How many institutions own SWZ stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own SWZ shares is 40, representing 45.63% of the company's common stock.

Who are the major shareholders selling Total Return Securities Fund stock?

KARPUS MANAGEMENT, INC., in the last quarter, reduced its stake in SWZ by -100% restricting it's holding to 0 shares of worth nearly -. SIT INVESTMENT ASSOCIATES INC also lessened -100% of the SWZ shares from its portfolio, reducing its holding to 0 shares of worth -. PNC FINANCIAL SERVICES GROUP, INC. also shunned SWZ shares holding by -33.33% last quarter which brought its holding to 16 shares worth $95.00.

Investors who are buying SWZ stock?

As per its latest 13F filing, SHAKER FINANCIAL SERVICES, LLC increased its stake in SWZ by 136.71% in the last quarter. The institutional holder raised its holding to 322.4 thousand shares having worth more than $1.91M. FORTIS CAPITAL ADVISORS, LLC also added 100% more shares of SWZ to its portfolio, raising its holding to 14.46 thousand shares of worth $85.74K. ALMITAS CAPITAL LLC also increased its SWZ shares holding by 26.3% which brought its holding to 46.45 thousand shares worth $275.47K.

SWZ's major insiders: who are they?

The insider with the most stakes in SWZ is CSS LLC/IL , 10 percent owner at the company. Additionally, SWZ stock is highly held by President and CEO Dakos Andrew and Secretary GOLDSTEIN PHILLIP among others.

Did an insider recently sell SWZ stock?

Company executives, directors, and other insiders own 0.21% percent of Total Return Securities Fund's stock. Within the last six months, there have been 0 transaction(s) in which SWZ insiders have sold stock, totaling 0 shares. Insiders that have sold shares include CSS LLC/IL, HELLERMAN GERALD, and GOLDSTEIN PHILLIP.

Which insider recently purchased SWZ stock?

There have been 49 transaction(s) during the past 6-months in which Total Return Securities Fund insiders have bought stock, totalling 168043 shares

How much of SWZ does insiders own?

Around 2.66M Total Return Securities Fund shares are held by insiders, which represents about 0.21% of SWZ stock.

Who is the insider with the largest stake?

SWZ 10 percent owner, CSS LLC/IL holds the largest portfolio of the company's shares. SWZ shares owned by CSS total nearly 1.69 million.

Which institution holds the most shares in SWZ?

SHAKER FINANCIAL SERVICES, LLC is the largest institutional owner in SWZ which holds 322.4 thousand shares worth $1.91M or 2.03% of the total SWZ shares outstanding followed by KARPUS MANAGEMENT, INC. with ownership of 0 shares representing 0% of the SWZ ownership. SIT INVESTMENT ASSOCIATES INC is the third largest stakeholder with 0 shares or 0% of the ownership worth more than -.

Is Total Return Securities Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the SWZ is concerned, it is a stock which is not optionable.

Is there a short position on SWZ's shares?

Number of SWZ shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding SWZ shares are there?

As of today, null shares of SWZ are outstanding.

Is there many float in SWZ stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, SWZ has null shares in float.

SWZ short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for SWZ is null.

Total Return Securities Fund (SWZ) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.21% Percentage of Shares held by All Insiders

45.63% Percentage of Shares held by All Institutions

45.72% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 45.63% of SWZ shares are held by financial institutions. SHAKER FINANCIAL SERVICES, LLC is the top corporate investor, holding 322.4K shares valued at $1.91M. A 2.03% stake in Total Return Securities Fund is owned by the company. KARPUS MANAGEMENT, INC. owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	SHAKER FINANCIAL SERVICES, LLC	2.03%	322.4K	1.91M	186.2K	+136.71%
Mar 31, 2026	KARPUS MANAGEMENT, INC.	0%	0	-	-130	-100.00%
Mar 31, 2026	SIT INVESTMENT ASSOCIATES INC	0%	0	-	-101.84K	-100.00%
Mar 31, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0%	16	95	-8	-33.33%
Mar 31, 2026	RIVERNORTH CAPITAL MANAGEMENT, LLC	2.08%	331.02K	1.96M	-106K	-24.26%
Mar 31, 2026	BULLDOG INVESTORS, LLP	0.25%	39.79K	235.94K	-122.12K	-75.43%
Mar 31, 2026	ROYAL BANK OF CANADA	0%	249	1K	0	0
Mar 31, 2026	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	5.64K	0	0
Mar 31, 2026	MCCARTER PRIVATE WEALTH SERVICES LLC	0.09%	14.46K	85.74K	0	0
Mar 31, 2026	FORTIS CAPITAL ADVISORS, LLC	0.09%	14.46K	85.74K	14.46K	+100.00%
Mar 31, 2026	MATISSE CAPITAL	2.56%	407.27K	2.42M	-202.73K	-33.23%
Mar 31, 2026	ICON ADVISERS INC/CO	3.15%	500.29K	2.97M	-45.61K	-8.35%
Mar 31, 2026	NIXON PEABODY TRUST CO	0.26%	42.02K	249.2K	0	0
Mar 31, 2026	ALMITAS CAPITAL LLC	0.29%	46.45K	275.47K	9.67K	+26.30%
Mar 31, 2026	UBS GROUP AG	0.3%	47.3K	280.46K	26.22K	+124.42%
Mar 31, 2026	NORTH GROUND CAPITAL	0.3%	47.59K	282.22K	-613.55K	-92.80%
Mar 31, 2026	MORGAN STANLEY	0.32%	51.52K	305.54K	9.25K	+21.89%
Mar 31, 2026	UNCOMMON CENTS INVESTING LLC	0.53%	84.37K	500.33K	-39.58K	-31.93%
Mar 31, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.56%	88.27K	523.47K	23.76K	+36.83%
Mar 31, 2026	GARDNER RUSSO & QUINN LLC	0.61%	97.67K	579.16K	-48.62K	-33.23%
Mar 31, 2026	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	4.1%	650.7K	3.86M	-1.48M	-69.41%
Mar 31, 2026	BELPOINTE ASSET MANAGEMENT LLC	0.09%	14.46K	85.74K	14.46K	+100.00%
Mar 31, 2026	CAPITAL INVESTMENT COUNSEL, INC	0.09%	14.96K	88.72K	0	0
Mar 31, 2026	JPMORGAN CHASE & CO	0.01%	1.72K	10.18K	-858	-33.24%
Mar 31, 2026	WINMILL & CO. INC	0.01%	2.25K	13.34K	-1.12K	-33.23%
Mar 31, 2026	INTEGRIS WEALTH MANAGEMENT, LLC	0.06%	10.05K	59.62K	-1.95K	-16.23%
Mar 31, 2026	PRIVATE MANAGEMENT GROUP INC	0.07%	10.55K	306.01K	0	0
Mar 31, 2026	TRUEMARK INVESTMENTS, LLC	0.07%	10.75K	63.74K	-4.53K	-29.63%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.15%	23.34K	138.41K	10.91K	+87.69%
Mar 31, 2026	LOGAN STONE CAPITAL, LLC	0.18%	27.81K	164.92K	0	0
Mar 31, 2026	GAMCO INVESTORS, INC. ET AL	0.2%	32.1K	190.33K	0	0
Mar 31, 2026	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.23%	35.91K	212.94K	35.91K	+100.00%
Mar 31, 2026	SABA CAPITAL MANAGEMENT, L.P.	2.54%	404.08K	2.4M	-201.14K	-33.23%
Mar 31, 2026	CSS LLC/IL	6.43%	1.02M	6.05M	-638.46K	-38.48%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.1%	16.59K	98.38K	2.65K	+19.01%
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0.12%	18.82K	111.6K	0	0
Mar 31, 2026	XTX TOPCO LTD	0.13%	19.96K	118.39K	19.96K	+100.00%
Mar 31, 2026	ALPINE GLOBAL MANAGEMENT, LLC	0.51%	81.27K	481.96K	-331.9K	-80.33%
Mar 31, 2026	YAKIRA CAPITAL MANAGEMENT, INC.	0.79%	125.56K	744.55K	-66.46K	-34.61%
Mar 31, 2026	ANCORA ADVISORS, LLC	0.01%	1.07K	6.33K	0	0
Mar 31, 2026	MAREX GROUP PLC	0%	0	-	-10K	-100.00%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	0%	0	-	-2.79K	-100.00%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.11%	17.44K	103.39K	6.87K	+65.03%
Mar 31, 2026		0.92%	146.29K	867.5K	-71.61K	-32.86%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0.39%	62.15K	368.52K	-20.32K	-24.64%
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0.44%	69.38K	411.42K	-32.55K	-31.93%
Dec 31, 2025		1.68%	217.9K	1.36M	217.9K	+100.00%
Dec 31, 2025	ALPINE GLOBAL MANAGEMENT, LLC	3.18%	413.17K	2.57M	325.67K	+372.19%
Dec 31, 2025	DELTA CAPITAL MANAGEMENT LLC	0%	0	-	-33.36K	-100.00%
Dec 31, 2025	ICON ADVISERS INC/CO	4.2%	545.9K	3.4M	545.9K	+100.00%
Dec 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0%	24	149	-3.69K	-99.35%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-19.32K	-100.00%
Dec 31, 2025	NIXON PEABODY TRUST CO	0.32%	42.02K	261.39K	42.02K	+100.00%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.5%	64.51K	401.27K	-128.19K	-66.52%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.63%	82.46K	512.9K	-40.33K	-32.85%
Dec 31, 2025	SIT INVESTMENT ASSOCIATES INC	0.78%	101.84K	633K	101.54K	+33,845.67%
Dec 31, 2025	MORGAN STANLEY	0.33%	42.27K	262.94K	-10.88K	-20.47%
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0.78%	101.92K	633.97K	47.71K	+88.01%
Dec 31, 2025	UNCOMMON CENTS INVESTING LLC	0.95%	123.96K	771K	0	0
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	1.05%	136.2K	847.15K	-162.66K	-54.43%
Dec 31, 2025	GARDNER RUSSO & QUINN LLC	1.13%	146.28K	909.88K	-287.95K	-66.31%
Dec 31, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	1.48%	192.02K	1.19M	0	0
Dec 31, 2025	MATISSE CAPITAL	4.7%	610K	3.79M	3K	+0.49%
Dec 31, 2025	NORTH GROUND CAPITAL	5.09%	661.15K	4.11M	467.62K	+241.64%
Dec 31, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	16.38%	2.13M	13.23M	0	0
Dec 31, 2025	KARPUS MANAGEMENT, INC.	0%	130	809	-206.62K	-99.94%
Dec 31, 2025	ROYAL BANK OF CANADA	0%	249	2K	0	0
Dec 31, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	5.92K	0	0
Dec 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	0	-	-1.83K	-100.00%
Dec 31, 2025	QUARRY LP	0%	0	-	-75.08K	-100.00%
Dec 31, 2025	BOOTHBAY FUND MANAGEMENT, LLC	0%	0	-	-87.5K	-100.00%
Dec 31, 2025	CWM, LLC	0%	0	-	-835	-100.00%
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	0%	0	-	-10.95K	-100.00%
Dec 31, 2025	UHLMANN PRICE SECURITIES, LLC	0%	0	-	-111.65K	-100.00%
Dec 31, 2025	ANCORA ADVISORS, LLC	0.01%	1.07K	6.64K	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0.02%	2.58K	16.05K	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.02%	2.79K	17.35K	-2.59K	-48.16%
Dec 31, 2025	MAREX GROUP PLC	0.08%	10K	62.2K	10K	+100.00%
Dec 31, 2025	PRIVATE MANAGEMENT GROUP INC	0.08%	10.55K	302.85K	0	0
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.08%	10.57K	65.72K	730	+7.42%
Dec 31, 2025	INTEGRIS WEALTH MANAGEMENT, LLC	0.09%	12K	74.65K	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.1%	12.44K	77.34K	7.53K	+153.51%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.11%	13.94K	86.71K	90	+0.65%
Dec 31, 2025	MCCARTER PRIVATE WEALTH SERVICES LLC	0.11%	14.46K	89.93K	-1	-0.01%
Dec 31, 2025	CAPITAL INVESTMENT COUNSEL, INC	0.12%	14.96K	93.06K	14.96K	+100.00%
Dec 31, 2025	TRUEMARK INVESTMENTS, LLC	0.12%	15.28K	95.02K	15.28K	+100.00%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.14%	18.82K	117.05K	0	0
Dec 31, 2025	UBS GROUP AG	0.16%	21.07K	131.08K	6.91K	+48.81%
Dec 31, 2025	GAMCO INVESTORS, INC. ET AL	0.25%	32.1K	199.64K	16.05K	+100.00%
Dec 31, 2025	BULLDOG INVESTORS, LLP	1.25%	161.9K	1.01M	55K	+51.45%
Dec 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	3.36%	437.02K	2.72M	58.38K	+15.42%
Dec 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	4.66%	605.22K	3.76M	302.61K	+100.00%
Dec 31, 2025	CSS LLC/IL	12.77%	1.66M	10.32M	1.11M	+204.58%
Dec 31, 2025	WINMILL & CO. INC	0.03%	3.37K	21.1K	100	+3.06%
Dec 31, 2025	SAGEVIEW ADVISORY GROUP, LLC	0.04%	4.7K	29.23K	4.7K	+100.00%
Dec 31, 2025	LOGAN STONE CAPITAL, LLC	0.21%	27.81K	172.98K	27.81K	+100.00%
Dec 31, 2025	ALMITAS CAPITAL LLC	0.28%	36.78K	228.78K	36.78K	+100.00%
Sep 30, 2025	JPMORGAN CHASE & CO	0.02%	2.58K	15.69K	0	0
Sep 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	2.33%	302.61K	1.84M	57.58K	+23.50%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	2.3%	298.86K	1.82M	158.5K	+112.93%
Sep 30, 2025	PRIVATE MANAGEMENT GROUP INC	0.08%	10.55K	300.64K	0	0
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	9.84K	59.8K	476	+5.09%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.04%	5.38K	32.72K	-9.54K	-63.94%
Sep 30, 2025	BEVERLY HILLS PRIVATE WEALTH, LLC	0%	0	-	-19.25K	-100.00%
Sep 30, 2025	KARPUS MANAGEMENT, INC.	1.59%	206.75K	1.26M	-30.59K	-12.89%
Sep 30, 2025	NORTH GROUND CAPITAL	1.49%	193.52K	1.18M	43.47K	+28.97%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1.48%	192.7K	1.17M	87.7K	+83.51%
Sep 30, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	1.48%	192.02K	1.17M	52.64K	+37.77%
Sep 30, 2025	UNCOMMON CENTS INVESTING LLC	0.95%	123.96K	753.65K	25	+0.02%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.95%	122.79K	747K	-31.36K	-20.34%
Sep 30, 2025	UHLMANN PRICE SECURITIES, LLC	0.86%	111.65K	678.86K	7.05K	+6.73%
Sep 30, 2025	QUARRY LP	0.58%	75.08K	456.49K	75.08K	+100.00%
Sep 30, 2025	MORGAN STANLEY	0.41%	53.15K	323.16K	-3.28K	-5.82%
Sep 30, 2025	DELTA CAPITAL MANAGEMENT LLC	0.26%	33.36K	203K	0	0
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	19.32K	117.44K	9.13K	+89.57%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.14%	18.82K	114.42K	0	0
Sep 30, 2025	GAMCO INVESTORS, INC. ET AL	0.12%	16.05K	97.57K	0	0
Sep 30, 2025	MCCARTER PRIVATE WEALTH SERVICES LLC	0.11%	14.46K	87.91K	0	0
Sep 30, 2025	UBS GROUP AG	0.11%	14.16K	86.11K	-2.33K	-14.15%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.11%	13.85K	84.21K	5.1K	+58.29%
Sep 30, 2025	INTEGRIS WEALTH MANAGEMENT, LLC	0.09%	12K	72.97K	0	0
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	0.08%	10.95K	66.6K	10.95K	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.04%	4.91K	29.77K	795	+19.34%
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.03%	3.72K	22.61K	0	0
Sep 30, 2025	WINMILL & CO. INC	0.03%	3.27K	19.88K	0	0
Sep 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.01%	1.83K	11.12K	0	0
Sep 30, 2025	ANCORA ADVISORS, LLC	0.01%	1.07K	6.49K	0	0
Sep 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	5.78K	0	0
Sep 30, 2025	ROYAL BANK OF CANADA	0%	249	2K	0	0
Sep 30, 2025	LAZARD ASSET MANAGEMENT LLC	0%	0	-	-666.25K	-100.00%
Sep 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0%	0	-	-19.12K	-100.00%
Sep 30, 2025	CAPITAL INVESTMENT COUNSEL, INC	0%	0	-	-14.96K	-100.00%
Sep 30, 2025	BULLDOG INVESTORS, LLP	0.82%	106.9K	649.96K	0	0
Sep 30, 2025	BOOTHBAY FUND MANAGEMENT, LLC	0.67%	87.5K	532K	87.5K	+100.00%
Sep 30, 2025	ALPINE GLOBAL MANAGEMENT, LLC	0.67%	87.5K	532K	87.5K	+100.00%
Sep 30, 2025	CWM, LLC	0.01%	835	5K	0	0
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.42%	54.21K	329.61K	54.21K	+100.00%
Sep 30, 2025	SIT INVESTMENT ASSOCIATES INC	0%	300	2K	300	+100.00%
Sep 30, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	16.38%	2.13M	12.93M	196.51K	+10.18%
Sep 30, 2025	MATISSE CAPITAL	4.67%	607K	3.69M	607K	+100.00%
Sep 30, 2025	CSS LLC/IL	4.19%	544.68K	3.31M	19.76K	+3.76%
Sep 30, 2025	GARDNER RUSSO & QUINN LLC	3.34%	434.24K	2.64M	0	0
Sep 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	2.91%	378.64K	2.3M	-291.31K	-43.48%
Jun 30, 2025	TABOR ASSET MANAGEMENT, LP	0%	0	-	-30.11K	-100.00%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0%	0	-	-164.18K	-100.00%
Jun 30, 2025	AQR ARBITRAGE LLC	0%	0	-	-10.87K	-100.00%
Jun 30, 2025	CWM, LLC	0.01%	835	5K	0	0
Jun 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.01%	1.83K	11.6K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.03%	4.11K	26.07K	-3.48K	-45.84%
Jun 30, 2025	JPMORGAN CHASE & CO	0.02%	2.58K	16.36K	0	0
Jun 30, 2025	WINMILL & CO. INC	0.03%	3.27K	20.73K	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.07%	8.75K	55.48K	8.75K	+100.00%
Jun 30, 2025	INTEGRIS WEALTH MANAGEMENT, LLC	0.09%	12K	76.09K	12K	+100.00%
Jun 30, 2025	GAMCO INVESTORS, INC. ET AL	0.12%	16.05K	101.74K	0	0
Jun 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	1.89%	245.03K	1.55M	2.89K	+1.20%
Jun 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.14%	18.82K	119.31K	5.94K	+46.16%
Jun 30, 2025	GARDNER RUSSO & QUINN LLC	3.34%	434.24K	2.75M	140.83K	+48.00%
Jun 30, 2025	BEVERLY HILLS PRIVATE WEALTH, LLC	0.15%	19.25K	122.03K	19.25K	+100.00%
Jun 30, 2025	CSS LLC/IL	4.04%	524.93K	3.33M	147.27K	+39.00%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-25.86K	-100.00%
Jun 30, 2025	PRIVATE MANAGEMENT GROUP INC	0.08%	10.55K	287.35K	10.55K	+100.00%
Jun 30, 2025		0.11%	14.46K	91.67K	14.46K	+100.00%
Jun 30, 2025	LAZARD ASSET MANAGEMENT LLC	5.13%	666.25K	4.22M	-862.22K	-56.41%
Jun 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	5.16%	669.95K	4.25M	625.11K	+1,394.31%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	1.08%	140.36K	889.88K	54.27K	+63.04%
Jun 30, 2025	UBS GROUP AG	0.13%	16.5K	104.59K	-28.09K	-63.00%
Jun 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.15%	19.12K	121.2K	19.12K	+100.00%
Jun 30, 2025	DELTA CAPITAL MANAGEMENT LLC	0.26%	33.36K	212K	0	0
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.81%	105.01K	665.75K	7.01K	+7.15%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.19%	154.15K	977K	29.32K	+23.49%
Jun 30, 2025	KARPUS MANAGEMENT, INC.	1.83%	237.35K	1.5M	-10.12K	-4.09%
Jun 30, 2025	CAPITAL INVESTMENT COUNSEL, INC	0.12%	14.96K	94.85K	0	0
Jun 30, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	1.07%	139.38K	883.65K	109.27K	+362.97%
Jun 30, 2025	NORTH GROUND CAPITAL	1.16%	150.06K	948.37K	145.26K	+3,026.21%
Jun 30, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	14.86%	1.93M	12.24M	0	0
Jun 30, 2025	1607 CAPITAL PARTNERS, LLC	0%	0	-	-39.98K	-100.00%
Jun 30, 2025	UNCOMMON CENTS INVESTING LLC	0.95%	123.93K	785.72K	23.8K	+23.77%
Jun 30, 2025	MORGAN STANLEY	0.43%	56.44K	357.8M	-4.03K	-6.66%
Jun 30, 2025	MCCARTER PRIVATE WEALTH SERVICES LLC	0.11%	14.46K	91.67K	14.46K	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.11%	14.93K	94.63K	1.25K	+9.16%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	10.19K	64.6K	10.19K	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.07%	9.36K	59.34K	255	+2.80%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.03%	3.72K	23.57K	-2.55K	-40.68%
Jun 30, 2025	UHLMANN PRICE SECURITIES, LLC	0.81%	104.61K	663.22K	-39.23K	-27.27%
Jun 30, 2025	ROYAL BANK OF CANADA	0%	249	2K	0	0
Jun 30, 2025	US BANCORP \DE\	0%	0	-	-135	-100.00%
Jun 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	6.03K	0	0
Jun 30, 2025	ANCORA ADVISORS, LLC	0.01%	1.07K	6.77K	0	0
Jun 30, 2025	BULLDOG INVESTORS, LLP	0.82%	106.9K	677.76K	-130.57K	-54.98%
Mar 31, 2025	WINMILL & CO. INC	0.03%	3.27K	30.15K	0	0
Mar 31, 2025	GARDNER RUSSO & QUINN LLC	2.26%	293.4K	2.71M	4.6K	+1.59%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	1.26%	164.18K	1.51M	14.82K	+9.92%
Mar 31, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	0.23%	30.11K	277.57K	30.11K	+100.00%
Mar 31, 2025	LOGAN STONE CAPITAL, LLC	0%	0	-	-31.78K	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-20.07K	-100.00%
Mar 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.01%	1.83K	16.86K	0	0
Mar 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.1%	12.88K	118.72K	0	0
Mar 31, 2025	DELTA CAPITAL MANAGEMENT LLC	0.26%	33.36K	308K	0	0
Mar 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.35%	44.83K	413.36K	44.83K	+100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0%	0	-	-17.91K	-100.00%
Mar 31, 2025	US BANCORP \DE\	0%	135	1.25K	-45	-25.00%
Mar 31, 2025	KARPUS MANAGEMENT, INC.	1.9%	247.46K	2.28M	-27.66K	-10.05%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.2%	25.86K	238.39K	-7.48K	-22.45%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.05%	6.27K	57.79K	24	+0.38%
Mar 31, 2025	AQR ARBITRAGE LLC	0.08%	10.87K	100.19K	-22.7K	-67.63%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.07%	9.1K	83.94K	-1.13K	-11.07%
Mar 31, 2025	ANCORA ADVISORS, LLC	0.01%	1.07K	9.85K	0	0
Mar 31, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	8.77K	0	0
Mar 31, 2025	CWM, LLC	0.01%	835	8K	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0%	249	2K	-278	-52.75%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.66%	86.09K	793.73K	-166.47K	-65.91%
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.75%	98K	903.58K	6.69K	+7.32%
Mar 31, 2025	UNCOMMON CENTS INVESTING LLC	0.77%	100.13K	923.2K	8.03K	+8.72%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.96%	124.83K	1.15M	-148	-0.12%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.11%	13.67K	126.06K	0	0
Mar 31, 2025	CAPITAL INVESTMENT COUNSEL, INC	0.12%	14.96K	137.94K	0	0
Mar 31, 2025	GAMCO INVESTORS, INC. ET AL	0.12%	16.05K	147.96K	0	0
Mar 31, 2025	CSS LLC/IL	2.91%	377.66K	3.48M	87.38K	+30.10%
Mar 31, 2025	LAZARD ASSET MANAGEMENT LLC	11.77%	1.53M	14.09M	809.16K	+112.49%
Mar 31, 2025	BULLDOG INVESTORS, LLP	1.83%	237.47K	2.19M	0	0
Mar 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	1.86%	242.14K	2.23M	-83.64K	-25.67%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.06%	7.59K	69.99K	2.77K	+57.52%
Mar 31, 2025	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	14.86%	1.93M	17.8M	-36.5K	-1.86%
Mar 31, 2025	UHLMANN PRICE SECURITIES, LLC	1.11%	143.84K	1.33M	2.92K	+2.07%
Mar 31, 2025	JPMORGAN CHASE & CO	0.02%	2.58K	23.8K	0	0
Mar 31, 2025	1607 CAPITAL PARTNERS, LLC	0.31%	39.98K	368.61K	-419.61K	-91.30%
Mar 31, 2025	UBS GROUP AG	0.34%	44.59K	411.09K	-14.23K	-24.20%
Mar 31, 2025		0.04%	4.8K	30K	4.8K	+100.00%
Mar 31, 2025	TABOR ASSET MANAGEMENT, LP	0.23%	30.11K	277.57K	30.11K	+100.00%
Mar 31, 2025	MORGAN STANLEY	0.47%	60.46K	557.45K	-37.6K	-38.34%
Mar 31, 2024	UBS GROUP AG	0.64%	83.94K	665.61K	-6.28K	-6.96%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.02%	2.53K	20.05K	0	0
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	2.55K	20.22K	2.55K	+100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0.02%	2.58K	20.47K	0	0
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.02%	2.92K	23.13K	-300	-9.33%
Mar 31, 2024	GARDNER RUSSO & QUINN LLC	2.09%	274.95K	2.18M	4.44K	+1.64%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	2.22%	292.38K	2.32M	3.72K	+1.29%
Mar 31, 2024	1607 CAPITAL PARTNERS, LLC	2.67%	352.01K	2.79M	2.11K	+0.60%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.14%	17.93K	142.18K	17.93K	+100.00%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.12%	15.34K	121.65K	1.55K	+11.21%
Mar 31, 2024	GAMCO INVESTORS, INC. ET AL	0.12%	16.05K	127.26K	0	0
Mar 31, 2024	SAGEVIEW ADVISORY GROUP, LLC	0%	0	-	-31.9K	-100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0.01%	708	6K	0	0
Mar 31, 2024	CWM, LLC	0.01%	835	7K	835	+100.00%
Mar 31, 2024	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	7.54K	0	0
Mar 31, 2024	ANCORA ADVISORS, LLC	0.01%	1.07K	8.47K	0	0
Mar 31, 2024	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.01%	1.83K	14.5K	1.83K	+100.00%
Mar 31, 2024	WINMILL & CO. INC	0.02%	3.27K	25.93K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.07%	9.12K	72.34K	-1	-0.01%
Mar 31, 2024	KESTRA ADVISORY SERVICES, LLC	0.1%	12.88K	102.11K	0	0
Mar 31, 2024	LPL FINANCIAL LLC	0.1%	13.35K	105.86K	2.59K	+24.12%
Mar 31, 2024	CAPITAL INVESTMENT COUNSEL, INC	0.11%	14.96K	118.64K	0	0
Mar 31, 2024	DYNAMIC ADVISOR SOLUTIONS LLC	0.18%	23.07K	182.96K	298	+1.31%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.18%	23.32K	184.91K	-6.57K	-21.99%
Mar 31, 2024	AQR ARBITRAGE LLC	0.3%	39.27K	311.44K	6.29K	+19.08%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.51%	66.87K	530.3K	13.66K	+25.67%
Mar 31, 2024	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.57%	75.05K	595.15K	0	0
Mar 31, 2024	UNCOMMON CENTS INVESTING LLC	0.68%	89.64K	710.88K	0	0
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.69%	91.32K	724.14K	-605	-0.66%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.98%	129.62K	1.03M	129.62K	+100.00%
Mar 31, 2024	KARPUS MANAGEMENT, INC.	1.7%	223.66K	1.77M	40.83K	+22.33%
Mar 31, 2024	BULLDOG INVESTORS, LLP	1.8%	237.47K	1.88M	-480	-0.20%
Mar 31, 2024	LAZARD ASSET MANAGEMENT LLC	5.85%	770.54K	6.11M	-19.01K	-2.41%
Mar 31, 2024	MORGAN STANLEY	0.75%	99.1K	785.82K	5.81K	+6.23%
Mar 31, 2024	CSS LLC/IL	2.31%	304.8K	2.42M	6.72K	+2.25%
Mar 31, 2024	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	15.38%	2.03M	16.07M	-64.87K	-3.10%
Mar 31, 2024	US BANCORP \DE\	0.01%	1.46K	11.61K	1.46K	+100.00%
Mar 31, 2024		0.01%	1.83K	14.5K	1.83K	+100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.02%	2.53K	20.74K	-553	-17.94%
Dec 31, 2023	ANCORA ADVISORS, LLC	0.01%	1.07K	8.76K	0	0
Dec 31, 2023	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	951	7.8K	-497	-34.32%
Dec 31, 2023	ROYAL BANK OF CANADA	0.01%	708	6K	0	0
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-11.1K	-100.00%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0%	0	-	-20.18K	-100.00%
Dec 31, 2023	ATLAS WEALTH LLC	0%	0	-	-63.14K	-100.00%
Dec 31, 2023	ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC	15.87%	2.09M	17.14M	-11.52K	-0.55%
Dec 31, 2023	LAZARD ASSET MANAGEMENT LLC	5.99%	789.55K	6.47M	-12.88K	-1.61%
Dec 31, 2023	1607 CAPITAL PARTNERS, LLC	2.66%	349.9K	2.87M	13.46K	+4.00%
Dec 31, 2023	CSS LLC/IL	2.26%	298.08K	2.44M	-2.5K	-0.83%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	2.19%	288.66K	2.37M	3.98K	+1.40%
Dec 31, 2023	GARDNER RUSSO & QUINN LLC	2.05%	270.5K	2.22M	4.25K	+1.60%
Dec 31, 2023	BULLDOG INVESTORS, LLP	1.81%	237.95K	1.95M	480	+0.20%
Dec 31, 2023	KARPUS MANAGEMENT, INC.	1.39%	182.83K	1.5M	154.91K	+554.84%
Dec 31, 2023	MORGAN STANLEY	0.71%	93.28K	764.93K	-6.59K	-6.60%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.7%	91.92K	753.76K	-1.09K	-1.17%
Dec 31, 2023	UBS GROUP AG	0.68%	90.22K	739.76K	16.59K	+22.53%
Dec 31, 2023	UNCOMMON CENTS INVESTING LLC	0.68%	89.64K	735.08K	0	0
Dec 31, 2023	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.57%	75.05K	615.42K	-12.27K	-14.05%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.4%	53.21K	436.36K	15.68K	+41.76%
Dec 31, 2023	AQR ARBITRAGE LLC	0.25%	32.98K	270.43K	4.45K	+15.60%
Dec 31, 2023	SAGEVIEW ADVISORY GROUP, LLC	0.24%	31.9K	256.8K	0	0
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.23%	29.89K	245.11K	29.89K	+100.00%
Dec 31, 2023	DYNAMIC ADVISOR SOLUTIONS LLC	0.17%	22.77K	186.06K	-4.86K	-17.57%
Dec 31, 2023	GAMCO INVESTORS, INC. ET AL	0.12%	16.05K	131.59K	0	0
Dec 31, 2023	CAPITAL INVESTMENT COUNSEL, INC	0.11%	14.96K	122.68K	0	0
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.1%	13.8K	113.12K	13.8K	+100.00%
Dec 31, 2023	KESTRA ADVISORY SERVICES, LLC	0.1%	12.88K	105.58K	0	0
Dec 31, 2023	LPL FINANCIAL LLC	0.08%	10.76K	88.2K	10.76K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.07%	9.12K	74.81K	4.5K	+97.36%
Dec 31, 2023	WINMILL & CO. INC	0.02%	3.27K	26.81K	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.02%	3.22K	26.38K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.02%	2.58K	21.16K	-3.72K	-59.02%

Insiders

Among the SWZ insiders holding of 0.21% of the stake in company, CSS LLC/IL, 10 percent owner, holds the largest shares of 1.69M. DAKOS ANDREW, President and CEO, is the second largest SWZ insider with ownership of 126.23K shares. GOLDSTEIN PHILLIP, Secretary, stands third with possession of 119.21K shares of that stake.

Insiders	Designation	Shares Held
CSS LLC/IL	10 percent owner	1.69M
DAKOS ANDREW	President and CEO	126.23K
GOLDSTEIN PHILLIP	Secretary	119.21K
HOTTINGER CAPITAL CORP		98.7K
HOTTINGER BANK TRUST LTD		97.36K
SELL MORITZ A	director	24.25K
BREALEY RICHARD	director	13.79K
HOTTINGER MILLISITS RUDOLF	CEO	10.51K
BERRIS BRIAN A	director	10K
HELLERMAN GERALD	director	5.28K
CLAUDE FREY	director	5.09K
BOCK DAVID	director	4.25K
RICCIARDI FRED J	director	4K
WEST STEPHEN K	director	1.07K
HELBIG CLAUS	director	1K
MANDEL ALAN M.	Treas. & Princ. Fin. Officer	600
CALHOUN JOSEPH S III	director	550
BOILLAT JEAN-MARC	director	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jul 23, 2026	SELL MORITZ A	PURCHASE	5.86	2K	11.72K	24.25K
Jul 22, 2026	SELL MORITZ A	PURCHASE	5.90	517	3.05K	22.25K
Jul 21, 2026	SELL MORITZ A	PURCHASE	5.90	483	2.85K	21.73K
Jul 20, 2026	SELL MORITZ A	PURCHASE	5.93	1K	5.93K	21.25K
Jul 06, 2026	GOLDSTEIN PHILLIP	PURCHASE	5.95	5.98K	35.58K	119.21K
Jul 02, 2026	DAKOS ANDREW	PURCHASE	5.92	233	1.38K	126.23K
Jun 29, 2026	SELL MORITZ A	PURCHASE	5.92	2K	11.85K	20.25K
Jun 26, 2026	SELL MORITZ A	PURCHASE	5.88	2.09K	12.31K	18.25K
Jun 18, 2026	SELL MORITZ A	PURCHASE	5.91	1.85K	10.95K	16.16K
Jun 17, 2026	SELL MORITZ A	PURCHASE	5.91	147	868.77	14.3K
Jun 16, 2026	SELL MORITZ A	PURCHASE	5.96	2K	11.92K	14.16K
Jun 15, 2026	SELL MORITZ A	PURCHASE	5.95	155	922.25	12.16K
May 29, 2026	SELL MORITZ A	PURCHASE	6.01	1K	6.01K	12K
May 28, 2026	DAKOS ANDREW	PURCHASE	5.98	100	598	120.6K
May 27, 2026	DAKOS ANDREW	PURCHASE	5.97	4.5K	26.87K	117.5K
May 20, 2026	DAKOS ANDREW	PURCHASE	5.96	2.99K	17.8K	113K
May 19, 2026	DAKOS ANDREW	PURCHASE	5.95	13	77.35	110.01K
May 18, 2026	DAKOS ANDREW	PURCHASE	5.95	4K	23.8K	110K
Apr 24, 2026	SELL MORITZ A	PURCHASE	6.07	1K	6.08K	11K
Apr 17, 2026	DAKOS ANDREW	PURCHASE	6.09	3K	18.27K	106K
Apr 16, 2026	DAKOS ANDREW	PURCHASE	6.04	547	3.3K	40K
Apr 08, 2026	DAKOS ANDREW	PURCHASE	5.97	4K	23.9K	94.28K
Apr 07, 2026	DAKOS ANDREW	PURCHASE	5.95	2K	11.9K	90.28K
Apr 06, 2026	DAKOS ANDREW	PURCHASE	5.95	100	595	88.28K
Apr 02, 2026	DAKOS ANDREW	PURCHASE	5.93	4.86K	28.83K	88
Mar 30, 2026	DAKOS ANDREW	PURCHASE	5.91	5.3K	31.31K	83.32K
Mar 27, 2026	DAKOS ANDREW	PURCHASE	5.92	5.9K	34.93K	78.02K
Mar 24, 2026	DAKOS ANDREW	PURCHASE	5.96	5K	29.8K	72.12K
Mar 18, 2026	GOLDSTEIN PHILLIP	PURCHASE	5.98	10K	59.8K	113.23K
Mar 12, 2026	DAKOS ANDREW	PURCHASE	6.00	3.32K	19.94K	67.12K
Mar 11, 2026	DAKOS ANDREW	PURCHASE	6.00	1.7K	10.2K	63.8K
Mar 06, 2026	DAKOS ANDREW	PURCHASE	5.97	12.5K	74.63K	62.1K
Mar 05, 2026	GOLDSTEIN PHILLIP	PURCHASE	5.99	10K	59.9K	103.23K
Mar 05, 2026	DAKOS ANDREW	PURCHASE	6.01	12K	72.12K	49.6K
Mar 03, 2026	GOLDSTEIN PHILLIP	PURCHASE	6.01	5K	30.05K	93.23K
Mar 02, 2026	DAKOS ANDREW	PURCHASE	6.15	5K	30.75K	27.68K
Feb 27, 2026	DAKOS ANDREW	PURCHASE	6.20	2K	12.4K	22.68K
Feb 26, 2026	DAKOS ANDREW	PURCHASE	6.17	5K	30.85K	20.68K
Feb 24, 2026	DAKOS ANDREW	PURCHASE	6.14	326	2K	14.33K
Feb 23, 2026	GOLDSTEIN PHILLIP	PURCHASE	6.13	5K	30.65K	87.91K
Feb 23, 2026	DAKOS ANDREW	PURCHASE	6.14	2K	12.28K	12K
Feb 20, 2026	DAKOS ANDREW	PURCHASE	6.14	183	1.12K	7.19K
Feb 19, 2026	DAKOS ANDREW	PURCHASE	6.11	119	727.09	2.12K
Feb 06, 2026	GOLDSTEIN PHILLIP	PURCHASE	6.07	10K	60.7K	82.91K
Feb 04, 2026	DAKOS ANDREW	PURCHASE	6.04	2K	12.08K	35.45K
Feb 03, 2026	DAKOS ANDREW	PURCHASE	5.97	7K	41.79K	30.45K
Feb 03, 2026	SELL MORITZ A	PURCHASE	5.96	1K	5.96K	10K
Feb 02, 2026	SELL MORITZ A	PURCHASE	5.98	1.12K	6.7K	9K
Jan 30, 2026	GOLDSTEIN PHILLIP	PURCHASE	5.92	10K	59.2K	72.91K
Dec 30, 2025	CSS LLC/IL	SALE	6.27	196	1.23K	1.69M
Dec 29, 2025	CSS LLC/IL	SALE	6.27	3K	18.81K	1.7M
Dec 26, 2025	CSS LLC/IL	SALE	6.27	2.1K	13.17K	1.71M
Dec 24, 2025	CSS LLC/IL	SALE	6.23	100	623	1.73M
Dec 23, 2025	CSS LLC/IL	SALE	6.26	3K	18.78K	1.73M
Dec 22, 2025	CSS LLC/IL	SALE	6.26	900	5.63K	1.73M
Dec 15, 2025	CSS LLC/IL	SALE	6.24	4K	24.96K	1.74M
Oct 27, 2025	SELL MORITZ A	PURCHASE	6.05	1K	6.06K	4.4K
Jun 30, 2025	SELL MORITZ A	PURCHASE	6.34	1.82K	11.51K	3.4K
Apr 02, 2025	HELLERMAN GERALD	SALE	9.24	41	378.84	5.28K
Jan 17, 2025	GOLDSTEIN PHILLIP	SALE	8.45	4.54K	38.32K	12.25K
Mar 03, 2022	DAKOS ANDREW	PURCHASE	8.82	1K	8.82K	3K
Mar 02, 2022	HELLERMAN GERALD	PURCHASE	8.84	498	4.4K	5.32K
Feb 03, 2022	DAKOS ANDREW	PURCHASE	9.31	572	5.33K	2K
Feb 02, 2022	DAKOS ANDREW	PURCHASE	9.38	428	4.01K	1.43K
Jul 02, 2021	GOLDSTEIN PHILLIP	SALE	9.79	1.21K	11.87K	16.78K
Jun 04, 2021	GOLDSTEIN PHILLIP	SALE	9.70	9.9K	96.02K	18K
Jun 03, 2021	GOLDSTEIN PHILLIP	SALE	9.67	1.8K	17.41K	94.95K
Jun 02, 2021	GOLDSTEIN PHILLIP	SALE	9.72	3.04K	29.56K	96.95K
Jun 01, 2021	GOLDSTEIN PHILLIP	SALE	9.69	5K	48.45K	105.66K
May 05, 2021	SELL MORITZ A	SALE	9.12	2K	18.24K	1.33K
Oct 02, 2020	SELL MORITZ A	SALE	8.37	2K	16.74K	3.33K
Apr 30, 2020	GOLDSTEIN PHILLIP	PURCHASE	7.37	500	3.69K	115.75K
Apr 23, 2020	GOLDSTEIN PHILLIP	PURCHASE	7.35	5K	36.75K	115.25K
Apr 03, 2020	HELLERMAN GERALD	PURCHASE	6.90	1K	6.9K	4.07K
Mar 16, 2020	SELL MORITZ A	PURCHASE	6.13	1.02K	6.23K	5.05K
Mar 09, 2020	SELL MORITZ A	PURCHASE	7.67	2K	15.35K	4.03K
Feb 28, 2020	DAKOS ANDREW	PURCHASE	7.75	1K	7.75K	1.06K
Feb 28, 2020	GOLDSTEIN PHILLIP	PURCHASE	7.73	4.9K	37.87K	0
Feb 27, 2020	HELLERMAN GERALD	PURCHASE	8.00	1K	8K	3.06K
Feb 27, 2020	GOLDSTEIN PHILLIP	PURCHASE	7.99	5K	39.95K	0
Feb 25, 2020	GOLDSTEIN PHILLIP	PURCHASE	8.32	5K	41.6K	90.36K
Feb 24, 2020	GOLDSTEIN PHILLIP	PURCHASE	8.42	5.01K	42.21K	80.36K
Jan 06, 2020	GOLDSTEIN PHILLIP	PURCHASE	8.33	1.09K	9.05K	75.35K
Dec 19, 2019	GOLDSTEIN PHILLIP	PURCHASE	8.20	2.61K	21.41K	74.26K
Dec 18, 2019	GOLDSTEIN PHILLIP	PURCHASE	8.15	614	5K	71.65K
Dec 17, 2019	GOLDSTEIN PHILLIP	PURCHASE	8.15	40K	326K	71.04K
Dec 02, 2019	GOLDSTEIN PHILLIP	PURCHASE	8.09	10K	80.9K	12.83K
Nov 29, 2019	GOLDSTEIN PHILLIP	PURCHASE	8.12	1.79K	14.54K	2.83K
Oct 08, 2019	HELLERMAN GERALD	PURCHASE	7.93	1K	7.93K	2.04K
Aug 05, 2019	SELL MORITZ A	PURCHASE	7.87	1.88K	14.76K	2K
Aug 02, 2019	HELLERMAN GERALD	PURCHASE	8.00	1K	8K	1.04K
Feb 20, 2018	DAKOS ANDREW	PURCHASE	12.74	5.7K	72.61K	1.34M
Feb 16, 2018	DAKOS ANDREW	PURCHASE	12.84	500	6.42K	792
Feb 13, 2018	DAKOS ANDREW	PURCHASE	12.35	7.4K	91.39K	1.34M
Feb 12, 2018	DAKOS ANDREW	PURCHASE	12.35	3.8K	46.94K	1.33M
Feb 05, 2018	DAKOS ANDREW	PURCHASE	12.88	6.44K	82.97K	1.33M
Feb 01, 2018	DAKOS ANDREW	PURCHASE	13.40	1.35K	18.13K	1.32M
Jan 30, 2018	DAKOS ANDREW	PURCHASE	13.45	5.04K	67.82K	1.32M
Jan 19, 2018	DAKOS ANDREW	PURCHASE	13.15	16.1K	211.79K	1.31M
Jan 10, 2018	DAKOS ANDREW	PURCHASE	12.92	292	3.77K	292
Jan 09, 2018	DAKOS ANDREW	PURCHASE	12.93	8.23K	106.37K	1.3M
Jan 08, 2018	DAKOS ANDREW	PURCHASE	12.94	1.75K	22.66K	1.29M
Jan 04, 2018	DAKOS ANDREW	PURCHASE	12.87	5.53K	71.23K	1.29M
Jan 03, 2018	DAKOS ANDREW	PURCHASE	12.79	3.95K	50.53K	1.28M
Dec 29, 2017	DAKOS ANDREW	PURCHASE	12.74	1.33K	16.97K	1.28M
Dec 28, 2017	DAKOS ANDREW	PURCHASE	12.66	14.04K	177.67K	1.28M
Dec 27, 2017	DAKOS ANDREW	PURCHASE	12.63	19.6K	247.55K	1.26M
Dec 21, 2017	DAKOS ANDREW	PURCHASE	12.57	7.24K	90.94K	1.24M
Dec 20, 2017	DAKOS ANDREW	PURCHASE	12.41	3.16K	39.25K	1.24M
Dec 19, 2017	DAKOS ANDREW	PURCHASE	12.55	3.3K	41.43K	1.23M
Nov 30, 2017	DAKOS ANDREW	PURCHASE	12.70	2.87K	36.48K	1.23M
Nov 29, 2017	DAKOS ANDREW	PURCHASE	12.66	2.28K	28.9K	1.23M
Nov 21, 2017	DAKOS ANDREW	PURCHASE	12.60	13.06K	164.49K	1.22M
Nov 15, 2017	DAKOS ANDREW	PURCHASE	12.34	1.39K	17.21K	1.21M
Jun 07, 2017	RICCIARDI FRED J	PURCHASE	12.60	4K	50.4K	4K
Mar 10, 2017	BOILLAT JEAN-MARC	SALE	11.07	3K	33.2K	0
Dec 30, 2016	CALHOUN JOSEPH S III	PURCHASE	10.21	250	2.55K	550
Dec 09, 2016	CALHOUN JOSEPH S III	PURCHASE	10.03	300	3.01K	300
Nov 18, 2015	BERRIS BRIAN A	PURCHASE	10.88	5K	54.41K	10K
Sep 04, 2014	MANDEL ALAN M.	PURCHASE	14.21	600	8.53K	600
Feb 14, 2014	HOTTINGER CAPITAL CORP	PURCHASE	14.93	22.35K	333.66K	98.7K
Jul 03, 2013	HOTTINGER CAPITAL CORP	PURCHASE	12.22	8.72K	106.52K	119.22K
Jul 02, 2013	HOTTINGER CAPITAL CORP	PURCHASE	12.31	113.29K	1.39M	127.94K
Sep 12, 2012	BERRIS BRIAN A	PURCHASE	10.81	5K	54.05K	5K
Mar 06, 2012	BOILLAT JEAN-MARC	PURCHASE	11.10	94	1.04K	3K
Dec 14, 2011	WEST STEPHEN K	PURCHASE	10.92	1K	10.92K	1.07K
Dec 13, 2011	WEST STEPHEN K	PURCHASE	11.00	9.1K	100.1K	8.07K
Aug 30, 2011	BREALEY RICHARD	PURCHASE	12.47	770	9.6K	13.79K
Jul 29, 2011	BOILLAT JEAN-MARC	PURCHASE	14.01	1.6K	22.42K	3K
Mar 17, 2011	BOCK DAVID	PURCHASE	13.31	4.25K	56.57K	4.25K
Feb 18, 2011	HOTTINGER MILLISITS RUDOLF	PURCHASE	13.74	2.65K	36.41K	10.51K
Sep 29, 2009	HOTTINGER BANK TRUST LTD	PURCHASE	12.04	15K	180.54K	97.36K
Dec 15, 2008	HELBIG CLAUS	PURCHASE	9.99	1K	9.99K	1K
Oct 13, 2008	CLAUDE FREY	PURCHASE	10.44	2K	20.88K	5.09K
Oct 06, 2008	HOTTINGER CAPITAL CORP	PURCHASE	11.09	1.1K	12.2K	191.99K
Jun 26, 2008	HOTTINGER BANK TRUST LTD	PURCHASE	15.20	3.5K	53.2K	99.01K
Jun 16, 2008	HOTTINGER BANK TRUST LTD	PURCHASE	14.81	10K	148.1K	109.01K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE168.04K49

SALES00

NET SHARES168.04K49

SHARES HELD2.66M49

% NET SHARES-93.69%0%

Frequently Asked Questions