How many institutions own CUBA stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own CUBA shares is 22, representing 52.56% of the company's common stock.

Who are the major shareholders selling The Herzfeld Caribbean Basin Fund Inc. stock?

HUNTING HILL GLOBAL CAPITAL, LLC, in the last quarter, reduced its stake in CUBA by -7.29% restricting it's holding to 40.4 thousand shares of worth nearly $89.69K. ROYAL BANK OF CANADA also lessened -21.28% of the CUBA shares from its portfolio, reducing its holding to 4.09 thousand shares of worth $9.00K. BULLDOG INVESTORS, LLP also shunned CUBA shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying CUBA stock?

As per its latest 13F filing, INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC increased its stake in CUBA by 30.7% in the last quarter. The institutional holder raised its holding to 20.02 thousand shares having worth more than $44.45K. CI PRIVATE WEALTH, LLC also added 20.31% more shares of CUBA to its portfolio, raising its holding to 27.62 thousand shares of worth $61.32K. ADVISOR GROUP HOLDINGS, INC. also increased its CUBA shares holding by 47.38% which brought its holding to 55.89 thousand shares worth $124.05K.

CUBA's major insiders: who are they?

The insider with the most stakes in CUBA is HERZFELD THOMAS J , Chairman of the Advisor at the company. Additionally, CUBA stock is highly held by President Herzfeld Erik Mervin and 10 percent owner GOLDSTEIN PHILLIP among others.

Did an insider recently sell CUBA stock?

Company executives, directors, and other insiders own 52.98% percent of The Herzfeld Caribbean Basin Fund Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which CUBA insiders have sold stock, totaling 0 shares. Insiders that have sold shares include HERZFELD ERIK MERVIN, HERZFELD THOMAS J, and PAYLOR RYAN M.

Which insider recently purchased CUBA stock?

There have been 0 transaction(s) during the past 6-months in which The Herzfeld Caribbean Basin Fund Inc. insiders have bought stock, totalling 0 shares

How much of CUBA does insiders own?

Around 0 The Herzfeld Caribbean Basin Fund Inc. shares are held by insiders, which represents about 52.98% of CUBA stock.

Who is the insider with the largest stake?

CUBA Chairman of the Advisor, HERZFELD THOMAS J holds the largest portfolio of the company's shares. CUBA shares owned by HERZFELD total nearly 1.57 million.

Which institution holds the most shares in CUBA?

HUNTING HILL GLOBAL CAPITAL, LLC is the largest institutional owner in CUBA which holds 40.4 thousand shares worth $89.69K or 0.25% of the total CUBA shares outstanding followed by INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC with ownership of 20.02 thousand shares representing 0.13% of the CUBA ownership. ROYAL BANK OF CANADA is the third largest stakeholder with 4.09 thousand shares or 0.03% of the ownership worth more than $9.00K.

Is The Herzfeld Caribbean Basin Fund Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the CUBA is concerned, it is a stock which is not optionable.

Is there a short position on CUBA's shares?

Number of CUBA shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding CUBA shares are there?

As of today, null shares of CUBA are outstanding.

Is there many float in CUBA stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, CUBA has null shares in float.

CUBA short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for CUBA is null.

Herzfeld Caribbean Basin Fund (CUBA) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

52.98% Percentage of Shares held by All Insiders

52.56% Percentage of Shares held by All Institutions

111.79% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 52.56% of CUBA shares are held by financial institutions. HUNTING HILL GLOBAL CAPITAL, LLC is the top corporate investor, holding 40.4K shares valued at $89.69K. A 0.25% stake in The Herzfeld Caribbean Basin Fund Inc. is owned by the company. INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC owns 20.02K shares valued at $44.45K, which translates its holding of 0.13% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	HUNTING HILL GLOBAL CAPITAL, LLC	0.25%	40.4K	89.69K	-3.18K	-7.29%
Dec 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.13%	20.02K	44.45K	4.7K	+30.70%
Dec 31, 2025	ROYAL BANK OF CANADA	0.03%	4.09K	9K	-1.11K	-21.28%
Dec 31, 2025	BULLDOG INVESTORS, LLP	0%	0	-	-17.57K	-100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-18.87K	-100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0%	0	-	-14.85K	-100.00%
Dec 31, 2025	CSS LLC/IL	0%	0	-	-33.65K	-100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	2	0	0
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	10.56K	23.45K	0	0
Dec 31, 2025	UBS GROUP AG	0%	0	-	-2.33K	-100.00%
Dec 31, 2025	CI PRIVATE WEALTH, LLC	0.17%	27.62K	61.32K	4.66K	+20.31%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.25%	39.13K	86.87K	-56.3K	-58.99%
Dec 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	36.57%	5.84M	12.97M	-258.83K	-4.24%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.35%	55.89K	124.05K	17.97K	+47.38%
Dec 31, 2025	VIRTU FINANCIAL LLC	0%	0	-	-19.36K	-100.00%
Dec 31, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0%	0	-	-530	-100.00%
Dec 31, 2025	JANE STREET GROUP, LLC	0%	0	-	-21.61K	-100.00%
Dec 31, 2025	CORECAP ADVISORS, LLC	0%	222	493	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0.02%	2.87K	6.37K	0	0
Dec 31, 2025	MORGAN STANLEY	0.13%	20.64K	45.82K	0	0
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.15%	24.6K	54.61K	24.6K	+100.00%
Dec 31, 2025	CHOREO, LLC	2.61%	417.49K	1.11M	-21.75K	-4.95%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	13.59%	2.17M	4.82M	554.61K	+34.33%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	10.11%	1.62M	3.85M	89.68K	+5.88%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-63.37K	-100.00%
Sep 30, 2025	CORECAP ADVISORS, LLC	0%	222	528	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-186	-100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	1	2	0	0
Sep 30, 2025	UBS GROUP AG	0.01%	2.33K	5.53K	2.33K	+100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0.03%	5.19K	12K	448	+9.44%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	10.56K	25.14K	0	0
Sep 30, 2025	CITADEL ADVISORS LLC	0.09%	14.85K	35.34K	14.85K	+100.00%
Sep 30, 2025	BULLDOG INVESTORS, LLP	0.11%	17.57K	41.82K	17.57K	+100.00%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.12%	18.87K	44.91K	-4.6K	-19.61%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.12%	19.36K	46K	19.36K	+100.00%
Sep 30, 2025	CI PRIVATE WEALTH, LLC	0.14%	22.96K	54.64K	0	0
Sep 30, 2025	CHOREO, LLC	2.75%	439.24K	1.05M	2.18K	+0.50%
Sep 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	38.19%	6.1M	14.52M	-400.76K	-6.16%
Sep 30, 2025	MORGAN STANLEY	0.13%	20.64K	49.12K	-1	0.00%
Sep 30, 2025	JANE STREET GROUP, LLC	0.14%	21.61K	51.42K	21.61K	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.24%	37.92K	90.25K	-49.84K	-56.79%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.6%	95.43K	227.13K	-103.2K	-51.96%
Sep 30, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.1%	15.32K	38.96K	1.32K	+9.45%
Jun 30, 2025		0%	0	-	-3.33K	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	186	470	186	+100.00%
Jun 30, 2025	THOMAS J. HERZFELD ADVISORS, INC.	40.7%	6.5M	16.44M	457.83K	+7.58%
Jun 30, 2025	CHOREO, LLC	2.74%	437.06K	1.11M	-142.12K	-24.54%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1.24%	198.63K	502.22K	-39.64K	-16.64%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	9.55%	1.53M	3.86M	175.91K	+13.03%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.4%	63.37K	160K	-3.63K	-5.41%
Jun 30, 2025	HUNTING HILL GLOBAL CAPITAL, LLC	0.27%	43.58K	110.18K	3.76K	+9.44%
Jun 30, 2025	AVANTAX ADVISORY SERVICES, INC.	0.17%	26.52K	67.05K	1.41K	+5.62%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	23.47K	59.74K	23.47K	+100.00%
Jun 30, 2025	CI PRIVATE WEALTH, LLC	0.14%	22.96K	58.04K	1.22K	+5.62%
Jun 30, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.09%	14K	35.39K	14K	+100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0.02%	2.87K	7.3K	2.87K	+100.00%
Jun 30, 2025	MORGAN STANLEY	0.13%	20.64K	52.18K	1.78K	+9.44%
Jun 30, 2025	ROYAL BANK OF CANADA	0.03%	4.74K	12K	236	+5.24%
Jun 30, 2025	CORECAP ADVISORS, LLC	0%	222	561	11	+5.21%
Jun 30, 2025	XTX TOPCO LTD	0%	0	-	-15.98K	-100.00%
Jun 30, 2025	UBS GROUP AG	0%	0	-	-1.3K	-100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0%	0	-	-11.04K	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	1	2	0	0
Jun 30, 2025	CSS LLC/IL	0.33%	53.4K	135.01K	14.39K	+36.89%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.55%	87.76K	221.51K	13.24K	+17.77%
Jun 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	10.56K	26.71K	10.56K	+100.00%
Jun 30, 2025	BANQUE TRANSATLANTIQUE SA	0%	0	-	-3.33K	-100.00%
Mar 31, 2025	THOMAS J. HERZFELD ADVISORS, INC.	37.83%	6.04M	16.14M	3.55M	+142.00%
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1.49%	238.27K	636.19K	3.36K	+1.43%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.47%	74.52K	198.97K	-16.12K	-17.78%
Mar 31, 2025	XTX TOPCO LTD	0.1%	15.98K	42.03K	15.98K	+100.00%
Mar 31, 2025	JANE STREET GROUP, LLC	0.07%	11.04K	29.49K	11.04K	+100.00%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-1.11K	-100.00%
Mar 31, 2025	CWM, LLC	0%	0	-	-864	-100.00%
Mar 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-14K	-100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0.03%	4.51K	12K	-1.81K	-28.59%
Mar 31, 2025		0.02%	3.33K	8.21K	3.33K	+100.00%
Mar 31, 2025	UBS GROUP AG	0.01%	1.3K	3.48K	165	+14.49%
Mar 31, 2025	CORECAP ADVISORS, LLC	0%	211	563	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	1	2	1	+100.00%
Mar 31, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	0%	0	-	-41.95K	-100.00%
Mar 31, 2025	ARETE WEALTH ADVISORS, LLC	0%	0	-	-23.09K	-100.00%
Mar 31, 2025	MATISSE CAPITAL	0%	0	-	-987.17K	-100.00%
Mar 31, 2025	QUARRY LP	0%	0	-	-117.35K	-100.00%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	8.45%	1.35M	3.6M	1.35M	+100.00%
Mar 31, 2025	CHOREO, LLC	3.63%	579.18K	1.54M	545.04K	+1,596.62%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.42%	67K	179K	6.64K	+10.99%
Mar 31, 2025	HUNTING HILL GLOBAL CAPITAL, LLC	0.25%	39.82K	106.31K	0	0
Mar 31, 2025	CSS LLC/IL	0.24%	39.01K	104.16K	-613.96K	-94.03%
Mar 31, 2025	AVANTAX ADVISORY SERVICES, INC.	0.16%	25.11K	67.04K	-32.52K	-56.43%
Mar 31, 2025	CI PRIVATE WEALTH, LLC	0.14%	21.74K	58.03K	0	0
Mar 31, 2025	MORGAN STANLEY	0.12%	18.86K	50.35K	0	0
Mar 31, 2025	ABSOLUTE INVESTMENT ADVISERS, LLC	0%	0	-	-546.98K	-100.00%
Mar 31, 2025	TWIN FOCUS CAPITAL PARTNERS, LLC	0%	0	-	-59.53K	-100.00%
Mar 31, 2025	BULLDOG INVESTORS, LLP	0%	0	-	-277.15K	-100.00%
Mar 31, 2025	LOGAN STONE CAPITAL, LLC	0%	0	-	-124.19K	-100.00%
Mar 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0%	0	-	-20.29K	-100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	31	81	30	+3,000.00%
Mar 31, 2024	YAKIRA CAPITAL MANAGEMENT, INC.	3.24%	297.47K	770.46K	-134.21K	-31.09%
Mar 31, 2024	CSS LLC/IL	6.95%	638.39K	1.65M	117.33K	+22.52%
Mar 31, 2024	MATISSE CAPITAL	9.06%	832.79K	2.15M	-66.7K	-7.42%
Mar 31, 2024	THOMAS J. HERZFELD ADVISORS, INC.	27.64%	2.54M	6.58M	-157.42K	-5.83%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0%	0	-	-18.77K	-100.00%
Mar 31, 2024	CARMICHAEL HILL & ASSOCIATES, INC.	0%	0	-	-1.91K	-100.00%
Mar 31, 2024	CABLE CAR CAPITAL LLC	0%	0	-	-226.46K	-100.00%
Mar 31, 2024	VIRTU FINANCIAL LLC	0%	0	-	-11.52K	-100.00%
Mar 31, 2024	LEVIN CAPITAL STRATEGIES, L.P.	0%	0	-	-50K	-100.00%
Mar 31, 2024	CLOUGH CAPITAL PARTNERS L P	0%	0	-	-190K	-100.00%
Mar 31, 2024	UBS GROUP AG	0%	5	13	5	+100.00%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	43	111	-795	-94.87%
Mar 31, 2024	CWM, LLC	0.01%	796	2K	-903	-53.15%
Mar 31, 2024	ROYAL BANK OF CANADA	0.12%	10.67K	27K	1.23K	+12.99%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.2%	18.51K	47.93K	-5.23K	-22.04%
Mar 31, 2024	BULLDOG INVESTORS, LLP	0.21%	19.61K	50.8K	19.61K	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.36%	32.76K	84.84K	28.01K	+590.08%
Mar 31, 2024	HUNTING HILL GLOBAL CAPITAL, LLC	0.42%	38.34K	99.31K	-44.43K	-53.67%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.53%	48.56K	126K	-5.37K	-9.96%
Mar 31, 2024	TWIN FOCUS CAPITAL PARTNERS, LLC	0.64%	58.94K	152.65K	-6.76K	-10.29%
Mar 31, 2024	LINCOLN NATIONAL CORP	0.89%	81.9K	212.13K	-4K	-4.66%
Mar 31, 2024	COWEN AND COMPANY, LLC	1.01%	93.27K	241.56K	93.27K	+100.00%
Mar 31, 2024	QUARRY LP	1.09%	100.11K	259.29K	100.11K	+100.00%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	1.51%	138.47K	358.62K	-746.96K	-84.36%
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	1.66%	152.83K	395.84K	-78.03K	-33.80%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	2.06%	188.91K	489.27K	-39.1K	-17.15%
Dec 31, 2023	MATISSE CAPITAL	14.61%	899.49K	2.5M	709.75K	+374.05%
Dec 31, 2023	UBS GROUP AG	0%	0	-	-55	-100.00%
Dec 31, 2023	ALPINE GLOBAL MANAGEMENT, LLC	0%	0	-	-75K	-100.00%
Dec 31, 2023	BOOTHBAY FUND MANAGEMENT, LLC	0%	0	-	-75K	-100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-106.88K	-100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	1	3	-5.02K	-99.98%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.01%	838	2.33K	-6	-0.71%
Dec 31, 2023	CWM, LLC	0.03%	1.7K	5K	932	+121.51%
Dec 31, 2023	CARMICHAEL HILL & ASSOCIATES, INC.	0.03%	1.91K	5.31K	1.91K	+100.00%
Dec 31, 2023	MORGAN STANLEY	0.08%	4.75K	13.2K	-1	-0.02%
Dec 31, 2023	ROYAL BANK OF CANADA	0.15%	9.45K	26K	3.57K	+60.77%
Dec 31, 2023	THOMAS J. HERZFELD ADVISORS, INC.	43.82%	2.7M	7.5M	2.21M	+456.92%
Dec 31, 2023	VIRTU FINANCIAL LLC	0.19%	11.52K	32K	11.52K	+100.00%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.3%	18.77K	6.75M	18.77K	+100.00%
Dec 31, 2023	LEVIN CAPITAL STRATEGIES, L.P.	0.81%	50K	139K	50K	+100.00%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.88%	53.94K	150K	29.32K	+119.09%
Dec 31, 2023	TWIN FOCUS CAPITAL PARTNERS, LLC	1.07%	65.7K	182.64K	52.44K	+395.64%
Dec 31, 2023	HUNTING HILL GLOBAL CAPITAL, LLC	1.34%	82.77K	230.1K	82.77K	+100.00%
Dec 31, 2023	LINCOLN NATIONAL CORP	1.4%	85.9K	238.81K	41.79K	+94.72%
Dec 31, 2023	CLOUGH CAPITAL PARTNERS L P	3.09%	190K	528.2K	127.97K	+206.28%
Dec 31, 2023		3.68%	226.46K	629.56K	226.46K	+100.00%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	3.7%	228.01K	633.86K	210.28K	+1,185.78%
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	3.75%	230.87K	641.81K	190.85K	+476.92%
Dec 31, 2023	YAKIRA CAPITAL MANAGEMENT, INC.	7.01%	431.69K	1.2M	431.69K	+100.00%
Dec 31, 2023	CSS LLC/IL	8.46%	521.06K	1.45M	488.62K	+1,506.19%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	14.38%	885.43K	2.46M	782.83K	+763.03%

Insiders

Among the CUBA insiders holding of 52.98% of the stake in company, HERZFELD THOMAS J, Chairman of the Advisor, holds the largest shares of 1.57M. HERZFELD ERIK MERVIN, President, is the second largest CUBA insider with ownership of 584.93K shares. GOLDSTEIN PHILLIP, 10 percent owner, stands third with possession of 203.93K shares of that stake.

Insiders	Designation	Shares Held
HERZFELD THOMAS J	Chairman of the Advisor	1.57M
HERZFELD ERIK MERVIN	President	584.93K
GOLDSTEIN PHILLIP	10 percent owner	203.93K
HERZFELD BRIGITTA SUZANNE	director	124.76K
PAYLOR RYAN M	Portfolio Manager	46.14K
LIEFF ANN S	director	11.73K
GONDOR CECILIA L		10.71K
GELETY JOHN A	director	9.43K
TATUM KAY W	director	1K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Apr 07, 2025	HERZFELD THOMAS J	PURCHASE	2.40	1.71K	4.09K	1.57M
Apr 01, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.65	1.29K	3.43K	124.76K
Apr 01, 2025	HERZFELD THOMAS J	PURCHASE	2.65	781	2.07K	1.57M
Mar 31, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.59	607	1.57K	123.46K
Mar 31, 2025	HERZFELD THOMAS J	PURCHASE	2.59	470	1.22K	1.57M
Mar 28, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.61	322	840.42	122.86K
Mar 28, 2025	HERZFELD THOMAS J	PURCHASE	2.61	394	1.03K	1.57M
Mar 25, 2025	HERZFELD THOMAS J	PURCHASE	2.70	2.15K	5.8K	1.57M
Mar 25, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.70	1.69K	4.56K	122.53K
Mar 24, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.69	815	2.19K	120.84K
Mar 24, 2025	PAYLOR RYAN M	PURCHASE	2.69	20K	53.79K	46.14K
Mar 24, 2025	HERZFELD THOMAS J	PURCHASE	2.70	1.67K	4.51K	1.57M
Mar 14, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.64	1.43K	3.78K	120.03K
Mar 14, 2025	HERZFELD THOMAS J	PURCHASE	2.64	987	2.61K	1.57M
Mar 13, 2025	HERZFELD THOMAS J	PURCHASE	2.61	1.25K	3.27K	1.57M
Mar 13, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.61	336	876.96	118.6K
Mar 12, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.65	2.46K	6.52K	118.26K
Mar 12, 2025	HERZFELD THOMAS J	PURCHASE	2.65	7.3K	19.32K	1.56M
Mar 11, 2025	HERZFELD THOMAS J	PURCHASE	2.59	877	2.27K	1.56M
Mar 11, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.60	123	319.36	115.8K
Mar 10, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.57	2.24K	5.76K	115.68K
Mar 10, 2025	HERZFELD THOMAS J	PURCHASE	2.57	1.63K	4.18K	1.56M
Mar 07, 2025	HERZFELD ERIK MERVIN	PURCHASE	2.60	96K	249.6K	584.93K
Mar 07, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.59	385	997.19	113.43K
Mar 07, 2025	HERZFELD THOMAS J	PURCHASE	2.59	1.07K	2.76K	1.55M
Mar 06, 2025	PAYLOR RYAN M	PURCHASE	2.58	139	359.23	26.14K
Mar 06, 2025	HERZFELD ERIK MERVIN	PURCHASE	2.59	77.98K	202.21K	488.93K
Mar 06, 2025	HERZFELD THOMAS J	PURCHASE	2.59	3.56K	9.23K	1.55M
Mar 06, 2025	GELETY JOHN A	PURCHASE	2.58	1.5K	3.87K	9.43K
Mar 06, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	25.84	1.72K	44.48K	113.05K
Mar 05, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.54	11.38K	28.91K	111.33K
Mar 05, 2025	HERZFELD THOMAS J	PURCHASE	2.56	10.77K	27.54K	1.55M
Mar 05, 2025	PAYLOR RYAN M	PURCHASE	2.54	379	963.23	26.01K
Mar 05, 2025	GELETY JOHN A	PURCHASE	2.50	1.5K	3.75K	7.93K
Mar 04, 2025	HERZFELD THOMAS J	PURCHASE	2.47	16.42K	40.61K	1.54M
Mar 04, 2025	HERZFELD BRIGITTA SUZANNE	PURCHASE	2.47	13.76K	34.05K	99.95K
Nov 14, 2022	HERZFELD ERIK MERVIN	SALE	4.98	33.37K	166.23K	200.74K
Nov 14, 2022	HERZFELD THOMAS J	SALE	4.98	71.98K	358.64K	536.49K
Nov 14, 2022	PAYLOR RYAN M	SALE	4.98	615	3.06K	3.7K
Jun 17, 2022	GONDOR CECILIA L	PURCHASE	3.85	1K	3.85K	10.71K
Nov 12, 2021	HERZFELD THOMAS J	SALE	6.98	50.41K	351.88K	511.92K
Nov 12, 2021	PAYLOR RYAN M	SALE	6.98	543	3.79K	3.52K
Nov 12, 2021	HERZFELD ERIK MERVIN	SALE	6.98	30.47K	212.73K	197.54K
Jul 08, 2021	PAYLOR RYAN M	PURCHASE	6.14	1.97K	12.1K	3.88K
Mar 10, 2021	HERZFELD THOMAS J	SALE	6.80	45.77K	311.04K	534.32K
Mar 10, 2021	HERZFELD ERIK MERVIN	SALE	6.80	3.77K	25.59K	217.85K
Mar 10, 2021	PAYLOR RYAN M	SALE	6.80	266	1.81K	1.87K
Apr 17, 2020	GOLDSTEIN PHILLIP	SALE	3.55	1.59K	5.64K	203.93K
Apr 09, 2020	GOLDSTEIN PHILLIP	SALE	3.65	5.18K	18.89K	205.52K
Apr 08, 2020	GOLDSTEIN PHILLIP	SALE	3.50	5K	17.5K	210.7K
Apr 07, 2020	GOLDSTEIN PHILLIP	SALE	3.36	25K	83.96K	215.7K
Apr 06, 2020	GOLDSTEIN PHILLIP	SALE	3.14	18.71K	58.69K	240.7K
Apr 01, 2020	GOLDSTEIN PHILLIP	SALE	3.44	11.7K	40.25K	259.41K
Mar 31, 2020	GOLDSTEIN PHILLIP	PURCHASE	3.55	5.37K	19.05K	271.11K
Mar 30, 2020	GOLDSTEIN PHILLIP	SALE	3.50	2.32K	8.11K	276.48K
Mar 27, 2020	GOLDSTEIN PHILLIP	SALE	3.46	410	1.42K	278.79K
Mar 26, 2020	GOLDSTEIN PHILLIP	SALE	3.56	12.65K	44.99K	279.2K
Mar 25, 2020	GOLDSTEIN PHILLIP	SALE	3.32	30K	99.51K	291.85K
Mar 24, 2020	GOLDSTEIN PHILLIP	SALE	3.01	35K	105.35K	321.85K
Mar 23, 2020	HERZFELD THOMAS J	PURCHASE	2.58	4.15K	10.7K	550.61K
Mar 20, 2020	GOLDSTEIN PHILLIP	SALE	3.00	5K	15K	356.85K
Mar 19, 2020	GONDOR CECILIA L	PURCHASE	2.75	3K	8.25K	8.83K
Mar 19, 2020	GOLDSTEIN PHILLIP	SALE	2.82	5K	14.1K	361.85K
Mar 18, 2020	GOLDSTEIN PHILLIP	SALE	3.25	608	1.98K	391.85K
Mar 17, 2020	GOLDSTEIN PHILLIP	SALE	3.63	3.63K	13.18K	392.46K
Mar 16, 2020	HERZFELD THOMAS J	PURCHASE	3.95	12.66K	50K	546.46K
Mar 13, 2020	HERZFELD ERIK MERVIN	PURCHASE	4.08	4K	16.32K	221.62K
Mar 13, 2020	HERZFELD THOMAS J	PURCHASE	4.08	14K	57.13K	533.8K
Mar 12, 2020	HERZFELD ERIK MERVIN	PURCHASE	4.05	6.21K	25.12K	217.62K
Mar 11, 2020	HERZFELD ERIK MERVIN	PURCHASE	4.63	20K	92.6K	211.41K
Jun 07, 2019	GONDOR CECILIA L	PURCHASE	6.19	1K	6.19K	5.83K
Jun 06, 2019	GONDOR CECILIA L	PURCHASE	6.18	25	154.5	4.83K
Jan 03, 2019	HERZFELD THOMAS J	PURCHASE	4.99	10.4K	51.9K	508.52K
Jan 02, 2019	HERZFELD THOMAS J	PURCHASE	4.97	5.6K	27.83K	498.12K
Oct 24, 2018	HERZFELD ERIK MERVIN	PURCHASE	5.78	30K	173.39K	184.04K
Oct 23, 2018	HERZFELD ERIK MERVIN	PURCHASE	5.84	3.5K	20.44K	154.04K
Oct 23, 2018	HERZFELD THOMAS J	PURCHASE	5.84	20K	116.79K	483.26K
Jun 25, 2018	HERZFELD THOMAS J	PURCHASE	6.69	10K	66.9K	463.26K
Apr 23, 2018	HERZFELD THOMAS J	PURCHASE	7.09	5K	35.43K	453.26K
Apr 04, 2018	HERZFELD THOMAS J	PURCHASE	6.99	5K	34.95K	448.26K
Apr 04, 2018	HERZFELD ERIK MERVIN	PURCHASE	6.99	5K	34.95K	150.43K
Mar 22, 2018	HERZFELD THOMAS J	PURCHASE	7.09	5K	35.45K	443.26K
Mar 21, 2018	HERZFELD THOMAS J	PURCHASE	7.18	2.51K	17.99K	438.26K
Mar 19, 2018	HERZFELD THOMAS J	PURCHASE	7.12	11.1K	79.03K	435.75K
Feb 28, 2018	HERZFELD THOMAS J	PURCHASE	7.28	80	582.4	424.65K
Jan 18, 2018	HERZFELD THOMAS J	PURCHASE	7.41	10K	74.08K	424.57K
Jan 16, 2018	HERZFELD THOMAS J	PURCHASE	7.37	420	3.1K	414.57K
Jan 11, 2018	HERZFELD THOMAS J	PURCHASE	7.20	7.8K	56.16K	412.19K
Jan 10, 2018	HERZFELD THOMAS J	PURCHASE	7.21	1.7K	12.26K	404.39K
Jan 09, 2018	HERZFELD THOMAS J	PURCHASE	7.23	4K	28.93K	402.69K
Jan 08, 2018	HERZFELD THOMAS J	PURCHASE	7.25	9.8K	71.06K	398.69K
Jan 05, 2018	HERZFELD THOMAS J	PURCHASE	7.21	100	721	388.89K
Jan 03, 2018	HERZFELD THOMAS J	PURCHASE	7.21	1.2K	8.65K	388.79K
Jan 02, 2018	HERZFELD THOMAS J	PURCHASE	7.13	4.1K	29.22K	387.59K
Dec 29, 2017	HERZFELD THOMAS J	PURCHASE	7.15	13.99K	99.97K	383.49K
Dec 21, 2017	HERZFELD ERIK MERVIN	PURCHASE	7.10	10K	70.99K	145.54K
Dec 08, 2017	HERZFELD ERIK MERVIN	PURCHASE	7.03	1.1K	7.73K	135.54K
Dec 06, 2017	HERZFELD ERIK MERVIN	PURCHASE	6.98	20K	139.6K	134.44K
Nov 29, 2017	HERZFELD THOMAS J	PURCHASE	7.05	9.5K	67.01K	369.5K
Nov 28, 2017	HERZFELD THOMAS J	PURCHASE	7.02	6.51K	45.7K	360K
Nov 27, 2017	HERZFELD THOMAS J	PURCHASE	6.96	610	4.25K	353.49K
Oct 02, 2017	GONDOR CECILIA L	PURCHASE	7.23	1K	7.23K	4.8K
May 24, 2017	HERZFELD THOMAS J	PURCHASE	6.99	3K	20.97K	352.88K
May 19, 2017	HERZFELD THOMAS J	PURCHASE	6.97	399	2.78K	349.88K
May 17, 2017	HERZFELD THOMAS J	PURCHASE	7.10	1.67K	11.86K	349.48K
May 16, 2017	HERZFELD THOMAS J	PURCHASE	7.13	2K	14.27K	347.81K
Apr 17, 2017	HERZFELD THOMAS J	PURCHASE	6.90	3.04K	20.95K	345.81K
Apr 07, 2017	HERZFELD THOMAS J	PURCHASE	6.97	70	487.96	342.77K
Apr 06, 2017	HERZFELD ERIK MERVIN	PURCHASE	6.92	15K	103.87K	114.44K
Mar 30, 2017	HERZFELD THOMAS J	PURCHASE	7.00	60	419.72	342.7K
Mar 29, 2017	HERZFELD THOMAS J	PURCHASE	6.96	50	348.14	342.64K
Mar 28, 2017	HERZFELD THOMAS J	PURCHASE	6.88	50	343.83	342.59K
Mar 23, 2017	HERZFELD THOMAS J	PURCHASE	6.92	120	830.86	342.54K
Mar 22, 2017	HERZFELD THOMAS J	PURCHASE	6.89	7	48.23	342.42K
Mar 21, 2017	HERZFELD THOMAS J	PURCHASE	6.93	120	831.6	342.42K
Mar 16, 2017	HERZFELD THOMAS J	PURCHASE	6.95	40	277.98	342.3K
Mar 15, 2017	HERZFELD THOMAS J	PURCHASE	6.88	60	412.92	342.25K
Jan 18, 2017	HERZFELD ERIK MERVIN	PURCHASE	6.48	1.22K	7.89K	99.44K
Jan 17, 2017	HERZFELD THOMAS J	PURCHASE	6.47	2.5K	16.18K	337.61K
Jan 17, 2017	HERZFELD ERIK MERVIN	PURCHASE	6.49	7.04K	45.65K	98.22K
Jan 13, 2017	HERZFELD THOMAS J	PURCHASE	6.49	2.33K	15.1K	335.11K
Jan 12, 2017	HERZFELD THOMAS J	PURCHASE	6.49	400	2.6K	332.78K
Dec 23, 2016	HERZFELD THOMAS J	PURCHASE	6.76	160	1.08K	332.38K
Dec 22, 2016	HERZFELD THOMAS J	PURCHASE	6.81	310	2.11K	332.22K
Dec 20, 2016	HERZFELD THOMAS J	PURCHASE	6.73	100	672.83	331.91K
Dec 23, 2014	HERZFELD THOMAS J	SALE	13.38	4.3K	57.45K	320.43K
Dec 23, 2014	TATUM KAY W	SALE	13.02	412	5.36K	1K
Dec 23, 2014	HERZFELD ERIK MERVIN	SALE	13.38	78.48K	1.05M	84.78K
Dec 23, 2014	LIEFF ANN S	SALE	13.26	3.42K	45.32K	11.73K
Dec 19, 2014	HERZFELD THOMAS J	SALE	11.52	100K	1.15M	424.72K

Frequently Asked Questions