How many institutions own RAND stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own RAND shares is 5, representing 1.02% of the company's common stock.

Who are the major shareholders selling Rand Capital Corp stock?

HARBOUR INVESTMENTS, INC., in the last quarter, reduced its stake in RAND by -100% restricting it's holding to 0 shares of worth nearly -. WELLS FARGO & COMPANY/MN also lessened -100% of the RAND shares from its portfolio, reducing its holding to 0 shares of worth -. RITHOLTZ WEALTH MANAGEMENT also shunned RAND shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying RAND stock?

As per its latest 13F filing, ADVISOR GROUP HOLDINGS, INC. increased its stake in RAND by 100% in the last quarter. The institutional holder raised its holding to 747 shares having worth more than $8.78K. O'SHAUGHNESSY ASSET MANAGEMENT, LLC also added 15.92% more shares of RAND to its portfolio, raising its holding to 18.85 thousand shares of worth $219.99K. WELLS FARGO & COMPANY/MN also increased its RAND shares holding by 100% which brought its holding to 1 shares worth $10.00.

RAND's major insiders: who are they?

The insider with the most stakes in RAND is East Asset Management, LLC , 10 percent owner at the company. Additionally, RAND stock is highly held by 10 percent owner Utility Service Holding Co., Inc. and director NEWMAN REGINALD B II among others.

Did an insider recently sell RAND stock?

Company executives, directors, and other insiders own 76.04% percent of Rand Capital Corp's stock. Within the last six months, there have been 0 transaction(s) in which RAND insiders have sold stock, totaling 0 shares. Insiders that have sold shares include NEWMAN REGINALD B II and UTILITY SERVICE HOLDING CO., INC..

Which insider recently purchased RAND stock?

There have been 0 transaction(s) during the past 6-months in which Rand Capital Corp insiders have bought stock, totalling 0 shares

How much of RAND does insiders own?

Around 0 Rand Capital Corp shares are held by insiders, which represents about 76.04% of RAND stock.

Who is the insider with the largest stake?

RAND 10 percent owner, East Asset Management, LLC holds the largest portfolio of the company's shares. RAND shares owned by East total nearly 1.66 million.

Which institution holds the most shares in RAND?

HARBOUR INVESTMENTS, INC. is the largest institutional owner in RAND which holds 0 shares worth - or 0% of the total RAND shares outstanding followed by ADVISOR GROUP HOLDINGS, INC. with ownership of 747 shares representing 0.03% of the RAND ownership. SHUFRO ROSE & CO LLC is the third largest stakeholder with 14 thousand shares or 0.47% of the ownership worth more than $164.50K.

Is Rand Capital Corp stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the RAND is concerned, it is a stock which is not optionable.

Is there a short position on RAND's shares?

Number of RAND shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding RAND shares are there?

As of today, null shares of RAND are outstanding.

Is there many float in RAND stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, RAND has null shares in float.

RAND short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for RAND is null.

Rand Capital (RAND) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

76.04% Percentage of Shares held by All Insiders

1.02% Percentage of Shares held by All Institutions

4.25% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 1.02% of RAND shares are held by financial institutions. HARBOUR INVESTMENTS, INC. is the top corporate investor, holding 0 shares valued at -. A 0% stake in Rand Capital Corp is owned by the company. ADVISOR GROUP HOLDINGS, INC. owns 747 shares valued at $8.78K, which translates its holding of 0.03% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	HARBOUR INVESTMENTS, INC.	0%	0	-	-7	-100.00%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.03%	747	8.78K	747	+100.00%
Mar 31, 2026	SHUFRO ROSE & CO LLC	0.47%	14K	164.5K	0	0
Mar 31, 2026	MORGAN STANLEY	0%	1	20	0	0
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0%	0	-	-1	-100.00%
Mar 31, 2026	RITHOLTZ WEALTH MANAGEMENT	0%	0	-	-11.09K	-100.00%
Mar 31, 2026	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0%	0	-	-18.85K	-100.00%
Mar 31, 2026	JPMORGAN CHASE & CO	0%	91	1.06K	-10	-9.90%
Mar 31, 2026	COURIER CAPITAL LLC	0.52%	15.38K	180.74K	0	0
Mar 31, 2026	UBS GROUP AG	0%	0	-	-424	-100.00%
Dec 31, 2025	HARBOUR INVESTMENTS, INC.	0%	7	81	0	0
Dec 31, 2025	COURIER CAPITAL LLC	0.52%	15.38K	174.66K	0	0
Dec 31, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.63%	18.85K	219.99K	2.59K	+15.92%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-603	-100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	10	1	+100.00%
Dec 31, 2025	MORGAN STANLEY	0%	1	17	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0%	101	1.18K	101	+100.00%
Dec 31, 2025	UBS GROUP AG	0.01%	424	4.82K	-4.89K	-92.01%
Dec 31, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	158.97K	0	0
Dec 31, 2025	RITHOLTZ WEALTH MANAGEMENT	0.37%	11.09K	125.92K	11.09K	+100.00%
Sep 30, 2025	UBS GROUP AG	0.18%	5.31K	76.98K	-498	-8.58%
Sep 30, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	262.78K	0	0
Sep 30, 2025	COURIER CAPITAL LLC	0.52%	15.38K	223.04K	0	0
Sep 30, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.55%	16.26K	235.8K	-98	-0.60%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-1	-100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	7	103	0	0
Sep 30, 2025	MORGAN STANLEY	0%	1	22	0	0
Sep 30, 2025	ROYAL BANK OF CANADA	0%	0	-	-300	-100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	9.73K	0	0
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	1	9	0	0
Jun 30, 2025	COURIER CAPITAL LLC	0.52%	15.38K	247.96K	-1.38K	-8.24%
Jun 30, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	262.78K	0	0
Jun 30, 2025	FMR LLC	0%	0	-	-4	-100.00%
Jun 30, 2025	CITADEL ADVISORS LLC	0%	0	-	-14.98K	-100.00%
Jun 30, 2025	UBS GROUP AG	0.2%	5.81K	93.61K	1.52K	+35.30%
Jun 30, 2025	ROYAL BANK OF CANADA	0.01%	300	5K	0	0
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	7	115	7	+100.00%
Jun 30, 2025	MORGAN STANLEY	0%	1	17	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	9.72K	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-9	-100.00%
Jun 30, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.55%	16.36K	262.09K	5.37K	+48.88%
Mar 31, 2025	CITADEL ADVISORS LLC	0.52%	14.98K	287.49K	14.98K	+100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0.01%	300	6K	300	+100.00%
Mar 31, 2025	MORGAN STANLEY	0%	1	37	0	0
Mar 31, 2025	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0%	0	-	-14K	-100.00%
Mar 31, 2025	NOTTINGHAM ADVISORS, INC.	0%	0	-	-14.58K	-100.00%
Mar 31, 2025	FMR LLC	0%	4	75	4	+100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	17	1	+100.00%
Mar 31, 2025	UBS GROUP AG	0.15%	4.29K	80.56K	4.29K	+100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	9	174	0	0
Mar 31, 2025	COURIER CAPITAL LLC	0.58%	16.76K	314.64K	16.76K	+100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	11.32K	603	+100.00%
Mar 31, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.38%	10.99K	210.88K	10.99K	+100.00%
Mar 31, 2025	SHUFRO ROSE & CO LLC	0.49%	14K	262.78K	-16K	-53.33%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-1K	-100.00%
Mar 31, 2024	MORGAN STANLEY	0%	43	610	42	+4,200.00%
Mar 31, 2024	SHUFRO ROSE & CO LLC	1.6%	41.39K	578.28K	-1.52K	-3.54%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	78	1.09K	0	0
Mar 31, 2024	UBS GROUP AG	0%	89	1.24K	-3.2K	-97.29%
Mar 31, 2024	NOTTINGHAM ADVISORS, INC.	0.62%	16.1K	224.97K	-3.03K	-15.81%
Mar 31, 2024	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0.72%	18.65K	352.99K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	2	23	0	0
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	2	25	1	+100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.04%	1K	12.99K	0	0
Dec 31, 2023	UBS GROUP AG	0.13%	3.29K	42.67K	3.16K	+2,592.62%
Dec 31, 2023	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0.72%	18.65K	242.32K	18.65K	+100.00%
Dec 31, 2023	NOTTINGHAM ADVISORS, INC.	0.74%	19.13K	248.49K	0	0
Dec 31, 2023	MORGAN STANLEY	0%	1	18	1	+100.00%
Dec 31, 2023	SHUFRO ROSE & CO LLC	1.66%	42.91K	565.14K	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	78	1.01K	-7	-8.24%

Insiders

Among the RAND insiders holding of 76.04% of the stake in company, EAST ASSET MANAGEMENT, LLC, 10 percent owner, holds the largest shares of 1.66M. UTILITY SERVICE HOLDING CO., INC., 10 percent owner, is the second largest RAND insider with ownership of 1.17M shares. NEWMAN REGINALD B II, director, stands third with possession of 172.73K shares of that stake.

Insiders	Designation	Shares Held
EAST ASSET MANAGEMENT, LLC	10 percent owner	1.66M
UTILITY SERVICE HOLDING CO., INC.	10 percent owner	1.17M
NEWMAN REGINALD B II	director	172.73K
GUSKY ADAM SAMUEL	director	32.62K
GODLEY BENJAMIN E	director	25K
ZAK ROBERT M	director	20.41K
PENBERTHY DANIEL P	President and CEO	16.77K
KAILBOURNE ERLAND E	director	10.86K
JAROSLAWSKY CARI L	director	1.47K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 15, 2025	GUSKY ADAM SAMUEL	PURCHASE	14.60	100	1.46K	32.62K
May 28, 2025	GUSKY ADAM SAMUEL	PURCHASE	16.00	12	192	32.52K
May 27, 2025	GUSKY ADAM SAMUEL	PURCHASE	15.75	200	3.15K	32.5K
Nov 21, 2024	GUSKY ADAM SAMUEL	PURCHASE	16.10	200	3.22K	28.09K
Nov 20, 2024	GUSKY ADAM SAMUEL	PURCHASE	16.10	50	805	27.77K
Mar 12, 2024	GODLEY BENJAMIN E	PURCHASE	13.95	1.97K	27.41K	25K
Mar 07, 2024	GODLEY BENJAMIN E	PURCHASE	13.99	183	2.56K	23.04K
Mar 06, 2024	GODLEY BENJAMIN E	PURCHASE	13.95	852	11.89K	22.85K
Aug 17, 2023	GODLEY BENJAMIN E	PURCHASE	13.15	100	1.32K	22K
Aug 16, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.96	1.81K	23.51K	27.72K
Aug 16, 2023	GODLEY BENJAMIN E	PURCHASE	12.98	1.9K	24.66K	21.9K
Aug 15, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.10	1K	13.1K	25.91K
Jun 13, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	45	596.25	1.47K
Jun 07, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	415	5.5K	1.42K
Jun 06, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	5	66.25	1.01K
Jun 05, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.20	1	13.2	24.91K
Jun 02, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.99	120	1.56K	24.9K
Jun 01, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.80	6	76.8	24.78K
May 30, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.05	137	1.79K	24.78K
May 26, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.05	3	39.15	24.64K
May 25, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.90	1	12.9	24.64K
May 19, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.97	571	7.41K	24.64K
May 18, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.81	500	6.41K	24.07K
May 16, 2023	PENBERTHY DANIEL P	PURCHASE	13.36	499	6.67K	16.77K
May 12, 2023	PENBERTHY DANIEL P	PURCHASE	12.99	1	12.99	16.27K
May 10, 2023	ZAK ROBERT M	PURCHASE	13.46	2K	26.92K	20.41K
Mar 14, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.50	522	7.05K	23.57K
Mar 13, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.69	2.11K	28.94K	23.04K
Mar 13, 2023	KAILBOURNE ERLAND E	PURCHASE	13.68	1K	13.68K	10.86K
Dec 06, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	1.47K	21.26K	20.93K
Dec 05, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	134	1.94K	19.46K
Nov 10, 2022	JAROSLAWSKY CARI L	PURCHASE	15.00	268	4.02K	1K
Nov 09, 2022	JAROSLAWSKY CARI L	PURCHASE	14.97	732	10.96K	732
Sep 02, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.70	200	2.94K	19.03K
Sep 01, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.35	102	1.46K	18.83K
Aug 31, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.35	201	2.88K	18.73K
Aug 26, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.79	30	443.7	18.43K
Aug 24, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	16	232	18.4K
Aug 23, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.25	4	57	18.34K
Aug 22, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.25	102	1.45K	18.34K
Jun 07, 2022	PENBERTHY DANIEL P	PURCHASE	15.30	1K	15.3K	16.27K
May 16, 2022	KAILBOURNE ERLAND E	PURCHASE	14.95	1K	14.95K	9.86K
May 13, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.40	112	1.61K	18.24K
May 11, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.75	1.5K	22.13K	18.13K
May 10, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.88	7.54K	112.25K	16.63K
May 10, 2022	GODLEY BENJAMIN E	PURCHASE	14.90	1.61K	23.93K	20K
Mar 14, 2022	KAILBOURNE ERLAND E	PURCHASE	16.46	1K	16.46K	8.86K
Mar 14, 2022	GUSKY ADAM SAMUEL	PURCHASE	16.22	500	8.11K	9.08K
Mar 11, 2022	GUSKY ADAM SAMUEL	PURCHASE	15.49	1K	15.49K	8.58K
Mar 11, 2022	ZAK ROBERT M	PURCHASE	16.48	256	4.22K	18.41K
Dec 13, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.50	5.62K	98.35K	1.66M
Dec 10, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.50	3.68K	64.4K	1.65M
Dec 06, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.00	3.75K	63.77K	1.65M
Dec 03, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.00	10	170	1.65M
Dec 01, 2021	KAILBOURNE ERLAND E	PURCHASE	16.94	1.53K	25.95K	7.86K
Nov 30, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.75	2.81K	46.98K	1.65M
Nov 29, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	9	148.5	1.64M
Nov 24, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	594	9.8K	1.64M
Nov 23, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	100	1.65K	1.64M
Nov 22, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	3	49.5	1.64M
Nov 17, 2021	GUSKY ADAM SAMUEL	PURCHASE	16.25	1.45K	23.6K	7.58K
Nov 15, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.95	6	95.7	6.13K
Nov 12, 2021	GUSKY ADAM SAMUEL	PURCHASE	16.00	75	1.2K	6.01K
Nov 11, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.80	4	63.2	5.85K
Nov 10, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.75	121	1.91K	5.54K
Sep 03, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.21	2.6K	29.18K	1.64M
Sep 02, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	1.85K	20.94K	1.64M
Sep 01, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	1.7K	19.21K	1.64M
Aug 31, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	3.67K	41.48K	1.64M
Aug 28, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.25	3.33K	37.44K	1.63M
Aug 27, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.25	1	11.25	1.63M
Aug 26, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.24	1.67K	18.78K	1.63M
Aug 24, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.62	1.02K	11.84K	5.42K
Aug 21, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.20	1.28K	14.31K	4.4K
Aug 20, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.21	25	280.25	3.12K
Aug 19, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.18	500	5.59K	3.1K
Aug 18, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.15	500	5.58K	2.6K
Aug 17, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.09	599	6.64K	2.1K
Jun 03, 2020	GUSKY ADAM SAMUEL	PURCHASE	10.92	1.5K	16.38K	1.5K
Mar 27, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	709	1.84K	172.73K
Mar 26, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	201	522.6	172.02K
Mar 23, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	4.09K	10.63K	171.82K
Jan 19, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	7.73K	21.26K	167.73K
Jan 18, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	10K	27.5K	160K
Jan 17, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	10K	27.5K	150K
Jun 15, 2017	NEWMAN REGINALD B II	SALE	3.00	20K	60K	224.12K
Mar 07, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.10	19.33K	59.94K	1.17M
Mar 06, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.11	39.2K	121.92K	1.19M
Mar 03, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.15	5.71K	17.99K	1.22M
Mar 02, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.14	7.2K	22.61K	1.23M
Mar 01, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.15	1.3K	4.1K	1.24M

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

76.04% Percentage of Shares held by All Insiders

1.02% Percentage of Shares held by All Institutions

4.25% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	HARBOUR INVESTMENTS, INC.	0%	0	-	-7	-100.00%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.03%	747	8.78K	747	+100.00%
Mar 31, 2026	SHUFRO ROSE & CO LLC	0.47%	14K	164.5K	0	0
Mar 31, 2026	MORGAN STANLEY	0%	1	20	0	0
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0%	0	-	-1	-100.00%
Mar 31, 2026	RITHOLTZ WEALTH MANAGEMENT	0%	0	-	-11.09K	-100.00%
Mar 31, 2026	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0%	0	-	-18.85K	-100.00%
Mar 31, 2026	JPMORGAN CHASE & CO	0%	91	1.06K	-10	-9.90%
Mar 31, 2026	COURIER CAPITAL LLC	0.52%	15.38K	180.74K	0	0
Mar 31, 2026	UBS GROUP AG	0%	0	-	-424	-100.00%
Dec 31, 2025	HARBOUR INVESTMENTS, INC.	0%	7	81	0	0
Dec 31, 2025	COURIER CAPITAL LLC	0.52%	15.38K	174.66K	0	0
Dec 31, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.63%	18.85K	219.99K	2.59K	+15.92%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-603	-100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	10	1	+100.00%
Dec 31, 2025	MORGAN STANLEY	0%	1	17	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0%	101	1.18K	101	+100.00%
Dec 31, 2025	UBS GROUP AG	0.01%	424	4.82K	-4.89K	-92.01%
Dec 31, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	158.97K	0	0
Dec 31, 2025	RITHOLTZ WEALTH MANAGEMENT	0.37%	11.09K	125.92K	11.09K	+100.00%
Sep 30, 2025	UBS GROUP AG	0.18%	5.31K	76.98K	-498	-8.58%
Sep 30, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	262.78K	0	0
Sep 30, 2025	COURIER CAPITAL LLC	0.52%	15.38K	223.04K	0	0
Sep 30, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.55%	16.26K	235.8K	-98	-0.60%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-1	-100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	7	103	0	0
Sep 30, 2025	MORGAN STANLEY	0%	1	22	0	0
Sep 30, 2025	ROYAL BANK OF CANADA	0%	0	-	-300	-100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	9.73K	0	0
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	1	9	0	0
Jun 30, 2025	COURIER CAPITAL LLC	0.52%	15.38K	247.96K	-1.38K	-8.24%
Jun 30, 2025	SHUFRO ROSE & CO LLC	0.47%	14K	262.78K	0	0
Jun 30, 2025	FMR LLC	0%	0	-	-4	-100.00%
Jun 30, 2025	CITADEL ADVISORS LLC	0%	0	-	-14.98K	-100.00%
Jun 30, 2025	UBS GROUP AG	0.2%	5.81K	93.61K	1.52K	+35.30%
Jun 30, 2025	ROYAL BANK OF CANADA	0.01%	300	5K	0	0
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	7	115	7	+100.00%
Jun 30, 2025	MORGAN STANLEY	0%	1	17	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	9.72K	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-9	-100.00%
Jun 30, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.55%	16.36K	262.09K	5.37K	+48.88%
Mar 31, 2025	CITADEL ADVISORS LLC	0.52%	14.98K	287.49K	14.98K	+100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0.01%	300	6K	300	+100.00%
Mar 31, 2025	MORGAN STANLEY	0%	1	37	0	0
Mar 31, 2025	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0%	0	-	-14K	-100.00%
Mar 31, 2025	NOTTINGHAM ADVISORS, INC.	0%	0	-	-14.58K	-100.00%
Mar 31, 2025	FMR LLC	0%	4	75	4	+100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	17	1	+100.00%
Mar 31, 2025	UBS GROUP AG	0.15%	4.29K	80.56K	4.29K	+100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	9	174	0	0
Mar 31, 2025	COURIER CAPITAL LLC	0.58%	16.76K	314.64K	16.76K	+100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.02%	603	11.32K	603	+100.00%
Mar 31, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.38%	10.99K	210.88K	10.99K	+100.00%
Mar 31, 2025	SHUFRO ROSE & CO LLC	0.49%	14K	262.78K	-16K	-53.33%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-1K	-100.00%
Mar 31, 2024	MORGAN STANLEY	0%	43	610	42	+4,200.00%
Mar 31, 2024	SHUFRO ROSE & CO LLC	1.6%	41.39K	578.28K	-1.52K	-3.54%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	78	1.09K	0	0
Mar 31, 2024	UBS GROUP AG	0%	89	1.24K	-3.2K	-97.29%
Mar 31, 2024	NOTTINGHAM ADVISORS, INC.	0.62%	16.1K	224.97K	-3.03K	-15.81%
Mar 31, 2024	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0.72%	18.65K	352.99K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	2	23	0	0
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	2	25	1	+100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.04%	1K	12.99K	0	0
Dec 31, 2023	UBS GROUP AG	0.13%	3.29K	42.67K	3.16K	+2,592.62%
Dec 31, 2023	EWING MORRIS & CO. INVESTMENT PARTNERS LTD.	0.72%	18.65K	242.32K	18.65K	+100.00%
Dec 31, 2023	NOTTINGHAM ADVISORS, INC.	0.74%	19.13K	248.49K	0	0
Dec 31, 2023	MORGAN STANLEY	0%	1	18	1	+100.00%
Dec 31, 2023	SHUFRO ROSE & CO LLC	1.66%	42.91K	565.14K	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	78	1.01K	-7	-8.24%

Insiders

Insiders	Designation	Shares Held
EAST ASSET MANAGEMENT, LLC	10 percent owner	1.66M
UTILITY SERVICE HOLDING CO., INC.	10 percent owner	1.17M
NEWMAN REGINALD B II	director	172.73K
GUSKY ADAM SAMUEL	director	32.62K
GODLEY BENJAMIN E	director	25K
ZAK ROBERT M	director	20.41K
PENBERTHY DANIEL P	President and CEO	16.77K
KAILBOURNE ERLAND E	director	10.86K
JAROSLAWSKY CARI L	director	1.47K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 15, 2025	GUSKY ADAM SAMUEL	PURCHASE	14.60	100	1.46K	32.62K
May 28, 2025	GUSKY ADAM SAMUEL	PURCHASE	16.00	12	192	32.52K
May 27, 2025	GUSKY ADAM SAMUEL	PURCHASE	15.75	200	3.15K	32.5K
Nov 21, 2024	GUSKY ADAM SAMUEL	PURCHASE	16.10	200	3.22K	28.09K
Nov 20, 2024	GUSKY ADAM SAMUEL	PURCHASE	16.10	50	805	27.77K
Mar 12, 2024	GODLEY BENJAMIN E	PURCHASE	13.95	1.97K	27.41K	25K
Mar 07, 2024	GODLEY BENJAMIN E	PURCHASE	13.99	183	2.56K	23.04K
Mar 06, 2024	GODLEY BENJAMIN E	PURCHASE	13.95	852	11.89K	22.85K
Aug 17, 2023	GODLEY BENJAMIN E	PURCHASE	13.15	100	1.32K	22K
Aug 16, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.96	1.81K	23.51K	27.72K
Aug 16, 2023	GODLEY BENJAMIN E	PURCHASE	12.98	1.9K	24.66K	21.9K
Aug 15, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.10	1K	13.1K	25.91K
Jun 13, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	45	596.25	1.47K
Jun 07, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	415	5.5K	1.42K
Jun 06, 2023	JAROSLAWSKY CARI L	PURCHASE	13.25	5	66.25	1.01K
Jun 05, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.20	1	13.2	24.91K
Jun 02, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.99	120	1.56K	24.9K
Jun 01, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.80	6	76.8	24.78K
May 30, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.05	137	1.79K	24.78K
May 26, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.05	3	39.15	24.64K
May 25, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.90	1	12.9	24.64K
May 19, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.97	571	7.41K	24.64K
May 18, 2023	GUSKY ADAM SAMUEL	PURCHASE	12.81	500	6.41K	24.07K
May 16, 2023	PENBERTHY DANIEL P	PURCHASE	13.36	499	6.67K	16.77K
May 12, 2023	PENBERTHY DANIEL P	PURCHASE	12.99	1	12.99	16.27K
May 10, 2023	ZAK ROBERT M	PURCHASE	13.46	2K	26.92K	20.41K
Mar 14, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.50	522	7.05K	23.57K
Mar 13, 2023	GUSKY ADAM SAMUEL	PURCHASE	13.69	2.11K	28.94K	23.04K
Mar 13, 2023	KAILBOURNE ERLAND E	PURCHASE	13.68	1K	13.68K	10.86K
Dec 06, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	1.47K	21.26K	20.93K
Dec 05, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	134	1.94K	19.46K
Nov 10, 2022	JAROSLAWSKY CARI L	PURCHASE	15.00	268	4.02K	1K
Nov 09, 2022	JAROSLAWSKY CARI L	PURCHASE	14.97	732	10.96K	732
Sep 02, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.70	200	2.94K	19.03K
Sep 01, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.35	102	1.46K	18.83K
Aug 31, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.35	201	2.88K	18.73K
Aug 26, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.79	30	443.7	18.43K
Aug 24, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.50	16	232	18.4K
Aug 23, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.25	4	57	18.34K
Aug 22, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.25	102	1.45K	18.34K
Jun 07, 2022	PENBERTHY DANIEL P	PURCHASE	15.30	1K	15.3K	16.27K
May 16, 2022	KAILBOURNE ERLAND E	PURCHASE	14.95	1K	14.95K	9.86K
May 13, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.40	112	1.61K	18.24K
May 11, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.75	1.5K	22.13K	18.13K
May 10, 2022	GUSKY ADAM SAMUEL	PURCHASE	14.88	7.54K	112.25K	16.63K
May 10, 2022	GODLEY BENJAMIN E	PURCHASE	14.90	1.61K	23.93K	20K
Mar 14, 2022	KAILBOURNE ERLAND E	PURCHASE	16.46	1K	16.46K	8.86K
Mar 14, 2022	GUSKY ADAM SAMUEL	PURCHASE	16.22	500	8.11K	9.08K
Mar 11, 2022	GUSKY ADAM SAMUEL	PURCHASE	15.49	1K	15.49K	8.58K
Mar 11, 2022	ZAK ROBERT M	PURCHASE	16.48	256	4.22K	18.41K
Dec 13, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.50	5.62K	98.35K	1.66M
Dec 10, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.50	3.68K	64.4K	1.65M
Dec 06, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.00	3.75K	63.77K	1.65M
Dec 03, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	17.00	10	170	1.65M
Dec 01, 2021	KAILBOURNE ERLAND E	PURCHASE	16.94	1.53K	25.95K	7.86K
Nov 30, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.75	2.81K	46.98K	1.65M
Nov 29, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	9	148.5	1.64M
Nov 24, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	594	9.8K	1.64M
Nov 23, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	100	1.65K	1.64M
Nov 22, 2021	EAST ASSET MANAGEMENT, LLC	PURCHASE	16.50	3	49.5	1.64M
Nov 17, 2021	GUSKY ADAM SAMUEL	PURCHASE	16.25	1.45K	23.6K	7.58K
Nov 15, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.95	6	95.7	6.13K
Nov 12, 2021	GUSKY ADAM SAMUEL	PURCHASE	16.00	75	1.2K	6.01K
Nov 11, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.80	4	63.2	5.85K
Nov 10, 2021	GUSKY ADAM SAMUEL	PURCHASE	15.75	121	1.91K	5.54K
Sep 03, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.21	2.6K	29.18K	1.64M
Sep 02, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	1.85K	20.94K	1.64M
Sep 01, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	1.7K	19.21K	1.64M
Aug 31, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.30	3.67K	41.48K	1.64M
Aug 28, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.25	3.33K	37.44K	1.63M
Aug 27, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.25	1	11.25	1.63M
Aug 26, 2020	EAST ASSET MANAGEMENT, LLC	PURCHASE	11.24	1.67K	18.78K	1.63M
Aug 24, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.62	1.02K	11.84K	5.42K
Aug 21, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.20	1.28K	14.31K	4.4K
Aug 20, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.21	25	280.25	3.12K
Aug 19, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.18	500	5.59K	3.1K
Aug 18, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.15	500	5.58K	2.6K
Aug 17, 2020	GUSKY ADAM SAMUEL	PURCHASE	11.09	599	6.64K	2.1K
Jun 03, 2020	GUSKY ADAM SAMUEL	PURCHASE	10.92	1.5K	16.38K	1.5K
Mar 27, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	709	1.84K	172.73K
Mar 26, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	201	522.6	172.02K
Mar 23, 2018	NEWMAN REGINALD B II	PURCHASE	2.60	4.09K	10.63K	171.82K
Jan 19, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	7.73K	21.26K	167.73K
Jan 18, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	10K	27.5K	160K
Jan 17, 2018	NEWMAN REGINALD B II	PURCHASE	2.75	10K	27.5K	150K
Jun 15, 2017	NEWMAN REGINALD B II	SALE	3.00	20K	60K	224.12K
Mar 07, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.10	19.33K	59.94K	1.17M
Mar 06, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.11	39.2K	121.92K	1.19M
Mar 03, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.15	5.71K	17.99K	1.22M
Mar 02, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.14	7.2K	22.61K	1.23M
Mar 01, 2017	UTILITY SERVICE HOLDING CO., INC.	SALE	3.15	1.3K	4.1K	1.24M

RAND Stock Ownership Breakdown

Rand Capital

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions