How many institutions own DUOT stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own DUOT shares is 27, representing 15.17% of the company's common stock.

Who are the major shareholders selling Duos Technologies Group, Inc. stock?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC., in the last quarter, reduced its stake in DUOT by -27.64% restricting it's holding to 13.57 thousand shares of worth nearly $152.71K. SPEARS ABACUS ADVISORS LLC also lessened -39.02% of the DUOT shares from its portfolio, reducing its holding to 25 thousand shares of worth $281.25K. CRUISER CAPITAL ADVISORS, LLC also shunned DUOT shares holding by -79.27% last quarter which brought its holding to 14.98 thousand shares worth $168.50K.

Investors who are buying DUOT stock?

As per its latest 13F filing, CITADEL ADVISORS LLC increased its stake in DUOT by 100% in the last quarter. The institutional holder raised its holding to 12 thousand shares having worth more than $135.00K. QUBE RESEARCH & TECHNOLOGIES LTD also added 100% more shares of DUOT to its portfolio, raising its holding to 37.95 thousand shares of worth $426.96K. DIAMETRIC CAPITAL, LP also increased its DUOT shares holding by 100% which brought its holding to 40.58 thousand shares worth $456.50K.

DUOT's major insiders: who are they?

The insider with the most stakes in DUOT is LESME DOM , Chief Operating Officer at the company. Additionally, DUOT stock is highly held by 10 percent owner PESSIN NORMAN H and director PESSIN SANDRA F among others.

Did an insider recently sell DUOT stock?

Company executives, directors, and other insiders own 16.34% percent of Duos Technologies Group, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which DUOT insiders have sold stock, totaling 0 shares. Insiders that have sold shares include GOLDFARB ADRIAN GRAHAM, BLEICHROEDER LP, and ARCAINI GIANNI B.

Which insider recently purchased DUOT stock?

There have been 0 transaction(s) during the past 6-months in which Duos Technologies Group, Inc. insiders have bought stock, totalling 0 shares

How much of DUOT does insiders own?

Around 0 Duos Technologies Group, Inc. shares are held by insiders, which represents about 16.34% of DUOT stock.

Who is the insider with the largest stake?

DUOT Chief Operating Officer, LESME DOM holds the largest portfolio of the company's shares. DUOT shares owned by LESME total nearly 3 million.

Which institution holds the most shares in DUOT?

BLEICHROEDER LP is the largest institutional owner in DUOT which holds 1.63 million shares worth $18.31M or 13.74% of the total DUOT shares outstanding followed by CITADEL ADVISORS LLC with ownership of 12 thousand shares representing 0.1% of the DUOT ownership. MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. is the third largest stakeholder with 13.57 thousand shares or 0.11% of the ownership worth more than $152.71K.

Is Duos Technologies Group, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the DUOT is concerned, it is a stock which is optionable.

Is there a short position on DUOT's shares?

Number of DUOT shares short is 642.38K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding DUOT shares are there?

As of today, 20.25M shares of DUOT are outstanding.

Is there many float in DUOT stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, DUOT has 10.30M shares in float.

DUOT short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for DUOT is 1.46.

Duos Technologies Group (DUOT) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares3.31

Short Percent Of Float4.19

Shares Outstanding20.25M

Shares Float10.30M

Shares Short642.38K

Short Ratio1.46

4.19%

Short % of Float

3.31%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

16.34% Percentage of Shares held by All Insiders

15.17% Percentage of Shares held by All Institutions

18.14% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 15.17% of DUOT shares are held by financial institutions. BLEICHROEDER LP is the top corporate investor, holding 1.63M shares valued at $18.31M. A 13.74% stake in Duos Technologies Group, Inc. is owned by the company. CITADEL ADVISORS LLC owns 12K shares valued at $135.00K, which translates its holding of 0.1% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	BLEICHROEDER LP	13.74%	1.63M	18.31M	0	0
Dec 31, 2025	CITADEL ADVISORS LLC	0.1%	12K	135K	12K	+100.00%
Dec 31, 2025	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.11%	13.57K	152.71K	-5.19K	-27.64%
Dec 31, 2025	SPEARS ABACUS ADVISORS LLC	0.21%	25K	281.25K	-16K	-39.02%
Dec 31, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.32%	37.95K	426.96K	37.95K	+100.00%
Dec 31, 2025	DIAMETRIC CAPITAL, LP	0.34%	40.58K	456.5K	40.58K	+100.00%
Dec 31, 2025		0.35%	41.99K	472.43K	41.99K	+100.00%
Dec 31, 2025	OMERS ADMINISTRATION CORP	0.36%	42.4K	477K	42.4K	+100.00%
Dec 31, 2025	CRUISER CAPITAL ADVISORS, LLC	0.13%	14.98K	168.5K	-57.28K	-79.27%
Dec 31, 2025	HRT FINANCIAL LP	0.13%	15.13K	170K	15.13K	+100.00%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.14%	16.72K	188.14K	16.72K	+100.00%
Dec 31, 2025	BARCLAYS PLC	0.15%	18.24K	205.21K	16.46K	+921.33%
Dec 31, 2025	ESSEX INVESTMENT MANAGEMENT CO LLC	0.16%	19.14K	215.3K	0	0
Dec 31, 2025	LPL FINANCIAL LLC	0.19%	22.04K	247.95K	649	+3.03%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	0.19%	22.97K	258.42K	-14.69K	-39.01%
Dec 31, 2025	MILLENNIUM MANAGEMENT LLC	0.21%	24.71K	277.93K	24.71K	+100.00%
Dec 31, 2025	HUDSON BAY CAPITAL MANAGEMENT LP	0.22%	26.44K	297.46K	26.44K	+100.00%
Dec 31, 2025	XTX TOPCO LTD	0.27%	32.31K	363.52K	10.29K	+46.72%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0.31%	37.1K	417.38K	37.1K	+100.00%
Dec 31, 2025	MARSHALL WACE, LLP	0.32%	37.63K	423.37K	7.98K	+26.91%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.53%	63.15K	710.47K	10	+0.02%
Dec 31, 2025	STATE STREET CORP	0.54%	64.48K	725.39K	22.8K	+54.70%
Dec 31, 2025	SEI INVESTMENTS CO	0.58%	68.19K	767.13K	68.19K	+100.00%
Dec 31, 2025	GOLDMAN SACHS GROUP INC	0.67%	78.96K	888.24K	78.96K	+100.00%
Dec 31, 2025	BLACKROCK, INC.	0.74%	87.72K	986.81K	40.66K	+86.40%
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.75%	89K	1M	-90.51K	-50.42%
Dec 31, 2025	EVERNEST FINANCIAL ADVISORS, LLC	0%	0	-	-89.3K	-100.00%
Dec 31, 2025	GREY FOX WEALTH ADVISORS, LLC	0%	0	-	-25	-100.00%
Dec 31, 2025	WORTH VENTURE PARTNERS, LLC	0%	0	-	-18.75K	-100.00%
Dec 31, 2025	QUADRATURE CAPITAL LTD	0%	0	-	-11.2K	-100.00%
Dec 31, 2025	GRATIA CAPITAL, LLC	0%	0	-	-495.59K	-100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-8.8K	-100.00%
Dec 31, 2025	ZUCKERMAN INVESTMENT GROUP, LLC	0%	0	-	-18K	-100.00%
Dec 31, 2025	SYMMETRY PEAK MANAGEMENT LLC	0%	0	-	-14.67K	-100.00%
Dec 31, 2025	MINK BROOK ASSET MANAGEMENT LLC	0.84%	100K	1.13M	-682.08K	-87.21%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1.35%	159.6K	1.8M	127.73K	+400.86%
Dec 31, 2025	PRIVATE ADVISOR GROUP, LLC	1.43%	168.94K	1.9M	-38.31K	-18.49%
Dec 31, 2025	ROYAL BANK OF CANADA	8.15%	965.37K	10.86M	148.38K	+18.16%
Dec 31, 2025	HUNTLEIGH ADVISORS, INC.	0.86%	101.77K	1.14M	5.7K	+5.94%
Dec 31, 2025	EAM INVESTORS, LLC	0.95%	112K	1.26M	112K	+100.00%
Dec 31, 2025	UBS GROUP AG	0.41%	48.44K	544.97K	-47.46K	-49.49%
Dec 31, 2025	JANE STREET GROUP, LLC	0.43%	51.39K	578.16K	1.05K	+2.08%
Dec 31, 2025	NORTHERN TRUST CORP	0.46%	54.81K	616.65K	3.22K	+6.23%
Dec 31, 2025	TUCKER ASSET MANAGEMENT LLC	0.03%	3.7K	41.58K	3.7K	+100.00%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.07%	8.6K	96.73K	6.57K	+323.96%
Dec 31, 2025	SQUAREPOINT OPS LLC	0.1%	11.88K	133.62K	11.88K	+100.00%
Dec 31, 2025	CORSAIR CAPITAL MANAGEMENT, L.P.	0.59%	70.02K	787.75K	-34.98K	-33.31%
Dec 31, 2025	SHAY CAPITAL LLC	0.63%	75K	843.75K	-336.91K	-81.79%
Dec 31, 2025	MYDA ADVISORS LLC	0.84%	100K	1.13M	-160K	-61.54%
Dec 31, 2025	683 CAPITAL MANAGEMENT, LLC	0.9%	106.48K	1.2M	106.48K	+100.00%
Dec 31, 2025	NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	6.56%	777.63K	8.75M	0	0
Dec 31, 2025	CANTOR FITZGERALD, L. P.	0%	0	-	-100K	-100.00%
Dec 31, 2025	NATIONAL BANK OF CANADA /FI/	0%	25	280	25	+100.00%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	51	574	-1	-1.92%
Dec 31, 2025	COMERICA BANK	0%	70	788	70	+100.00%
Dec 31, 2025	BARD ASSOCIATES INC	0%	108	1.22K	108	+100.00%
Dec 31, 2025	CLEARSTEAD ADVISORS, LLC	0%	180	2.03K	180	+100.00%
Dec 31, 2025	CITIGROUP INC	0%	368	4.14K	368	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.44%	170.53K	1.92M	21.7K	+14.58%
Dec 31, 2025	POTOMAC CAPITAL MANAGEMENT, INC.	2.31%	274.24K	3.09M	274.24K	+100.00%
Dec 31, 2025	VANGUARD GROUP INC	6.5%	769.95K	8.66M	130.15K	+20.34%
Dec 31, 2025	MORGAN STANLEY	6.82%	807.55K	9.08M	505.16K	+167.06%
Sep 30, 2025	CRUISER CAPITAL ADVISORS, LLC	0.61%	72.25K	531.79K	72.25K	+100.00%
Sep 30, 2025	CANTOR FITZGERALD, L. P.	0.84%	100K	736K	100K	+100.00%
Sep 30, 2025	BARCLAYS PLC	0.02%	1.79K	13.15K	1.79K	+100.00%
Sep 30, 2025	QUADRATURE CAPITAL LTD	0.09%	11.2K	82.86K	11.2K	+100.00%
Sep 30, 2025	GREY FOX WEALTH ADVISORS, LLC	0%	25	184	25	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-1.36K	-100.00%
Sep 30, 2025	EAM INVESTORS, LLC	0%	0	-	-90.07K	-100.00%
Sep 30, 2025	CITADEL ADVISORS LLC	0.81%	95.5K	702.87K	95.5K	+100.00%
Sep 30, 2025	EVERNEST FINANCIAL ADVISORS, LLC	0.75%	89.3K	657.25K	89.3K	+100.00%
Sep 30, 2025	SPEARS ABACUS ADVISORS LLC	0.35%	41K	301.76K	41K	+100.00%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.27%	31.87K	234.53K	31.87K	+100.00%
Sep 30, 2025	LPL FINANCIAL LLC	0.18%	21.39K	157.44K	341	+1.62%
Sep 30, 2025	ESSEX INVESTMENT MANAGEMENT CO LLC	0.16%	19.14K	140.86K	0	0
Sep 30, 2025	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.16%	18.76K	138.07K	0	0
Sep 30, 2025	WORTH VENTURE PARTNERS, LLC	0.16%	18.75K	138K	18.75K	+100.00%
Sep 30, 2025	ZUCKERMAN INVESTMENT GROUP, LLC	0.15%	18K	132.48K	18K	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-250	-100.00%
Sep 30, 2025	XTX TOPCO LTD	0.19%	22.02K	162.1K	22.02K	+100.00%
Sep 30, 2025	BLEICHROEDER LP	13.74%	1.63M	11.98M	0	0
Sep 30, 2025	ROYAL BANK OF CANADA	6.9%	816.99K	6.01M	504.59K	+161.52%
Sep 30, 2025	MINK BROOK ASSET MANAGEMENT LLC	6.6%	782.08K	5.76M	782.08K	+100.00%
Sep 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.1%	11.62K	85.55K	11.62K	+100.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.07%	8.8K	64.73K	6.85K	+351.03%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.02%	2.03K	14.93K	1.94K	+2,204.55%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0%	52	383	1	+1.96%
Sep 30, 2025	HUNTLEIGH ADVISORS, INC.	0.81%	96.07K	707.06K	-40.11K	-29.46%
Sep 30, 2025	JANE STREET GROUP, LLC	0.42%	50.34K	370.53K	50.34K	+100.00%
Sep 30, 2025	STATE STREET CORP	0.35%	41.68K	306.76K	14.2K	+51.68%
Sep 30, 2025	FMR LLC	0%	0	-	-35	-100.00%
Sep 30, 2025	VANGUARD GROUP INC	5.4%	639.8K	4.71M	285.24K	+80.45%
Sep 30, 2025	CORSAIR CAPITAL MANAGEMENT, L.P.	0.89%	105K	772.8K	105K	+100.00%
Sep 30, 2025	UBS GROUP AG	0.81%	95.9K	705.84K	85.25K	+800.32%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.32%	37.66K	277.21K	37.66K	+100.00%
Sep 30, 2025	SYMMETRY PEAK MANAGEMENT LLC	0.12%	14.67K	107.97K	14.67K	+100.00%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.53%	63.14K	464.73K	0	0
Sep 30, 2025	GALLO PARTNERS, LP	0.51%	60.22K	443.22K	60.22K	+100.00%
Sep 30, 2025	NORTHERN TRUST CORP	0.44%	51.6K	379.76K	6.94K	+15.53%
Sep 30, 2025	NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	6.56%	777.63K	5.72M	777.63K	+100.00%
Sep 30, 2025	GRATIA CAPITAL, LLC	4.18%	495.59K	3.65M	495.59K	+100.00%
Sep 30, 2025	SHAY CAPITAL LLC	3.48%	411.91K	3.03M	396.91K	+2,646.07%
Sep 30, 2025	AMH EQUITY LTD	0.3%	35K	257.6K	35K	+100.00%
Sep 30, 2025	MARSHALL WACE, LLP	0.25%	29.65K	218.25K	29.65K	+100.00%
Sep 30, 2025	MORGAN STANLEY	2.55%	302.39K	2.23M	136.59K	+82.38%
Sep 30, 2025	MYDA ADVISORS LLC	2.19%	260K	1.91M	260K	+100.00%
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	1.75%	207.25K	1.53M	192.85K	+1,339.23%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	1.52%	179.51K	1.32M	179.51K	+100.00%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.26%	148.83K	1.1M	53.15K	+55.55%
Sep 30, 2025	BLACKROCK, INC.	0.4%	47.06K	346.35K	4.34K	+10.15%
Jun 30, 2025	UBS GROUP AG	0.09%	10.65K	76.16K	3.42K	+47.37%
Jun 30, 2025	FMR LLC	0%	35	249	35	+100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	1.95K	13.94K	1.95K	+100.00%
Jun 30, 2025	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.16%	18.76K	134.13K	0	0
Jun 30, 2025	ESSEX INVESTMENT MANAGEMENT CO LLC	0.16%	19.14K	136.84K	-225	-1.16%
Jun 30, 2025	SHAY CAPITAL LLC	0.13%	15K	107.25K	-25K	-62.50%
Jun 30, 2025	AMH EQUITY LTD	0%	0	-	-50K	-100.00%
Jun 30, 2025		0%	51	365	50	+5,000.00%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0%	51	365	50	+5,000.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	250	1.79K	250	+100.00%
Jun 30, 2025	HUNTLEIGH ADVISORS, INC.	1.15%	136.18K	973.7K	5.13K	+3.91%
Jun 30, 2025	XTX TOPCO LTD	0%	0	-	-14.61K	-100.00%
Jun 30, 2025	BARD ASSOCIATES INC	0%	0	-	-195.87K	-100.00%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.53%	63.14K	451.47K	0	0
Jun 30, 2025	EAM INVESTORS, LLC	0.76%	90.07K	644.02K	-3.63K	-3.87%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.81%	95.68K	684.22K	26.82K	+38.95%
Jun 30, 2025	MORGAN STANLEY	1.4%	165.8K	1.19M	132.7K	+400.91%
Jun 30, 2025	ROYAL BANK OF CANADA	2.64%	312.4K	2.23M	311.4K	+31,140.00%
Jun 30, 2025	STATE STREET CORP	0.23%	27.48K	196.48K	6.7K	+32.24%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-11	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	88	629	37	+72.55%
Jun 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.12%	14.4K	102.96K	1.65K	+12.94%
Jun 30, 2025	LPL FINANCIAL LLC	0.18%	21.05K	150.51K	250	+1.20%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.01%	1.36K	9.72K	1.36K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.36%	42.72K	305.47K	42.72K	+100.00%
Jun 30, 2025	NORTHERN TRUST CORP	0.38%	44.66K	319.34K	299	+0.67%
Jun 30, 2025	BLEICHROEDER LP	13.74%	1.63M	11.64M	0	0
Jun 30, 2025	VANGUARD GROUP INC	2.99%	354.56K	2.54M	94.65K	+36.42%
Mar 31, 2025	BARD ASSOCIATES INC	1.72%	195.87K	1.1M	-89.99K	-31.48%
Mar 31, 2025	EAM INVESTORS, LLC	0.82%	93.7K	528.46K	93.7K	+100.00%
Mar 31, 2025	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.16%	18.76K	105.81K	0	0
Mar 31, 2025		0%	1	6	-105	-99.06%
Mar 31, 2025	VANGUARD GROUP INC	2.28%	259.91K	1.47M	45.71K	+21.34%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	51	288	-21	-29.17%
Mar 31, 2025	UBS GROUP AG	0.06%	7.23K	40.77K	5.22K	+259.07%
Mar 31, 2025	XTX TOPCO LTD	0.13%	14.61K	82.38K	14.61K	+100.00%
Mar 31, 2025	ESSEX INVESTMENT MANAGEMENT CO LLC	0.17%	19.36K	109.21K	-1	-0.01%
Mar 31, 2025	LPL FINANCIAL LLC	0.18%	20.8K	117.31K	2.9K	+16.20%
Mar 31, 2025	JPMORGAN CHASE & CO	0%	11	62	11	+100.00%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	0%	0	-	-12.6K	-100.00%
Mar 31, 2025	CITADEL ADVISORS LLC	0%	0	-	-12.35K	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-600	-100.00%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.11%	12.75K	71.91K	-500	-3.77%
Mar 31, 2025	FNY INVESTMENT ADVISERS, LLC	0%	0	-	-11.05K	-100.00%
Mar 31, 2025	STATE STREET CORP	0.18%	20.78K	117.19K	4.8K	+30.04%
Mar 31, 2025	MORGAN STANLEY	0.29%	33.1K	186.68K	8.1K	+32.40%
Mar 31, 2025	SHAY CAPITAL LLC	0.35%	40K	225.6K	40K	+100.00%
Mar 31, 2025	NORTHERN TRUST CORP	0.39%	44.36K	250.21K	5.58K	+14.38%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.55%	63.14K	356.13K	0	0
Mar 31, 2025	BLEICHROEDER LP	14.29%	1.63M	9.18M	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0.01%	1K	6K	0	0
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.6%	68.86K	388.47K	-2.01K	-2.84%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.02%	1.7K	7.37K	1.66K	+4,371.05%
Mar 31, 2024	STATE STREET CORP	0.16%	11.38K	49.39K	0	0
Mar 31, 2024	VIRTU FINANCIAL LLC	0.16%	11.81K	51K	11.81K	+100.00%
Mar 31, 2024	CITADEL ADVISORS LLC	0.2%	14.08K	61.09K	1.78K	+14.51%
Mar 31, 2024	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.27%	19.51K	84.67K	-2.15K	-9.91%
Mar 31, 2024	NORTHERN TRUST CORP	0.31%	22.15K	96.15K	-2.73K	-10.99%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.6%	43.56K	189.03K	0	0
Mar 31, 2024	MORGAN STANLEY	0.78%	56.36K	244.6K	-25.2K	-30.90%
Mar 31, 2024	VANGUARD GROUP INC	2.88%	207.24K	899.41K	804	+0.39%
Mar 31, 2024	BARD ASSOCIATES INC	5.75%	413.92K	1.8M	-4.33K	-1.03%
Mar 31, 2024	BLEICHROEDER LP	17.81%	1.28M	5.57M	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.82%	59.29K	258K	25K	+72.90%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.88%	63.36K	275.06K	-1.16K	-1.80%
Mar 31, 2024	DIVERSIFIED INVESTMENT STRATEGIES, LLC	1.04%	75K	325.5K	15K	+25.00%
Mar 31, 2024	SPIRE WEALTH MANAGEMENT	1.2%	86.56K	375.66K	52.03K	+150.72%
Mar 31, 2024	NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	0%	0	-	-62.54K	-100.00%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	0	-	-3	-100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	12	52	3	+33.33%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	1.48K	6.41K	-2.02K	-57.76%
Mar 31, 2024	UBS GROUP AG	0.06%	4K	17.36K	-2.55K	-38.94%
Dec 31, 2023	NORTHERN TRUST CORP	0.34%	24.89K	72.18K	24.89K	+100.00%
Dec 31, 2023	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.3%	21.66K	62.8K	21.66K	+100.00%
Dec 31, 2023	CITADEL ADVISORS LLC	0.17%	12.29K	35.4K	-5.1K	-29.34%
Dec 31, 2023	STATE STREET CORP	0.16%	11.38K	32.77K	0	0
Dec 31, 2023	TUCKER ASSET MANAGEMENT LLC	0.15%	10.78K	31.27K	-146	-1.34%
Dec 31, 2023	BLEICHROEDER LP	17.72%	1.28M	3.72M	0	0
Dec 31, 2023	UBS GROUP AG	0.09%	6.55K	19K	2.42K	+58.43%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.05%	3.5K	10.14K	1.36K	+63.41%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	38	110	2	+5.56%
Dec 31, 2023	JPMORGAN CHASE & CO	0%	9	26	3	+50.00%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	3	9	-28	-90.32%
Dec 31, 2023	BARD ASSOCIATES INC	5.78%	418.25K	1.21M	-23.64K	-5.35%
Dec 31, 2023	VANGUARD GROUP INC	2.85%	206.43K	598.66K	76.54K	+58.93%
Dec 31, 2023	MORGAN STANLEY	1.13%	81.56K	236.52K	-7.44K	-8.36%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.89%	64.52K	185.86K	0	0
Dec 31, 2023	NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.	0.86%	62.54K	181.35K	-106.54K	-63.01%
Dec 31, 2023	DIVERSIFIED INVESTMENT STRATEGIES, LLC	0.83%	60K	174K	218	+0.36%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.6%	43.56K	126.31K	-8.2K	-15.84%
Dec 31, 2023	SPIRE WEALTH MANAGEMENT	0.48%	34.52K	117.38K	34.52K	+100.00%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.47%	34.29K	99K	0	0

Insiders

Among the DUOT insiders holding of 16.34% of the stake in company, LESME DOM, Chief Operating Officer, holds the largest shares of 3M. PESSIN NORMAN H, 10 percent owner, is the second largest DUOT insider with ownership of 1.22M shares. PESSIN SANDRA F, director, stands third with possession of 1.22M shares of that stake.

Insiders	Designation	Shares Held
LESME DOM	Chief Operating Officer	3M
PESSIN NORMAN H	10 percent owner	1.22M
PESSIN SANDRA F	director	1.22M
21 APRIL FUND, LTD.	10 percent owner	625K
BLEICHROEDER LP	10 percent owner	300K
EHRMAN KENNETH S		37.04K
FERRY CHARLES PARKER	CEO	9.77K
HARRIS EDMOND L	director	2.9K
GOLDFARB ADRIAN GRAHAM	CFO	477
ARCAINI GIANNI B	Chairman & CEO	100

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
May 23, 2025	GOLDFARB ADRIAN GRAHAM	SALE	7.77	9.29K	72.15K	477
May 20, 2025	GOLDFARB ADRIAN GRAHAM	SALE	7.85	1.3K	10.21K	9.76K
Jul 22, 2024	BLEICHROEDER LP	PURCHASE	3.00	300K	900K	300K
May 21, 2024	FERRY CHARLES PARKER	PURCHASE	2.70	3.77K	10.19K	9.77K
Mar 22, 2024	BLEICHROEDER LP	PURCHASE	3.00	1K	3K	12.5K
Nov 10, 2023	BLEICHROEDER LP	SALE	6.20	5K	31K	0
Aug 01, 2023	BLEICHROEDER LP	PURCHASE	6.20	5K	31K	5K
Mar 27, 2023	BLEICHROEDER LP	PURCHASE	3.00	1K	3K	4K
Sep 30, 2022	PESSIN SANDRA F	PURCHASE	3.00	333.33K	1M	1.22M
Sep 30, 2022	PESSIN NORMAN H	PURCHASE	3.00	333.33K	1M	1.22M
Sep 30, 2022	BLEICHROEDER LP	PURCHASE	1000.00	999	999K	999
Jun 16, 2022	EHRMAN KENNETH S	PURCHASE	3.75	1	3.75	37.04K
May 19, 2022	FERRY CHARLES PARKER	PURCHASE	3.51	675	2.37K	3.68K
Feb 04, 2022	BLEICHROEDER LP	PURCHASE	4.00	375K	1.5M	1.28M
Feb 04, 2022	PESSIN NORMAN H	PURCHASE	4.00	300K	1.2M	766.16K
Aug 17, 2021	FERRY CHARLES PARKER	PURCHASE	5.75	1.5K	8.63K	3K
May 26, 2021	HARRIS EDMOND L	PURCHASE	9.02	2.9K	26.17K	2.9K
May 25, 2021	HARRIS EDMOND L	PURCHASE	9.96	1K	9.96K	1K
May 20, 2021	FERRY CHARLES PARKER	PURCHASE	9.80	1.5K	14.7K	1.5K
Feb 26, 2021	BLEICHROEDER LP	PURCHASE	5.50	2.5K	13.75K	2.5K
Feb 26, 2021	PESSIN NORMAN H	PURCHASE	5.50	500	2.75K	500
May 21, 2020	ARCAINI GIANNI B	PURCHASE	4.75	70	332.5	100
May 18, 2020	ARCAINI GIANNI B	SALE	4.87	4	19.48	30
May 15, 2020	GOLDFARB ADRIAN GRAHAM	PURCHASE	4.46	171	762.66	5.2K
Feb 14, 2020	BLEICHROEDER LP	PURCHASE	5.97	100	597.5	498.26K
Feb 13, 2020	BLEICHROEDER LP	PURCHASE	6.00	166.6K	999.6K	496.96K
Feb 13, 2020	PESSIN NORMAN H	PURCHASE	6.00	58.3K	349.8K	102.97K
Sep 25, 2019	21 APRIL FUND, LTD.	PURCHASE	0.55	625K	343.75K	625K
Sep 24, 2019	GOLDFARB ADRIAN GRAHAM	PURCHASE	0.46	3K	1.37K	70.65K
Sep 10, 2019	GOLDFARB ADRIAN GRAHAM	PURCHASE	0.38	1K	380	66.95K
Aug 16, 2019	GOLDFARB ADRIAN GRAHAM	PURCHASE	0.55	1K	550	65.95K
Jul 10, 2019	EHRMAN KENNETH S	PURCHASE	0.70	15K	10.5K	41.8K
Jun 27, 2019	EHRMAN KENNETH S	PURCHASE	0.80	10K	8K	16.8K
Jun 26, 2019	EHRMAN KENNETH S	PURCHASE	0.76	6.8K	5.17K	6.8K
Feb 22, 2019	GOLDFARB ADRIAN GRAHAM	PURCHASE	9.45	14.32K	135.32K	14.32K
Nov 24, 2017	GOLDFARB ADRIAN GRAHAM	PURCHASE	1.00	34.02K	34.02K	38.75K
Nov 24, 2017	ARCAINI GIANNI B	PURCHASE	1.00	700.54K	700.54K	834.79K
Dec 13, 2016	GOLDFARB ADRIAN GRAHAM	PURCHASE	0.07	18K	1.35K	165.6K
Jun 20, 2016	GOLDFARB ADRIAN GRAHAM	PURCHASE	0.14	10K	1.4K	147.6K
Jun 20, 2016	ARCAINI GIANNI B	PURCHASE	0.14	10.5K	1.47K	4.48M
Jan 06, 2011	LESME DOM	PURCHASE	0.05	3M	150K	3M

Frequently Asked Questions