How many institutions own COHN stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own COHN shares is 13, representing 3.36% of the company's common stock.

Who are the major shareholders selling Cohen & Company Inc. stock?

BANK OF AMERICA CORP /DE/, in the last quarter, reduced its stake in COHN by -6.45% restricting it's holding to 29 shares of worth nearly $325.00. RAYMOND JAMES FINANCIAL INC also lessened -100% of the COHN shares from its portfolio, reducing its holding to 0 shares of worth -. TOWER RESEARCH CAPITAL LLC (TRC) also shunned COHN shares holding by -49.3% last quarter which brought its holding to 288 shares worth $2.86K.

Investors who are buying COHN stock?

As per its latest 13F filing, WELLS FARGO & COMPANY/MN increased its stake in COHN by 250.25% in the last quarter. The institutional holder raised its holding to 1.4 thousand shares having worth more than $15.70K. UBS GROUP AG also added 32.62% more shares of COHN to its portfolio, raising its holding to 3.33 thousand shares of worth $37.32K. VANGUARD GROUP INC also increased its COHN shares holding by 100% which brought its holding to 14.19 thousand shares worth $158.99K.

COHN's major insiders: who are they?

The insider with the most stakes in COHN is HUNTER GLOBAL ASSOCIATES LLC , 10 percent owner at the company. Additionally, COHN stock is highly held by President & CEO MCENTEE JAMES and director Donovan Joseph M among others.

Did an insider recently sell COHN stock?

Company executives, directors, and other insiders own 33.87% percent of Cohen & Company Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which COHN insiders have sold stock, totaling 0 shares. Insiders that have sold shares include POOLER JOSEPH W. JR., LISTMAN DOUGLAS, and DAWSON G STEVEN.

Which insider recently purchased COHN stock?

There have been 0 transaction(s) during the past 6-months in which Cohen & Company Inc. insiders have bought stock, totalling 0 shares

How much of COHN does insiders own?

Around 0 Cohen & Company Inc. shares are held by insiders, which represents about 33.87% of COHN stock.

Who is the insider with the largest stake?

COHN 10 percent owner, HUNTER GLOBAL ASSOCIATES LLC holds the largest portfolio of the company's shares. COHN shares owned by HUNTER total nearly 1.04 million.

Which institution holds the most shares in COHN?

WELLS FARGO & COMPANY/MN is the largest institutional owner in COHN which holds 1.4 thousand shares worth $15.70K or 0.08% of the total COHN shares outstanding followed by MORGAN STANLEY with ownership of 1 shares representing 0% of the COHN ownership. UBS GROUP AG is the third largest stakeholder with 3.33 thousand shares or 0.19% of the ownership worth more than $37.32K.

Is Cohen & Company Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the COHN is concerned, it is a stock which is not optionable.

Is there a short position on COHN's shares?

Number of COHN shares short is 14.10K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding COHN shares are there?

As of today, 2.04M shares of COHN are outstanding.

Is there many float in COHN stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, COHN has 991.12K shares in float.

COHN short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for COHN is 1.62.

Cohen & (COHN) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares0.69

Short Percent Of Float0.99

Shares Outstanding2.04M

Shares Float991.12K

Shares Short14.10K

Short Ratio1.62

0.99%

Short % of Float

0.69%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

33.87% Percentage of Shares held by All Insiders

3.36% Percentage of Shares held by All Institutions

5.08% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 3.36% of COHN shares are held by financial institutions. WELLS FARGO & COMPANY/MN is the top corporate investor, holding 1.4K shares valued at $15.70K. A 0.08% stake in Cohen & Company Inc. is owned by the company. MORGAN STANLEY owns 1 shares valued at $15.00, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	1.4K	15.7K	1K	+250.25%
Sep 30, 2025	MORGAN STANLEY	0%	1	15	0	0
Sep 30, 2025	UBS GROUP AG	0.19%	3.33K	37.32K	819	+32.62%
Sep 30, 2025	VANGUARD GROUP INC	0.82%	14.19K	158.99K	14.19K	+100.00%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	3	34	0	0
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	412	4.62K	124	+43.06%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.91%	15.8K	177.08K	200	+1.28%
Sep 30, 2025	BLACKROCK, INC.	1.42%	24.68K	276.57K	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	29	325	-2	-6.45%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-11	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.02%	400	3.97K	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	3	30	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	11	109	11	+100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	288	2.86K	-280	-49.30%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.9%	15.6K	154.91K	-2.73K	-14.90%
Jun 30, 2025	BLACKROCK, INC.	1.42%	24.68K	245.04K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-50	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	1	13K	-207	-99.52%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	31	308	24	+342.86%
Jun 30, 2025	UBS GROUP AG	0.14%	2.51K	24.93K	-1.26K	-33.36%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.02%	400	3.27K	0	0
Mar 31, 2025	CITIGROUP INC	0%	0	-	-83	-100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0%	0	-	-10.76K	-100.00%
Mar 31, 2025	BLACKROCK, INC.	1.45%	24.68K	201.86K	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	1.08%	18.33K	149.95K	-369	-1.97%
Mar 31, 2025	UBS GROUP AG	0.22%	3.77K	30.82K	-2.94K	-43.81%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.03%	568	4.65K	-229	-28.73%
Mar 31, 2025	MORGAN STANLEY	0.01%	208	1.71K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	50	409	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	7	57	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	3	25	0	0
Mar 31, 2025	FMR LLC	0%	0	-	-1	-100.00%
Mar 31, 2024	BLACKROCK INC.	1.91%	28.96K	206.79K	-52	-0.18%
Mar 31, 2024	IMPACT PARTNERSHIP WEALTH, LLC	0%	0	-	-259	-100.00%
Mar 31, 2024	HIGHMARK WEALTH MANAGEMENT LLC	0%	0	-	-135	-100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	5	37	-1	-16.67%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	20	143	20	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.01%	207	1.48K	0	0
Mar 31, 2024	UBS GROUP AG	0.03%	453	3.23K	143	+46.13%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	603	4.31K	-486	-44.63%
Mar 31, 2024	ROYAL BANK OF CANADA	0.89%	13.39K	96K	6.29K	+88.65%
Mar 31, 2024	LPL FINANCIAL LLC	0.97%	14.61K	104.33K	14.61K	+100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	0.47%	7.1K	47K	3	+0.04%
Dec 31, 2023	CITADEL ADVISORS LLC	0%	0	-	-16.95K	-100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	6	40	0	0
Dec 31, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	135	895	5	+3.85%
Dec 31, 2023	MORGAN STANLEY	0.01%	207	1.38K	0	0
Dec 31, 2023		0.02%	259	1.72K	259	+100.00%
Dec 31, 2023	UBS GROUP AG	0.02%	310	2.06K	310	+100.00%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.07%	1.09K	7.24K	-224	-17.06%
Dec 31, 2023	BLACKROCK INC.	1.91%	29.01K	192.94K	-26	-0.09%

Insiders

Among the COHN insiders holding of 33.87% of the stake in company, HUNTER GLOBAL ASSOCIATES LLC, 10 percent owner, holds the largest shares of 1.04M. MCENTEE JAMES, President & CEO, is the second largest COHN insider with ownership of 366.14K shares. DONOVAN JOSEPH M, director, stands third with possession of 126.81K shares of that stake.

Insiders	Designation	Shares Held
HUNTER GLOBAL ASSOCIATES LLC	10 percent owner	1.04M
MCENTEE JAMES	President & CEO	366.14K
DONOVAN JOSEPH M	director	126.81K
BRAFMAN LESTER RAYMOND	Chief Executive Officer	111.09K
WOLCOTT CHARLES W	director	80.85K
PATEL SHAMI	COO and CIO	78.79K
RICCIARDI CHRISTOPHER	10 percent owner	76.24K
RICCIARDI STEPHANIE	10 percent owner	75K
BEACH WALTER T	director	68.32K
POOLER JOSEPH W. JR.	EVP, CFO and Treasurer	58.79K
COHEN DANIEL G	Chairman and CE Europe	54.02K
HARABURDA JACK	director	51.44K
COSTELLO THOMAS	director	32.6K
DAWSON G STEVEN	director	26.72K
ULLOM LANCE	director	19.7K
BENNETT RODNEY E	director	17.5K
LISTMAN DOUGLAS	Chief Accounting Officer	8.33K
PANNELL MICHAEL L	CFO	6K
MURRAY GEORGE A	director	3K
LONGINO JOHN	CFO & Treasurer	2.3K
JONES HUGH H JR	director	2K
CHAYETTE MARC	director	1.5K
BETROS JEFFREY S	EVP - Marketing & Secretary	500
DIMAIO JACK	director	0
MEAD PARK CAPITAL PARTNERS LLC	10 percent owner	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 07, 2024	POOLER JOSEPH W. JR.	SALE	11.64	10K	116.4K	58.79K
Mar 14, 2023	LISTMAN DOUGLAS	SALE	8.76	2.33K	20.44K	8.33K
Nov 28, 2022	DAWSON G STEVEN	SALE	8.54	254	2.17K	26.72K
Mar 14, 2022	LISTMAN DOUGLAS	SALE	16.38	1.38K	22.58K	7.5K
May 24, 2021	POOLER JOSEPH W. JR.	SALE	24.63	2.25K	55.37K	37.5K
May 21, 2021	POOLER JOSEPH W. JR.	SALE	25.73	10K	257.3K	47.5K
May 21, 2021	LISTMAN DOUGLAS	SALE	25.56	1.31K	33.41K	5K
Dec 04, 2020	COHEN DANIEL G	PURCHASE	16.64	10K	166.4K	54.02K
Aug 14, 2020	COHEN DANIEL G	PURCHASE	19.62	2.5K	49.05K	78.74K
Aug 13, 2020	DAWSON G STEVEN	SALE	20.15	278	5.6K	24.97K
Aug 13, 2020	BRAFMAN LESTER RAYMOND	PURCHASE	20.01	1K	20.01K	111.09K
Nov 07, 2019	POOLER JOSEPH W. JR.	SALE	4.50	1K	4.5K	39.08K
Oct 02, 2019	COHEN DANIEL G	PURCHASE	0.01	76.24K	762.4	76.24K
Jan 04, 2018	RICCIARDI STEPHANIE	PURCHASE	15.00	20K	300K	75K
Jan 04, 2018	RICCIARDI CHRISTOPHER	PURCHASE	15.00	20K	300K	76.24K
Dec 19, 2017	COHEN DANIEL G	SALE	8.00	15.88K	127.05K	23.92K
Nov 06, 2015	RICCIARDI CHRISTOPHER	PURCHASE	2.00	31.2K	62.4K	262.4K
Nov 05, 2015	RICCIARDI CHRISTOPHER	PURCHASE	2.00	82K	164K	94.4K
Aug 28, 2015	DIMAIO JACK	SALE	3.00	0	-	0
Aug 28, 2015	MEAD PARK CAPITAL PARTNERS LLC	SALE	3.00	0	-	0
May 15, 2013	DONOVAN JOSEPH M	PURCHASE	2.16	9.8K	21.17K	126.81K
May 14, 2013	DONOVAN JOSEPH M	PURCHASE	2.21	40.2K	88.84K	117.01K
Dec 01, 2011	BEACH WALTER T	PURCHASE	1.45	800	1.16K	68.32K
Nov 29, 2011	BEACH WALTER T	PURCHASE	1.47	1.65K	2.43K	67.52K
Nov 25, 2011	BEACH WALTER T	PURCHASE	1.60	2.5K	4K	65.86K
Nov 14, 2011	BEACH WALTER T	PURCHASE	1.65	5K	8.25K	63.36K
Aug 24, 2011	ULLOM LANCE	PURCHASE	2.10	1K	2.1K	19.7K
Aug 22, 2011	ULLOM LANCE	PURCHASE	2.10	400	840	18.7K
Aug 22, 2011	BEACH WALTER T	PURCHASE	2.15	10K	21.5K	58.36K
Aug 19, 2011	ULLOM LANCE	PURCHASE	2.09	300	627	18.3K
Aug 19, 2011	BEACH WALTER T	PURCHASE	2.15	100	215	48.36K
Aug 18, 2011	BEACH WALTER T	PURCHASE	2.06	7.7K	15.87K	48.26K
Aug 12, 2011	BEACH WALTER T	PURCHASE	1.92	856	1.65K	40.56K
Aug 11, 2011	BEACH WALTER T	PURCHASE	1.93	19.54K	37.64K	39.71K
May 18, 2011	DAWSON G STEVEN	PURCHASE	3.85	5K	19.24K	27.66K
May 16, 2011	DAWSON G STEVEN	PURCHASE	4.00	5K	20K	22.66K
Mar 09, 2010	ULLOM LANCE	PURCHASE	6.38	10K	63.8K	18K
Jun 08, 2009	DAWSON G STEVEN	PURCHASE	0.70	12.4K	8.68K	93.55K
Jun 05, 2009	COHEN DANIEL G	PURCHASE	0.70	2.7M	1.89M	3.59M
Jun 05, 2009	WOLCOTT CHARLES W	PURCHASE	0.70	20K	14K	80.85K
Jun 04, 2009	ULLOM LANCE	PURCHASE	0.62	80K	49.58K	80K
Aug 07, 2008	LONGINO JOHN	PURCHASE	1.22	1.3K	1.59K	2.3K
Apr 11, 2008	HARABURDA JACK	PURCHASE	2.86	837	2.39K	51.44K
Jan 11, 2008	HARABURDA JACK	PURCHASE	3.12	874	2.72K	50.61K
Nov 27, 2007	WOLCOTT CHARLES W	PURCHASE	3.14	10K	31.4K	40K
Nov 15, 2007	WOLCOTT CHARLES W	PURCHASE	3.60	1.5K	5.4K	30K
Nov 14, 2007	BENNETT RODNEY E	PURCHASE	4.02	2.5K	10.05K	17.5K
Nov 12, 2007	WOLCOTT CHARLES W	PURCHASE	3.60	2K	7.2K	28.5K
Oct 02, 2007	HARABURDA JACK	PURCHASE	5.13	502	2.57K	49.73K
Sep 04, 2007	BENNETT RODNEY E	PURCHASE	5.42	1.5K	8.13K	15K
Aug 31, 2007	DAWSON G STEVEN	PURCHASE	5.42	14.2K	76.96K	48K
Aug 22, 2007	ULLOM LANCE	PURCHASE	5.44	4.9K	26.66K	25.7K
Aug 21, 2007	ULLOM LANCE	PURCHASE	5.03	700	3.52K	20.8K
Aug 16, 2007	DAWSON G STEVEN	PURCHASE	4.75	10K	47.5K	33.8K
Aug 16, 2007	HARABURDA JACK	PURCHASE	4.50	4K	18K	28.24K
Aug 15, 2007	DAWSON G STEVEN	PURCHASE	4.75	500	2.38K	23.8K
Aug 14, 2007	BENNETT RODNEY E	PURCHASE	5.05	2K	10.1K	13.5K
Aug 13, 2007	DAWSON G STEVEN	PURCHASE	5.05	23.3K	117.67K	23.3K
Aug 13, 2007	WOLCOTT CHARLES W	PURCHASE	5.27	7K	36.89K	26.5K
Aug 13, 2007	COHEN DANIEL G	PURCHASE	5.01	50K	250.5K	1M
Aug 10, 2007	LONGINO JOHN	PURCHASE	5.02	100	502	163.81K
Aug 09, 2007	COSTELLO THOMAS	PURCHASE	4.95	7.5K	37.13K	32.6K
Aug 09, 2007	LONGINO JOHN	PURCHASE	4.95	7.5K	37.13K	162.81K
Jun 26, 2007	HARABURDA JACK	PURCHASE	8.74	146	1.28K	49.23K
May 16, 2007	COHEN DANIEL G	PURCHASE	9.28	100K	928K	671.32K
May 15, 2007	WOLCOTT CHARLES W	PURCHASE	9.51	2K	19.02K	12K
May 11, 2007	MCENTEE JAMES	PURCHASE	9.44	50K	471.86K	366.14K
Nov 27, 2006	PATEL SHAMI	PURCHASE	150003.00	16.67K	2.5B	78.79K
Nov 27, 2006	WOLCOTT CHARLES W	PURCHASE	90000.00	10K	900M	15K
Nov 27, 2006	CHAYETTE MARC	PURCHASE	13500.00	1.5K	20.25M	1.5K
Nov 27, 2006	BENNETT RODNEY E	PURCHASE	18000.00	2K	36M	4K
Nov 27, 2006	HARABURDA JACK	PURCHASE	36000.00	4K	144M	16.6K
Nov 27, 2006	DAWSON G STEVEN	PURCHASE	450000.00	50K	22.5B	52K
Nov 27, 2006	COSTELLO THOMAS	PURCHASE	45000.00	5K	225M	17.6K
Nov 27, 2006	COHEN DANIEL G	PURCHASE	999999.00	111.11K	111.11B	325.12K
Nov 27, 2006	MCENTEE JAMES	PURCHASE	499995.00	55.56K	27.78B	136.44K
Nov 27, 2006	LONGINO JOHN	PURCHASE	49995.00	5.56K	277.72M	48.01K
Mar 23, 2006	HUNTER GLOBAL ASSOCIATES LLC	SALE	8.65	461K	3.99M	1.04M
Nov 15, 2004	PANNELL MICHAEL L	PURCHASE	10.71	5K	53.55K	6K
Jun 14, 2004	BENNETT RODNEY E	PURCHASE	0.00	0	-	0
Jun 10, 2004	BETROS JEFFREY S	PURCHASE	10.48	500	5.24K	500
Mar 26, 2004	MURRAY GEORGE A	PURCHASE	12.99	1K	12.99K	3K
Mar 24, 2004	JONES HUGH H JR	PURCHASE	12.84	2K	25.68K	2K

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares0.69

Short Percent Of Float0.99

Shares Outstanding2.04M

Shares Float991.12K

Shares Short14.10K

Short Ratio1.62

0.99%

Short % of Float

0.69%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

33.87% Percentage of Shares held by All Insiders

3.36% Percentage of Shares held by All Institutions

5.08% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	1.4K	15.7K	1K	+250.25%
Sep 30, 2025	MORGAN STANLEY	0%	1	15	0	0
Sep 30, 2025	UBS GROUP AG	0.19%	3.33K	37.32K	819	+32.62%
Sep 30, 2025	VANGUARD GROUP INC	0.82%	14.19K	158.99K	14.19K	+100.00%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	3	34	0	0
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	412	4.62K	124	+43.06%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.91%	15.8K	177.08K	200	+1.28%
Sep 30, 2025	BLACKROCK, INC.	1.42%	24.68K	276.57K	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	29	325	-2	-6.45%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-11	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.02%	400	3.97K	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	3	30	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	11	109	11	+100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	288	2.86K	-280	-49.30%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.9%	15.6K	154.91K	-2.73K	-14.90%
Jun 30, 2025	BLACKROCK, INC.	1.42%	24.68K	245.04K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-50	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	1	13K	-207	-99.52%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	31	308	24	+342.86%
Jun 30, 2025	UBS GROUP AG	0.14%	2.51K	24.93K	-1.26K	-33.36%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.02%	400	3.27K	0	0
Mar 31, 2025	CITIGROUP INC	0%	0	-	-83	-100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0%	0	-	-10.76K	-100.00%
Mar 31, 2025	BLACKROCK, INC.	1.45%	24.68K	201.86K	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	1.08%	18.33K	149.95K	-369	-1.97%
Mar 31, 2025	UBS GROUP AG	0.22%	3.77K	30.82K	-2.94K	-43.81%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.03%	568	4.65K	-229	-28.73%
Mar 31, 2025	MORGAN STANLEY	0.01%	208	1.71K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	50	409	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	7	57	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	3	25	0	0
Mar 31, 2025	FMR LLC	0%	0	-	-1	-100.00%
Mar 31, 2024	BLACKROCK INC.	1.91%	28.96K	206.79K	-52	-0.18%
Mar 31, 2024	IMPACT PARTNERSHIP WEALTH, LLC	0%	0	-	-259	-100.00%
Mar 31, 2024	HIGHMARK WEALTH MANAGEMENT LLC	0%	0	-	-135	-100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	5	37	-1	-16.67%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	20	143	20	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.01%	207	1.48K	0	0
Mar 31, 2024	UBS GROUP AG	0.03%	453	3.23K	143	+46.13%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	603	4.31K	-486	-44.63%
Mar 31, 2024	ROYAL BANK OF CANADA	0.89%	13.39K	96K	6.29K	+88.65%
Mar 31, 2024	LPL FINANCIAL LLC	0.97%	14.61K	104.33K	14.61K	+100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	0.47%	7.1K	47K	3	+0.04%
Dec 31, 2023	CITADEL ADVISORS LLC	0%	0	-	-16.95K	-100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	6	40	0	0
Dec 31, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	135	895	5	+3.85%
Dec 31, 2023	MORGAN STANLEY	0.01%	207	1.38K	0	0
Dec 31, 2023		0.02%	259	1.72K	259	+100.00%
Dec 31, 2023	UBS GROUP AG	0.02%	310	2.06K	310	+100.00%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.07%	1.09K	7.24K	-224	-17.06%
Dec 31, 2023	BLACKROCK INC.	1.91%	29.01K	192.94K	-26	-0.09%

Insiders

Insiders	Designation	Shares Held
HUNTER GLOBAL ASSOCIATES LLC	10 percent owner	1.04M
MCENTEE JAMES	President & CEO	366.14K
DONOVAN JOSEPH M	director	126.81K
BRAFMAN LESTER RAYMOND	Chief Executive Officer	111.09K
WOLCOTT CHARLES W	director	80.85K
PATEL SHAMI	COO and CIO	78.79K
RICCIARDI CHRISTOPHER	10 percent owner	76.24K
RICCIARDI STEPHANIE	10 percent owner	75K
BEACH WALTER T	director	68.32K
POOLER JOSEPH W. JR.	EVP, CFO and Treasurer	58.79K
COHEN DANIEL G	Chairman and CE Europe	54.02K
HARABURDA JACK	director	51.44K
COSTELLO THOMAS	director	32.6K
DAWSON G STEVEN	director	26.72K
ULLOM LANCE	director	19.7K
BENNETT RODNEY E	director	17.5K
LISTMAN DOUGLAS	Chief Accounting Officer	8.33K
PANNELL MICHAEL L	CFO	6K
MURRAY GEORGE A	director	3K
LONGINO JOHN	CFO & Treasurer	2.3K
JONES HUGH H JR	director	2K
CHAYETTE MARC	director	1.5K
BETROS JEFFREY S	EVP - Marketing & Secretary	500
DIMAIO JACK	director	0
MEAD PARK CAPITAL PARTNERS LLC	10 percent owner	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 07, 2024	POOLER JOSEPH W. JR.	SALE	11.64	10K	116.4K	58.79K
Mar 14, 2023	LISTMAN DOUGLAS	SALE	8.76	2.33K	20.44K	8.33K
Nov 28, 2022	DAWSON G STEVEN	SALE	8.54	254	2.17K	26.72K
Mar 14, 2022	LISTMAN DOUGLAS	SALE	16.38	1.38K	22.58K	7.5K
May 24, 2021	POOLER JOSEPH W. JR.	SALE	24.63	2.25K	55.37K	37.5K
May 21, 2021	POOLER JOSEPH W. JR.	SALE	25.73	10K	257.3K	47.5K
May 21, 2021	LISTMAN DOUGLAS	SALE	25.56	1.31K	33.41K	5K
Dec 04, 2020	COHEN DANIEL G	PURCHASE	16.64	10K	166.4K	54.02K
Aug 14, 2020	COHEN DANIEL G	PURCHASE	19.62	2.5K	49.05K	78.74K
Aug 13, 2020	DAWSON G STEVEN	SALE	20.15	278	5.6K	24.97K
Aug 13, 2020	BRAFMAN LESTER RAYMOND	PURCHASE	20.01	1K	20.01K	111.09K
Nov 07, 2019	POOLER JOSEPH W. JR.	SALE	4.50	1K	4.5K	39.08K
Oct 02, 2019	COHEN DANIEL G	PURCHASE	0.01	76.24K	762.4	76.24K
Jan 04, 2018	RICCIARDI STEPHANIE	PURCHASE	15.00	20K	300K	75K
Jan 04, 2018	RICCIARDI CHRISTOPHER	PURCHASE	15.00	20K	300K	76.24K
Dec 19, 2017	COHEN DANIEL G	SALE	8.00	15.88K	127.05K	23.92K
Nov 06, 2015	RICCIARDI CHRISTOPHER	PURCHASE	2.00	31.2K	62.4K	262.4K
Nov 05, 2015	RICCIARDI CHRISTOPHER	PURCHASE	2.00	82K	164K	94.4K
Aug 28, 2015	DIMAIO JACK	SALE	3.00	0	-	0
Aug 28, 2015	MEAD PARK CAPITAL PARTNERS LLC	SALE	3.00	0	-	0
May 15, 2013	DONOVAN JOSEPH M	PURCHASE	2.16	9.8K	21.17K	126.81K
May 14, 2013	DONOVAN JOSEPH M	PURCHASE	2.21	40.2K	88.84K	117.01K
Dec 01, 2011	BEACH WALTER T	PURCHASE	1.45	800	1.16K	68.32K
Nov 29, 2011	BEACH WALTER T	PURCHASE	1.47	1.65K	2.43K	67.52K
Nov 25, 2011	BEACH WALTER T	PURCHASE	1.60	2.5K	4K	65.86K
Nov 14, 2011	BEACH WALTER T	PURCHASE	1.65	5K	8.25K	63.36K
Aug 24, 2011	ULLOM LANCE	PURCHASE	2.10	1K	2.1K	19.7K
Aug 22, 2011	ULLOM LANCE	PURCHASE	2.10	400	840	18.7K
Aug 22, 2011	BEACH WALTER T	PURCHASE	2.15	10K	21.5K	58.36K
Aug 19, 2011	ULLOM LANCE	PURCHASE	2.09	300	627	18.3K
Aug 19, 2011	BEACH WALTER T	PURCHASE	2.15	100	215	48.36K
Aug 18, 2011	BEACH WALTER T	PURCHASE	2.06	7.7K	15.87K	48.26K
Aug 12, 2011	BEACH WALTER T	PURCHASE	1.92	856	1.65K	40.56K
Aug 11, 2011	BEACH WALTER T	PURCHASE	1.93	19.54K	37.64K	39.71K
May 18, 2011	DAWSON G STEVEN	PURCHASE	3.85	5K	19.24K	27.66K
May 16, 2011	DAWSON G STEVEN	PURCHASE	4.00	5K	20K	22.66K
Mar 09, 2010	ULLOM LANCE	PURCHASE	6.38	10K	63.8K	18K
Jun 08, 2009	DAWSON G STEVEN	PURCHASE	0.70	12.4K	8.68K	93.55K
Jun 05, 2009	COHEN DANIEL G	PURCHASE	0.70	2.7M	1.89M	3.59M
Jun 05, 2009	WOLCOTT CHARLES W	PURCHASE	0.70	20K	14K	80.85K
Jun 04, 2009	ULLOM LANCE	PURCHASE	0.62	80K	49.58K	80K
Aug 07, 2008	LONGINO JOHN	PURCHASE	1.22	1.3K	1.59K	2.3K
Apr 11, 2008	HARABURDA JACK	PURCHASE	2.86	837	2.39K	51.44K
Jan 11, 2008	HARABURDA JACK	PURCHASE	3.12	874	2.72K	50.61K
Nov 27, 2007	WOLCOTT CHARLES W	PURCHASE	3.14	10K	31.4K	40K
Nov 15, 2007	WOLCOTT CHARLES W	PURCHASE	3.60	1.5K	5.4K	30K
Nov 14, 2007	BENNETT RODNEY E	PURCHASE	4.02	2.5K	10.05K	17.5K
Nov 12, 2007	WOLCOTT CHARLES W	PURCHASE	3.60	2K	7.2K	28.5K
Oct 02, 2007	HARABURDA JACK	PURCHASE	5.13	502	2.57K	49.73K
Sep 04, 2007	BENNETT RODNEY E	PURCHASE	5.42	1.5K	8.13K	15K
Aug 31, 2007	DAWSON G STEVEN	PURCHASE	5.42	14.2K	76.96K	48K
Aug 22, 2007	ULLOM LANCE	PURCHASE	5.44	4.9K	26.66K	25.7K
Aug 21, 2007	ULLOM LANCE	PURCHASE	5.03	700	3.52K	20.8K
Aug 16, 2007	DAWSON G STEVEN	PURCHASE	4.75	10K	47.5K	33.8K
Aug 16, 2007	HARABURDA JACK	PURCHASE	4.50	4K	18K	28.24K
Aug 15, 2007	DAWSON G STEVEN	PURCHASE	4.75	500	2.38K	23.8K
Aug 14, 2007	BENNETT RODNEY E	PURCHASE	5.05	2K	10.1K	13.5K
Aug 13, 2007	DAWSON G STEVEN	PURCHASE	5.05	23.3K	117.67K	23.3K
Aug 13, 2007	WOLCOTT CHARLES W	PURCHASE	5.27	7K	36.89K	26.5K
Aug 13, 2007	COHEN DANIEL G	PURCHASE	5.01	50K	250.5K	1M
Aug 10, 2007	LONGINO JOHN	PURCHASE	5.02	100	502	163.81K
Aug 09, 2007	COSTELLO THOMAS	PURCHASE	4.95	7.5K	37.13K	32.6K
Aug 09, 2007	LONGINO JOHN	PURCHASE	4.95	7.5K	37.13K	162.81K
Jun 26, 2007	HARABURDA JACK	PURCHASE	8.74	146	1.28K	49.23K
May 16, 2007	COHEN DANIEL G	PURCHASE	9.28	100K	928K	671.32K
May 15, 2007	WOLCOTT CHARLES W	PURCHASE	9.51	2K	19.02K	12K
May 11, 2007	MCENTEE JAMES	PURCHASE	9.44	50K	471.86K	366.14K
Nov 27, 2006	PATEL SHAMI	PURCHASE	150003.00	16.67K	2.5B	78.79K
Nov 27, 2006	WOLCOTT CHARLES W	PURCHASE	90000.00	10K	900M	15K
Nov 27, 2006	CHAYETTE MARC	PURCHASE	13500.00	1.5K	20.25M	1.5K
Nov 27, 2006	BENNETT RODNEY E	PURCHASE	18000.00	2K	36M	4K
Nov 27, 2006	HARABURDA JACK	PURCHASE	36000.00	4K	144M	16.6K
Nov 27, 2006	DAWSON G STEVEN	PURCHASE	450000.00	50K	22.5B	52K
Nov 27, 2006	COSTELLO THOMAS	PURCHASE	45000.00	5K	225M	17.6K
Nov 27, 2006	COHEN DANIEL G	PURCHASE	999999.00	111.11K	111.11B	325.12K
Nov 27, 2006	MCENTEE JAMES	PURCHASE	499995.00	55.56K	27.78B	136.44K
Nov 27, 2006	LONGINO JOHN	PURCHASE	49995.00	5.56K	277.72M	48.01K
Mar 23, 2006	HUNTER GLOBAL ASSOCIATES LLC	SALE	8.65	461K	3.99M	1.04M
Nov 15, 2004	PANNELL MICHAEL L	PURCHASE	10.71	5K	53.55K	6K
Jun 14, 2004	BENNETT RODNEY E	PURCHASE	0.00	0	-	0
Jun 10, 2004	BETROS JEFFREY S	PURCHASE	10.48	500	5.24K	500
Mar 26, 2004	MURRAY GEORGE A	PURCHASE	12.99	1K	12.99K	3K
Mar 24, 2004	JONES HUGH H JR	PURCHASE	12.84	2K	25.68K	2K

COHN Stock Ownership Breakdown

Cohen &

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions