How many institutions own HRZN stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own HRZN shares is 71, representing 6.6% of the company's common stock.

Who are the major shareholders selling Horizon Technology Finance Corporation stock?

SALEM INVESTMENT COUNSELORS INC, in the last quarter, reduced its stake in HRZN by -100% restricting it's holding to 0 shares of worth nearly -. JONES FINANCIAL COMPANIES LLLP also lessened -100% of the HRZN shares from its portfolio, reducing its holding to 0 shares of worth -. FMR LLC also shunned HRZN shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying HRZN stock?

As per its latest 13F filing, DANSKE BANK A/S increased its stake in HRZN by 33.33% in the last quarter. The institutional holder raised its holding to 4 shares having worth more than $26.00. CITIGROUP INC also added 100% more shares of HRZN to its portfolio, raising its holding to 11 shares of worth $71.00. ASPECT PARTNERS, LLC also increased its HRZN shares holding by 5.33% which brought its holding to 158 shares worth $1.02K.

HRZN's major insiders: who are they?

The insider with the most stakes in HRZN is Anholt Investments Ltd. , 10 percent owner at the company. Additionally, HRZN stock is highly held by President Michaud Gerald A. and director SAVAGE JOSEPH J among others.

Did an insider recently sell HRZN stock?

Company executives, directors, and other insiders own 1.26% percent of Horizon Technology Finance Corporation's stock. Within the last six months, there have been 0 transaction(s) in which HRZN insiders have sold stock, totaling 0 shares. Insiders that have sold shares include ANHOLT INVESTMENTS LTD..

Which insider recently purchased HRZN stock?

There have been 0 transaction(s) during the past 6-months in which Horizon Technology Finance Corporation insiders have bought stock, totalling 0 shares

How much of HRZN does insiders own?

Around 0 Horizon Technology Finance Corporation shares are held by insiders, which represents about 1.26% of HRZN stock.

Who is the insider with the largest stake?

HRZN 10 percent owner, Anholt Investments Ltd. holds the largest portfolio of the company's shares. HRZN shares owned by Anholt total nearly 891.41 thousand.

Which institution holds the most shares in HRZN?

SALEM INVESTMENT COUNSELORS INC is the largest institutional owner in HRZN which holds 0 shares worth - or 0% of the total HRZN shares outstanding followed by JONES FINANCIAL COMPANIES LLLP with ownership of 0 shares representing 0% of the HRZN ownership. FMR LLC is the third largest stakeholder with 0 shares or 0% of the ownership worth more than -.

Is Horizon Technology Finance Corporation stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the HRZN is concerned, it is a stock which is optionable.

Is there a short position on HRZN's shares?

Number of HRZN shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding HRZN shares are there?

As of today, null shares of HRZN are outstanding.

Is there many float in HRZN stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, HRZN has null shares in float.

HRZN short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for HRZN is null.

Horizon Technology Finance (HRZN) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.26% Percentage of Shares held by All Insiders

6.6% Percentage of Shares held by All Institutions

6.68% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 6.6% of HRZN shares are held by financial institutions. SALEM INVESTMENT COUNSELORS INC is the top corporate investor, holding 0 shares valued at -. A 0% stake in Horizon Technology Finance Corporation is owned by the company. JONES FINANCIAL COMPANIES LLLP owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	SALEM INVESTMENT COUNSELORS INC	0%	0	-	-700	-100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-227	-100.00%
Dec 31, 2025	FMR LLC	0%	0	-	-238	-100.00%
Dec 31, 2025	PRINCIPAL SECURITIES, INC.	0%	0	-	-83	-100.00%
Dec 31, 2025	CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD	0%	1	6	-869	-99.89%
Dec 31, 2025	DANSKE BANK A/S	0%	4	26	1	+33.33%
Dec 31, 2025	CITIGROUP INC	0%	11	71	11	+100.00%
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0%	50	333	0	0
Dec 31, 2025	RONALD BLUE TRUST, INC.	0%	80	516	0	0
Dec 31, 2025	SPIRE WEALTH MANAGEMENT	0%	100	645	0	0
Dec 31, 2025	ASPECT PARTNERS, LLC	0%	158	1.02K	8	+5.33%
Dec 31, 2025	TRIUMPH CAPITAL MANAGEMENT	0%	300	1.94K	300	+100.00%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	736	4.75K	225	+44.03%
Dec 31, 2025	FLAGSHIP HARBOR ADVISORS, LLC	0%	821	5.3K	821	+100.00%
Dec 31, 2025	CHUNG WU INVESTMENT GROUP, LLC	0%	1.1K	7.1K	0	0
Dec 31, 2025	MILLENNIUM MANAGEMENT LLC	0.03%	11.55K	74.5K	-168.65K	-93.59%
Dec 31, 2025	SCHONFELD STRATEGIC ADVISORS LLC	0.07%	29.03K	187.23K	29.03K	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.07%	29.99K	193.45K	-2.77K	-8.45%
Dec 31, 2025	LPL FINANCIAL LLC	0.09%	37.27K	240.39K	-28.16K	-43.04%
Dec 31, 2025	UBS GROUP AG	0.09%	39.98K	257.87K	-66.98K	-62.62%
Dec 31, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.39%	167.52K	1.08M	-43.75K	-20.71%
Dec 31, 2025	CONNECTICUT WEALTH MANAGEMENT, LLC	0.49%	212.84K	1.37M	811	+0.38%
Dec 31, 2025		0.01%	3.06K	19.71M	3.06K	+100.00%
Dec 31, 2025	NOVA WEALTH MANAGEMENT, INC.	0.01%	3.72K	24.01K	0	0
Dec 31, 2025	JANE STREET GROUP, LLC	0.02%	10.4K	67.08K	10.4K	+100.00%
Dec 31, 2025	HRT FINANCIAL LP	0.03%	11.99K	77K	11.99K	+100.00%
Dec 31, 2025	ADELL HARRIMAN & CARPENTER INC	0.03%	12K	77.4K	0	0
Dec 31, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.03%	12.19K	78.59K	0	0
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	13.06K	84.22K	-4.1K	-23.88%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.04%	15.07K	97.18K	1.62K	+12.01%
Dec 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.02%	10.45K	67.4K	10.45K	+100.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.04%	17.34K	111.82K	-2.45K	-12.36%
Dec 31, 2025	MARSHALL WACE, LLP	0.65%	282.29K	1.82M	-65.49K	-18.83%
Dec 31, 2025	BLACKROCK, INC.	0.67%	287.95K	1.86M	-12.63K	-4.20%
Dec 31, 2025	LEGAL & GENERAL GROUP PLC	0.71%	306.9K	1.98M	59.1K	+23.85%
Dec 31, 2025	REGAL INVESTMENT ADVISORS LLC	0.11%	49.06K	316.43K	49.06K	+100.00%
Dec 31, 2025	PATHSTONE HOLDINGS, LLC	0.12%	49.64K	322.92K	26.53K	+114.83%
Dec 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.12%	53.58K	345.59K	-5.56K	-9.39%
Dec 31, 2025	QUADRATURE CAPITAL LTD	0.13%	56.56K	364.81K	56.56K	+100.00%
Dec 31, 2025	ETF STORE, INC.	0.14%	60.87K	392.63K	3.06K	+5.28%
Dec 31, 2025	TWO SIGMA ADVISERS, LP	0.15%	63.2K	407.62K	32.8K	+107.88%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.15%	63.97K	412.62K	62.8K	+5,335.17%
Dec 31, 2025	MORGAN STANLEY	0.18%	76.87K	495.78K	3.64K	+4.97%
Dec 31, 2025	EAGLE POINT CREDIT MANAGEMENT LLC	0.86%	369.8K	2.39B	369.8K	+100.00%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	1.2%	519.25K	3.35M	519.25K	+100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	1.49K	9.62K	-4.71K	-75.97%
Dec 31, 2025	GREEN ALPHA ADVISORS, LLC	1.3%	558.94K	3.61M	58.92K	+11.78%
Dec 31, 2025	FLAGSHIP WEALTH ADVISORS, LLC	0%	0	-	-102	-100.00%
Dec 31, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	0	-	-943	-100.00%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-4.82K	-100.00%
Dec 31, 2025	ROYAL BANK OF CANADA	0.05%	20.29K	131K	-57.66K	-73.97%
Dec 31, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-16.12K	-100.00%
Dec 31, 2025	QUANTBOT TECHNOLOGIES LP	0.14%	61.61K	397.41K	51.58K	+513.81%
Dec 31, 2025	FIRST FINANCIAL BANK - TRUST DIVISION	0.15%	65.57K	422.95K	19.85K	+43.41%
Dec 31, 2025	N.E.W. ADVISORY SERVICES LLC	0.01%	4K	25.8K	2K	+100.00%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.02%	10.21K	65.82K	0	0
Dec 31, 2025	OXFORD ASSET MANAGEMENT LLP	0.05%	20.5K	132.22K	-13.66K	-39.99%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.05%	21.35K	137.68K	-47.49K	-68.99%
Dec 31, 2025	FINANCIAL ENGINES ADVISORS L.L.C.	0.05%	21.6K	139.35K	21.6K	+100.00%
Dec 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.12%	50.04K	322.73K	50.04K	+100.00%
Dec 31, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.12%	53.3K	344K	-126	-0.24%
Dec 31, 2025	SIMPLEX TRADING, LLC	0.01%	2.26K	14.58K	-817	-26.55%
Dec 31, 2025	WINTON GROUP LTD	0.07%	30.52K	196.83K	30.52K	+100.00%
Dec 31, 2025	ORG PARTNERS LLC	0%	2.12K	13.67K	0	0
Dec 31, 2025	COMERICA BANK	0.01%	2.65K	17.11K	1.58K	+146.56%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.04%	17.57K	113.31K	284	+1.64%
Dec 31, 2025	CITADEL ADVISORS LLC	0.05%	23.4K	150.93K	7.9K	+50.97%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.08%	33.26K	214.52K	-8.74K	-20.80%
Dec 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.08%	34.16K	220.36K	-737	-2.11%
Dec 31, 2025	JACKSON THORNTON ASSET MANAGEMENT, LLC	0.08%	34.16K	226.17K	-415	-1.20%
Sep 30, 2025	JANE STREET GROUP, LLC	0.04%	17.5K	106.75K	5.8K	+49.57%
Sep 30, 2025	OXFORD ASSET MANAGEMENT LLP	0.08%	34.16K	208.39K	-5.44K	-13.74%
Sep 30, 2025	MARSHALL WACE, LLP	0.84%	347.78K	2.12M	333.5K	+2,334.93%
Sep 30, 2025	ORG PARTNERS LLC	0.01%	2.12K	12.93K	0	0
Sep 30, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.14%	59.14K	104	2K	+3.50%
Sep 30, 2025	N.E.W. ADVISORY SERVICES LLC	0%	2K	12.2K	-1.8K	-47.37%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	6.2K	37.84K	-2.1K	-25.32%
Sep 30, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.13%	53.43K	321K	10.16K	+23.49%
Sep 30, 2025	ROYAL BANK OF CANADA	0.19%	77.95K	475K	13.53K	+21.01%
Sep 30, 2025	FIRST FINANCIAL BANK - TRUST DIVISION	0.11%	45.73K	278.92K	0	0
Sep 30, 2025	AQUATIC CAPITAL MANAGEMENT LLC	0.16%	64.83K	395.47K	64.83K	+100.00%
Sep 30, 2025	WOLVERINE TRADING, LLC	0.02%	10.2K	61.3K	10.2K	+100.00%
Sep 30, 2025	ADELL HARRIMAN & CARPENTER INC	0.03%	12K	73.2K	0	0
Sep 30, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.03%	12.19K	74.33K	-3.59K	-22.73%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	12.7K	77.47K	900	+7.63%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.03%	13.45K	82.05K	-342	-2.48%
Sep 30, 2025	JACKSON THORNTON ASSET MANAGEMENT, LLC	0.08%	34.58K	211.97K	-1.07K	-3.00%
Sep 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.08%	34.9K	212.9K	-746	-2.09%
Sep 30, 2025	UBS GROUP AG	0.26%	106.96K	652.48K	30.72K	+40.28%
Sep 30, 2025	PRINCIPAL SECURITIES, INC.	0%	83	506	0	0
Sep 30, 2025	SPIRE WEALTH MANAGEMENT	0%	100	610	0	0
Sep 30, 2025	FLAGSHIP WEALTH ADVISORS, LLC	0%	102	622	102	+100.00%
Sep 30, 2025	ASPECT PARTNERS, LLC	0%	150	915	150	+100.00%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	227	1.39K	227	+100.00%
Sep 30, 2025	FMR LLC	0%	238	1.45K	238	+100.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	511	3.12K	0	0
Sep 30, 2025	SALEM INVESTMENT COUNSELORS INC	0%	700	4.27K	0	0
Sep 30, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	943	5.76K	282	+42.66%
Sep 30, 2025	COMERICA BANK	0%	1.08K	6.56K	107	+11.04%
Sep 30, 2025	NORTHERN TRUST CORP	0.05%	19.78K	120.67K	6.03K	+43.85%
Sep 30, 2025	PATHSTONE HOLDINGS, LLC	0.06%	23.11K	143.53K	-405	-1.72%
Sep 30, 2025	TWO SIGMA ADVISERS, LP	0.07%	30.4K	185.44K	-39.9K	-56.75%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	32.76K	199.85K	-6.55K	-16.66%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.44%	180.2K	1.1M	180.2K	+100.00%
Sep 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.51%	211.28K	1.29M	33.51K	+18.85%
Sep 30, 2025	CONNECTICUT WEALTH MANAGEMENT, LLC	0.51%	212.03K	1.29M	673	+0.32%
Sep 30, 2025	CHUNG WU INVESTMENT GROUP, LLC	0%	1.1K	6.71K	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	1.18K	7.18K	-476	-28.80%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.17%	68.84K	419.9K	4.49K	+6.98%
Sep 30, 2025	BLACKROCK, INC.	0.73%	300.57K	1.83M	67.55K	+28.99%
Sep 30, 2025	GREEN ALPHA ADVISORS, LLC	1.21%	500.03K	3.05M	112.3K	+28.96%
Sep 30, 2025	ALLWORTH FINANCIAL LP	0.02%	10.21K	62.25K	0	0
Sep 30, 2025	CITADEL ADVISORS LLC	0.04%	15.5K	94.55K	3.9K	+33.62%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0.04%	16.12K	98.33K	2.08K	+14.81%
Sep 30, 2025	SIMPLEX TRADING, LLC	0.01%	3.08K	18K	-870	-22.04%
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0.01%	4.82K	29.42K	-12.08K	-71.46%
Sep 30, 2025	BREVAN HOWARD CAPITAL MANAGEMENT LP	0.1%	40.2K	245.2K	40.2K	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.1%	42K	288.91K	-3.45K	-7.59%
Sep 30, 2025	ETF STORE, INC.	0.14%	57.82K	352.69K	1.74K	+3.10%
Sep 30, 2025	LPL FINANCIAL LLC	0.16%	65.43K	399.11K	-18.84K	-22.36%
Sep 30, 2025	MAGNETAR FINANCIAL LLC	0.17%	71.24K	434.58K	71.24K	+100.00%
Sep 30, 2025	MORGAN STANLEY	0.18%	73.22K	446.66K	23.06K	+45.98%
Sep 30, 2025	LEGAL & GENERAL GROUP PLC	0.6%	247.8K	1.51M	-19.52K	-7.30%
Sep 30, 2025	Y-INTERCEPT (HONG KONG) LTD	0%	0	-	-10.73K	-100.00%
Sep 30, 2025	FLAHARTY ASSET MANAGEMENT, LLC	0%	0	-	-1.08K	-100.00%
Sep 30, 2025	IMC-CHICAGO, LLC	0%	0	-	-34.92K	-100.00%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-14.08K	-100.00%
Sep 30, 2025	DANSKE BANK A/S	0%	3	18	3	+100.00%
Sep 30, 2025	SOUND INCOME STRATEGIES, LLC	0%	50	301	0	0
Sep 30, 2025	PINERIDGE ADVISORS LLC	0%	79	482	0	0
Sep 30, 2025	RONALD BLUE TRUST, INC.	0%	80	488	80	+100.00%
Sep 30, 2025	CITIGROUP INC	0%	0	-	-90	-100.00%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.04%	17.28K	105.43K	-3.64K	-17.41%
Sep 30, 2025	NOVA WEALTH MANAGEMENT, INC.	0.01%	3.72K	22.7K	0	0
Sep 30, 2025	QUANTBOT TECHNOLOGIES LP	0.02%	10.04K	61.23K	-7.29K	-42.08%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.05%	19.49K	119K	19.49K	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.1%	39.31K	283.06K	1.92K	+5.14%
Jun 30, 2025	PIN OAK INVESTMENT ADVISORS INC	0%	800	7K	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	511	3.68K	401	+364.55%
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	0%	83	598	0	0
Jun 30, 2025	PINERIDGE ADVISORS LLC	0%	79	569	0	0
Jun 30, 2025	HUNTINGTON NATIONAL BANK	0%	0	-	-1K	-100.00%
Jun 30, 2025	WOLVERINE TRADING, LLC	0%	0	-	-19.7K	-100.00%
Jun 30, 2025	COLDSTREAM CAPITAL MANAGEMENT INC	0%	0	-	-1.23K	-100.00%
Jun 30, 2025	LIDO ADVISORS, LLC	0%	0	-	-10.08K	-100.00%
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-10	-100.00%
Jun 30, 2025	MUTUAL ADVISORS, LLC	0%	0	-	-10.06K	-100.00%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.03%	13.79K	99.31K	-144	-1.03%
Jun 30, 2025	GREEN ALPHA ADVISORS, LLC	0.94%	387.73K	2.79M	28.98K	+8.08%
Jun 30, 2025	BLACKROCK, INC.	0.57%	233.02K	1.68M	59.31K	+34.14%
Jun 30, 2025	CONNECTICUT WEALTH MANAGEMENT, LLC	0.51%	211.36K	1.52M	610	+0.29%
Jun 30, 2025	FIRST FINANCIAL BANK - TRUST DIVISION	0.11%	45.73K	329.22K	0	0
Jun 30, 2025	NORTHERN TRUST CORP	0.03%	13.75K	99.02K	13.75K	+100.00%
Jun 30, 2025	ADELL HARRIMAN & CARPENTER INC	0.03%	12K	86.4K	0	0
Jun 30, 2025	JANE STREET GROUP, LLC	0.03%	11.7K	84.24K	11.7K	+100.00%
Jun 30, 2025	SIMPLEX TRADING, LLC	0.01%	3.95K	28K	3.06K	+344.98%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.22%	88.77K	639.14K	-175.68K	-66.43%
Jun 30, 2025	LPL FINANCIAL LLC	0.2%	84.27K	606.73K	-4.53K	-5.10%
Jun 30, 2025	UBS GROUP AG	0.19%	76.25K	548.99K	30.99K	+68.46%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0.17%	70.3K	506.14K	-168.7K	-70.59%
Jun 30, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.14%	57.14K	473.08K	57.14K	+100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.11%	45.44K	327.31K	489	+1.09%
Jun 30, 2025	OXFORD ASSET MANAGEMENT LLP	0.1%	39.6K	285.14K	39.6K	+100.00%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.05%	20.93K	150.67K	-4.04K	-16.18%
Jun 30, 2025	QUANTBOT TECHNOLOGIES LP	0.04%	17.33K	124.79K	13.01K	+300.74%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0.03%	14.04K	101.09K	13.07K	+1,350.41%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	8.31K	59.81K	8.31K	+100.00%
Jun 30, 2025	ORG PARTNERS LLC	0.01%	2.12K	15.33K	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-2.32K	-100.00%
Jun 30, 2025	FLAHARTY ASSET MANAGEMENT, LLC	0%	1.08K	7.74K	0	0
Jun 30, 2025	SALEM INVESTMENT COUNSELORS INC	0%	700	5.04K	0	0
Jun 30, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	661	4.76K	661	+100.00%
Jun 30, 2025	SPIRE WEALTH MANAGEMENT	0%	100	720	0	0
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	0%	50	360	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-1.45K	-100.00%
Jun 30, 2025	US BANCORP \DE\	0%	0	-	-225	-100.00%
Jun 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0%	0	-	-37.24K	-100.00%
Jun 30, 2025	VERITION FUND MANAGEMENT LLC	0%	0	-	-18.82K	-100.00%
Jun 30, 2025	VIRTU FINANCIAL LLC	0%	0	-	-15.08K	-100.00%
Jun 30, 2025	TREXQUANT INVESTMENT LP	0%	0	-	-197.54K	-100.00%
Jun 30, 2025	ETF STORE, INC.	0.14%	56.08K	403.77K	730	+1.32%
Jun 30, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.11%	43.27K	312K	7.2K	+19.95%
Jun 30, 2025	JACKSON THORNTON ASSET MANAGEMENT, LLC	0.09%	35.65K	277.69K	-442	-1.22%
Jun 30, 2025	PATHSTONE HOLDINGS, LLC	0.06%	23.51K	171.86K	-831	-3.41%
Jun 30, 2025	SQUAREPOINT OPS LLC	0.04%	17.18K	123.66K	17.18K	+100.00%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0.04%	16.9K	121.68K	16.9K	+100.00%
Jun 30, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.04%	15.77K	113.54K	1.13K	+7.73%
Jun 30, 2025	MARSHALL WACE, LLP	0.03%	14.28K	102.84K	14.28K	+100.00%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.03%	14.08K	101K	-640	-4.35%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	11.8K	84.96K	11.8K	+100.00%
Jun 30, 2025	Y-INTERCEPT (HONG KONG) LTD	0.03%	10.73K	77.26K	10.73K	+100.00%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0.03%	10.63K	76.55K	10.63K	+100.00%
Jun 30, 2025	MERCER GLOBAL ADVISORS INC /ADV	0.02%	10K	72K	10K	+100.00%
Jun 30, 2025	N.E.W. ADVISORY SERVICES LLC	0.01%	3.8K	27.36K	0	0
Jun 30, 2025		0%	1.1K	7.92K	1.1K	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	1.65K	11.9K	476	+40.44%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.02%	10.21K	73.48K	10.21K	+100.00%
Jun 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.43%	177.77K	1.28M	36.23K	+25.59%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.16%	64.34K	463.28K	1.34K	+2.12%
Jun 30, 2025	HEXAGON CAPITAL PARTNERS LLC	0%	0	-	-201	-100.00%
Jun 30, 2025	CREW CAPITAL MANAGEMENT, LTD.	0%	0	-	-10.67K	-100.00%
Jun 30, 2025	TRUEMARK INVESTMENTS, LLC	0%	0	-	-272.51K	-100.00%
Jun 30, 2025	ROYAL BANK OF CANADA	0.16%	64.42K	463K	45.11K	+233.54%
Jun 30, 2025	MORGAN STANLEY	0.12%	50.16K	361.15M	-66.29K	-56.93%
Jun 30, 2025	IMC-CHICAGO, LLC	0.08%	34.92K	251.41K	34.92K	+100.00%
Jun 30, 2025	LEGAL & GENERAL GROUP PLC	0.65%	267.32K	1.92M	-228	-0.09%
Jun 30, 2025	EQIS CAPITAL MANAGEMENT, INC.	0.26%	106.85K	769.32K	-3.77K	-3.41%
Jun 30, 2025	CITADEL ADVISORS LLC	0.03%	11.6K	83.52M	-2.3K	-16.55%
Jun 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.09%	35.65K	256.66M	-442	-1.22%
Jun 30, 2025	NOVA WEALTH MANAGEMENT, INC.	0.01%	3.72K	26.8K	0	0
Jun 30, 2025	CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD	0%	1.53K	11.02K	1.42K	+1,230.43%
Jun 30, 2025	CHUNG WU INVESTMENT GROUP, LLC	0%	1.1K	7.92K	1.1K	+100.00%
Mar 31, 2025	JPMORGAN CHASE & CO	0%	1.45K	13.69K	1.45K	+100.00%
Mar 31, 2025	ORG PARTNERS LLC	0.01%	2.12K	20.08K	0	0
Mar 31, 2025	CITIGROUP INC	0.01%	2.43K	22.88K	296	+13.88%
Mar 31, 2025		0.01%	3.72K	35.06K	622	+20.06%
Mar 31, 2025	ROYAL BANK OF CANADA	0.05%	19.31K	182K	2.24K	+13.13%
Mar 31, 2025	WOLVERINE TRADING, LLC	0.05%	19.7K	185.57K	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.09%	37.39K	352.23K	21.42K	+134.10%
Mar 31, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.09%	37.24K	350.76K	18.05K	+94.05%
Mar 31, 2025	TRUEMARK INVESTMENTS, LLC	0.68%	272.51K	2.57M	63.13K	+30.15%
Mar 31, 2025	N.E.W. ADVISORY SERVICES LLC	0.01%	3.8K	35.8K	3.8K	+100.00%
Mar 31, 2025	QUANTBOT TECHNOLOGIES LP	0.01%	4.33K	40.74K	-8.97K	-67.46%
Mar 31, 2025	MUTUAL ADVISORS, LLC	0.03%	10.06K	87.99K	-1.47K	-12.72%
Mar 31, 2025	LIDO ADVISORS, LLC	0.03%	10.08K	95.14K	10.08K	+100.00%
Mar 31, 2025	UBS GROUP AG	0.11%	45.26K	426.37K	-108.31K	-70.53%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	0.59%	239K	2.25M	189.1K	+378.98%
Mar 31, 2025	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.03%	10.21K	96.13K	0	0
Mar 31, 2025	CREW CAPITAL MANAGEMENT, LTD.	0.03%	10.67K	100.52K	-386	-3.49%
Mar 31, 2025	FIRST FINANCIAL BANK - TRUST DIVISION	0.11%	45.73K	430.73K	0	0
Mar 31, 2025	PATHSTONE HOLDINGS, LLC	0.06%	24.34K	229.69K	740	+3.14%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.06%	24.96K	235.16K	-1.38K	-5.24%
Mar 31, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	36.07K	340K	6.67K	+22.68%
Mar 31, 2025	JACKSON THORNTON ASSET MANAGEMENT, LLC	0.09%	36.09K	302.79K	-734	-1.99%
Mar 31, 2025	ETF STORE, INC.	0.14%	55.35K	521.38K	7.88K	+16.59%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.16%	63.01K	593.53K	10.6K	+20.23%
Mar 31, 2025	LPL FINANCIAL LLC	0.22%	88.8K	836.46K	-88.08K	-49.80%
Mar 31, 2025	EQIS CAPITAL MANAGEMENT, INC.	0.28%	110.62K	1.04M	-6.63K	-5.65%
Mar 31, 2025	MORGAN STANLEY	0.29%	116.45K	1.1M	38.24K	+48.89%
Mar 31, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.35%	141.54K	1.33M	141.54K	+100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.01%	2.32K	21.92K	0	0
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.37%	149.4K	1.41M	82.4K	+122.99%
Mar 31, 2025	GREEN ALPHA ADVISORS, LLC	0.89%	358.74K	3.38M	68.3K	+23.51%
Mar 31, 2025	BLACKROCK, INC.	0.43%	173.71K	1.64M	13.18K	+8.21%
Mar 31, 2025	TREXQUANT INVESTMENT LP	0.49%	197.54K	1.86M	-912	-0.46%
Mar 31, 2025	CONNECTICUT WEALTH MANAGEMENT, LLC	0.52%	210.75K	1.99M	324	+0.15%
Mar 31, 2025	CITADEL ADVISORS LLC	0.03%	13.9K	130.94K	10.3K	+286.11%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.66%	264.45K	2.49M	161.17K	+156.07%
Mar 31, 2025	LEGAL & GENERAL GROUP PLC	0.67%	267.55K	2.52M	28.8K	+12.06%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	1.18K	11.09K	-300	-20.31%
Mar 31, 2025	COLDSTREAM CAPITAL MANAGEMENT INC	0%	1.23K	11.62K	1.23K	+100.00%
Mar 31, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.04%	14.64K	137.89K	38	+0.26%
Mar 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.09%	36.09K	339.96K	-734	-1.99%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.11%	44.95K	423.46K	-10.39K	-18.78%
Mar 31, 2025	ADELL HARRIMAN & CARPENTER INC	0.03%	12K	113.04K	0	0
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.03%	13.94K	131.29K	106	+0.77%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.04%	14.72K	139K	-302	-2.01%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.04%	15.08K	142K	-16.65K	-52.47%
Mar 31, 2025	VERITION FUND MANAGEMENT LLC	0.05%	18.82K	177.31K	18.82K	+100.00%
Mar 31, 2024	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0%	1.29K	14.63K	0	0
Mar 31, 2024	JEFFERIES FINANCIAL GROUP INC.	0.05%	14.5K	164.87K	14.5K	+100.00%
Mar 31, 2024	KOVACK ADVISORS, INC.	0.05%	14.54K	165.32K	466	+3.31%
Mar 31, 2024	ASTORIA PORTFOLIO ADVISORS LLC.	0.05%	14.61K	164.01K	-2.32K	-13.70%
Mar 31, 2024	UBS GROUP AG	0.05%	16.22K	184.46K	-7.03K	-30.24%
Mar 31, 2024	ROYAL BANK OF CANADA	0.12%	35.71K	406K	-1.11K	-3.02%
Mar 31, 2024	VIRTUS ETF ADVISERS LLC	0.16%	48.08K	546.65K	7.3K	+17.89%
Mar 31, 2024	ETF STORE, INC.	0.16%	48.81K	554.92K	1.16K	+2.43%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.19%	58.33K	663.19K	0	0
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.23%	72.25K	821.47K	10.36K	+16.74%
Mar 31, 2024	MORGAN STANLEY	0.25%	78.76K	895.51K	19.07K	+31.95%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	59.95K	681.67K	48.54K	+425.44%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	1.43K	16.22K	-5	-0.35%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.07%	22.66K	258K	22.66K	+100.00%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	0.1%	29.67K	342.06K	736	+2.54%
Mar 31, 2024	DYNAMIC TECHNOLOGY LAB PRIVATE LTD	0.1%	31.43K	357K	31.43K	+100.00%
Mar 31, 2024	GREAT WEST LIFE ASSURANCE CO /CAN/	0.1%	32.2K	367K	4.8K	+17.49%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-72.44K	-100.00%
Mar 31, 2024	PARISI GRAY WEALTH MANAGEMENT	0%	0	-	-10K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-9	-100.00%
Mar 31, 2024	VERITION FUND MANAGEMENT LLC	0%	0	-	-11.7K	-100.00%
Mar 31, 2024	FMR LLC	0%	2	23	0	0
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	31	352	-100	-76.34%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	0%	50	569	0	0
Mar 31, 2024	FINANCIAL GRAVITY ASSET MANAGEMENT, INC.	0%	67	761	-2.96K	-97.79%
Mar 31, 2024	SPIRE WEALTH MANAGEMENT	0%	100	1.14K	50	+100.00%
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0%	102	1.16K	-18	-15.00%
Mar 31, 2024	US BANCORP \DE\	0%	225	2.56K	-225	-50.00%
Mar 31, 2024	ALLWORTH FINANCIAL LP	0%	276	3.14K	7	+2.60%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	500	5.69K	206	+70.07%
Mar 31, 2024	BLACKROCK INC.	0.42%	130.77K	1.49M	16.11K	+14.05%
Mar 31, 2024	LPL FINANCIAL LLC	0.45%	139.67K	1.59M	56.47K	+67.87%
Mar 31, 2024	CONNECTICUT WEALTH MANAGEMENT, LLC	0.68%	210.42K	2.39M	210.42K	+100.00%
Mar 31, 2024	GREEN ALPHA ADVISORS, LLC	0.74%	228.94K	2.6M	29.96K	+15.05%
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.87%	269.91K	3.07M	21.48K	+8.65%
Mar 31, 2024	SIMPLEX TRADING, LLC	0%	1.5K	16K	1.5K	+100.00%
Mar 31, 2024	PIN OAK INVESTMENT ADVISORS INC	0.01%	1.9K	22K	0	0
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	2.17K	24.66K	2.11K	+3,455.74%
Mar 31, 2024	QUANTBOT TECHNOLOGIES LP	0.01%	3K	34.07K	-2.72K	-47.55%
Mar 31, 2024	CREATIVE FINANCIAL DESIGNS INC /ADV	0.02%	6.6K	75.04K	-12.78K	-65.95%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.03%	8.36K	95K	213	+2.62%
Mar 31, 2024	CITADEL ADVISORS LLC	0.03%	9.29K	105.58K	2.56K	+38.04%
Mar 31, 2024	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.03%	10.21K	116.03K	0	0
Mar 31, 2024	CAPSTONE INVESTMENT ADVISORS, LLC	0.04%	10.9K	123.93K	900	+9.00%
Mar 31, 2024	NIA IMPACT ADVISORS, LLC	0.04%	13.45K	152.89K	13.45K	+100.00%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.06%	17.25K	196K	78	+0.45%
Mar 31, 2024	GLOBAL ASSETS ADVISORY, LLC	0.06%	17.67K	1.57M	17.67K	+100.00%
Mar 31, 2024	EQIS CAPITAL MANAGEMENT, INC.	0.32%	98.69K	1.12M	-17.52K	-15.07%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.41%	126.28K	1.44M	-1.66K	-1.30%
Mar 31, 2024	CPR INVESTMENTS INC.	0.04%	11.43K	129.98K	-3.39K	-22.86%
Mar 31, 2024	WOLVERINE TRADING, LLC	0.04%	12.2K	138.71K	12.2K	+100.00%
Mar 31, 2024	WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC	0.06%	17.71K	201.36K	3.71K	+26.50%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.06%	17.82K	202.58K	-2.65K	-12.95%
Mar 31, 2024	MIRABELLA FINANCIAL SERVICES LLP	0.06%	18.38K	208.75K	18.38K	+100.00%
Mar 31, 2024	PALOMA PARTNERS MANAGEMENT CO	0.06%	18.38K	209.03K	18.38K	+100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.07%	21.96K	249.73K	5.32K	+31.96%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.07%	22.61K	257K	22.61K	+100.00%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.11%	33.77K	383.98K	-5.16K	-13.25%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.11%	34.25K	389.38K	19.3K	+129.10%
Dec 31, 2023	FINANCIAL GRAVITY ASSET MANAGEMENT, INC.	0.01%	3.03K	33.07K	0	0
Dec 31, 2023	PIN OAK INVESTMENT ADVISORS INC	0.01%	1.9K	25K	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	1.43K	18.86K	-1.24K	-46.37%
Dec 31, 2023	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0%	1.29K	16.95K	587	+83.86%
Dec 31, 2023	US BANCORP \DE\	0%	450	5.93K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0%	294	3.87K	294	+100.00%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.18%	58.33K	768.18K	-5.23K	-8.23%
Dec 31, 2023	MORGAN STANLEY	0.18%	59.69K	786.14K	-158.21K	-72.61%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.19%	61.89K	815.07K	61.89K	+100.00%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.22%	72.44K	5.5M	72.44K	+100.00%
Dec 31, 2023	LPL FINANCIAL LLC	0.26%	83.2K	1.1M	30.31K	+57.30%
Dec 31, 2023	BLACKROCK INC.	0.35%	114.66K	1.51M	2.65K	+2.36%
Dec 31, 2023	EQIS CAPITAL MANAGEMENT, INC.	0.36%	116.21K	1.53M	-5.47K	-4.50%
Dec 31, 2023	ALLWORTH FINANCIAL LP	0%	269	3.54K	7	+2.67%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.39%	127.94K	1.68M	-85.09K	-39.94%
Dec 31, 2023	JEFFERIES FINANCIAL GROUP INC.	0.5%	162.2K	2.14M	64.7K	+66.36%
Dec 31, 2023	GREEN ALPHA ADVISORS, LLC	0.61%	198.99K	2.62M	-56.29K	-22.05%
Dec 31, 2023	LEGAL & GENERAL GROUP PLC	0.77%	248.43K	3.27M	138.79K	+126.59%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	61	803	61	+100.00%
Dec 31, 2023	CETERA INVESTMENT ADVISERS	0.05%	14.95K	196.87K	1.55K	+11.54%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.05%	16.64K	219.2K	-25.51K	-60.51%
Dec 31, 2023	ASTORIA PORTFOLIO ADVISORS LLC.	0.05%	16.92K	222.54K	16.92K	+100.00%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.05%	17.17K	226K	696	+4.23%
Dec 31, 2023	CREATIVE FINANCIAL DESIGNS INC /ADV	0.06%	19.38K	255.25K	2.63K	+15.68%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.06%	20.47K	269.57K	-7.55K	-26.95%
Dec 31, 2023	UBS GROUP AG	0.07%	23.25K	306.26K	1.04K	+4.70%
Dec 31, 2023	GREAT WEST LIFE ASSURANCE CO /CAN/	0.08%	27.41K	359K	-3.74K	-12.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	131	1.73K	-1.29K	-90.78%
Dec 31, 2023	CITADEL ADVISORS LLC	0.02%	6.2K	81.65K	-5.6K	-47.46%
Dec 31, 2023		0%	79	1.04K	79	+100.00%
Dec 31, 2023	CPR INVESTMENTS INC.	0.05%	14.82K	195.17K	-1.92K	-11.46%
Dec 31, 2023	KOVACK ADVISORS, INC.	0.04%	14.07K	185.36K	623	+4.63%
Dec 31, 2023	WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC	0.04%	14K	184.38K	0	0
Dec 31, 2023	VERITION FUND MANAGEMENT LLC	0.04%	11.7K	154.09K	11.7K	+100.00%
Dec 31, 2023	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.03%	10.21K	134.4K	10.21K	+100.00%
Dec 31, 2023	CAPSTONE INVESTMENT ADVISORS, LLC	0.03%	10K	131.7K	10K	+100.00%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.09%	28.46K	374.83K	28.46K	+100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	0.11%	36.82K	485K	887	+2.47%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.12%	38.93K	512.77K	-12.42K	-24.18%
Dec 31, 2023	VIRTUS ETF ADVISERS LLC	0.13%	40.78K	537.1K	-17.05K	-29.49%
Dec 31, 2023	ETF STORE, INC.	0.15%	47.65K	627.52K	4.66K	+10.84%
Dec 31, 2023	PARISI GRAY WEALTH MANAGEMENT	0.03%	10K	131.7K	-12K	-54.55%
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.03%	8.14K	107.23K	240	+3.04%
Dec 31, 2023	QUANTBOT TECHNOLOGIES LP	0.02%	5.71K	75.23K	2.66K	+86.91%

Insiders

Among the HRZN insiders holding of 1.26% of the stake in company, ANHOLT INVESTMENTS LTD., 10 percent owner, holds the largest shares of 891.41K. MICHAUD GERALD A., President, is the second largest HRZN insider with ownership of 169.31K shares. SAVAGE JOSEPH J, director, stands third with possession of 59.5K shares of that stake.

Insiders	Designation	Shares Held
ANHOLT INVESTMENTS LTD.	10 percent owner	891.41K
MICHAUD GERALD A.	President	169.31K
SAVAGE JOSEPH J	director	59.5K
BALKIN MICHAEL	director	20K
MATHIEU CHRISTOPHER M.	SVP, CFO and Treasurer	15.86K
POMEROY ROBERT D. JR.	CEO and Chairman of the Board	8.72K
MAHONEY EDMUND V.	director	7.17K
SARSYNSKI ELAINE A	director	7K
BOTTIGLIERI JAMES	director	4.84K
WOODWARD CHRISTOPHER B.	director	3.11K
TROLIO DANIEL R.	Executive VP and CFO	2.37K
GOODMAN JONATHAN JOSEPH	director	2.31K
SWANSON DAVID P.	director	2.29K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 16, 2024	BALKIN MICHAEL	PURCHASE	8.53	20K	170.6K	20K
Nov 25, 2024	MICHAUD GERALD A.	PURCHASE	9.31	8K	74.52K	169.31K
Nov 14, 2024	SAVAGE JOSEPH J	PURCHASE	9.20	4.5K	41.4K	59.5K
Nov 13, 2024	SAVAGE JOSEPH J	PURCHASE	9.35	5K	46.75K	55K
Aug 05, 2024	GOODMAN JONATHAN JOSEPH	PURCHASE	10.81	2.31K	25K	2.31K
Aug 05, 2024	BALKIN MICHAEL	PURCHASE	10.58	10K	105.8K	10K
Mar 08, 2024	MICHAUD GERALD A.	PURCHASE	11.77	3.65K	42.96K	156.24K
Dec 20, 2022	MICHAUD GERALD A.	PURCHASE	11.03	18.25K	201.3K	144.59K
Dec 09, 2022	POMEROY ROBERT D. JR.	PURCHASE	13.03	600	7.82K	8.72K
Dec 06, 2022	MICHAUD GERALD A.	PURCHASE	12.90	4K	51.6K	126.34K
Nov 16, 2022	TROLIO DANIEL R.	PURCHASE	13.04	758	9.88K	2.37K
Sep 29, 2022	MAHONEY EDMUND V.	PURCHASE	9.88	500	4.94K	7.17K
Jun 21, 2022	POMEROY ROBERT D. JR.	PURCHASE	11.30	4K	45.2K	162.13K
May 16, 2022	SAVAGE JOSEPH J	PURCHASE	12.23	10K	122.3K	50K
May 12, 2022	SAVAGE JOSEPH J	PURCHASE	11.82	5K	59.1K	40K
May 10, 2022	TROLIO DANIEL R.	PURCHASE	12.00	414	4.97K	1.53K
May 09, 2022	MICHAUD GERALD A.	PURCHASE	12.06	3.05K	36.78K	121.9K
May 06, 2022	POMEROY ROBERT D. JR.	PURCHASE	12.57	1K	12.57K	7.67K
Dec 06, 2021	MICHAUD GERALD A.	PURCHASE	15.87	3.45K	54.75K	116.3K
Dec 06, 2021	POMEROY ROBERT D. JR.	PURCHASE	16.13	600	9.68K	6.45K
May 06, 2021	POMEROY ROBERT D. JR.	PURCHASE	16.36	600	9.82K	5.48K
May 04, 2021	MICHAUD GERALD A.	PURCHASE	16.19	2.5K	40.48K	112.08K
Mar 05, 2021	POMEROY ROBERT D. JR.	PURCHASE	13.25	5K	66.25K	97.99K
Mar 05, 2021	MICHAUD GERALD A.	PURCHASE	13.30	11.3K	150.29K	109.58K
Jun 04, 2020	POMEROY ROBERT D. JR.	PURCHASE	11.70	10K	117K	120.2K
Jun 02, 2020	MICHAUD GERALD A.	PURCHASE	11.38	14.9K	169.56K	95.84K
May 05, 2020	TROLIO DANIEL R.	PURCHASE	9.31	538	5.01K	962
Mar 31, 2020	SAVAGE JOSEPH J	PURCHASE	8.43	6.5K	54.8K	35K
Mar 25, 2020	SAVAGE JOSEPH J	PURCHASE	8.91	2K	17.82K	28.5K
Mar 20, 2020	SAVAGE JOSEPH J	PURCHASE	7.57	8K	60.56K	26.5K
Mar 18, 2020	POMEROY ROBERT D. JR.	PURCHASE	5.98	4K	23.92K	106.41K
Mar 13, 2020	POMEROY ROBERT D. JR.	PURCHASE	10.33	800	8.26K	4.34K
Mar 12, 2020	SARSYNSKI ELAINE A	PURCHASE	9.64	2K	19.28K	7K
Mar 11, 2020	TROLIO DANIEL R.	PURCHASE	11.83	421	4.98K	421
Aug 14, 2019	MICHAUD GERALD A.	PURCHASE	12.00	3.5K	42K	77.13K
Aug 07, 2019	POMEROY ROBERT D. JR.	PURCHASE	12.14	575	6.98K	3.35K
May 13, 2019	POMEROY ROBERT D. JR.	PURCHASE	11.70	555	6.49K	2.72K
May 09, 2019	MICHAUD GERALD A.	PURCHASE	11.65	900	10.49K	73.84K
May 18, 2018	MICHAUD GERALD A.	PURCHASE	10.08	15K	151.2K	70.03K
May 07, 2018	SARSYNSKI ELAINE A	PURCHASE	10.00	3K	30K	5K
Mar 15, 2018	SAVAGE JOSEPH J	PURCHASE	10.60	10K	106K	18.5K
Nov 28, 2017	POMEROY ROBERT D. JR.	PURCHASE	11.08	400	4.43K	1.87K
May 22, 2017	SARSYNSKI ELAINE A	PURCHASE	11.21	2K	22.42K	2K
May 08, 2017	SAVAGE JOSEPH J	PURCHASE	11.27	7K	78.92K	8.5K
Nov 07, 2016	POMEROY ROBERT D. JR.	PURCHASE	10.49	225	2.36K	1.31K
Sep 19, 2016	MICHAUD GERALD A.	PURCHASE	13.42	225	3.02K	485
Mar 23, 2016	SAVAGE JOSEPH J	PURCHASE	11.57	1.5K	17.36K	1.5K
Mar 21, 2016	MICHAUD GERALD A.	PURCHASE	11.43	260	2.97K	260
Mar 17, 2016	MICHAUD GERALD A.	PURCHASE	11.71	1.7K	19.9K	49.17K
Mar 16, 2016	POMEROY ROBERT D. JR.	PURCHASE	11.50	2K	23K	54.58K
Dec 21, 2015	POMEROY ROBERT D. JR.	PURCHASE	11.16	1.8K	20.09K	50.92K
Dec 18, 2015	MICHAUD GERALD A.	PURCHASE	11.54	4.4K	50.78K	46.83K
Nov 09, 2015	POMEROY ROBERT D. JR.	PURCHASE	10.86	5K	54.3K	48.19K
Nov 09, 2015	MICHAUD GERALD A.	PURCHASE	10.80	4.5K	48.6K	42.43K
Aug 25, 2015	MATHIEU CHRISTOPHER M.	PURCHASE	10.00	3K	30K	15.86K
Aug 24, 2015	MAHONEY EDMUND V.	PURCHASE	10.27	500	5.14K	4.36K
Aug 17, 2015	MICHAUD GERALD A.	PURCHASE	11.00	1K	11K	37.27K
Aug 10, 2015	MAHONEY EDMUND V.	PURCHASE	11.18	500	5.59K	3.83K
Aug 07, 2015	POMEROY ROBERT D. JR.	PURCHASE	10.96	4K	43.86K	41.83K
Jun 09, 2015	POMEROY ROBERT D. JR.	PURCHASE	13.54	2K	27.09K	37.18K
Jun 08, 2015	MICHAUD GERALD A.	PURCHASE	13.51	550	7.43K	35.93K
Mar 31, 2015	POMEROY ROBERT D. JR.	PURCHASE	13.92	30	417.6	901
Mar 26, 2015	WOODWARD CHRISTOPHER B.	PURCHASE	13.67	1K	13.67K	3.11K
Mar 24, 2015	ANHOLT INVESTMENTS LTD.	SALE	13.95	380K	5.3M	891.41K
Dec 12, 2014	MAHONEY EDMUND V.	PURCHASE	13.61	500	6.8K	3.12K
Dec 09, 2014	POMEROY ROBERT D. JR.	PURCHASE	13.68	225	3.08K	848
Dec 08, 2014	POMEROY ROBERT D. JR.	PURCHASE	13.70	100	1.37K	623
Nov 17, 2014	WOODWARD CHRISTOPHER B.	PURCHASE	14.13	600	8.48K	2.11K
Sep 25, 2014	MAHONEY EDMUND V.	PURCHASE	13.98	500	6.99K	2.58K
Mar 17, 2014	MICHAUD GERALD A.	PURCHASE	12.86	1.9K	24.42K	16.01K
Mar 17, 2014	POMEROY ROBERT D. JR.	PURCHASE	12.86	1.5K	19.28K	12.32K
Nov 25, 2013	WOODWARD CHRISTOPHER B.	PURCHASE	14.15	450	6.37K	1.51K
Nov 13, 2013	POMEROY ROBERT D. JR.	PURCHASE	14.07	4K	56.27K	10.51K
Nov 11, 2013	MICHAUD GERALD A.	PURCHASE	13.89	7.2K	100K	13.84K
Aug 27, 2013	MAHONEY EDMUND V.	PURCHASE	13.50	500	6.75K	2.01K
Aug 19, 2013	MICHAUD GERALD A.	PURCHASE	13.63	1.1K	14.99K	6.53K
Aug 16, 2013	MATHIEU CHRISTOPHER M.	PURCHASE	13.68	1K	13.68K	4.5K
Aug 16, 2013	POMEROY ROBERT D. JR.	PURCHASE	13.60	1K	13.6K	6.41K
Dec 05, 2012	POMEROY ROBERT D. JR.	PURCHASE	13.98	500	6.99K	5.08K
Dec 05, 2012	MAHONEY EDMUND V.	PURCHASE	13.56	500	6.78K	1.5K
Dec 05, 2012	MICHAUD GERALD A.	PURCHASE	13.86	1.09K	15.11K	5.1K
Dec 04, 2012	MATHIEU CHRISTOPHER M.	PURCHASE	13.99	1K	13.99K	3.5K
Dec 04, 2012	SWANSON DAVID P.	PURCHASE	13.96	293	4.09K	2.29K
Sep 14, 2012	MICHAUD GERALD A.	PURCHASE	16.22	620	10.05K	3.89K
Sep 12, 2012	MATHIEU CHRISTOPHER M.	PURCHASE	15.96	1K	15.96K	2.5K
Sep 12, 2012	BOTTIGLIERI JAMES	PURCHASE	16.00	1K	16K	4.84K
Sep 06, 2012	POMEROY ROBERT D. JR.	PURCHASE	16.65	600	9.99K	4.44K
Sep 05, 2012	MAHONEY EDMUND V.	PURCHASE	16.54	500	8.27K	1K
Sep 04, 2012	WOODWARD CHRISTOPHER B.	PURCHASE	16.59	500	8.29K	1K
Aug 29, 2012	SWANSON DAVID P.	PURCHASE	16.50	2K	33K	2K
Jun 15, 2012	MAHONEY EDMUND V.	PURCHASE	15.67	500	7.84K	500
Jun 14, 2012	POMEROY ROBERT D. JR.	PURCHASE	15.50	200	3.1K	3.74K

Frequently Asked Questions