How many institutions own CXE stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own CXE shares is 61, representing 42.94% of the company's common stock.

Who are the major shareholders selling MFS High Income Municipal Trust stock?

UBS GROUP AG, in the last quarter, reduced its stake in CXE by -3.09% restricting it's holding to 1.2 million shares of worth nearly $4.44M. TRUIST FINANCIAL CORP also lessened -0.66% of the CXE shares from its portfolio, reducing its holding to 62.92 thousand shares of worth $233.44K. ENVESTNET ASSET MANAGEMENT INC also shunned CXE shares holding by -0.76% last quarter which brought its holding to 54.95 thousand shares worth $203.86K.

Investors who are buying CXE stock?

As per its latest 13F filing, NOVAK & POWELL FINANCIAL SERVICES, INC. increased its stake in CXE by 1.45% in the last quarter. The institutional holder raised its holding to 38.18 thousand shares having worth more than $141.66K. ROYAL BANK OF CANADA also added 42.75% more shares of CXE to its portfolio, raising its holding to 33.67 thousand shares of worth $125.00K. CATALINA CAPITAL GROUP, LLC also increased its CXE shares holding by 0.27% which brought its holding to 82.02 thousand shares worth $304.28K.

CXE's major insiders: who are they?

The insider with the most stakes in CXE is CITIGROUP INC , 10 percent owner at the company. Additionally, CXE stock is highly held by director KAVANAUGH JOHN P and director FORD GOLDFARB MAUREEN R among others.

Did an insider recently sell CXE stock?

Company executives, directors, and other insiders own N/A percent of MFS High Income Municipal Trust's stock. Within the last six months, there have been 0 transaction(s) in which CXE insiders have sold stock, totaling 0 shares. Insiders that have sold shares include JPMORGAN CHASE BANK, N.A., BED BATH & BEYOND INC, and MORGAN STANLEY.

Which insider recently purchased CXE stock?

There have been 0 transaction(s) during the past 6-months in which MFS High Income Municipal Trust insiders have bought stock, totalling 0 shares

How much of CXE does insiders own?

Around 0 MFS High Income Municipal Trust shares are held by insiders, which represents about N/A of CXE stock.

Who is the insider with the largest stake?

CXE 10 percent owner, CITIGROUP INC holds the largest portfolio of the company's shares. CXE shares owned by CITIGROUP total nearly 3.68 thousand.

Which institution holds the most shares in CXE?

UBS GROUP AG is the largest institutional owner in CXE which holds 1.2 million shares worth $4.44M or 3.8% of the total CXE shares outstanding followed by NOVAK & POWELL FINANCIAL SERVICES, INC. with ownership of 38.18 thousand shares representing 0.12% of the CXE ownership. TRUIST FINANCIAL CORP is the third largest stakeholder with 62.92 thousand shares or 0.2% of the ownership worth more than $233.44K.

Is MFS High Income Municipal Trust stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the CXE is concerned, it is a stock which is not optionable.

Is there a short position on CXE's shares?

Number of CXE shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding CXE shares are there?

As of today, null shares of CXE are outstanding.

Is there many float in CXE stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, CXE has null shares in float.

CXE short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for CXE is null.

MFS High Income Municipal Trust (CXE) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableNo

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

N/A Percentage of Shares held by All Insiders

42.94% Percentage of Shares held by All Institutions

42.94% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 42.94% of CXE shares are held by financial institutions. UBS GROUP AG is the top corporate investor, holding 1.2M shares valued at $4.44M. A 3.8% stake in MFS High Income Municipal Trust is owned by the company. NOVAK & POWELL FINANCIAL SERVICES, INC. owns 38.18K shares valued at $141.66K, which translates its holding of 0.12% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	UBS GROUP AG	3.8%	1.2M	4.44M	-38.22K	-3.09%
Mar 31, 2026	NOVAK & POWELL FINANCIAL SERVICES, INC.	0.12%	38.18K	141.66K	545	+1.45%
Mar 31, 2026	TRUIST FINANCIAL CORP	0.2%	62.92K	233.44K	-419	-0.66%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	0.17%	54.95K	203.86K	-419	-0.76%
Mar 31, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.18%	56.41K	209.28K	-31.45K	-35.79%
Mar 31, 2026	CAPITAL INVESTMENT ADVISORS, LLC	0.2%	64.52K	239.36K	0	0
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.21%	65.79K	244.08K	-21.23K	-24.40%
Mar 31, 2026	ROYAL BANK OF CANADA	0.11%	33.67K	125K	10.08K	+42.75%
Mar 31, 2026	LOGAN STONE CAPITAL, LLC	0.16%	49.09K	182.14K	-104.97K	-68.13%
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0.23%	72.34K	268.38K	-37.34K	-34.04%
Mar 31, 2026	MATISSE CAPITAL	0.23%	73.09K	271.16K	0	0
Mar 31, 2026	CATALINA CAPITAL GROUP, LLC	0.26%	82.02K	304.28K	224	+0.27%
Mar 31, 2026	THOMAS J. HERZFELD ADVISORS, INC.	0.28%	88.44K	328.12K	-78.25K	-46.94%
Mar 31, 2026	RIVERBRIDGE PARTNERS LLC	0.32%	101.72K	377.36K	15.43K	+17.88%
Mar 31, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.33%	103.1K	382.49K	2.34K	+2.33%
Mar 31, 2026	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	386.27K	0	0
Mar 31, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.35%	108.8K	404K	1.55K	+1.44%
Mar 31, 2026	MELFA WEALTH MANAGEMENT, LLC	0.52%	165.47K	613.89K	179	+0.11%
Mar 31, 2026		0.08%	24.28K	90.09K	-618	-2.48%
Mar 31, 2026	MARINER, LLC	0.09%	29.61K	109.85K	420	+1.44%
Mar 31, 2026	STIFEL FINANCIAL CORP	0.09%	29.54K	109.59K	0	0
Mar 31, 2026	LPL FINANCIAL LLC	0.07%	23.29K	86.42K	6.67K	+40.15%
Mar 31, 2026	DAVIS R M INC	0.07%	23.1K	85.72K	-8K	-25.72%
Mar 31, 2026	HORIZON KINETICS ASSET MANAGEMENT LLC	0.07%	21.53K	79.86K	-5.19K	-19.42%
Mar 31, 2026	BOKF, NA	0.06%	20.14K	74.73K	0	0
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.06%	18.85K	69.93K	0	0
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.06%	18.08K	67.07K	0	0
Mar 31, 2026	ACT ADVISORS, LLC.	0.06%	17.69K	65.63K	0	0
Mar 31, 2026	MORGAN STANLEY	0.93%	292.64K	1.09M	22.44K	+8.30%
Mar 31, 2026	BULLDOG INVESTORS, LLP	1.43%	449.63K	1.67M	0	0
Mar 31, 2026	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	1.51%	475.89K	1.77M	280K	+142.94%
Mar 31, 2026	WHITEBOX ADVISORS LLC	1.63%	512.76K	1.9M	0	0
Mar 31, 2026	SUMMIT FINANCIAL, LLC	1.83%	576.18K	2.14M	-32.62K	-5.36%
Mar 31, 2026	RIVERNORTH CAPITAL MANAGEMENT, LLC	2.93%	922.76K	3.42M	-21.85K	-2.31%
Mar 31, 2026	SABA CAPITAL MANAGEMENT, L.P.	3.52%	1.11M	4.12M	-93.41K	-7.76%
Mar 31, 2026	ALMITAS CAPITAL LLC	4.02%	1.27M	4.7M	72.97K	+6.11%
Mar 31, 2026	PFG INVESTMENTS, LLC	0%	0	-	-34.7K	-100.00%
Mar 31, 2026	JANE STREET GROUP, LLC	0%	0	-	-22.19K	-100.00%
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0.14%	44.59K	165.43K	44.59K	+100.00%
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-52.05K	-100.00%
Mar 31, 2026	THOMPSON SIEGEL & WALMSLEY LLC	0%	0	-	-12.62K	-100.00%
Mar 31, 2026	STONEX GROUP INC.	0%	0	-	-15.75K	-100.00%
Mar 31, 2026	SRS CAPITAL ADVISORS, INC.	0%	131	186	81	+162.00%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	1K	3.71K	0	0
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.04%	11.3K	41.93K	-10.48K	-48.11%
Mar 31, 2026	ALLWORTH FINANCIAL LP	0.04%	13K	48.23K	0	0
Mar 31, 2026	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.01%	1.6K	5.94K	0	0
Mar 31, 2026	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	9.34K	0	0
Mar 31, 2026	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	16.87K	62.6K	-27.12K	-61.65%
Mar 31, 2026	MUTUAL ADVISORS, LLC	0.05%	16.5K	61.2K	16.5K	+100.00%
Mar 31, 2026	HIGHTOWER ADVISORS, LLC	0.05%	15.24K	56.56K	-9.48K	-38.35%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0.05%	15K	55.43K	15K	+100.00%
Mar 31, 2026	PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC	0.05%	14.39K	53.39K	14.39K	+100.00%
Mar 31, 2026	COLLAR CAPITAL MANAGEMENT, LLC	0.04%	14K	51.94K	0	0
Mar 31, 2026	PARK PLACE CAPITAL CORP	0.03%	10.26K	38.07K	0	0
Mar 31, 2026	HRT FINANCIAL LP	0.03%	10.41K	38K	10.41K	+100.00%
Mar 31, 2026	ADAPT WEALTH ADVISORS, LLC	0.03%	10.8K	40.07K	10.8K	+100.00%
Mar 31, 2026	SIT INVESTMENT ASSOCIATES INC	2.01%	633.24K	2.35M	139.78K	+28.33%
Mar 31, 2026	ROBINSON CAPITAL MANAGEMENT, LLC	2.05%	644.86K	2.39M	64.79K	+11.17%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	2.11%	665.24K	2.47M	0	0
Mar 31, 2026	PATHSTONE HOLDINGS, LLC	3.17%	999.68K	3.71M	123.84K	+14.14%
Dec 31, 2025	SRS CAPITAL ADVISORS, INC.	0%	50	185	50	+100.00%
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.53%	166.43K	615.79K	73.25K	+78.61%
Dec 31, 2025	NOVAK & POWELL FINANCIAL SERVICES, INC.	0.12%	37.64K	139.26K	37.64K	+100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	43.99K	162.77K	21.39K	+94.65%
Dec 31, 2025	BOKF, NA	0.06%	20.14K	74.53K	20.14K	+100.00%
Dec 31, 2025		0.08%	24.9K	92.13K	24.9K	+100.00%
Dec 31, 2025	GOLDMAN SACHS GROUP INC	0.05%	14.74K	54.53M	14.74K	+100.00%
Dec 31, 2025	STONEX GROUP INC.	0.05%	15.75K	58.27K	15.75K	+100.00%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.32%	100.75K	372.78K	0	0
Dec 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	385.23K	0	0
Dec 31, 2025	NOMURA HOLDINGS INC	0%	0	-	-15K	-100.00%
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	1K	3.7K	0	0
Dec 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.01%	1.6K	5.92K	0	0
Dec 31, 2025	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	9.31K	0	0
Dec 31, 2025	PARK PLACE CAPITAL CORP	0.03%	10.26K	37.97K	0	0
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.34%	107.25K	397K	1.54K	+1.46%
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0.35%	109.68K	405.8K	-6K	-5.19%
Dec 31, 2025	MELFA WEALTH MANAGEMENT, LLC	0.52%	165.29K	611.58K	14.66K	+9.73%
Dec 31, 2025	LPL FINANCIAL LLC	0.05%	16.62K	61.49K	-3.67K	-18.07%
Dec 31, 2025	ACT ADVISORS, LLC.	0.06%	17.69K	65.45K	80	+0.45%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.06%	18.08K	66.89K	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.06%	18.85K	69.74K	0	0
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.07%	21.78K	80.6K	-1.5K	-6.44%
Dec 31, 2025	JANE STREET GROUP, LLC	0.07%	22.19K	82.11K	22.19K	+100.00%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.08%	24.73K	91.49K	3.75K	+17.88%
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.28%	87.86K	325.07K	375	+0.43%
Dec 31, 2025	LOGAN STONE CAPITAL, LLC	0.49%	154.06K	570.02K	-9.05K	-5.55%
Dec 31, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.62%	195.89K	724.77K	0	0
Dec 31, 2025	BULLDOG INVESTORS, LLP	1.43%	449.63K	1.66M	0	0
Dec 31, 2025	SIT INVESTMENT ASSOCIATES INC	1.57%	493.46K	1.83M	-108.8K	-18.06%
Dec 31, 2025	XTX TOPCO LTD	0.07%	22.25K	82.32K	22.25K	+100.00%
Dec 31, 2025	ROYAL BANK OF CANADA	0.07%	23.58K	88K	18.36K	+351.11%
Dec 31, 2025	MORGAN STANLEY	0.86%	270.2K	999.75K	2.91K	+1.09%
Dec 31, 2025	WHITEBOX ADVISORS LLC	1.63%	512.76K	1.9M	29.46K	+6.10%
Dec 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	1.84%	580.08K	2.15M	580.08K	+100.00%
Dec 31, 2025	SUMMIT FINANCIAL, LLC	1.93%	608.8K	2.25M	104.75K	+20.78%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	2.11%	665.24K	2.46M	0	0
Dec 31, 2025	PATHSTONE HOLDINGS, LLC	2.78%	875.85K	3.24M	581.02K	+197.08%
Dec 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	3%	944.61K	3.5M	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	3.25%	1.02M	3.79M	-24.57K	-2.34%
Dec 31, 2025	ALMITAS CAPITAL LLC	3.79%	1.19M	4.42M	90.46K	+8.20%
Dec 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	3.82%	1.2M	4.45M	-1.01M	-45.74%
Dec 31, 2025	UBS GROUP AG	3.92%	1.24M	4.57M	535.09K	+76.44%
Dec 31, 2025	THOMPSON SIEGEL & WALMSLEY LLC	0.04%	12.62K	47K	0	0
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.04%	13K	48.1K	0	0
Dec 31, 2025	COLLAR CAPITAL MANAGEMENT, LLC	0.04%	14K	51.8K	0	0
Dec 31, 2025	HORIZON KINETICS ASSET MANAGEMENT LLC	0.08%	26.71K	98.84K	0	0
Dec 31, 2025	MARINER, LLC	0.09%	29.19K	108K	13.7K	+88.49%
Dec 31, 2025	STIFEL FINANCIAL CORP	0.09%	29.54K	109.29K	0	0
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.28%	87.02K	321.98K	17.26K	+24.74%
Dec 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.53%	166.7K	616.78K	44.75K	+36.69%
Dec 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	0	-	-978	-100.00%
Dec 31, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0%	0	-	-231.65K	-100.00%
Dec 31, 2025	TOWNSQUARE CAPITAL LLC	0%	0	-	-11.69K	-100.00%
Dec 31, 2025	INDEPENDENCE BANK OF KENTUCKY	0%	0	-	-3.33K	-100.00%
Dec 31, 2025	DAVIS R M INC	0.1%	31.1K	115.09K	0	0
Dec 31, 2025	PFG INVESTMENTS, LLC	0.11%	34.7K	128.39K	0	0
Dec 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.17%	52.05K	192.6K	50.02K	+2,465.45%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.18%	55.37K	204.86K	682	+1.25%
Dec 31, 2025	TRUIST FINANCIAL CORP	0.2%	63.34K	234.36K	-30.85K	-32.76%
Dec 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.2%	64.52K	238.71K	-1.61K	-2.43%
Dec 31, 2025	MATISSE CAPITAL	0.23%	73.09K	270.43K	0	0
Dec 31, 2025	CATALINA CAPITAL GROUP, LLC	0.26%	81.79K	302.63K	2.05K	+2.57%
Dec 31, 2025	RIVERBRIDGE PARTNERS LLC	0.27%	86.29K	319.26K	-359	-0.41%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.3%	93.18K	346.63K	60.48K	+184.95%
Sep 30, 2025	MELFA WEALTH MANAGEMENT, LLC	0.48%	150.63K	560.36K	161	+0.11%
Sep 30, 2025	MARINER, LLC	0.05%	15.49K	57.61K	230	+1.51%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.06%	18.85K	67.72K	4.62K	+32.50%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.07%	23.28K	86.62K	-760	-3.16%
Sep 30, 2025	RIVERBRIDGE PARTNERS LLC	0.27%	86.65K	322.32K	86.65K	+100.00%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.28%	87.48K	325.43K	82.39K	+1,619.04%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.32%	100.75K	374.8K	-1.2K	-1.18%
Sep 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	387.32K	0	0
Sep 30, 2025	LOGAN STONE CAPITAL, LLC	0.52%	163.11K	606.78K	-90.45K	-35.67%
Sep 30, 2025	UBS GROUP AG	2.22%	700.02K	2.6M	-15.85K	-2.21%
Sep 30, 2025	THOMPSON SIEGEL & WALMSLEY LLC	0.04%	12.62K	47K	0	0
Sep 30, 2025	COLLAR CAPITAL MANAGEMENT, LLC	0.04%	14K	52.08K	-6K	-30.00%
Sep 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	3%	944.61K	3.51M	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	3.33%	1.05M	3.9M	40.75K	+4.04%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-96	-100.00%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	978	3.64K	0	0
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	1K	3.72K	1K	+100.00%
Sep 30, 2025	GUERRA ADVISORS INC	0%	1.22K	4.52K	1.22K	+100.00%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.01%	1.6K	5.95K	1.1K	+220.00%
Sep 30, 2025	ALMITAS CAPITAL LLC	3.5%	1.1M	4.1M	0	0
Sep 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	7.04%	2.22M	8.25M	-169.11K	-7.08%
Sep 30, 2025	CITADEL ADVISORS LLC	0.08%	25.81K	96.02K	4.14K	+19.11%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.07%	22.6K	84.08K	22.6K	+100.00%
Sep 30, 2025	PARK PLACE CAPITAL CORP	0.03%	10.26K	38.18K	0	0
Sep 30, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.21%	66.13K	245.99K	0	0
Sep 30, 2025	TRUIST FINANCIAL CORP	0.3%	94.2K	350.41K	5.09K	+5.72%
Sep 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.39%	121.95K	453.65K	361	+0.30%
Sep 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0.73%	231.65K	861.75K	-374.68K	-61.79%
Sep 30, 2025	MORGAN STANLEY	0.85%	267.29K	994.32K	7.3K	+2.81%
Sep 30, 2025	PATHSTONE HOLDINGS, LLC	0.94%	294.82K	1.1M	-11.06K	-3.62%
Sep 30, 2025	SUMMIT FINANCIAL, LLC	1.6%	504.05K	1.88M	47.35K	+10.37%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.07%	20.98K	78.03K	-908	-4.15%
Sep 30, 2025	ROYAL BANK OF CANADA	0.02%	5.23K	19K	0	0
Sep 30, 2025	NOMURA HOLDINGS INC	0.05%	15K	55.8K	15K	+100.00%
Sep 30, 2025	TOWNSQUARE CAPITAL LLC	0.04%	11.69K	43.49K	-1.83K	-13.56%
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.37%	115.68K	430.31K	115.68K	+100.00%
Sep 30, 2025	ACT ADVISORS, LLC.	0.06%	17.61K	65.51K	17.61K	+100.00%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.06%	18.08K	67.25K	-333	-1.81%
Sep 30, 2025	LPL FINANCIAL LLC	0.06%	20.29K	75.46K	9.24K	+83.58%
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.01%	2.03K	7.55K	-14.97K	-88.06%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.09%	29.54K	109.88K	14.48K	+96.12%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.34%	105.71K	393K	1.57K	+1.51%
Sep 30, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.62%	195.89K	728.69K	0	0
Sep 30, 2025	BULLDOG INVESTORS, LLP	1.43%	449.63K	1.67M	6K	+1.35%
Sep 30, 2025	WHITEBOX ADVISORS LLC	1.53%	483.3K	1.8M	0	0
Sep 30, 2025	WMG FINANCIAL ADVISORS, LLC	0%	0	-	-10.7K	-100.00%
Sep 30, 2025	CATALINA CAPITAL GROUP, LLC	0.25%	79.74K	296.65K	79.74K	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.22%	69.76K	259.52K	2.17K	+3.21%
Sep 30, 2025	MATISSE CAPITAL	0.23%	73.09K	271.9K	0	0
Sep 30, 2025	HORIZON KINETICS ASSET MANAGEMENT LLC	0.08%	26.71K	99.38K	-7.9K	-22.82%
Sep 30, 2025	PFG INVESTMENTS, LLC	0.11%	34.7K	129.08K	34.7K	+100.00%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.17%	54.69K	203.43K	5.09K	+10.27%
Sep 30, 2025	DAVIS R M INC	0.1%	31.1K	115.71K	0	0
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	2.11%	665.24K	2.48M	-12K	-1.77%
Sep 30, 2025	SIT INVESTMENT ASSOCIATES INC	1.91%	602.26K	2.24M	0	0
Sep 30, 2025	ALLWORTH FINANCIAL LP	0.04%	13K	48.36K	0	0
Sep 30, 2025	INDEPENDENCE BANK OF KENTUCKY	0.01%	3.33K	12.4K	0	0
Sep 30, 2025	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	9.36K	0	0
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	372.74K	0	0
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-1.78K	-100.00%
Jun 30, 2025	XTX TOPCO LTD	0%	0	-	-11.71K	-100.00%
Jun 30, 2025	CATALINA CAPITAL GROUP, LLC	0%	0	-	-29.47K	-100.00%
Jun 30, 2025		0.06%	20K	71.6K	0	0
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.1%	32.7K	117.07K	10K	+44.05%
Jun 30, 2025	WMG FINANCIAL ADVISORS, LLC	0.03%	10.7K	38.31K	0	0
Jun 30, 2025	PARK PLACE CAPITAL CORP	0.03%	10.26K	36.94K	0	0
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	978	3.5K	978	+100.00%
Jun 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	7.57%	2.39M	8.55M	138.84K	+6.17%
Jun 30, 2025	ALMITAS CAPITAL LLC	3.5%	1.1M	3.95M	56.43K	+5.39%
Jun 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	3%	944.61K	3.38M	0	0
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	2.15%	677.24K	2.43M	5K	+0.74%
Jun 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	1.92%	606.33K	2.17M	-82.68K	-12.00%
Jun 30, 2025	SIT INVESTMENT ASSOCIATES INC	1.91%	602.26K	2.16M	-20.54K	-3.30%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	3.2%	1.01M	3.61M	-144.94K	-12.56%
Jun 30, 2025	WHITEBOX ADVISORS LLC	1.53%	483.3K	1.73M	33.26K	+7.39%
Jun 30, 2025	SUMMIT FINANCIAL, LLC	1.45%	456.7K	1.63M	456.7K	+100.00%
Jun 30, 2025	BULLDOG INVESTORS, LLP	1.41%	443.63K	1.59M	220.65K	+98.95%
Jun 30, 2025	PATHSTONE HOLDINGS, LLC	0.97%	305.89K	1.1M	-68.33K	-18.26%
Jun 30, 2025	MORGAN STANLEY	0.82%	259.99K	930.77K	10K	+4.00%
Jun 30, 2025	INDEPENDENCE BANK OF KENTUCKY	0.01%	3.33K	11.93K	-568	-14.56%
Jun 30, 2025	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	9.01K	0	0
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	500	1.79K	500	+100.00%
Jun 30, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.62%	195.89K	701.27K	0	0
Jun 30, 2025	UBS GROUP AG	2.27%	715.86K	2.56M	124	+0.02%
Jun 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.39%	121.59K	435.28K	27.71K	+29.51%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.32%	101.95K	364.99K	448	+0.44%
Jun 30, 2025	TRUIST FINANCIAL CORP	0.28%	89.1K	318.98K	-63.33K	-41.55%
Jun 30, 2025	MATISSE CAPITAL	0.23%	73.09K	261.66K	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.21%	67.59K	241.98K	-3.39K	-4.77%
Jun 30, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.21%	66.13K	236.73K	0	0
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.16%	49.59K	177.54K	0	0
Jun 30, 2025	COLLAR CAPITAL MANAGEMENT, LLC	0.06%	20K	71.6K	0	0
Jun 30, 2025	LPL FINANCIAL LLC	0.04%	11.05K	39.56K	-14.95K	-57.50%
Jun 30, 2025	ROYAL BANK OF CANADA	0.02%	5.23K	19K	-142K	-96.45%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.02%	5.09K	18.22K	0	0
Jun 30, 2025	TOWNSQUARE CAPITAL LLC	0.04%	13.52K	48.42K	-1.83K	-11.94%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.04%	13K	46.54K	13K	+100.00%
Jun 30, 2025	THOMPSON SIEGEL & WALMSLEY LLC	0.04%	12.62K	45K	0	0
Jun 30, 2025	NOVAK & POWELL FINANCIAL SERVICES, INC.	0.12%	36.54K	130.81K	523	+1.45%
Jun 30, 2025	HORIZON KINETICS ASSET MANAGEMENT LLC	0.11%	34.61K	123.92K	0	0
Jun 30, 2025	DAVIS R M INC	0.1%	31.1K	111.35K	0	0
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	24.04K	86.08K	13.13K	+120.32%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.07%	21.89K	78.35K	-544	-2.43%
Jun 30, 2025	CITADEL ADVISORS LLC	0.07%	21.67K	77.58K	21.67K	+100.00%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.06%	18.41K	65.92K	5.9K	+47.19%
Jun 30, 2025	LOGAN STONE CAPITAL, LLC	0.8%	253.56K	907.76K	-7K	-2.69%
Jun 30, 2025	MELFA WEALTH MANAGEMENT, LLC	0.48%	150.47K	538.69K	151	+0.10%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.33%	104.14K	373K	-432.22K	-80.58%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.05%	17K	60.85K	-34.43K	-66.95%
Jun 30, 2025	MARINER, LLC	0.05%	15.26K	54.61K	218	+1.45%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.05%	15.06K	53.92K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.05%	14.23K	50.93K	-3.52K	-19.82%
Mar 31, 2025	MARINER, LLC	0.05%	15.04K	55.49K	191	+1.29%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	1.7%	536.36K	1.98M	-20.7K	-3.72%
Mar 31, 2025	SIT INVESTMENT ASSOCIATES INC	1.98%	622.8K	2.3M	2.6K	+0.42%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	2.13%	672.24K	2.48M	-15K	-2.18%
Mar 31, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	2.19%	689.01K	2.54M	-6.48K	-0.93%
Mar 31, 2025	CATALINA CAPITAL GROUP, LLC	0.09%	29.47K	108.76K	29.47K	+100.00%
Mar 31, 2025	HORIZON KINETICS ASSET MANAGEMENT LLC	0.11%	34.61K	127.73K	-800	-2.26%
Mar 31, 2025	NOVAK & POWELL FINANCIAL SERVICES, INC.	0.11%	36.02K	132.9K	459	+1.29%
Mar 31, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.62%	195.89K	722.82K	0	0
Mar 31, 2025	BULLDOG INVESTORS, LLP	0.71%	222.99K	822.82K	222.99K	+100.00%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.04%	12.51K	46.16K	-4.1K	-24.67%
Mar 31, 2025	TOWNSQUARE CAPITAL LLC	0.05%	15.36K	56.67K	0	0
Mar 31, 2025	PARK PLACE CAPITAL CORP	0.03%	10.26K	37.87K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.06%	17.74K	65.47K	2.65K	+17.59%
Mar 31, 2025		0.06%	20K	73.8K	0	0
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.07%	22.43K	82.76K	-10.1K	-31.05%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.16%	51.43K	189.77K	-13.39K	-20.65%
Mar 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.21%	66.13K	244.01K	-1K	-1.49%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.23%	70.98K	261.91K	-16.28K	-18.66%
Mar 31, 2025	MORGAN STANLEY	0.79%	250K	922.48K	-1.24K	-0.49%
Mar 31, 2025	LOGAN STONE CAPITAL, LLC	0.83%	260.56K	961.48K	19.72K	+8.19%
Mar 31, 2025	PATHSTONE HOLDINGS, LLC	1.19%	374.22K	1.4M	19.84K	+5.60%
Mar 31, 2025	WHITEBOX ADVISORS LLC	1.43%	450.04K	1.66M	220.82K	+96.33%
Mar 31, 2025	UBS GROUP AG	2.27%	715.74K	2.64M	-73.38K	-9.30%
Mar 31, 2025	DAVIS R M INC	0.1%	31.1K	114.77K	0	0
Mar 31, 2025	MATISSE CAPITAL	0.23%	73.09K	269.7K	0	0
Mar 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	0.3%	93.88K	346.41K	17.84K	+23.47%
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.32%	101.5K	374.55K	0	0
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	384.19K	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0.47%	147.23K	543K	-8.63K	-5.53%
Mar 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	3%	944.61K	3.49M	0	0
Mar 31, 2025	ALMITAS CAPITAL LLC	3.32%	1.05M	3.86M	125.17K	+13.58%
Mar 31, 2025	INDEPENDENCE BANK OF KENTUCKY	0.01%	3.9K	14.39K	0	0
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.02%	5.09K	18.78K	0	0
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.07%	22.7K	83.76K	22.7K	+100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0.08%	26K	95.93K	45	+0.17%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.09%	28.67K	105.81K	28.67K	+100.00%
Mar 31, 2025	WMG FINANCIAL ADVISORS, LLC	0.03%	10.7K	39.48K	-5.5K	-33.95%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.03%	10.91K	40.27K	-1	-0.01%
Mar 31, 2025	XTX TOPCO LTD	0.04%	11.71K	43.19K	11.71K	+100.00%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.05%	15.06K	55.58K	0	0
Mar 31, 2025	MELFA WEALTH MANAGEMENT, LLC	0.48%	150.32K	554.68K	133	+0.09%
Mar 31, 2025	TRUIST FINANCIAL CORP	0.48%	152.43K	562.48K	20.34K	+15.39%
Mar 31, 2025	THOMPSON SIEGEL & WALMSLEY LLC	0.04%	12.62K	47K	0	0
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.16%	49.59K	182.99K	1.64K	+3.42%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	3.66%	1.15M	4.26M	-109K	-8.63%
Mar 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	7.13%	2.25M	8.3M	700	+0.03%
Mar 31, 2025	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.04%	13K	47.97K	0	0
Mar 31, 2024	MELFA WEALTH MANAGEMENT, LLC	0.42%	132.89K	482.4K	277	+0.21%
Mar 31, 2024	FORT POINT CAPITAL PARTNERS LLC	0.09%	29.42K	106.81K	29.42K	+100.00%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.14%	43.43K	157.66K	-1.37K	-3.05%
Mar 31, 2024	SIT INVESTMENT ASSOCIATES INC	1.17%	369.59K	1.34M	122.62K	+49.65%
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	1.69%	533.98K	1.94M	45.59K	+9.34%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	2.2%	692.43K	2.51M	692.43K	+100.00%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	2.26%	712.44K	2.59M	120.23K	+20.30%
Mar 31, 2024	ALMITAS CAPITAL LLC	2.43%	766.96K	2.78M	21.04K	+2.82%
Mar 31, 2024	UBS GROUP AG	2.53%	797.28K	2.89M	57.45K	+7.77%
Mar 31, 2024	RIVERNORTH CAPITAL MANAGEMENT, LLC	3%	945.3K	3.43M	-11.8K	-1.23%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	3.76%	1.18M	4.3M	37.73K	+3.29%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	6.87%	2.17M	7.87M	65.07K	+3.10%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.13%	40.55K	147.19K	8.84K	+27.86%
Mar 31, 2024	COMERICA BANK	0%	0	-	-4K	-100.00%
Mar 31, 2024	VAN ECK ASSOCIATES CORP	0%	0	-	-238.9K	-100.00%
Mar 31, 2024	BESSEMER GROUP INC	0%	431	2K	-133	-23.58%
Mar 31, 2024	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	9.14K	0	0
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	3.72K	13.51K	0	0
Mar 31, 2024	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0.02%	5.85K	21.22K	5.85K	+100.00%
Mar 31, 2024	SPIRE WEALTH MANAGEMENT	0.02%	6.62K	24.04K	0	0
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.03%	10.04K	36.46K	10.04K	+100.00%
Mar 31, 2024	CETERA ADVISORS LLC	0.03%	10.04K	36.46K	0	0
Mar 31, 2024	PARK PLACE CAPITAL CORP	0.03%	10.26K	37.25K	0	0
Mar 31, 2024	RAYMOND JAMES TRUST N.A.	0.04%	12.04K	43.69K	1.02K	+9.21%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.04%	12.91K	46.87K	-44.02K	-77.32%
Mar 31, 2024	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.04%	13K	47.19K	0	0
Mar 31, 2024	MARINER, LLC	0.05%	14.3K	51.91K	215	+1.53%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	14.44K	52.42K	512	+3.68%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.05%	16.03K	36K	-5.95K	-27.06%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.05%	17.12K	62.14K	0	0
Mar 31, 2024	TOWNSQUARE CAPITAL LLC	0.06%	20.21K	73.37K	0	0
Mar 31, 2024	DRIVE WEALTH MANAGEMENT, LLC	0.07%	23.45K	85.12K	-18.61K	-44.25%
Mar 31, 2024	HORIZON KINETICS ASSET MANAGEMENT LLC	0.1%	30.51K	110.74K	-30.79K	-50.23%
Mar 31, 2024	LPL FINANCIAL LLC	0.11%	33.56K	121.83K	-1K	-2.89%
Mar 31, 2024	NOVAK & POWELL FINANCIAL SERVICES, INC.	0.11%	34.24K	124.3K	401	+1.19%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.11%	34.43K	124.99K	-7.35K	-17.60%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.14%	44K	159.72K	44K	+100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0.14%	45.45K	165K	6.6K	+16.99%
Mar 31, 2024	CAPITAL INVESTMENT ADVISORS, LLC	0.2%	64K	232.32K	0	0
Mar 31, 2024	MATISSE CAPITAL	0.23%	73.09K	265.32K	73.09K	+100.00%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.29%	92.44K	335.56K	92.44K	+100.00%
Mar 31, 2024	SANDERS MORRIS HARRIS LLC	0.3%	93K	337.6K	93K	+100.00%
Mar 31, 2024	CAPTRUST FINANCIAL ADVISORS	0.33%	104.12K	377.95K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.36%	111.99K	406.53K	-2.3K	-2.01%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.37%	116.88K	424.28K	3.55K	+3.13%
Mar 31, 2024	TRUIST FINANCIAL CORP	0.46%	145.31K	527.49K	97	+0.07%
Mar 31, 2024	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.58%	181.65K	659.4K	-54.9K	-23.21%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.59%	185.1K	672K	49.65K	+36.66%
Mar 31, 2024	MORGAN STANLEY	1.07%	337.99K	1.23M	23.04K	+7.31%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	1.17%	367.5K	1.33M	3.23K	+0.89%
Mar 31, 2024	XTX TOPCO LTD	0%	0	-	-12.36K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.43K	-100.00%
Mar 31, 2024	PARKSIDE FINANCIAL BANK & TRUST	0%	0	-	-200	-100.00%
Mar 31, 2024	WEBSTER BANK, N. A.	0%	0	-	-2.29K	-100.00%
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	1.57%	488.39K	1.73M	64.55K	+15.23%
Dec 31, 2023	UBS GROUP AG	2.38%	739.83K	2.63M	35.07K	+4.98%
Dec 31, 2023	ALMITAS CAPITAL LLC	2.4%	745.92K	2.65M	399.3K	+115.20%
Dec 31, 2023	RIVERNORTH CAPITAL MANAGEMENT, LLC	3.08%	957.1K	3.4M	-52.5K	-5.20%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	3.69%	1.15M	4.07M	12.3K	+1.08%
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	6.76%	2.1M	7.46M	282.76K	+15.54%
Dec 31, 2023	INTEGRATED WEALTH CONCEPTS LLC	0%	0	-	-10.61K	-100.00%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0%	0	-	-11.3K	-100.00%
Dec 31, 2023	CITADEL ADVISORS LLC	0%	0	-	-81.27K	-100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-8.4K	-100.00%
Dec 31, 2023	PARKSIDE FINANCIAL BANK & TRUST	0%	200	710	-218	-52.15%
Dec 31, 2023	BESSEMER GROUP INC	0%	564	2K	117	+26.17%
Dec 31, 2023	KESTRA ADVISORY SERVICES, LLC	0%	990	980.1K	990	+100.00%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0%	1.43K	5.07K	1.43K	+100.00%
Dec 31, 2023	WEBSTER BANK, N. A.	0.01%	2.29K	8.12K	0	0
Dec 31, 2023	MASCOMA WEALTH MANAGEMENT LLC	0.01%	2.52K	8.94K	0	0
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	3.72K	13.22K	0	0
Dec 31, 2023	COMERICA BANK	0.01%	4K	14.2K	-80	-1.96%
Dec 31, 2023	SPIRE WEALTH MANAGEMENT	0.02%	6.62K	23.18K	0	0
Dec 31, 2023	CETERA ADVISORS LLC	0.03%	10.04K	35.65K	-8K	-44.34%
Dec 31, 2023	PARK PLACE CAPITAL CORP	0.03%	10.26K	36.43K	10.26K	+100.00%
Dec 31, 2023	RAYMOND JAMES TRUST N.A.	0.04%	11.02K	39.12K	0	0
Dec 31, 2023	XTX TOPCO LTD	0.04%	12.36K	43.87K	12.36K	+100.00%
Dec 31, 2023	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.04%	13K	46.15K	0	0
Dec 31, 2023	MARINER, LLC	0.05%	14.08K	50K	14.08K	+100.00%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.06%	17.12K	60.77K	0	0
Dec 31, 2023	TOWNSQUARE CAPITAL LLC	0.07%	20.21K	71.75K	0	0
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.07%	21.98K	61K	3.57K	+19.39%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.1%	31.71K	112.58K	31.71K	+100.00%
Dec 31, 2023		0.11%	33.84K	120.13K	33.84K	+100.00%
Dec 31, 2023	LPL FINANCIAL LLC	0.11%	34.56K	122.69K	-1.5K	-4.16%
Dec 31, 2023	ROYAL BANK OF CANADA	0.13%	38.85K	138K	0	0
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.13%	41.78K	148.33K	29.75K	+247.25%
Dec 31, 2023	DRIVE WEALTH MANAGEMENT, LLC	0.14%	42.06K	149.32K	950	+2.31%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.14%	44.8K	159.03K	44.8K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.18%	56.93K	202.1K	16	+0.03%
Dec 31, 2023	HORIZON KINETICS ASSET MANAGEMENT LLC	0.2%	61.3K	217.6K	0	0
Dec 31, 2023	CAPITAL INVESTMENT ADVISORS, LLC	0.21%	64K	227.2K	0	0
Dec 31, 2023	CAPTRUST FINANCIAL ADVISORS	0.34%	104.12K	369.62K	-64	-0.06%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.36%	113.33K	402.33K	11.23K	+11.00%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	1.91%	592.21K	2.1M	295.8K	+99.79%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.37%	114.29K	405.74K	-1K	-0.87%
Dec 31, 2023	MELFA WEALTH MANAGEMENT, LLC	0.43%	132.62K	470.79K	263	+0.20%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.44%	135.45K	481K	32.44K	+31.49%
Dec 31, 2023	TRUIST FINANCIAL CORP	0.47%	145.22K	515.52K	40.26K	+38.36%
Dec 31, 2023	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.76%	236.56K	839.77K	0	0
Dec 31, 2023	VAN ECK ASSOCIATES CORP	0.77%	238.9K	848K	29.94K	+14.33%
Dec 31, 2023	SIT INVESTMENT ASSOCIATES INC	0.79%	246.96K	877K	17.23K	+7.50%
Dec 31, 2023	MORGAN STANLEY	1.01%	314.95K	1.12M	-353.38K	-52.88%

Insiders

Among the CXE insiders holding of N/A of the stake in company, CITIGROUP INC, 10 percent owner, holds the largest shares of 3.68K. KAVANAUGH JOHN P, director, is the second largest CXE insider with ownership of 2.3K shares. FORD GOLDFARB MAUREEN R, director, stands third with possession of 1.38K shares of that stake.

Insiders	Designation	Shares Held
CITIGROUP INC	10 percent owner	3.68K
KAVANAUGH JOHN P	director	2.3K
FORD GOLDFARB MAUREEN R	director	1.38K
JPMORGAN CHASE BANK, N.A.	director	865
BED BATH & BEYOND INC		0
MORGAN STANLEY	10 percent owner	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 28, 2022	JPMORGAN CHASE BANK, N.A.	SALE	0.00	110	-	865
Sep 17, 2012	CITIGROUP INC	PURCHASE	25000.00	3.68K	91.88M	3.68K
Sep 12, 2012	BED BATH & BEYOND INC	SALE	23750.00	486	11.54M	0
Sep 07, 2012	MORGAN STANLEY	SALE	25000.00	432	10.8M	0
Mar 23, 2011	CITIGROUP INC	PURCHASE	23260.74	43	1M	1.24K
Nov 11, 2010	KAVANAUGH JOHN P	PURCHASE	4.94	2.3K	11.36K	2.3K
Jul 19, 2010	FORD GOLDFARB MAUREEN R	PURCHASE	5.08	1.38K	6.99K	1.38K

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