How many institutions own CBAT stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own CBAT shares is 30, representing 2.19% of the company's common stock.

Who are the major shareholders selling CBAK Energy Technology, Inc. stock?

HRT FINANCIAL LP, in the last quarter, reduced its stake in CBAT by -100% restricting it's holding to 0 shares of worth nearly -. CITADEL ADVISORS LLC also lessened -100% of the CBAT shares from its portfolio, reducing its holding to 0 shares of worth -. GOLDMAN SACHS GROUP INC also shunned CBAT shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying CBAT stock?

As per its latest 13F filing, SIMPLEX TRADING, LLC increased its stake in CBAT by 100% in the last quarter. The institutional holder raised its holding to 1.91 thousand shares having worth more than $1.60K. UBS GROUP AG also added 173.52% more shares of CBAT to its portfolio, raising its holding to 2.5 thousand shares of worth $2.09K. NATIONAL BANK OF CANADA /FI/ also increased its CBAT shares holding by 100% which brought its holding to 300 shares worth $250.00.

CBAT's major insiders: who are they?

The insider with the most stakes in CBAT is Li Yunfei , CEO at the company. Additionally, CBAT stock is highly held by 10 percent owner Asia EVK New Energy Auto Ltd and 10 percent owner Li Dawei among others.

Did an insider recently sell CBAT stock?

Company executives, directors, and other insiders own 25.86% percent of CBAK Energy Technology, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which CBAT insiders have sold stock, totaling 0 shares. Insiders that have sold shares include LI XIANGQIAN, HAN YONGBIN, and ZOU YANLONG.

Which insider recently purchased CBAT stock?

There have been 0 transaction(s) during the past 6-months in which CBAK Energy Technology, Inc. insiders have bought stock, totalling 0 shares

How much of CBAT does insiders own?

Around 0 CBAK Energy Technology, Inc. shares are held by insiders, which represents about 25.86% of CBAT stock.

Who is the insider with the largest stake?

CBAT CEO, Li Yunfei holds the largest portfolio of the company's shares. CBAT shares owned by Li total nearly 10.73 million.

Which institution holds the most shares in CBAT?

SIMPLEX TRADING, LLC is the largest institutional owner in CBAT which holds 1.91 thousand shares worth $1.60K or 0% of the total CBAT shares outstanding followed by UBS GROUP AG with ownership of 2.5 thousand shares representing 0% of the CBAT ownership. SBI SECURITIES CO., LTD. is the third largest stakeholder with 5.1 thousand shares or 0.01% of the ownership worth more than $4.26K.

Is CBAK Energy Technology, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the CBAT is concerned, it is a stock which is optionable.

Is there a short position on CBAT's shares?

Number of CBAT shares short is 952.42K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding CBAT shares are there?

As of today, 88.65M shares of CBAT are outstanding.

Is there many float in CBAT stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, CBAT has 65.51M shares in float.

CBAT short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for CBAT is 4.58.

CBAK Energy Technology (CBAT) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares1.06

Short Percent Of Float1.22

Shares Outstanding88.65M

Shares Float65.51M

Shares Short952.42K

Short Ratio4.58

1.22%

Short % of Float

1.06%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

25.86% Percentage of Shares held by All Insiders

2.19% Percentage of Shares held by All Institutions

2.95% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 2.19% of CBAT shares are held by financial institutions. SIMPLEX TRADING, LLC is the top corporate investor, holding 1.91K shares valued at $1.60K. A 0% stake in CBAK Energy Technology, Inc. is owned by the company. UBS GROUP AG owns 2.5K shares valued at $2.09K, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	SIMPLEX TRADING, LLC	0%	1.91K	1.6K	1.91K	+100.00%
Dec 31, 2025	UBS GROUP AG	0%	2.5K	2.09K	1.59K	+173.52%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0.01%	5.1K	4.26K	0	0
Dec 31, 2025	HRT FINANCIAL LP	0%	0	-	-22.15K	-100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0%	0	-	-161.84K	-100.00%
Dec 31, 2025	GOLDMAN SACHS GROUP INC	0%	0	-	-30.96K	-100.00%
Dec 31, 2025	NATIONAL BANK OF CANADA /FI/	0%	300	250	300	+100.00%
Dec 31, 2025	US BANCORP \DE\	0%	500	418	500	+100.00%
Dec 31, 2025	ANCORA ADVISORS, LLC	0%	760	635	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	900	756	-1.01K	-52.76%
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.14%	121.88K	101.78K	55.54K	+83.70%
Dec 31, 2025	SQUAREPOINT OPS LLC	0.14%	126.4K	105.56K	126.4K	+100.00%
Dec 31, 2025	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	8.56K	0	0
Dec 31, 2025	GROUP ONE TRADING, L.P.	0.01%	10.41K	8.69K	-707	-6.36%
Dec 31, 2025	TREK FINANCIAL, LLC	0.02%	14.96K	12.5K	14.96K	+100.00%
Dec 31, 2025	CITIGROUP INC	0.01%	7.32K	6.11K	2.82K	+62.67%
Dec 31, 2025	STONEX GROUP INC.	0.02%	20.42K	17.05K	20.42K	+100.00%
Dec 31, 2025	EMPOWERED FUNDS, LLC	0.53%	472.01K	394.18K	33.33K	+7.60%
Dec 31, 2025	GROUND SWELL CAPITAL, LLC	0.02%	16.33K	13.64K	16.33K	+100.00%
Dec 31, 2025	JAMES INVESTMENT RESEARCH INC	0.06%	52.52K	43.86K	0	0
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.29%	257.24K	214.82K	-340.69K	-56.98%
Dec 31, 2025	JANE STREET GROUP, LLC	0.02%	18.56K	15.5K	18.56K	+100.00%
Dec 31, 2025	MORGAN STANLEY	0%	1.83K	1.53K	-17.48K	-90.50%
Dec 31, 2025	AZZAD ASSET MANAGEMENT INC /ADV	0.02%	20.31K	16.96K	-4K	-16.45%
Dec 31, 2025	TWO SIGMA SECURITIES, LLC	0.03%	27.54K	23K	3.08K	+12.61%
Dec 31, 2025	XTX TOPCO LTD	0.04%	34.7K	28.98K	13.55K	+64.07%
Dec 31, 2025	SACHETTA, LLC	0%	10	9	0	0
Dec 31, 2025	AMERIPRISE FINANCIAL INC	0.02%	20K	16.7K	0	0
Dec 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.84%	757.01K	632.18K	33.33K	+4.61%
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.06%	52.52K	43.86K	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0%	900	752	0	0
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.06%	53.15K	44.39K	0	0
Dec 31, 2025	VIRTU FINANCIAL LLC	0%	0	-	-44.95K	-100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	1.85K	1.54K	1.85K	+100.00%
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.03%	30.96K	27.7K	-41.61K	-57.34%
Sep 30, 2025	TREK FINANCIAL, LLC	0%	0	-	-14.96K	-100.00%
Sep 30, 2025	SIMPLEX TRADING, LLC	0%	0	-	-2.14K	-100.00%
Sep 30, 2025	ANCORA ADVISORS, LLC	0%	760	680	0	0
Sep 30, 2025	CITIGROUP INC	0.01%	4.5K	4.03K	1.66K	+58.28%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0.01%	5.1K	4.56K	-1.76K	-25.65%
Sep 30, 2025	MORGAN STANLEY	0.02%	19.31K	17.28K	4.8K	+33.07%
Sep 30, 2025	AMERIPRISE FINANCIAL INC	0.02%	20K	17.9K	0	0
Sep 30, 2025	AZZAD ASSET MANAGEMENT INC /ADV	0.03%	24.31K	21.75K	0	0
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0.03%	24.46K	21.89K	24.46K	+100.00%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.06%	52.52K	47K	0	0
Sep 30, 2025	B. RILEY WEALTH ADVISORS, INC.	0%	0	-	-12.2K	-100.00%
Sep 30, 2025	SACHETTA, LLC	0%	10	9	0	0
Sep 30, 2025	JAMES INVESTMENT RESEARCH INC	0.06%	52.52K	47K	0	0
Sep 30, 2025	UBS GROUP AG	0%	914	818	-47.53K	-98.11%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.06%	53.15K	47.56K	0	0
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.07%	66.35K	59.37K	66.35K	+100.00%
Sep 30, 2025	CITADEL ADVISORS LLC	0.18%	161.84K	144.82K	77.32K	+91.48%
Sep 30, 2025	EMPOWERED FUNDS, LLC	0.49%	438.68K	392.53K	49.49K	+12.72%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.67%	597.93K	535.03K	568.01K	+1,898.10%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	900	805	0	0
Sep 30, 2025	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	9.17K	0	0
Sep 30, 2025	GROUP ONE TRADING, L.P.	0.01%	11.11K	9.94K	-15.23K	-57.82%
Sep 30, 2025	XTX TOPCO LTD	0.02%	21.15K	18.93K	-13.2K	-38.42%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.05%	44.95K	40K	44.95K	+100.00%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-300	-100.00%
Sep 30, 2025	STATE STREET CORP	0%	0	-	-294.09K	-100.00%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-1.11K	-100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	1.91K	1.74K	-300	-13.61%
Sep 30, 2025	HRT FINANCIAL LP	0.02%	22.15K	19K	7.64K	+52.71%
Sep 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.81%	723.68K	647.55K	49.49K	+7.34%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	900	1.06K	0	0
Jun 30, 2025	ROYAL BANK OF CANADA	0%	0	-	-4.48K	-100.00%
Jun 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.75%	674.19K	795.54K	-41.35K	-5.78%
Jun 30, 2025	CITADEL ADVISORS LLC	0.09%	84.52K	99.74M	84.52K	+100.00%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.08%	72.56K	85.62M	72.56K	+100.00%
Jun 30, 2025	AZZAD ASSET MANAGEMENT INC /ADV	0.03%	24.31K	28.69K	0	0
Jun 30, 2025	MORGAN STANLEY	0.02%	14.51K	17.13M	-2K	-12.11%
Jun 30, 2025	CITIGROUP INC	0%	2.84K	3.36K	2.84K	+100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	2.21K	2.6K	-19	-0.85%
Jun 30, 2025	SIMPLEX TRADING, LLC	0%	2.14K	2K	-5.68K	-72.59%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-14.06K	-100.00%
Jun 30, 2025	EMPOWERED FUNDS, LLC	0.43%	389.19K	459.24K	33.65K	+9.47%
Jun 30, 2025	JAMES INVESTMENT RESEARCH INC	0.06%	52.52K	61.98K	15.52K	+41.95%
Jun 30, 2025	UBS GROUP AG	0.05%	48.45K	57.17K	-1.66K	-3.31%
Jun 30, 2025	AMERIPRISE FINANCIAL INC	0.02%	20K	23.6K	0	0
Jun 30, 2025	TREK FINANCIAL, LLC	0.02%	14.96K	17.66K	0	0
Jun 30, 2025	HRT FINANCIAL LP	0.02%	14.5K	17K	14.5K	+100.00%
Jun 30, 2025	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	12.1K	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	1.11K	1.31K	1.11K	+100.00%
Jun 30, 2025	STATE STREET CORP	0.33%	294.09K	347.02K	19K	+6.90%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.06%	53.15K	62.72K	-6.97K	-11.60%
Jun 30, 2025	B. RILEY WEALTH ADVISORS, INC.	0.01%	12.2K	14.4K	12.2K	+100.00%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0.01%	6.86K	8.1K	0	0
Jun 30, 2025	VIRTU FINANCIAL LLC	0%	0	-	-28.96K	-100.00%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.06%	52.52K	61.98K	15.52K	+41.95%
Jun 30, 2025		0.01%	6.86K	8.1K	0	0
Jun 30, 2025	XTX TOPCO LTD	0.04%	34.35K	40.53K	227	+0.67%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-31.1K	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0.03%	26.34K	31.08K	0	0
Jun 30, 2025	ANCORA ADVISORS, LLC	0%	760	897	760	+100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	300	354	300	+100.00%
Jun 30, 2025	SACHETTA, LLC	0%	10	12	0	0
Jun 30, 2025	LARSON FINANCIAL GROUP LLC	0%	0	-	-25K	-100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.04%	37K	29.49K	0	0
Mar 31, 2025	JAMES INVESTMENT RESEARCH INC	0.04%	37K	29.49K	0	0
Mar 31, 2025	UBS GROUP AG	0.06%	50.1K	39.93K	5.11K	+11.35%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	900	717	0	0
Mar 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.8%	715.54K	570.35K	28.41K	+4.13%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	2.22K	1.78K	105	+4.96%
Mar 31, 2025	LARSON FINANCIAL GROUP LLC	0.03%	25K	19.93K	25K	+100.00%
Mar 31, 2025	TREK FINANCIAL, LLC	0.02%	14.96K	11.93K	0	0
Mar 31, 2025	MORGAN STANLEY	0.02%	16.51K	13.16K	100	+0.61%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.07%	60.13K	47.93K	0	0
Mar 31, 2025	STATE STREET CORP	0.31%	275.09K	219.28K	8.52K	+3.20%
Mar 31, 2025	US BANCORP \DE\	0%	0	-	-100	-100.00%
Mar 31, 2025	SACHETTA, LLC	0%	10	8	0	0
Mar 31, 2025		0.01%	6.86K	5.47K	-5	-0.07%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-10.2K	-100.00%
Mar 31, 2025	ATTICUS WEALTH MANAGEMENT, LLC	0%	0	-	-47.65K	-100.00%
Mar 31, 2025	MARSHALL WACE, LLP	0%	0	-	-102.3K	-100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0.01%	4.48K	4K	4.48K	+100.00%
Mar 31, 2025	SIMPLEX TRADING, LLC	0.01%	7.82K	6K	-2.85K	-26.73%
Mar 31, 2025	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	8.17K	0	0
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.02%	14.06K	11.21K	-4.68K	-24.97%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.02%	14.1K	11.28K	0	0
Mar 31, 2025	CITIGROUP INC	0%	0	-	-5.19K	-100.00%
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0.02%	20K	15.94K	-1	-0.01%
Mar 31, 2025	AZZAD ASSET MANAGEMENT INC /ADV	0.03%	24.31K	19.38K	-12K	-33.05%
Mar 31, 2025	GLOBAL WEALTH STRATEGIES & ASSOCIATES	0%	0	-	-120	-100.00%
Mar 31, 2025	EMPOWERED FUNDS, LLC	0.4%	355.54K	283.4K	28.41K	+8.69%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0.03%	26.34K	21K	-10.83K	-29.14%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.03%	28.96K	23K	28.96K	+100.00%
Mar 31, 2025	OLD MISSION CAPITAL LLC	0%	0	-	-17.01K	-100.00%
Mar 31, 2025	GSA CAPITAL PARTNERS LLP	0%	0	-	-16.4K	-100.00%
Mar 31, 2025	XTX TOPCO LTD	0.04%	34.12K	27.2K	34.12K	+100.00%
Mar 31, 2024	OLD MISSION CAPITAL LLC	0.01%	13.2K	13.72K	13.2K	+100.00%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.01%	12.2K	9.99K	0	0
Mar 31, 2024	MORGAN STANLEY	0.02%	17.41K	18.11K	2	+0.01%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.04%	37K	38.48K	0	0
Mar 31, 2024	STATE STREET CORP	0.31%	273.29K	284.22K	-28.73K	-9.51%
Mar 31, 2024	CITADEL ADVISORS LLC	0%	100	104	100	+100.00%
Mar 31, 2024	GLOBAL WEALTH STRATEGIES & ASSOCIATES	0%	120	125K	120	+100.00%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	178	185	0	0
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	900	936	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	1.9K	1.98K	0	0
Mar 31, 2024	CONCORD WEALTH PARTNERS	0%	2.8K	2.91K	0	0
Mar 31, 2024	SIMPLEX TRADING, LLC	0%	2.93K	3K	2.93K	+100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0.01%	4.48K	5K	4.48K	+100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.01%	4.7K	4.89K	4.7K	+100.00%
Mar 31, 2024	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	10.66K	0	0
Mar 31, 2024	UBS GROUP AG	0.01%	11.05K	11.49K	11.05K	+100.00%
Mar 31, 2024	TWO SIGMA SECURITIES, LLC	0.01%	12.2K	12.69K	12.2K	+100.00%
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.71%	633.29K	658.62K	20.65K	+3.37%
Mar 31, 2024	WEALTHCOLLAB, LLC	0%	0	-	-1.12K	-100.00%
Mar 31, 2024	BENCHMARK INVESTMENT ADVISORS LLC	0%	0	-	-14.96K	-100.00%
Mar 31, 2024	MASSMUTUAL TRUST CO FSB/ADV	0%	0	-	-900	-100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	0	-	-14.98K	-100.00%
Mar 31, 2024	SACHETTA, LLC	0%	10	11K	0	0
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0%	55	57	-7.73K	-99.29%
Mar 31, 2024	TREK FINANCIAL, LLC	0.02%	14.96K	15.56K	0	0
Mar 31, 2024	VIRTU FINANCIAL LLC	0.02%	16.66K	17K	16.66K	+100.00%
Mar 31, 2024	JAMES INVESTMENT RESEARCH INC	0.04%	37K	38.48K	0	0
Mar 31, 2024	AZZAD ASSET MANAGEMENT INC /ADV	0.05%	46.31K	48.16K	0	0
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0.06%	53.4K	56K	3.1K	+6.16%
Mar 31, 2024	ATTICUS WEALTH MANAGEMENT, LLC	0.06%	55K	57.2K	0	0
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.07%	60.13K	62.53K	0	0
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.24%	211.67K	220.14K	65.31K	+44.62%
Mar 31, 2024	EMPOWERED FUNDS, LLC	0.31%	273.29K	284.22K	20.65K	+8.17%
Dec 31, 2023	INVESCO LTD.	0%	0	-	-84.05K	-100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	0%	0	-	-2.55K	-100.00%
Dec 31, 2023	TWO SIGMA SECURITIES, LLC	0%	0	-	-16.62K	-100.00%
Dec 31, 2023	UBS GROUP AG	0%	0	-	-12.09K	-100.00%
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.68%	612.64K	643.27K	22.76K	+3.86%
Dec 31, 2023	STATE STREET CORP	0.34%	302.02K	317.12K	9.04K	+3.09%
Dec 31, 2023	EMPOWERED FUNDS, LLC	0.28%	252.64K	265.27M	22.76K	+9.90%
Dec 31, 2023	CITADEL ADVISORS LLC	0%	3.4K	3.57K	-1.4K	-29.17%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.07%	60.13K	63.13K	0	0
Dec 31, 2023	ATTICUS WEALTH MANAGEMENT, LLC	0.06%	55K	57.75K	55K	+100.00%
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.06%	50.3K	53K	50.3K	+100.00%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.04%	37K	41.07K	0	0
Dec 31, 2023	JAMES INVESTMENT RESEARCH INC	0.04%	37K	38.85K	0	0
Dec 31, 2023	MORGAN STANLEY	0.02%	17.41K	18.28K	-3.2K	-15.52%
Dec 31, 2023	TREK FINANCIAL, LLC	0.02%	14.96K	15.71K	0	0
Dec 31, 2023	BENCHMARK INVESTMENT ADVISORS LLC	0.02%	14.96K	15.71K	14.96K	+100.00%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	7.79K	8.18K	7.63K	+4,798.74%
Dec 31, 2023		0%	10	11	10	+100.00%
Dec 31, 2023	EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT	0.01%	10.25K	10.76K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.02%	14.98K	15.73K	-2.87K	-16.08%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.01%	12.2K	12.81K	0	0
Dec 31, 2023	CONCORD WEALTH PARTNERS	0%	2.8K	2.94K	0	0
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	1.9K	2K	-900	-32.14%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	900	945	0	0
Dec 31, 2023	MASSMUTUAL TRUST CO FSB/ADV	0%	900	945	900	+100.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	178	187	0	0

Insiders

Among the CBAT insiders holding of 25.86% of the stake in company, LI YUNFEI, CEO, holds the largest shares of 10.73M. ASIA EVK NEW ENERGY AUTO LTD, 10 percent owner, is the second largest CBAT insider with ownership of 9.7M shares. LI DAWEI, 10 percent owner, stands third with possession of 6.73M shares of that stake.

Insiders	Designation	Shares Held
LI YUNFEI	CEO	10.73M
ASIA EVK NEW ENERGY AUTO LTD	10 percent owner	9.7M
LI DAWEI	10 percent owner	6.73M
LI XIANGQIAN	10 percent owner	760.56K
MILLER HARRY	president/sec/director	414.2K
HAN YONGBIN	Vice President	54.63K
ZOU YANLONG	Vice President	40.49K
ZHANG SHUQUAN	Vice President	34.14K
LIU HOUDE	Vice President	20.49K
BUDD CHARLENE SPOEDE	director	18.25K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 03, 2020	ASIA EVK NEW ENERGY AUTO LTD	PURCHASE	0.48	2.15M	1.03M	9.7M
Jun 03, 2020	LI YUNFEI	PURCHASE	0.48	2.06M	990.06K	10.73M
Sep 04, 2019	ASIA EVK NEW ENERGY AUTO LTD	PURCHASE	1.05	2.77M	2.91M	7.55M
Sep 04, 2019	LI YUNFEI	PURCHASE	1.05	2.94M	3.08M	8.53M
Sep 04, 2019	LI DAWEI	PURCHASE	1.05	1.38M	1.45M	6.73M
Jan 07, 2019	LI YUNFEI	PURCHASE	1.02	1.67M	1.7M	5.59M
May 31, 2017	LI YUNFEI	PURCHASE	1.50	746.02K	1.12M	3.93M
Mar 04, 2016	LI YUNFEI	PURCHASE	2.40	3M	7.2M	3.03M
Mar 04, 2016	LI XIANGQIAN	SALE	2.40	3M	7.2M	760.56K
Jun 26, 2015	LI XIANGQIAN	SALE	3.30	300	990	3.76M
Jun 25, 2015	LI XIANGQIAN	SALE	3.32	2.84K	9.43K	3.76M
Jun 24, 2015	LI XIANGQIAN	SALE	3.37	32.7K	110.28K	3.76M
Jun 23, 2015	LI XIANGQIAN	SALE	3.54	5.16K	18.29K	3.8M
Jun 22, 2015	LI XIANGQIAN	SALE	3.49	2.31K	8.05K	3.8M
Jun 19, 2015	LI XIANGQIAN	SALE	3.54	7.1K	25.12K	3.8M
Jun 18, 2015	LI XIANGQIAN	SALE	3.71	5.9K	21.91K	3.81M
Jun 17, 2015	LI XIANGQIAN	SALE	3.73	8.5K	31.74K	3.82M
Jun 16, 2015	LI XIANGQIAN	SALE	3.64	2.5K	9.09K	3.83M
Jun 15, 2015	LI XIANGQIAN	SALE	3.64	23.1K	84.01K	3.83M
Jun 12, 2015	LI XIANGQIAN	SALE	3.62	3.4K	12.32K	3.85M
Jun 11, 2015	LI XIANGQIAN	SALE	3.70	2.11K	7.83K	3.85M
Jun 10, 2015	LI XIANGQIAN	SALE	3.74	54.3K	203.04K	3.86M
Aug 24, 2011	BUDD CHARLENE SPOEDE	PURCHASE	0.98	250	245	18.25K
Aug 12, 2008	HAN YONGBIN	SALE	4.64	10.97K	50.87K	54.63K
Aug 11, 2008	HAN YONGBIN	SALE	4.62	30K	138.56K	65.6K
Mar 13, 2008	HAN YONGBIN	SALE	3.37	40.97K	138.07K	95.6K
Sep 27, 2007	HAN YONGBIN	SALE	9.03	32.26K	291.34K	136.57K
Sep 26, 2007	ZOU YANLONG	SALE	6.68	30K	200.4K	40.49K
Sep 26, 2007	LIU HOUDE	SALE	6.36	13.66K	86.86K	20.49K
Sep 26, 2007	HAN YONGBIN	SALE	6.15	40K	246.12K	248.82K
Sep 20, 2007	ZOU YANLONG	SALE	4.40	15.2K	66.88K	115.39K
Sep 19, 2007	ZOU YANLONG	SALE	4.45	5K	22.25K	130.59K
Sep 17, 2007	ZHANG SHUQUAN	SALE	4.40	132.71K	583.6K	34.14K
Sep 14, 2007	ZOU YANLONG	SALE	4.42	4.8K	21.22K	135.59K
Sep 12, 2007	ZOU YANLONG	SALE	4.62	3.66K	16.9K	145.39K
Sep 11, 2007	ZOU YANLONG	SALE	4.35	10K	43.5K	149.05K
Jun 14, 2004	MILLER HARRY	SALE	115000.00	587.75K	67.59B	414.2K
Jun 08, 2004	MILLER HARRY	PURCHASE	49929.00	99.86K	4.99B	1M

Frequently Asked Questions