Sep 30, 2025	COMERICA BANK	0%	1	2	0	0
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	1	2	0	0
Sep 30, 2025	FIFTH THIRD BANCORP	0%	1	2	0	0
Sep 30, 2025	JPMORGAN CHASE & CO	0%	1	2	-66	-98.51%
Sep 30, 2025	PANDORA WEALTH, INC.	0%	2	3	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	2	3	2	+100.00%
Sep 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	2	3	2	+100.00%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	2	3	2	+100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	2	3	2	+100.00%
Sep 30, 2025	BLACKROCK, INC.	0%	5	8	1	+25.00%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	TRUST CO OF TOLEDO NA /OH/	0%	1	8	1	+100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-1	-100.00%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-12.96K	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-29.3K	-100.00%
Jun 30, 2025	ANSON FUNDS MANAGEMENT LP	0%	0	-	-176.09K	-100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-2.65K	-100.00%
Jun 30, 2025	UBS GROUP AG	0%	0	-	-1.57K	-100.00%
Jun 30, 2025	QUINN OPPORTUNITY PARTNERS LLC	0%	0	-	-29.8K	-100.00%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0%	0	-	-2	-100.00%
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0%	0	-	-35	-100.00%
Jun 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	0	-	-2	-100.00%
Jun 30, 2025	HHM WEALTH ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	0	-	-3	-100.00%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-5	-100.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-2	-100.00%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-2	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-16	-100.00%
Jun 30, 2025	RIDGEWOOD INVESTMENTS LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	FIFTH THIRD BANCORP	0%	0	-	-1	-100.00%
Jun 30, 2025	PANDORA WEALTH, INC.	0%	0	-	-2	-100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-2	-100.00%
Jun 30, 2025	KIKER WEALTH MANAGEMENT, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025		0%	0	-	-2	-100.00%
Jun 30, 2025	IFP ADVISORS, INC	0%	0	-	-1	-100.00%
Jun 30, 2025	COMERICA BANK	0%	0	-	-1	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	0	-	-66	-100.00%
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	9	45	-3	-25.00%
Jun 30, 2025	BLACKROCK, INC.	0%	0	-	-71	-100.00%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-81	-100.00%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-1	-100.00%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-1	-100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0%	2	2	0	0
Mar 31, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	1	1	0	0
Mar 31, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0%	0	-	-1	-100.00%
Mar 31, 2025	CORNERSTONE PLANNING GROUP LLC	0%	0	-	-1	-100.00%
Mar 31, 2025	AMERICAN CAPITAL ADVISORY, LLC	0%	0	-	-2	-100.00%
Mar 31, 2025	UBS GROUP AG	0.09%	1.57K	2.26K	-841	-34.94%
Mar 31, 2025	BLACKROCK, INC.	0%	71	102	1	+1.43%
Mar 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	1	1	1	+100.00%
Mar 31, 2025	HHM WEALTH ADVISORS, LLC	0%	1	2	1	+100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	1	2	1	+100.00%
Mar 31, 2025	FIFTH THIRD BANCORP	0%	1	1	1	+100.00%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	1	1	0	0
Mar 31, 2025	RIDGEWOOD INVESTMENTS LLC	0%	1	1	1	+100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.15%	2.65K	3.82K	2.65K	+100.00%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0%	81	117	0	0
Mar 31, 2025	MORGAN STANLEY	0%	66	94	-963	-93.59%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	16	23	-2.84K	-99.44%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	12	12	2	+20.00%
Mar 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	5	7	0	0
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	3	4	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	2	3	0	0
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	2	3	0	0
Mar 31, 2025	TRUVESTMENTS CAPITAL LLC	0%	2	3	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	2	2	2	+100.00%
Mar 31, 2025	FMR LLC	0%	0	-	-4	-100.00%
Mar 31, 2025	CITIGROUP INC	0%	0	-	-295	-100.00%
Mar 31, 2025	COMERICA BANK	0%	1	1	0	0
Mar 31, 2025	PARALLEL ADVISORS, LLC	0%	1	1	0	0
Mar 31, 2025	ANSON FUNDS MANAGEMENT LP	10.18%	176.09K	253.58K	126.54K	+255.33%
Mar 31, 2025	QUINN OPPORTUNITY PARTNERS LLC	1.72%	29.8K	42.91K	29.8K	+100.00%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.75%	12.96K	18.67K	12.96K	+100.00%
Mar 31, 2025	PRINCIPAL SECURITIES, INC.	0%	1	5	0	0
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	1	2	0	0
Mar 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	1	1	0	0
Mar 31, 2025	IFP ADVISORS, INC	0%	1	1	0	0
Mar 31, 2025		0%	1	1	1	+100.00%
Mar 31, 2025	CAROLINAS WEALTH CONSULTING LLC	0%	0	-	-2	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-58.1K	-100.00%
Sep 30, 2023	JANE STREET GROUP, LLC	0%	0	-	-186.31K	-100.00%
Sep 30, 2023	CTC ALTERNATIVE STRATEGIES, LTD.	0%	0	-	-13.8K	-100.00%
Sep 30, 2023	ERGOTELES LLC	0%	0	-	-160.9K	-100.00%
Sep 30, 2023	PRIVATE ADVISOR GROUP, LLC	0%	0	-	-19.3K	-100.00%
Sep 30, 2023	CREATIVE PLANNING	0%	0	-	-82.29K	-100.00%
Sep 30, 2023	PARALLAX VOLATILITY ADVISERS, L.P.	0%	0	-	-19.81K	-100.00%
Sep 30, 2023	SIMPLEX TRADING, LLC	0%	0	-	-131.85K	-100.00%
Sep 30, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0%	0	-	-46.68K	-100.00%
Sep 30, 2023	GTS SECURITIES LLC	0%	0	-	-14.68K	-100.00%
Sep 30, 2023	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-102.9K	-100.00%
Sep 30, 2023	CITADEL ADVISORS LLC	0%	0	-	-228.7K	-100.00%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0%	0	-	-98.01K	-100.00%
Sep 30, 2023	HBK SORCE ADVISORY LLC	0%	0	-	-15.37K	-100.00%
Sep 30, 2023	BLACKROCK INC.	0%	0	-	-3M	-100.00%
Sep 30, 2023	AVANTAX ADVISORY SERVICES, INC.	0%	0	-	-21.45K	-100.00%
Sep 30, 2023	MILLENNIUM MANAGEMENT LLC	0%	0	-	-2.98M	-100.00%
Sep 30, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-6.14K	-100.00%
Sep 30, 2023	HYMAN CHARLES D	0%	0	-	-150K	-100.00%
Sep 30, 2023	NORTHSTAR ASSET MANAGEMENT LLC	0%	0	-	-15K	-100.00%
Sep 30, 2023	ZACKS INVESTMENT MANAGEMENT	0%	0	-	-20K	-100.00%
Sep 30, 2023	VICTORY CAPITAL MANAGEMENT INC	0%	0	-	-22.87K	-100.00%
Sep 30, 2023	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-1.21M	-100.00%
Sep 30, 2023	BAR HARBOR WEALTH MANAGEMENT	0%	0	-	-255K	-100.00%
Sep 30, 2023	PRIVATE ASSET MANAGEMENT INC	0%	0	-	-21K	-100.00%
Sep 30, 2023	COURIER CAPITAL LLC	0%	0	-	-319.59K	-100.00%
Sep 30, 2023	ROYAL BANK OF CANADA	0%	0	-	-6.87K	-100.00%
Sep 30, 2023	GROUP ONE TRADING, L.P.	0%	0	-	-20.79K	-100.00%
Sep 30, 2023	BANK OF MONTREAL /CAN/	0%	0	-	-18.01K	-100.00%
Sep 30, 2023	MORGAN STANLEY	0%	0	-	-420.09K	-100.00%
Sep 30, 2023	DAVENPORT & CO LLC	0%	0	-	-15K	-100.00%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0%	0	-	-104.86K	-100.00%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-102.45K	-100.00%
Sep 30, 2023	CITIGROUP INC	0%	0	-	-500	-100.00%
Sep 30, 2023	VALLEY NATIONAL ADVISERS INC	0%	0	-	-704	-100.00%
Sep 30, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0%	0	-	-10K	-100.00%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0%	0	-	-14.09K	-100.00%
Sep 30, 2023	NJ STATE EMPLOYEES DEFERRED COMPENSATION PLAN	0%	0	-	-220K	-100.00%
Sep 30, 2023	HRT FINANCIAL LP	0%	0	-	-135.75K	-100.00%
Sep 30, 2023	B. RILEY WEALTH ADVISORS, INC.	0%	0	-	-31.4K	-100.00%
Sep 30, 2023	RHUMBLINE ADVISERS	0%	0	-	-18.96K	-100.00%
Sep 30, 2023	FMR LLC	0%	0	-	-11.01K	-100.00%
Sep 30, 2023	NORTHERN TRUST CORP	0%	0	-	-383.02K	-100.00%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	0	-	-16.6K	-100.00%
Sep 30, 2023	BANK OF AMERICA CORP /DE/	0%	0	-	-103.4K	-100.00%
Sep 30, 2023	JPMORGAN CHASE & CO	0%	0	-	-17.18K	-100.00%
Sep 30, 2023	ASSOCIATED BANC-CORP	0%	0	-	-10K	-100.00%
Sep 30, 2023	GMT CAPITAL CORP	0.74%	110.17K	107.72K	-1.54M	-93.33%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-39.21K	-100.00%
Sep 30, 2023	LPL FINANCIAL LLC	0%	0	-	-129.75K	-100.00%
Sep 30, 2023	VANGUARD GROUP INC	0%	0	-	-9.53M	-100.00%
Sep 30, 2023	STATE STREET CORP	0%	0	-	-798.55K	-100.00%
Sep 30, 2023		0%	0	-	-14.68K	-100.00%

Insiders

Among the XXII insiders holding of 4.2% of the stake in company, PANDOLFINO JOSEPH, , holds the largest shares of 5.58M. SAFFIRE RICHARD G, 10 percent owner, is the second largest XXII insider with ownership of 3.83M shares. CLEARWATER PARTNERS, LLC, 10 percent owner, stands third with possession of 3.83M shares of that stake.

Insiders	Designation	Shares Held
PANDOLFINO JOSEPH		5.58M
SAFFIRE RICHARD G	10 percent owner	3.83M
CLEARWATER PARTNERS, LLC	10 percent owner	3.83M
SICIGNANO HENRY III	CFO, President, Secretary	1.89M
ZERCHER MICHAEL	President and COO	904.94K
MOYNIHAN MICHAEL ROBERT	Vice President of R&D	867.22K
MISH JAMES A	Chief Executive Officer	668.48K
FRANZINO JOHN	Chief Administrative Officer	405.57K
SANDERS RICHARD M.	director	314.97K
SULLIVAN NORA B	director	308.52K
BRODFUEHRER JOHN T	CFO & Treasurer	262.5K
FLEET CLIFFORD B	director	233.93K
O'BRIEN ROGER D	director	179.22K
ARNO ANDREW	director	100K
JAMES THOMAS L.	VP, General Counsel & Sec'y.	80K
FIRESTONE LAWRENCE	Chief Executive Officer	54.25K
DUNN JOSEPH A	director	50K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 12, 2024	FIRESTONE LAWRENCE	PURCHASE	0.27	39K	10.47K	54.25K
May 30, 2024	FIRESTONE LAWRENCE	PURCHASE	1.09	9K	9.83K	15.25K
Jan 05, 2024	ARNO ANDREW	PURCHASE	0.17	100K	17.49K	100K
Jan 04, 2024	FIRESTONE LAWRENCE	PURCHASE	0.17	100K	17.36K	100K
Aug 31, 2022	ZERCHER MICHAEL	SALE	1.35	370.79K	500.57K	904.94K
Jun 14, 2022	FRANZINO JOHN	SALE	1.69	20.32K	34.44K	405.57K
Dec 14, 2021	ZERCHER MICHAEL	SALE	2.16	23.15K	50.04K	1.06M
Sep 30, 2021	MISH JAMES A	PURCHASE	2.88	20K	57.6K	668.48K
Jun 10, 2021	FLEET CLIFFORD B	SALE	4.78	125K	597.5K	233.93K
Mar 31, 2021	MISH JAMES A	PURCHASE	3.23	15K	48.45K	715K
Mar 17, 2021	SANDERS RICHARD M.	SALE	2.72	47.23K	128.46K	314.97K
Mar 16, 2021	O'BRIEN ROGER D	PURCHASE	2.86	52.4K	149.86K	179.22K
Nov 17, 2020	MISH JAMES A	PURCHASE	0.93	100K	92.8K	250K
Jun 29, 2020	SULLIVAN NORA B	PURCHASE	0.78	22K	17.16K	308.52K
Jun 05, 2020	SULLIVAN NORA B	PURCHASE	0.82	29.95K	24.56K	286.52K
Jun 04, 2020	SULLIVAN NORA B	PURCHASE	0.82	71.37K	58.66K	256.57K
Aug 27, 2019	FLEET CLIFFORD B	PURCHASE	1.88	75K	140.8K	100K
Aug 26, 2019	FLEET CLIFFORD B	PURCHASE	1.97	25K	49.25K	25K
Jun 17, 2019	JAMES THOMAS L.	SALE	2.11	48K	101.2K	80K
Jun 29, 2018	JAMES THOMAS L.	SALE	2.44	50K	121.93K	50K
Sep 29, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.67	50K	133.28K	867.22K
Jul 31, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.00	29.53K	59.06K	917.22K
Jun 08, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.00	20.47K	40.94K	946.75K
Oct 31, 2016	MOYNIHAN MICHAEL ROBERT	SALE	1.28	100K	128.06K	888.93K
Mar 29, 2016	BRODFUEHRER JOHN T	PURCHASE	0.77	12.5K	9.6K	262.5K
Nov 03, 2015	MOYNIHAN MICHAEL ROBERT	SALE	1.42	18.94K	26.96K	988.93K
Nov 02, 2015	MOYNIHAN MICHAEL ROBERT	SALE	1.39	31.06K	43.25K	1.01M
Jun 30, 2015	PANDOLFINO JOSEPH	SALE	0.93	70.18K	65.41K	5.58M
Jun 29, 2015	PANDOLFINO JOSEPH	SALE	1.01	21K	21.21K	5.65M
Dec 31, 2014	PANDOLFINO JOSEPH	SALE	1.70	57.9K	98.43K	5.67M
Dec 30, 2014	PANDOLFINO JOSEPH	SALE	1.64	18.1K	29.68K	5.73M
Dec 29, 2014	PANDOLFINO JOSEPH	SALE	1.57	29.12K	45.72K	5.75M
Dec 26, 2014	PANDOLFINO JOSEPH	SALE	1.54	26.42K	40.69K	5.78M
Dec 24, 2014	PANDOLFINO JOSEPH	SALE	1.54	15.3K	23.56K	5.8M
Dec 23, 2014	PANDOLFINO JOSEPH	SALE	1.60	2	3.2	5.82M
Dec 22, 2014	PANDOLFINO JOSEPH	SALE	1.58	19.58K	30.94K	5.82M
Dec 19, 2014	PANDOLFINO JOSEPH	SALE	1.60	23.5K	37.6K	5.84M
Dec 18, 2014	PANDOLFINO JOSEPH	SALE	1.62	9.6K	15.55K	5.86M
Dec 17, 2014	PANDOLFINO JOSEPH	SALE	1.64	47.3K	77.57K	5.87M
Dec 16, 2014	PANDOLFINO JOSEPH	SALE	1.58	21.63K	34.17K	5.92M
Dec 15, 2014	PANDOLFINO JOSEPH	SALE	1.61	6.84K	11.01K	5.94M
Dec 11, 2014	PANDOLFINO JOSEPH	SALE	1.71	8.9K	15.22K	5.95M
Dec 10, 2014	PANDOLFINO JOSEPH	SALE	1.71	7.47K	12.78K	5.96M
Dec 09, 2014	PANDOLFINO JOSEPH	SALE	1.63	51.46K	83.88K	5.96M
May 09, 2014	SANDERS RICHARD M.	PURCHASE	2.23	20K	44.66K	55K
Apr 23, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.31	24K	55.45K	1.04M
Apr 22, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.35	29.5K	69.39K	1.06M
Apr 21, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.56	46.5K	118.84K	1.09M
Mar 12, 2014	PANDOLFINO JOSEPH	SALE	5.05	30K	151.5K	6.01M
Mar 10, 2014	PANDOLFINO JOSEPH	SALE	6.04	65K	392.6K	6.04M
Dec 10, 2013	SAFFIRE RICHARD G	SALE	1.55	10K	15.5K	3.83M
Dec 10, 2013	CLEARWATER PARTNERS, LLC	SALE	1.55	10K	15.5K	3.83M
Dec 09, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.48	4K	5.92K	978.93K
Dec 03, 2013	SAFFIRE RICHARD G	SALE	1.35	2.83K	3.82K	3.84M
Dec 03, 2013	CLEARWATER PARTNERS, LLC	SALE	1.35	2.83K	3.82K	3.84M
Dec 02, 2013	CLEARWATER PARTNERS, LLC	SALE	1.35	7.17K	9.68K	3.84M
Dec 02, 2013	SAFFIRE RICHARD G	SALE	1.35	7.17K	9.68K	3.84M
Nov 21, 2013	BRODFUEHRER JOHN T	PURCHASE	1.14	2K	2.28K	102K
Nov 19, 2013	SAFFIRE RICHARD G	SALE	1.16	15.9K	18.44K	3.85M
Nov 19, 2013	CLEARWATER PARTNERS, LLC	SALE	1.16	15.9K	18.44K	3.85M
Nov 18, 2013	SAFFIRE RICHARD G	SALE	1.02	4.17K	4.26K	3.86M
Nov 18, 2013	CLEARWATER PARTNERS, LLC	SALE	1.02	4.17K	4.26K	3.86M
Nov 13, 2013	SAFFIRE RICHARD G	SALE	1.02	4.83K	4.92K	3.88M
Nov 13, 2013	CLEARWATER PARTNERS, LLC	SALE	1.02	4.83K	4.92K	3.88M
Nov 12, 2013	CLEARWATER PARTNERS, LLC	SALE	0.95	7K	6.65K	3.88M
Nov 12, 2013	SAFFIRE RICHARD G	SALE	0.95	7K	6.65K	3.88M
Nov 11, 2013	CLEARWATER PARTNERS, LLC	SALE	1.03	7K	7.21K	3.89M
Nov 11, 2013	SAFFIRE RICHARD G	SALE	1.03	7K	7.21K	3.89M
Nov 07, 2013	CLEARWATER PARTNERS, LLC	SALE	1.14	5K	5.7K	3.9M
Nov 07, 2013	SAFFIRE RICHARD G	SALE	1.14	5K	5.7K	3.9M
Nov 06, 2013	SAFFIRE RICHARD G	SALE	1.16	4K	4.64K	3.9M
Nov 06, 2013	CLEARWATER PARTNERS, LLC	SALE	1.16	4K	4.64K	3.9M
Oct 18, 2013	DUNN JOSEPH A	SALE	1.13	60K	67.97K	50K
Aug 14, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.07	3.69K	3.94K	993.93K
Aug 13, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.06	4.32K	4.57K	999.62K
Jun 27, 2013	PANDOLFINO JOSEPH	SALE	0.71	60K	42.6K	5.68M
Jun 26, 2013	PANDOLFINO JOSEPH	SALE	0.70	35K	24.5K	5.74M
Jun 25, 2013	PANDOLFINO JOSEPH	SALE	0.70	102.6K	71.82K	5.77M
May 21, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.60	5K	3K	1.01M
May 20, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.60	5K	3K	1.01M
May 17, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.59	5K	2.95K	1.02M
Mar 28, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.80	5K	4K	1.02M
Mar 27, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.91	500	455	1.03M
Mar 26, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.83	5K	4.15K	1.03M
Nov 26, 2012	SICIGNANO HENRY III	PURCHASE	0.17	100K	17K	1.89M
Nov 19, 2012	SICIGNANO HENRY III	PURCHASE	0.22	40K	8.8K	1.79M
Nov 19, 2012	MOYNIHAN MICHAEL ROBERT	SALE	0.22	40K	8.8K	963.93K
Nov 09, 2012	SICIGNANO HENRY III	PURCHASE	0.25	600K	150K	1.75M

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares2.77

Short Percent Of Float2.77

Shares Outstanding3.78M

Shares Float3.45M

Shares Short104.59K

Short Ratio0.34

2.77%

Short % of Float

2.77%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

4.2% Percentage of Shares held by All Insiders

11.87% Percentage of Shares held by All Institutions

12.39% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	3	5	0	0
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	5	8	0	0
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	6	10	0	0
Sep 30, 2025	MORGAN STANLEY	0%	13	22	-1	-7.14%
Sep 30, 2025	UBS GROUP AG	0%	116	196	111	+2,220.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	1.67K	2.82K	1.67K	+100.00%
Sep 30, 2025	ANSON FUNDS MANAGEMENT LP	0.13%	98.21K	165.98K	65.17K	+197.27%
Sep 30, 2025	DRW SECURITIES, LLC	0.19%	143.62K	242.71K	143.62K	+100.00%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0%	1	2	1	+100.00%
Sep 30, 2025	IFP ADVISORS, INC	0%	1	2	1	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-9	-100.00%
Sep 30, 2025	CORNERSTONE PLANNING GROUP LLC	0%	1	1	0	0
Sep 30, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	1	2	0	0
Sep 30, 2025	PARALLEL ADVISORS, LLC	0%	1	2	1	+100.00%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0%	1	2	0	0
Sep 30, 2025	ALLWORTH FINANCIAL LP	0%	1	2	-1	-50.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	1	2	0	0
Sep 30, 2025	TRUST CO OF TOLEDO NA /OH/	0%	1	2	0	0
Sep 30, 2025	COMERICA BANK	0%	1	2	0	0
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	1	2	0	0
Sep 30, 2025	FIFTH THIRD BANCORP	0%	1	2	0	0
Sep 30, 2025	JPMORGAN CHASE & CO	0%	1	2	-66	-98.51%
Sep 30, 2025	PANDORA WEALTH, INC.	0%	2	3	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	2	3	2	+100.00%
Sep 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	2	3	2	+100.00%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	2	3	2	+100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	2	3	2	+100.00%
Sep 30, 2025	BLACKROCK, INC.	0%	5	8	1	+25.00%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	TRUST CO OF TOLEDO NA /OH/	0%	1	8	1	+100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-1	-100.00%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-12.96K	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-29.3K	-100.00%
Jun 30, 2025	ANSON FUNDS MANAGEMENT LP	0%	0	-	-176.09K	-100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-2.65K	-100.00%
Jun 30, 2025	UBS GROUP AG	0%	0	-	-1.57K	-100.00%
Jun 30, 2025	QUINN OPPORTUNITY PARTNERS LLC	0%	0	-	-29.8K	-100.00%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0%	0	-	-2	-100.00%
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0%	0	-	-35	-100.00%
Jun 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	0	-	-2	-100.00%
Jun 30, 2025	HHM WEALTH ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	0	-	-3	-100.00%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-5	-100.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-2	-100.00%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-2	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-16	-100.00%
Jun 30, 2025	RIDGEWOOD INVESTMENTS LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	FIFTH THIRD BANCORP	0%	0	-	-1	-100.00%
Jun 30, 2025	PANDORA WEALTH, INC.	0%	0	-	-2	-100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-2	-100.00%
Jun 30, 2025	KIKER WEALTH MANAGEMENT, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025		0%	0	-	-2	-100.00%
Jun 30, 2025	IFP ADVISORS, INC	0%	0	-	-1	-100.00%
Jun 30, 2025	COMERICA BANK	0%	0	-	-1	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	0	-	-66	-100.00%
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	9	45	-3	-25.00%
Jun 30, 2025	BLACKROCK, INC.	0%	0	-	-71	-100.00%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-81	-100.00%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-1	-100.00%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-1	-100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0%	2	2	0	0
Mar 31, 2025	GABLES CAPITAL MANAGEMENT INC.	0%	1	1	0	0
Mar 31, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0%	0	-	-1	-100.00%
Mar 31, 2025	CORNERSTONE PLANNING GROUP LLC	0%	0	-	-1	-100.00%
Mar 31, 2025	AMERICAN CAPITAL ADVISORY, LLC	0%	0	-	-2	-100.00%
Mar 31, 2025	UBS GROUP AG	0.09%	1.57K	2.26K	-841	-34.94%
Mar 31, 2025	BLACKROCK, INC.	0%	71	102	1	+1.43%
Mar 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	1	1	1	+100.00%
Mar 31, 2025	HHM WEALTH ADVISORS, LLC	0%	1	2	1	+100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	1	2	1	+100.00%
Mar 31, 2025	FIFTH THIRD BANCORP	0%	1	1	1	+100.00%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	1	1	0	0
Mar 31, 2025	RIDGEWOOD INVESTMENTS LLC	0%	1	1	1	+100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.15%	2.65K	3.82K	2.65K	+100.00%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0%	81	117	0	0
Mar 31, 2025	MORGAN STANLEY	0%	66	94	-963	-93.59%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	16	23	-2.84K	-99.44%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	12	12	2	+20.00%
Mar 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	5	7	0	0
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	3	4	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	2	3	0	0
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	2	3	0	0
Mar 31, 2025	TRUVESTMENTS CAPITAL LLC	0%	2	3	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	2	2	2	+100.00%
Mar 31, 2025	FMR LLC	0%	0	-	-4	-100.00%
Mar 31, 2025	CITIGROUP INC	0%	0	-	-295	-100.00%
Mar 31, 2025	COMERICA BANK	0%	1	1	0	0
Mar 31, 2025	PARALLEL ADVISORS, LLC	0%	1	1	0	0
Mar 31, 2025	ANSON FUNDS MANAGEMENT LP	10.18%	176.09K	253.58K	126.54K	+255.33%
Mar 31, 2025	QUINN OPPORTUNITY PARTNERS LLC	1.72%	29.8K	42.91K	29.8K	+100.00%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.75%	12.96K	18.67K	12.96K	+100.00%
Mar 31, 2025	PRINCIPAL SECURITIES, INC.	0%	1	5	0	0
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	1	2	0	0
Mar 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	1	1	0	0
Mar 31, 2025	IFP ADVISORS, INC	0%	1	1	0	0
Mar 31, 2025		0%	1	1	1	+100.00%
Mar 31, 2025	CAROLINAS WEALTH CONSULTING LLC	0%	0	-	-2	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-58.1K	-100.00%
Sep 30, 2023	JANE STREET GROUP, LLC	0%	0	-	-186.31K	-100.00%
Sep 30, 2023	CTC ALTERNATIVE STRATEGIES, LTD.	0%	0	-	-13.8K	-100.00%
Sep 30, 2023	ERGOTELES LLC	0%	0	-	-160.9K	-100.00%
Sep 30, 2023	PRIVATE ADVISOR GROUP, LLC	0%	0	-	-19.3K	-100.00%
Sep 30, 2023	CREATIVE PLANNING	0%	0	-	-82.29K	-100.00%
Sep 30, 2023	PARALLAX VOLATILITY ADVISERS, L.P.	0%	0	-	-19.81K	-100.00%
Sep 30, 2023	SIMPLEX TRADING, LLC	0%	0	-	-131.85K	-100.00%
Sep 30, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0%	0	-	-46.68K	-100.00%
Sep 30, 2023	GTS SECURITIES LLC	0%	0	-	-14.68K	-100.00%
Sep 30, 2023	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-102.9K	-100.00%
Sep 30, 2023	CITADEL ADVISORS LLC	0%	0	-	-228.7K	-100.00%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0%	0	-	-98.01K	-100.00%
Sep 30, 2023	HBK SORCE ADVISORY LLC	0%	0	-	-15.37K	-100.00%
Sep 30, 2023	BLACKROCK INC.	0%	0	-	-3M	-100.00%
Sep 30, 2023	AVANTAX ADVISORY SERVICES, INC.	0%	0	-	-21.45K	-100.00%
Sep 30, 2023	MILLENNIUM MANAGEMENT LLC	0%	0	-	-2.98M	-100.00%
Sep 30, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-6.14K	-100.00%
Sep 30, 2023	HYMAN CHARLES D	0%	0	-	-150K	-100.00%
Sep 30, 2023	NORTHSTAR ASSET MANAGEMENT LLC	0%	0	-	-15K	-100.00%
Sep 30, 2023	ZACKS INVESTMENT MANAGEMENT	0%	0	-	-20K	-100.00%
Sep 30, 2023	VICTORY CAPITAL MANAGEMENT INC	0%	0	-	-22.87K	-100.00%
Sep 30, 2023	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-1.21M	-100.00%
Sep 30, 2023	BAR HARBOR WEALTH MANAGEMENT	0%	0	-	-255K	-100.00%
Sep 30, 2023	PRIVATE ASSET MANAGEMENT INC	0%	0	-	-21K	-100.00%
Sep 30, 2023	COURIER CAPITAL LLC	0%	0	-	-319.59K	-100.00%
Sep 30, 2023	ROYAL BANK OF CANADA	0%	0	-	-6.87K	-100.00%
Sep 30, 2023	GROUP ONE TRADING, L.P.	0%	0	-	-20.79K	-100.00%
Sep 30, 2023	BANK OF MONTREAL /CAN/	0%	0	-	-18.01K	-100.00%
Sep 30, 2023	MORGAN STANLEY	0%	0	-	-420.09K	-100.00%
Sep 30, 2023	DAVENPORT & CO LLC	0%	0	-	-15K	-100.00%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0%	0	-	-104.86K	-100.00%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-102.45K	-100.00%
Sep 30, 2023	CITIGROUP INC	0%	0	-	-500	-100.00%
Sep 30, 2023	VALLEY NATIONAL ADVISERS INC	0%	0	-	-704	-100.00%
Sep 30, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0%	0	-	-10K	-100.00%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0%	0	-	-14.09K	-100.00%
Sep 30, 2023	NJ STATE EMPLOYEES DEFERRED COMPENSATION PLAN	0%	0	-	-220K	-100.00%
Sep 30, 2023	HRT FINANCIAL LP	0%	0	-	-135.75K	-100.00%
Sep 30, 2023	B. RILEY WEALTH ADVISORS, INC.	0%	0	-	-31.4K	-100.00%
Sep 30, 2023	RHUMBLINE ADVISERS	0%	0	-	-18.96K	-100.00%
Sep 30, 2023	FMR LLC	0%	0	-	-11.01K	-100.00%
Sep 30, 2023	NORTHERN TRUST CORP	0%	0	-	-383.02K	-100.00%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	0	-	-16.6K	-100.00%
Sep 30, 2023	BANK OF AMERICA CORP /DE/	0%	0	-	-103.4K	-100.00%
Sep 30, 2023	JPMORGAN CHASE & CO	0%	0	-	-17.18K	-100.00%
Sep 30, 2023	ASSOCIATED BANC-CORP	0%	0	-	-10K	-100.00%
Sep 30, 2023	GMT CAPITAL CORP	0.74%	110.17K	107.72K	-1.54M	-93.33%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-39.21K	-100.00%
Sep 30, 2023	LPL FINANCIAL LLC	0%	0	-	-129.75K	-100.00%
Sep 30, 2023	VANGUARD GROUP INC	0%	0	-	-9.53M	-100.00%
Sep 30, 2023	STATE STREET CORP	0%	0	-	-798.55K	-100.00%
Sep 30, 2023		0%	0	-	-14.68K	-100.00%

Insiders

Insiders	Designation	Shares Held
PANDOLFINO JOSEPH		5.58M
SAFFIRE RICHARD G	10 percent owner	3.83M
CLEARWATER PARTNERS, LLC	10 percent owner	3.83M
SICIGNANO HENRY III	CFO, President, Secretary	1.89M
ZERCHER MICHAEL	President and COO	904.94K
MOYNIHAN MICHAEL ROBERT	Vice President of R&D	867.22K
MISH JAMES A	Chief Executive Officer	668.48K
FRANZINO JOHN	Chief Administrative Officer	405.57K
SANDERS RICHARD M.	director	314.97K
SULLIVAN NORA B	director	308.52K
BRODFUEHRER JOHN T	CFO & Treasurer	262.5K
FLEET CLIFFORD B	director	233.93K
O'BRIEN ROGER D	director	179.22K
ARNO ANDREW	director	100K
JAMES THOMAS L.	VP, General Counsel & Sec'y.	80K
FIRESTONE LAWRENCE	Chief Executive Officer	54.25K
DUNN JOSEPH A	director	50K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 12, 2024	FIRESTONE LAWRENCE	PURCHASE	0.27	39K	10.47K	54.25K
May 30, 2024	FIRESTONE LAWRENCE	PURCHASE	1.09	9K	9.83K	15.25K
Jan 05, 2024	ARNO ANDREW	PURCHASE	0.17	100K	17.49K	100K
Jan 04, 2024	FIRESTONE LAWRENCE	PURCHASE	0.17	100K	17.36K	100K
Aug 31, 2022	ZERCHER MICHAEL	SALE	1.35	370.79K	500.57K	904.94K
Jun 14, 2022	FRANZINO JOHN	SALE	1.69	20.32K	34.44K	405.57K
Dec 14, 2021	ZERCHER MICHAEL	SALE	2.16	23.15K	50.04K	1.06M
Sep 30, 2021	MISH JAMES A	PURCHASE	2.88	20K	57.6K	668.48K
Jun 10, 2021	FLEET CLIFFORD B	SALE	4.78	125K	597.5K	233.93K
Mar 31, 2021	MISH JAMES A	PURCHASE	3.23	15K	48.45K	715K
Mar 17, 2021	SANDERS RICHARD M.	SALE	2.72	47.23K	128.46K	314.97K
Mar 16, 2021	O'BRIEN ROGER D	PURCHASE	2.86	52.4K	149.86K	179.22K
Nov 17, 2020	MISH JAMES A	PURCHASE	0.93	100K	92.8K	250K
Jun 29, 2020	SULLIVAN NORA B	PURCHASE	0.78	22K	17.16K	308.52K
Jun 05, 2020	SULLIVAN NORA B	PURCHASE	0.82	29.95K	24.56K	286.52K
Jun 04, 2020	SULLIVAN NORA B	PURCHASE	0.82	71.37K	58.66K	256.57K
Aug 27, 2019	FLEET CLIFFORD B	PURCHASE	1.88	75K	140.8K	100K
Aug 26, 2019	FLEET CLIFFORD B	PURCHASE	1.97	25K	49.25K	25K
Jun 17, 2019	JAMES THOMAS L.	SALE	2.11	48K	101.2K	80K
Jun 29, 2018	JAMES THOMAS L.	SALE	2.44	50K	121.93K	50K
Sep 29, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.67	50K	133.28K	867.22K
Jul 31, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.00	29.53K	59.06K	917.22K
Jun 08, 2017	MOYNIHAN MICHAEL ROBERT	SALE	2.00	20.47K	40.94K	946.75K
Oct 31, 2016	MOYNIHAN MICHAEL ROBERT	SALE	1.28	100K	128.06K	888.93K
Mar 29, 2016	BRODFUEHRER JOHN T	PURCHASE	0.77	12.5K	9.6K	262.5K
Nov 03, 2015	MOYNIHAN MICHAEL ROBERT	SALE	1.42	18.94K	26.96K	988.93K
Nov 02, 2015	MOYNIHAN MICHAEL ROBERT	SALE	1.39	31.06K	43.25K	1.01M
Jun 30, 2015	PANDOLFINO JOSEPH	SALE	0.93	70.18K	65.41K	5.58M
Jun 29, 2015	PANDOLFINO JOSEPH	SALE	1.01	21K	21.21K	5.65M
Dec 31, 2014	PANDOLFINO JOSEPH	SALE	1.70	57.9K	98.43K	5.67M
Dec 30, 2014	PANDOLFINO JOSEPH	SALE	1.64	18.1K	29.68K	5.73M
Dec 29, 2014	PANDOLFINO JOSEPH	SALE	1.57	29.12K	45.72K	5.75M
Dec 26, 2014	PANDOLFINO JOSEPH	SALE	1.54	26.42K	40.69K	5.78M
Dec 24, 2014	PANDOLFINO JOSEPH	SALE	1.54	15.3K	23.56K	5.8M
Dec 23, 2014	PANDOLFINO JOSEPH	SALE	1.60	2	3.2	5.82M
Dec 22, 2014	PANDOLFINO JOSEPH	SALE	1.58	19.58K	30.94K	5.82M
Dec 19, 2014	PANDOLFINO JOSEPH	SALE	1.60	23.5K	37.6K	5.84M
Dec 18, 2014	PANDOLFINO JOSEPH	SALE	1.62	9.6K	15.55K	5.86M
Dec 17, 2014	PANDOLFINO JOSEPH	SALE	1.64	47.3K	77.57K	5.87M
Dec 16, 2014	PANDOLFINO JOSEPH	SALE	1.58	21.63K	34.17K	5.92M
Dec 15, 2014	PANDOLFINO JOSEPH	SALE	1.61	6.84K	11.01K	5.94M
Dec 11, 2014	PANDOLFINO JOSEPH	SALE	1.71	8.9K	15.22K	5.95M
Dec 10, 2014	PANDOLFINO JOSEPH	SALE	1.71	7.47K	12.78K	5.96M
Dec 09, 2014	PANDOLFINO JOSEPH	SALE	1.63	51.46K	83.88K	5.96M
May 09, 2014	SANDERS RICHARD M.	PURCHASE	2.23	20K	44.66K	55K
Apr 23, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.31	24K	55.45K	1.04M
Apr 22, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.35	29.5K	69.39K	1.06M
Apr 21, 2014	MOYNIHAN MICHAEL ROBERT	SALE	2.56	46.5K	118.84K	1.09M
Mar 12, 2014	PANDOLFINO JOSEPH	SALE	5.05	30K	151.5K	6.01M
Mar 10, 2014	PANDOLFINO JOSEPH	SALE	6.04	65K	392.6K	6.04M
Dec 10, 2013	SAFFIRE RICHARD G	SALE	1.55	10K	15.5K	3.83M
Dec 10, 2013	CLEARWATER PARTNERS, LLC	SALE	1.55	10K	15.5K	3.83M
Dec 09, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.48	4K	5.92K	978.93K
Dec 03, 2013	SAFFIRE RICHARD G	SALE	1.35	2.83K	3.82K	3.84M
Dec 03, 2013	CLEARWATER PARTNERS, LLC	SALE	1.35	2.83K	3.82K	3.84M
Dec 02, 2013	CLEARWATER PARTNERS, LLC	SALE	1.35	7.17K	9.68K	3.84M
Dec 02, 2013	SAFFIRE RICHARD G	SALE	1.35	7.17K	9.68K	3.84M
Nov 21, 2013	BRODFUEHRER JOHN T	PURCHASE	1.14	2K	2.28K	102K
Nov 19, 2013	SAFFIRE RICHARD G	SALE	1.16	15.9K	18.44K	3.85M
Nov 19, 2013	CLEARWATER PARTNERS, LLC	SALE	1.16	15.9K	18.44K	3.85M
Nov 18, 2013	SAFFIRE RICHARD G	SALE	1.02	4.17K	4.26K	3.86M
Nov 18, 2013	CLEARWATER PARTNERS, LLC	SALE	1.02	4.17K	4.26K	3.86M
Nov 13, 2013	SAFFIRE RICHARD G	SALE	1.02	4.83K	4.92K	3.88M
Nov 13, 2013	CLEARWATER PARTNERS, LLC	SALE	1.02	4.83K	4.92K	3.88M
Nov 12, 2013	CLEARWATER PARTNERS, LLC	SALE	0.95	7K	6.65K	3.88M
Nov 12, 2013	SAFFIRE RICHARD G	SALE	0.95	7K	6.65K	3.88M
Nov 11, 2013	CLEARWATER PARTNERS, LLC	SALE	1.03	7K	7.21K	3.89M
Nov 11, 2013	SAFFIRE RICHARD G	SALE	1.03	7K	7.21K	3.89M
Nov 07, 2013	CLEARWATER PARTNERS, LLC	SALE	1.14	5K	5.7K	3.9M
Nov 07, 2013	SAFFIRE RICHARD G	SALE	1.14	5K	5.7K	3.9M
Nov 06, 2013	SAFFIRE RICHARD G	SALE	1.16	4K	4.64K	3.9M
Nov 06, 2013	CLEARWATER PARTNERS, LLC	SALE	1.16	4K	4.64K	3.9M
Oct 18, 2013	DUNN JOSEPH A	SALE	1.13	60K	67.97K	50K
Aug 14, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.07	3.69K	3.94K	993.93K
Aug 13, 2013	MOYNIHAN MICHAEL ROBERT	SALE	1.06	4.32K	4.57K	999.62K
Jun 27, 2013	PANDOLFINO JOSEPH	SALE	0.71	60K	42.6K	5.68M
Jun 26, 2013	PANDOLFINO JOSEPH	SALE	0.70	35K	24.5K	5.74M
Jun 25, 2013	PANDOLFINO JOSEPH	SALE	0.70	102.6K	71.82K	5.77M
May 21, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.60	5K	3K	1.01M
May 20, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.60	5K	3K	1.01M
May 17, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.59	5K	2.95K	1.02M
Mar 28, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.80	5K	4K	1.02M
Mar 27, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.91	500	455	1.03M
Mar 26, 2013	MOYNIHAN MICHAEL ROBERT	SALE	0.83	5K	4.15K	1.03M
Nov 26, 2012	SICIGNANO HENRY III	PURCHASE	0.17	100K	17K	1.89M
Nov 19, 2012	SICIGNANO HENRY III	PURCHASE	0.22	40K	8.8K	1.79M
Nov 19, 2012	MOYNIHAN MICHAEL ROBERT	SALE	0.22	40K	8.8K	963.93K
Nov 09, 2012	SICIGNANO HENRY III	PURCHASE	0.25	600K	150K	1.75M

XXII Stock Ownership Breakdown