How many institutions own RGT stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own RGT shares is 37, representing 31.61% of the company's common stock.

Who are the major shareholders selling Royce Global Value Trust, Inc. stock?

COMMONWEALTH EQUITY SERVICES, LLC, in the last quarter, reduced its stake in RGT by -3.57% restricting it's holding to 11.08 thousand shares of worth nearly $144.00K. 1776 WEALTH LLC also lessened -25.3% of the RGT shares from its portfolio, reducing its holding to 21.62 thousand shares of worth $280.02K. WOLVERINE ASSET MANAGEMENT LLC also shunned RGT shares holding by -48.39% last quarter which brought its holding to 38.25 thousand shares worth $495.34K.

Investors who are buying RGT stock?

As per its latest 13F filing, SALEM INVESTMENT COUNSELORS INC increased its stake in RGT by 100% in the last quarter. The institutional holder raised its holding to 100 shares having worth more than $1.30K. BANK OF AMERICA CORP /DE/ also added 35.9% more shares of RGT to its portfolio, raising its holding to 106 shares of worth $1.37K. ALLWORTH FINANCIAL LP also increased its RGT shares holding by 100% which brought its holding to 259 shares worth $3.36K.

RGT's major insiders: who are they?

The insider with the most stakes in RGT is Saba Capital Management, L.P. , 10 percent owner at the company. Additionally, RGT stock is highly held by Sr. Advisor Royce & Associates ROYCE CHARLES M and President CLARK CHRISTOPHER D among others.

Did an insider recently sell RGT stock?

Company executives, directors, and other insiders own 17.58% percent of Royce Global Value Trust, Inc.'s stock. Within the last six months, there have been 9 transaction(s) in which RGT insiders have sold stock, totaling 207.21K shares. Insiders that have sold shares include ROYCE CHARLES M, GANNON FRANCIS D., and SABA CAPITAL MANAGEMENT, L.P..

Which insider recently purchased RGT stock?

There have been 1 transaction(s) during the past 6-months in which Royce Global Value Trust, Inc. insiders have bought stock, totalling 1600 shares

How much of RGT does insiders own?

Around 5.31M Royce Global Value Trust, Inc. shares are held by insiders, which represents about 17.58% of RGT stock.

Who is the insider with the largest stake?

RGT 10 percent owner, Saba Capital Management, L.P. holds the largest portfolio of the company's shares. RGT shares owned by Saba total nearly 1.4 million.

Which institution holds the most shares in RGT?

SALEM INVESTMENT COUNSELORS INC is the largest institutional owner in RGT which holds 100 shares worth $1.30K or 0% of the total RGT shares outstanding followed by BANK OF AMERICA CORP /DE/ with ownership of 106 shares representing 0% of the RGT ownership. ALLWORTH FINANCIAL LP is the third largest stakeholder with 259 shares or 0% of the ownership worth more than $3.36K.

Is Royce Global Value Trust, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the RGT is concerned, it is a stock which is not optionable.

Is there a short position on RGT's shares?

Number of RGT shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding RGT shares are there?

As of today, null shares of RGT are outstanding.

Is there many float in RGT stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, RGT has null shares in float.

RGT short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for RGT is null.

Royce Global Value Trust (RGT) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

17.58% Percentage of Shares held by All Insiders

31.61% Percentage of Shares held by All Institutions

38.35% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 31.61% of RGT shares are held by financial institutions. SALEM INVESTMENT COUNSELORS INC is the top corporate investor, holding 100 shares valued at $1.30K. A 0% stake in Royce Global Value Trust, Inc. is owned by the company. BANK OF AMERICA CORP /DE/ owns 106 shares valued at $1.37K, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	SALEM INVESTMENT COUNSELORS INC	0%	100	1.3K	100	+100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	106	1.37K	28	+35.90%
Sep 30, 2025	ALLWORTH FINANCIAL LP	0%	259	3.36K	259	+100.00%
Sep 30, 2025	COASTLINE TRUST CO	0.01%	444	5.75K	444	+100.00%
Sep 30, 2025	BFSG, LLC	0.01%	600	7.77K	0	0
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.03%	1.87K	24.23K	171	+10.06%
Sep 30, 2025	ATLANTIC UNION BANKSHARES CORP	0.03%	2.1K	27.2K	2.1K	+100.00%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.17%	11.08K	144K	-410	-3.57%
Sep 30, 2025	BECKERMAN INSTITUTIONAL, LLC	0.2%	12.89K	166.94K	0	0
Sep 30, 2025	BLAIR WILLIAM & CO/IL	0.21%	13.52K	175.08K	0	0
Sep 30, 2025	1776 WEALTH LLC	0.33%	21.62K	280.02K	-7.32K	-25.30%
Sep 30, 2025	D.A. DAVIDSON & CO.	0.35%	22.75K	294.65K	970	+4.45%
Sep 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.54%	35.3K	457.19K	500	+1.44%
Sep 30, 2025	ROTHSCHILD INVESTMENT LLC	0.56%	36.58K	473.67K	0	0
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.59%	38.25K	495.34K	-35.86K	-48.39%
Sep 30, 2025	LPL FINANCIAL LLC	0.6%	39.05K	505.69K	355	+0.92%
Sep 30, 2025	ATOMI FINANCIAL GROUP, INC.	0.7%	45.32K	586.9K	45.32K	+100.00%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.7%	45.32K	586.9K	45.32K	+100.00%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1.1%	71.95K	931.77K	25.03K	+53.35%
Sep 30, 2025	CITY STATE BANK	0%	9	117	0	0
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	14	181	14	+100.00%
Sep 30, 2025	MCILRATH & ECK, LLC	0%	78	1.01K	0	0
Sep 30, 2025	MATISSE CAPITAL	3.79%	246.79K	3.2M	30.32K	+14.01%
Sep 30, 2025	COMERICA BANK	0.05%	3.54K	45.79K	0	0
Sep 30, 2025	UBS GROUP AG	0.3%	19.85K	257.11K	-11.47K	-36.61%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	5.45%	355.05K	4.6M	-138.1K	-28.00%
Sep 30, 2025	MORGAN STANLEY	6.46%	421.08K	5.45M	-3.64K	-0.86%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-12.2K	-100.00%
Sep 30, 2025	GABELLI FUNDS LLC	0%	0	-	-14.29K	-100.00%
Sep 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	138	1.78K	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	280	3.63K	-42	-13.04%
Sep 30, 2025	PRIVATE MANAGEMENT GROUP INC	2.65%	172.85K	2.24M	-2.91K	-1.66%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.08%	4.89K	62.4K	-1.93K	-28.26%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.19%	12.51K	162K	1.45K	+13.07%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	2.36%	153.82K	1.99M	-951	-0.61%
Sep 30, 2025	INTEGRATED WEALTH CONCEPTS LLC	1.5%	97.92K	1.27M	1.2K	+1.24%
Sep 30, 2025	CORNERSTONE ADVISORS, LLC	1.25%	81.3K	1.05M	-52	-0.06%
Sep 30, 2025	SOUND INCOME STRATEGIES, LLC	0%	0	-	-22	-100.00%
Sep 30, 2025	ALMITAS CAPITAL LLC	0%	0	-	-12.12K	-100.00%
Jun 30, 2025	INTEGRATED WEALTH CONCEPTS LLC	1.48%	96.72K	1.16M	-2.44K	-2.46%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.03%	1.7K	20.45K	0	0
Jun 30, 2025	COMERICA BANK	0.05%	3.54K	42.54K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.1%	6.81K	82.03K	218	+3.31%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.17%	11.06K	133.09K	-2.67K	-19.42%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.18%	11.49K	138K	-562	-4.66%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	12.2K	146.77K	1.12K	+10.12%
Jun 30, 2025	BECKERMAN INSTITUTIONAL, LLC	0.2%	12.89K	155K	0	0
Jun 30, 2025		0.2%	12.89K	155K	0	0
Jun 30, 2025	BLAIR WILLIAM & CO/IL	0.21%	13.52K	162.65K	0	0
Jun 30, 2025	GABELLI FUNDS LLC	0.22%	14.29K	171.85K	0	0
Jun 30, 2025	D.A. DAVIDSON & CO.	0.33%	21.78K	262.05K	-247	-1.12%
Jun 30, 2025	UBS GROUP AG	0.48%	31.32K	376.77K	-796	-2.48%
Jun 30, 2025	ROTHSCHILD INVESTMENT LLC	0.56%	36.58K	440.02K	847	+2.37%
Jun 30, 2025	LPL FINANCIAL LLC	0.59%	38.69K	465.49K	5.34K	+16.00%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	1.14%	74.11K	891.56K	16.94K	+29.63%
Jun 30, 2025	SALEM INVESTMENT COUNSELORS INC	0%	0	-	-35	-100.00%
Jun 30, 2025	CITY STATE BANK	0%	9	108	0	0
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	0%	22	267	0	0
Jun 30, 2025	MCILRATH & ECK, LLC	0%	78	938	0	0
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	78	938	0	0
Jun 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	138	1.66K	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	322	3.87K	-41	-11.29%
Jun 30, 2025	BFSG, LLC	0.01%	600	7.22K	0	0
Jun 30, 2025	1776 WEALTH LLC	0.44%	28.95K	348.22K	-487	-1.65%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	7.56%	493.15K	5.93M	-53.9K	-9.85%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.72%	46.92K	564.44K	7.89K	+20.23%
Jun 30, 2025	CORNERSTONE ADVISORS, LLC	1.25%	81.35K	978.6K	24.02K	+41.91%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	2.37%	154.77K	1.86M	42.33K	+37.64%
Jun 30, 2025	MATISSE CAPITAL	3.32%	216.47K	2.6M	183.53K	+557.12%
Jun 30, 2025	ALMITAS CAPITAL LLC	0.19%	12.12K	145.82K	-2.81K	-18.84%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.53%	34.8K	418.7K	0	0
Jun 30, 2025	MORGAN STANLEY	6.52%	424.72K	5.11B	118.59K	+38.74%
Jun 30, 2025	PRIVATE MANAGEMENT GROUP INC	2.7%	175.76K	2.11M	-3.9K	-2.17%
Mar 31, 2025	PRIVATE MANAGEMENT GROUP INC	2.76%	179.66K	1.89M	-5.29K	-2.86%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	1.72%	112.44K	1.18M	24.14K	+27.34%
Mar 31, 2025	UBS GROUP AG	0.49%	32.12K	337.21K	15.53K	+93.60%
Mar 31, 2025	GABELLI FUNDS LLC	0.22%	14.29K	149.99K	-700	-4.67%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.17%	11.08K	116.33K	185	+1.70%
Mar 31, 2025	1776 WEALTH LLC	0.45%	29.43K	309.05K	-1.29K	-4.20%
Mar 31, 2025	INTEGRATED WEALTH CONCEPTS LLC	1.52%	99.16K	1.04M	3.06K	+3.19%
Mar 31, 2025	CORNERSTONE ADVISORS, LLC	0.88%	57.32K	601.9K	30.17K	+111.08%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.88%	57.17K	600.27K	20.9K	+57.64%
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.6%	39.03K	409.76K	1.9K	+5.11%
Mar 31, 2025	ROTHSCHILD INVESTMENT LLC	0.55%	35.73K	375.17K	-1.73K	-4.63%
Mar 31, 2025	MATISSE CAPITAL	0.51%	32.94K	345.89K	32.94K	+100.00%
Mar 31, 2025	D.A. DAVIDSON & CO.	0.34%	22.03K	231.32K	300	+1.38%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.21%	13.73K	144.16K	-7.08K	-34.01%
Mar 31, 2025	BLAIR WILLIAM & CO/IL	0.21%	13.52K	141.96K	0	0
Mar 31, 2025		0.2%	12.89K	135K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.1%	6.59K	69.32K	686	+11.61%
Mar 31, 2025	COMERICA BANK	0.05%	3.54K	37.13K	0	0
Mar 31, 2025	SALEM INVESTMENT COUNSELORS INC	0%	35	368	0	0
Mar 31, 2025	SOUND INCOME STRATEGIES, LLC	0%	22	233	0	0
Mar 31, 2025	CITY STATE BANK	0%	9	95	0	0
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-738	-100.00%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.03%	1.7K	17.85K	850	+100.00%
Mar 31, 2025	BFSG, LLC	0.01%	600	6.3K	0	0
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.01%	363	3.82K	363	+100.00%
Mar 31, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	138	1.45K	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	78	819	-951	-92.42%
Mar 31, 2025	MCILRATH & ECK, LLC	0%	78	819	0	0
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	8.39%	547.05K	5.74M	-218.2K	-28.51%
Mar 31, 2025	MORGAN STANLEY	4.7%	306.13K	3.21M	-6.78K	-2.17%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.53%	34.8K	365.45K	1.7K	+5.14%
Mar 31, 2025	LPL FINANCIAL LLC	0.51%	33.36K	350.26K	5.62K	+20.24%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.18%	12.06K	127K	0	0
Mar 31, 2024	PRIVATE MANAGEMENT GROUP INC	3.04%	191.92K	2.05M	-3.51K	-1.80%
Mar 31, 2024	WASHINGTON TRUST CO	0%	0	-	-24	-100.00%
Mar 31, 2024	FMR LLC	0%	0	-	-1	-100.00%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	0%	22	238	0	0
Mar 31, 2024	MCILRATH & ECK, LLC	0%	75	802	0	0
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	75	802	-376	-83.37%
Mar 31, 2024	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	138	1.47K	0	0
Mar 31, 2024	BFSG, LLC	0.01%	600	6.41K	0	0
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	850	9.09K	0	0
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.05%	3.14K	33.56K	2.7K	+610.18%
Mar 31, 2024	COMERICA BANK	0.05%	3.23K	34.49K	0	0
Mar 31, 2024	D.A. DAVIDSON & CO.	0.43%	26.99K	288.47K	-600	-2.18%
Mar 31, 2024	CORNERSTONE ADVISORS, LLC	0.07%	4.61K	49.3K	-53.87K	-92.11%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.09%	5.45K	58.28K	-244	-4.29%
Mar 31, 2024	RELATIVE VALUE PARTNERS GROUP, LLC	0.16%	10.3K	102.56K	0	0
Mar 31, 2024	BROWN ADVISORY INC	0.17%	10.57K	112.97K	484	+4.80%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.18%	11.5K	123K	11.5K	+100.00%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.36%	22.97K	245.58K	591	+2.64%
Mar 31, 2024	CAPTRUST FINANCIAL ADVISORS	0.42%	26.75K	285.94K	-1.2K	-4.31%
Mar 31, 2024	INTEGRATED WEALTH CONCEPTS LLC	1.53%	96.74K	1.03M	-4.57K	-4.51%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	10.28%	648.69K	6.93M	426.17K	+191.51%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.29%	18.27K	195.34K	1.28K	+7.52%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.26%	16.12K	172.28K	106	+0.66%
Mar 31, 2024	CETERA ADVISORS LLC	0.25%	16.03K	171.4K	16.03K	+100.00%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.25%	15.59K	166.65K	-17.35K	-52.67%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.24%	15.33K	163.88K	324	+2.16%
Mar 31, 2024	GABELLI FUNDS LLC	0.24%	14.99K	160.19K	0	0
Mar 31, 2024	UBS GROUP AG	0.22%	13.72K	146.68K	3.06K	+28.68%
Mar 31, 2024	BLAIR WILLIAM & CO/IL	0.21%	13.52K	144.53K	0	0
Mar 31, 2024	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0%	0	-	-12.9K	-100.00%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-953	-100.00%
Mar 31, 2024	1776 WEALTH LLC	0.53%	33.15K	354.4K	0	0
Mar 31, 2024	LPL FINANCIAL LLC	0%	0	-	-17.38K	-100.00%
Mar 31, 2024	MORGAN STANLEY	5.1%	322.08K	3.44M	-10.76K	-3.23%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	0	-	-3.2K	-100.00%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	0	-	-1	-100.00%
Mar 31, 2024	WEALTHCARE ADVISORY PARTNERS LLC	0%	0	-	-30.71K	-100.00%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0%	0	-	-10.61K	-100.00%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	0%	0	-	-127.92K	-100.00%
Mar 31, 2024	TWIN FOCUS CAPITAL PARTNERS, LLC	0%	0	-	-12.9K	-100.00%
Dec 31, 2023	ATLAS WEALTH LLC	0%	0	-	-120.9K	-100.00%
Dec 31, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-5	-100.00%
Dec 31, 2023	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0.2%	12.9K	125.8K	-5	-0.04%
Dec 31, 2023	TWIN FOCUS CAPITAL PARTNERS, LLC	0.2%	12.9K	125.8K	12.9K	+100.00%
Dec 31, 2023	BLAIR WILLIAM & CO/IL	0.21%	13.52K	131.82K	-875	-6.08%
Dec 31, 2023	GABELLI FUNDS LLC	0.24%	14.99K	146.1K	0	0
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.24%	15.01K	146.31K	155	+1.04%
Dec 31, 2023	CETERA INVESTMENT ADVISERS	0.25%	16.01K	156.1K	16.01K	+100.00%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.27%	17K	165.7K	-17.88K	-51.27%
Dec 31, 2023	LPL FINANCIAL LLC	0.28%	17.38K	169.41K	-7.34K	-29.71%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.35%	22.38K	218.23K	4.84K	+27.60%
Dec 31, 2023	ROYAL BANK OF CANADA	0%	0	-	-148	-100.00%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.44%	27.59K	268.96K	7	+0.03%
Dec 31, 2023	CAPTRUST FINANCIAL ADVISORS	0.44%	27.95K	272.54K	3.03K	+12.17%
Dec 31, 2023	WEALTHCARE ADVISORY PARTNERS LLC	0.49%	30.71K	299.37K	389	+1.28%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	0.52%	32.94K	321.15K	-74.48K	-69.34%
Dec 31, 2023	1776 WEALTH LLC	0.53%	33.15K	323.23K	33.15K	+100.00%
Dec 31, 2023	CORNERSTONE ADVISORS, LLC	0.93%	58.48K	570.2K	22.38K	+61.99%
Dec 31, 2023	INTEGRATED WEALTH CONCEPTS LLC	1.61%	101.31K	987.72K	-8.14K	-7.44%
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	2.03%	127.92K	1.25M	0	0
Dec 31, 2023	PRIVATE MANAGEMENT GROUP INC	3.1%	195.43K	1.91M	3.62K	+1.88%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	3.53%	222.53K	2.17M	222.53K	+100.00%
Dec 31, 2023	MORGAN STANLEY	5.27%	332.83K	3.25M	-22.56K	-6.35%
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	1	10	0	0
Dec 31, 2023	FMR LLC	0%	1	10	1	+100.00%
Dec 31, 2023	SOUND INCOME STRATEGIES, LLC	0%	22	217	0	0
Dec 31, 2023	WASHINGTON TRUST CO	0%	24	234	0	0
Dec 31, 2023	MCILRATH & ECK, LLC	0%	75	731	1	+1.35%
Dec 31, 2023	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	138	1.34K	0	0
Dec 31, 2023	BROWN ADVISORY INC	0.16%	10.08K	98.32K	-203	-1.97%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.01%	442	4.31K	-49.1K	-99.11%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.01%	451	4.4K	377	+509.46%
Dec 31, 2023	BFSG, LLC	0.01%	600	5.85K	600	+100.00%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	850	8.29K	0	0
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.02%	953	98K	857	+892.71%
Dec 31, 2023	RELATIVE VALUE PARTNERS GROUP, LLC	0.16%	10.3K	100.4K	142	+1.40%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.17%	10.61K	103.44K	10.61K	+100.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.05%	3.2K	31.19K	49	+1.56%
Dec 31, 2023	COMERICA BANK	0.05%	3.23K	31.45K	-310	-8.77%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.09%	5.69K	55.53K	-3.77K	-39.83%
Dec 31, 2023	UBS GROUP AG	0.17%	10.66K	103.97K	730	+7.35%

Insiders

Among the RGT insiders holding of 17.58% of the stake in company, SABA CAPITAL MANAGEMENT, L.P., 10 percent owner, holds the largest shares of 1.4M. ROYCE CHARLES M, Sr. Advisor Royce & Associates, is the second largest RGT insider with ownership of 549.35K shares. CLARK CHRISTOPHER D, President, stands third with possession of 50.64K shares of that stake.

Insiders	Designation	Shares Held
SABA CAPITAL MANAGEMENT, L.P.	10 percent owner	1.4M
ROYCE CHARLES M	Sr. Advisor Royce & Associates	549.35K
CLARK CHRISTOPHER D	President	50.64K
DENNEEN JOHN E	Secretary/General Counsel	12.5K
SHIELDS MICHAEL K.	director	8.5K
GRISANTI CHRISTOPHER C.	director	4K
MEHLMAN ARTHUR S	director	2.2K
OBRIEN G PETER	director	1.7K
GANNON FRANCIS D.	Vice President	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 12, 2025	ROYCE CHARLES M	SALE	12.54	29.66K	371.97K	549.35K
Nov 11, 2025	ROYCE CHARLES M	SALE	12.52	65.27K	817.13K	579.01K
Nov 10, 2025	ROYCE CHARLES M	SALE	12.49	36.08K	450.58K	644.28K
Nov 07, 2025	ROYCE CHARLES M	SALE	12.44	2.53K	31.51K	680.35K
Nov 06, 2025	ROYCE CHARLES M	SALE	12.59	8.03K	101.11K	682.88K
Nov 05, 2025	ROYCE CHARLES M	SALE	12.61	8.43K	106.33K	690.91K
Aug 26, 2025	CLARK CHRISTOPHER D	PURCHASE	12.69	1.6K	20.3K	50.64K
Jun 30, 2025	GANNON FRANCIS D.	SALE	11.92	7.21K	85.99K	0
Jun 27, 2025	ROYCE CHARLES M	SALE	11.89	38.13K	453.31K	699.35K
Jun 26, 2025	ROYCE CHARLES M	SALE	11.93	11.88K	141.67K	737.47K
Oct 05, 2022	GRISANTI CHRISTOPHER C.	PURCHASE	8.85	2.5K	22.13K	4K
Sep 09, 2021	GRISANTI CHRISTOPHER C.	PURCHASE	16.12	1.5K	24.18K	1.5K
Jul 23, 2021	OBRIEN G PETER	PURCHASE	15.15	1.32K	20K	1.7K
Dec 24, 2020	SABA CAPITAL MANAGEMENT, L.P.	SALE	13.67	16.87K	230.56K	1.4M
Dec 22, 2020	SABA CAPITAL MANAGEMENT, L.P.	SALE	13.26	28.69K	380.36K	1.41M
Sep 02, 2020	ROYCE CHARLES M	PURCHASE	14.28	499.35K	7.13M	788.06K
May 15, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	10.09	10	100.9	1.44M
May 14, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	9.85	30.83K	303.68K	1.44M
May 13, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	9.95	5.8K	57.75K	1.41M
May 12, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	10.00	24.72K	247.19K	1.41M
May 01, 2020	DENNEEN JOHN E	PURCHASE	9.80	500	4.9K	12.5K
Apr 30, 2020	DENNEEN JOHN E	PURCHASE	10.10	2K	20.2K	12K
Apr 29, 2020	ROYCE CHARLES M	PURCHASE	10.19	15K	152.85K	288.71K
Apr 28, 2020	ROYCE CHARLES M	PURCHASE	9.76	25K	243.88K	273.71K
Apr 27, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	9.42	12.6K	118.65K	1.38M
Apr 27, 2020	CLARK CHRISTOPHER D	PURCHASE	9.51	795	7.56K	45.54K
Apr 24, 2020	ROYCE CHARLES M	PURCHASE	9.39	15K	140.85K	248.71K
Apr 23, 2020	ROYCE CHARLES M	PURCHASE	9.32	10K	93.2K	233.71K
Apr 23, 2020	CLARK CHRISTOPHER D	PURCHASE	9.25	5K	46.25K	44.74K
Apr 20, 2020	CLARK CHRISTOPHER D	PURCHASE	8.91	4K	35.64K	37.54K
Apr 17, 2020	CLARK CHRISTOPHER D	PURCHASE	8.91	3.77K	33.6K	33.54K
Feb 13, 2020	CLARK CHRISTOPHER D	PURCHASE	11.65	1K	11.65K	5K
Jan 09, 2020	CLARK CHRISTOPHER D	PURCHASE	11.76	2K	23.52K	30.27K
Nov 14, 2019	CLARK CHRISTOPHER D	PURCHASE	10.84	3.03K	32.85K	22.97K
Nov 13, 2019	CLARK CHRISTOPHER D	PURCHASE	10.81	1.97K	21.29K	18.64K
Sep 11, 2019	CLARK CHRISTOPHER D	PURCHASE	10.18	5.5K	55.99K	16.67K
Dec 14, 2018	SHIELDS MICHAEL K.	PURCHASE	8.96	2.5K	22.39K	8.5K
Dec 11, 2018	ROYCE CHARLES M	PURCHASE	9.22	11.1K	102.32K	221.5K
Dec 10, 2018	ROYCE CHARLES M	PURCHASE	9.21	100K	921K	210.4K
Dec 04, 2018	GANNON FRANCIS D.	PURCHASE	9.32	3K	27.96K	5K
Oct 31, 2018	GANNON FRANCIS D.	PURCHASE	9.33	2K	18.66K	2K
Oct 26, 2018	CLARK CHRISTOPHER D	PURCHASE	9.33	1.5K	14K	11.11K
Oct 24, 2018	DENNEEN JOHN E	PURCHASE	9.50	1K	9.5K	9K
Oct 18, 2018	DENNEEN JOHN E	PURCHASE	9.73	2.9K	28.22K	8K
Oct 17, 2018	DENNEEN JOHN E	PURCHASE	9.75	100	975	5.1K
Jul 17, 2018	DENNEEN JOHN E	PURCHASE	10.50	3K	31.5K	5K
Jul 10, 2018	CLARK CHRISTOPHER D	PURCHASE	10.60	4K	42.4K	9.61K
Jul 20, 2017	DENNEEN JOHN E	PURCHASE	9.83	244	2.4K	2K
Jul 19, 2017	DENNEEN JOHN E	PURCHASE	9.78	256	2.5K	1.76K
Feb 02, 2017	SHIELDS MICHAEL K.	PURCHASE	8.48	6K	50.88K	6K
Jan 27, 2017	CLARK CHRISTOPHER D	PURCHASE	8.30	2.4K	19.92K	5.56K
Dec 07, 2016	DENNEEN JOHN E	PURCHASE	8.11	1.5K	12.16K	1.5K
Oct 10, 2016	CLARK CHRISTOPHER D	PURCHASE	8.10	3.1K	25.1K	3.1K
Aug 09, 2016	ROYCE CHARLES M	PURCHASE	8.00	10K	80K	105.42K
Aug 05, 2016	ROYCE CHARLES M	PURCHASE	7.92	10K	79.2K	95.42K
Aug 02, 2016	ROYCE CHARLES M	PURCHASE	7.91	25K	197.75K	85.42K
Jul 29, 2016	ROYCE CHARLES M	PURCHASE	7.95	10K	79.5K	60.42K
Jul 27, 2016	ROYCE CHARLES M	PURCHASE	7.85	10K	78.5K	50.42K
Dec 02, 2015	MEHLMAN ARTHUR S	PURCHASE	7.61	2K	15.22K	2.2K
Aug 31, 2015	ROYCE CHARLES M	PURCHASE	7.42	5K	37.09K	107.38K
Aug 27, 2015	ROYCE CHARLES M	PURCHASE	7.43	5K	37.14K	102.38K
Nov 14, 2014	ROYCE CHARLES M	PURCHASE	8.42	902	7.59K	97.38K
Nov 13, 2014	ROYCE CHARLES M	PURCHASE	8.44	1.4K	11.82K	96.75K
Nov 12, 2014	ROYCE CHARLES M	PURCHASE	8.44	2K	16.88K	95.08K
Nov 11, 2014	ROYCE CHARLES M	PURCHASE	8.45	2.3K	19.43K	93.08K
Nov 10, 2014	ROYCE CHARLES M	PURCHASE	8.44	3.4K	28.71K	90.78K
Feb 27, 2014	ROYCE CHARLES M	PURCHASE	8.60	200	1.72K	87.38K
Feb 21, 2014	ROYCE CHARLES M	PURCHASE	8.60	800	6.88K	87.18K
Feb 19, 2014	ROYCE CHARLES M	PURCHASE	8.60	123	1.06K	86.38K
Feb 18, 2014	ROYCE CHARLES M	PURCHASE	8.60	1.62K	13.93K	86.25K
Dec 20, 2013	ROYCE CHARLES M	PURCHASE	8.59	700	6.01K	85.08K
Dec 19, 2013	ROYCE CHARLES M	PURCHASE	8.59	519	4.46K	84.38K
Dec 18, 2013	ROYCE CHARLES M	PURCHASE	8.60	15.27K	131.32K	83.87K
Dec 17, 2013	ROYCE CHARLES M	PURCHASE	8.57	4K	34.29K	68.14K
Dec 16, 2013	ROYCE CHARLES M	PURCHASE	8.59	4K	34.36K	64.14K
Dec 13, 2013	ROYCE CHARLES M	PURCHASE	8.60	3.44K	29.53K	60.14K
Dec 12, 2013	ROYCE CHARLES M	PURCHASE	8.60	6.27K	53.88K	56.71K
Dec 11, 2013	ROYCE CHARLES M	PURCHASE	8.60	2.8K	24.08K	50.44K
Dec 05, 2013	ROYCE CHARLES M	PURCHASE	8.57	2.7K	23.14K	47.64K
Dec 04, 2013	ROYCE CHARLES M	PURCHASE	8.59	4.5K	38.68K	44.94K
Dec 03, 2013	ROYCE CHARLES M	PURCHASE	8.60	500	4.3K	40.44K
Dec 02, 2013	ROYCE CHARLES M	PURCHASE	8.77	6.64K	58.24K	39.94K
Nov 29, 2013	ROYCE CHARLES M	PURCHASE	8.70	5.33K	46.4K	33.31K
Nov 27, 2013	ROYCE CHARLES M	PURCHASE	8.68	2.32K	20.17K	27.97K
Nov 26, 2013	ROYCE CHARLES M	PURCHASE	8.73	6K	52.38K	25.65K
Nov 25, 2013	ROYCE CHARLES M	PURCHASE	8.61	455	3.92K	19.65K
Nov 22, 2013	ROYCE CHARLES M	PURCHASE	8.60	3.28K	28.19K	19.19K
Nov 21, 2013	ROYCE CHARLES M	PURCHASE	8.66	2.5K	21.65K	15.92K
Nov 19, 2013	ROYCE CHARLES M	PURCHASE	8.49	8.55K	72.53K	40.42K
Nov 18, 2013	ROYCE CHARLES M	PURCHASE	8.53	11.46K	97.7K	31.88K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE1.6K1

SALES207.21K9

NET SHARES-205.61K8

SHARES HELD5.31M10

% NET SHARES-103.87%-20%

Frequently Asked Questions