How many institutions own AUPH stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AUPH shares is 314, representing 50.76% of the company's common stock.

Who are the major shareholders selling Aurinia Pharmaceuticals Inc. stock?

SEGALL BRYANT & HAMILL, LLC, in the last quarter, reduced its stake in AUPH by -0.74% restricting it's holding to 145.77 thousand shares of worth nearly $1.61M. RHUMBLINE ADVISERS also lessened -3.18% of the AUPH shares from its portfolio, reducing its holding to 171.14 thousand shares of worth $1.89M. BARCLAYS PLC also shunned AUPH shares holding by -31.45% last quarter which brought its holding to 171.6 thousand shares worth $1.90M.

Investors who are buying AUPH stock?

As per its latest 13F filing, MARSHALL WACE, LLP increased its stake in AUPH by 1,272.51% in the last quarter. The institutional holder raised its holding to 1.48 million shares having worth more than $16.39M. VERITION FUND MANAGEMENT LLC also added 363.88% more shares of AUPH to its portfolio, raising its holding to 143.54 thousand shares of worth $1.59M. MAN GROUP PLC also increased its AUPH shares holding by 566.35% which brought its holding to 181.86 thousand shares worth $2.01M.

AUPH's major insiders: who are they?

The insider with the most stakes in AUPH is TANG KEVIN , director at the company. Additionally, AUPH stock is highly held by Chief Executive Officer Greenleaf Peter and EVP, Ops & Strategy Donley Matthew Maxwell among others.

Did an insider recently sell AUPH stock?

Company executives, directors, and other insiders own 7.14% percent of Aurinia Pharmaceuticals Inc.'s stock. Within the last six months, there have been 1 transaction(s) in which AUPH insiders have sold stock, totaling 20K shares. Insiders that have sold shares include KEENAN GREG, BAILEY JEFFREY ALLEN, and SMITH KAREN L..

Which insider recently purchased AUPH stock?

There have been 3 transaction(s) during the past 6-months in which Aurinia Pharmaceuticals Inc. insiders have bought stock, totalling 1300000 shares

How much of AUPH does insiders own?

Around 33.62M Aurinia Pharmaceuticals Inc. shares are held by insiders, which represents about 7.14% of AUPH stock.

Who is the insider with the largest stake?

AUPH director, TANG KEVIN holds the largest portfolio of the company's shares. AUPH shares owned by TANG total nearly 11.33 million.

Which institution holds the most shares in AUPH?

MARSHALL WACE, LLP is the largest institutional owner in AUPH which holds 1.48 million shares worth $16.39M or 1.07% of the total AUPH shares outstanding followed by VERITION FUND MANAGEMENT LLC with ownership of 143.54 thousand shares representing 0.1% of the AUPH ownership. SEGALL BRYANT & HAMILL, LLC is the third largest stakeholder with 145.77 thousand shares or 0.1% of the ownership worth more than $1.61M.

Is Aurinia Pharmaceuticals Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AUPH is concerned, it is a stock which is optionable.

Is there a short position on AUPH's shares?

Number of AUPH shares short is 8.39M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AUPH shares are there?

As of today, 131.84M shares of AUPH are outstanding.

Is there many float in AUPH stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AUPH has 128.25M shares in float.

AUPH short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AUPH is 5.23.

Aurinia Pharmaceuticals (AUPH) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares6.37

Short Percent Of Float6.97

Shares Outstanding131.84M

Shares Float128.25M

Shares Short8.39M

Short Ratio5.23

6.97%

Short % of Float

6.37%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

7.14% Percentage of Shares held by All Insiders

50.76% Percentage of Shares held by All Institutions

54.66% Percentage of Float held by Institutions

314

Number of Institutions Holding Shares

Institutional Ownership

About 50.76% of AUPH shares are held by financial institutions. MARSHALL WACE, LLP is the top corporate investor, holding 1.48M shares valued at $16.39M. A 1.07% stake in Aurinia Pharmaceuticals Inc. is owned by the company. VERITION FUND MANAGEMENT LLC owns 143.54K shares valued at $1.59M, which translates its holding of 0.1% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	MARSHALL WACE, LLP	1.07%	1.48M	16.39M	1.38M	+1,272.51%
Sep 30, 2025	VERITION FUND MANAGEMENT LLC	0.1%	143.54K	1.59M	112.6K	+363.88%
Sep 30, 2025	SEGALL BRYANT & HAMILL, LLC	0.1%	145.77K	1.61M	-1.08K	-0.74%
Sep 30, 2025	RHUMBLINE ADVISERS	0.12%	171.14K	1.89M	-5.63K	-3.18%
Sep 30, 2025	BARCLAYS PLC	0.12%	171.6K	1.9M	-78.72K	-31.45%
Sep 30, 2025	MAN GROUP PLC	0.13%	181.86K	2.01M	154.57K	+566.35%
Sep 30, 2025	UBS GROUP AG	0.14%	198.75K	2.2M	-126.88K	-38.96%
Sep 30, 2025	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	0.14%	200.12K	2.21M	56.23K	+39.08%
Sep 30, 2025	UBS ASSET MANAGEMENT AMERICAS INC	0.16%	218.54K	2.41M	-225.04K	-50.73%
Sep 30, 2025	SCHRODER INVESTMENT MANAGEMENT GROUP	0.16%	218.74K	2.42M	-329.06K	-60.07%
Sep 30, 2025	ROYAL BANK OF CANADA	0.2%	276.32K	3.05M	-4.2K	-1.50%
Sep 30, 2025	STATE OF WISCONSIN INVESTMENT BOARD	0.2%	283.1K	3.13M	20.77K	+7.92%
Sep 30, 2025	NUVEEN, LLC	0.22%	305.23K	3.37M	39.27K	+14.77%
Sep 30, 2025	AMERICAN CENTURY COMPANIES INC	0.22%	307.44K	3.4M	37.88K	+14.05%
Sep 30, 2025	BANK OF NEW YORK MELLON CORP	0.23%	313.5K	3.46M	-12.31K	-3.78%
Sep 30, 2025	NOMURA HOLDINGS INC	0.23%	316.19K	3.49M	295.44K	+1,423.83%
Sep 30, 2025	TWO SIGMA ADVISERS, LP	0.35%	479.9K	5.3M	301.9K	+169.61%
Sep 30, 2025	JUMP FINANCIAL, LLC	0.36%	496.31K	5.48M	106.21K	+27.23%
Sep 30, 2025	LPL FINANCIAL LLC	0.23%	323.31K	3.57M	262.3K	+429.91%
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0.3%	421.36K	4.66M	408.32K	+3,132.76%
Sep 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.32%	437.95K	4.84M	-73.78K	-14.42%
Sep 30, 2025	LAZARD ASSET MANAGEMENT LLC	0.26%	355.67K	3.93M	-443.09K	-55.47%
Sep 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.26%	358.29K	3.96M	143.64K	+66.92%
Sep 30, 2025	NORDEA INVESTMENT MANAGEMENT AB	0.26%	359.1K	4.03M	4.1K	+1.15%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.29%	409.4K	4.52M	4.4K	+1.09%
Sep 30, 2025	JPMORGAN CHASE & CO	0.38%	533.29K	5.89M	94.94K	+21.66%
Sep 30, 2025	DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN	0.41%	565.96K	6.25M	0	0
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.61%	842.03K	9.3M	403.01K	+91.80%
Sep 30, 2025	NORTHERN TRUST CORP	0.65%	896.45K	9.91M	-24.82K	-2.69%
Sep 30, 2025	D. E. SHAW & CO., INC.	0.66%	909.92K	10.05M	568.38K	+166.42%
Sep 30, 2025	JANUS HENDERSON GROUP PLC	0.75%	1.04M	11.5M	819.59K	+369.96%
Sep 30, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.83%	1.15M	12.74M	-89.67K	-7.22%
Sep 30, 2025	JACOBS LEVY EQUITY MANAGEMENT, INC	0.88%	1.22M	13.47M	471.34K	+63.00%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	1.04%	1.45M	16.02M	291.8K	+25.20%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.07%	1.49M	16.41M	-91.36K	-5.79%
Sep 30, 2025	VANGUARD GROUP INC	1.12%	1.56M	17.21M	-163.37K	-9.49%
Sep 30, 2025	MORGAN STANLEY	1.4%	1.95M	21.51M	-449.45K	-18.76%
Sep 30, 2025	STATE STREET CORP	1.94%	2.69M	29.77M	-101.34K	-3.63%
Sep 30, 2025	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	2.43%	3.37M	37.28M	2.3M	+213.54%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.17%	236.12K	2.61M	-965	-0.41%
Sep 30, 2025	IFP ADVISORS, INC	0.19%	262.38K	2.91M	2.35K	+0.90%
Sep 30, 2025	PDT PARTNERS, LLC	0.19%	265.49K	2.93M	-63.21K	-19.23%
Sep 30, 2025	HOOD RIVER CAPITAL MANAGEMENT LLC	0.19%	269.31K	2.98M	269.31K	+100.00%
Sep 30, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.39%	541.19K	5.98M	-109K	-16.76%
Sep 30, 2025	RICE HALL JAMES & ASSOCIATES, LLC	0.39%	542.56K	6M	-7.95K	-1.44%
Sep 30, 2025	SQUAREPOINT OPS LLC	0.4%	555.7K	6.14M	71.76K	+14.83%
Sep 30, 2025	JANE STREET GROUP, LLC	0.28%	393K	4.34M	87.8K	+28.77%
Sep 30, 2025	CITADEL ADVISORS LLC	0.51%	702.66K	7.76M	585.02K	+497.31%
Sep 30, 2025	TREXQUANT INVESTMENT LP	0.58%	801.08K	8.85M	401.65K	+100.56%
Sep 30, 2025	JUPITER ASSET MANAGEMENT LTD	0.59%	823.58K	9.1M	-110.28K	-11.81%
Sep 30, 2025	NEA MANAGEMENT COMPANY, LLC	2.86%	3.97M	43.87M	0	0
Sep 30, 2025	BLACKROCK, INC.	5.36%	7.45M	82.31M	-244.3K	-3.18%
Sep 30, 2025	TANG CAPITAL MANAGEMENT LLC	8.16%	11.33M	125.19M	1.3M	+12.96%
Sep 30, 2025	STRS OHIO	0.04%	61K	674.05K	-18.1K	-22.88%
Sep 30, 2025	ALPS ADVISORS INC	0.04%	61.07K	674.77K	-11.8K	-16.19%
Sep 30, 2025	PRECISION WEALTH STRATEGIES, LLC	0.04%	62.04K	685.56K	62.04K	+100.00%
Sep 30, 2025	VESTCOR INC	0.05%	63.4K	701K	-26.42K	-29.41%
Sep 30, 2025	FEDERATED HERMES, INC.	0.05%	66.89K	739.09K	-129	-0.19%
Sep 30, 2025	PATTEN & PATTEN INC/TN	0.05%	69.63K	769.36K	-2.96K	-4.08%
Sep 30, 2025	METLIFE INVESTMENT MANAGEMENT, LLC	0.05%	70.82K	782.56K	-3.48K	-4.68%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.05%	73.99K	817.62K	12.04K	+19.43%
Sep 30, 2025	SG AMERICAS SECURITIES, LLC	0.06%	80.32K	888K	-3.77K	-4.48%
Sep 30, 2025	PRINCIPAL FINANCIAL GROUP INC	0.06%	80.74K	892.18K	5.07K	+6.71%
Sep 30, 2025	NAVELLIER & ASSOCIATES INC	0.06%	83.78K	925.77K	83.78K	+100.00%
Sep 30, 2025	HUDSON BAY CAPITAL MANAGEMENT LP	0.06%	84.22K	930.61K	-19.78K	-19.02%
Sep 30, 2025	RITHOLTZ WEALTH MANAGEMENT	0.06%	84.52K	933.89K	84.52K	+100.00%
Sep 30, 2025	PRUDENTIAL FINANCIAL INC	0.07%	97.69K	1.08M	-66.55K	-40.52%
Sep 30, 2025	RUSSELL INVESTMENTS GROUP, LTD.	0.07%	104.03K	1.15M	21.52K	+26.08%
Sep 30, 2025	INVESCO LTD.	0.08%	105.07K	1.16M	-13.67K	-11.52%
Sep 30, 2025	IRONWOOD INVESTMENT MANAGEMENT LLC	0.08%	114.86K	1.27M	-1.01K	-0.87%
Sep 30, 2025	DIAMOND HILL CAPITAL MANAGEMENT INC	0.08%	116.2K	1.28M	0	0
Sep 30, 2025	DEUTSCHE BANK AG\	0.08%	116.61K	1.29M	-118.33K	-50.37%
Sep 30, 2025	CWA ASSET MANAGEMENT GROUP, LLC	0.09%	123.55K	1.37M	16.15K	+15.04%
Sep 30, 2025	HUSSMAN STRATEGIC ADVISORS, INC.	0.09%	126K	1.39M	-231K	-64.71%
Sep 30, 2025	FRANKLIN RESOURCES INC	0.09%	127.51K	1.41M	18.05K	+16.49%
Sep 30, 2025	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.1%	132.54K	1.46M	111.52K	+530.50%
Sep 30, 2025	VIRGINIA RETIREMENT SYSTEMS ET AL	0.1%	139.87K	1.55M	30.7K	+28.12%
Sep 30, 2025	LEGAL & GENERAL GROUP PLC	0.1%	140.99K	1.59M	-501	-0.35%
Sep 30, 2025	FMR LLC	0.16%	218.27K	2.41M	59.57K	+37.54%
Sep 30, 2025	SWISS NATIONAL BANK	0.16%	222.9K	2.46M	0	0
Sep 30, 2025	WOODLINE PARTNERS LP	0.33%	456.26K	5.04M	-44.16K	-8.82%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.38%	521.36K	5.76M	50.57K	+10.74%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.97%	1.34M	14.82M	1.18M	+728.60%
Sep 30, 2025	VOLORIDGE INVESTMENT MANAGEMENT, LLC	0.37%	512.57K	5.66M	512.57K	+100.00%
Jun 30, 2025	JUMP FINANCIAL, LLC	0.28%	390.1K	3.3M	339.38K	+669.07%
Jun 30, 2025	JANUS HENDERSON GROUP PLC	0.16%	221.54K	1.88M	172.21K	+349.08%
Jun 30, 2025	TANG CAPITAL MANAGEMENT LLC	7.22%	10.03M	84.95M	0	0
Jun 30, 2025	NUVEEN, LLC	0.19%	265.96K	2.25M	-979.59K	-78.65%
Jun 30, 2025	SWISS NATIONAL BANK	0.16%	222.9K	1.89M	-12.9K	-5.47%
Jun 30, 2025	DEUTSCHE BANK AG\	0.17%	234.94K	1.99M	-17.5K	-6.93%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.17%	237.09K	2.01M	213.76K	+916.24%
Jun 30, 2025	CAPTION MANAGEMENT, LLC	0.17%	240.5K	2.04M	-75K	-23.77%
Jun 30, 2025	BARCLAYS PLC	0.18%	250.32K	2.12M	71.79K	+40.21%
Jun 30, 2025	IFP ADVISORS, INC	0.19%	260.03K	2.2M	-17.55K	-6.32%
Jun 30, 2025	STATE OF WISCONSIN INVESTMENT BOARD	0.19%	262.34K	2.22M	-60.42K	-18.72%
Jun 30, 2025		0.19%	265.96K	2.25M	-979.59K	-78.65%
Jun 30, 2025	AMERICAN CENTURY COMPANIES INC	0.19%	269.56K	2.28M	39.83K	+17.34%
Jun 30, 2025	GSA CAPITAL PARTNERS LLP	0.2%	279.42K	2.37M	190.51K	+214.27%
Jun 30, 2025	ROYAL BANK OF CANADA	0.2%	280.52K	2.38M	-87.14K	-23.70%
Jun 30, 2025	UBS GROUP AG	0.23%	325.63K	2.76M	68.49K	+26.64%
Jun 30, 2025	BANK OF NEW YORK MELLON CORP	0.23%	325.81K	2.76M	-27.46K	-7.77%
Jun 30, 2025	PDT PARTNERS, LLC	0.24%	328.7K	2.78M	14.18K	+4.51%
Jun 30, 2025	D. E. SHAW & CO., INC.	0.25%	341.54K	2.89M	77.12K	+29.16%
Jun 30, 2025	NORDEA INVESTMENT MANAGEMENT AB	0.26%	355K	3.12M	5.4K	+1.54%
Jun 30, 2025	HUSSMAN STRATEGIC ADVISORS, INC.	0.26%	357K	3.02M	147K	+70.00%
Jun 30, 2025	TREXQUANT INVESTMENT LP	0.29%	399.43K	3.38M	-301.21K	-42.99%
Jun 30, 2025	SQUAREPOINT OPS LLC	0.35%	483.94K	4.1M	320.12K	+195.42%
Jun 30, 2025	SCHRODER INVESTMENT MANAGEMENT GROUP	0.39%	547.8K	4.64M	233.02K	+74.02%
Jun 30, 2025	RICE HALL JAMES & ASSOCIATES, LLC	0.4%	550.5K	4.66M	325.03K	+144.16%
Jun 30, 2025	JACOBS LEVY EQUITY MANAGEMENT, INC	0.54%	748.11K	6.34M	430.46K	+135.51%
Jun 30, 2025	ARMISTICE CAPITAL, LLC	1.17%	1.63M	13.8M	-3.37M	-67.41%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.29%	405K	3.43M	-73.4K	-15.34%
Jun 30, 2025	JPMORGAN CHASE & CO	0.32%	438.35K	3.71M	-263.15K	-37.51%
Jun 30, 2025	UBS ASSET MANAGEMENT AMERICAS INC	0.32%	443.58K	3.76M	284.43K	+178.72%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.34%	470.79K	3.99M	73.62K	+18.54%
Jun 30, 2025	WOODLINE PARTNERS LP	0.36%	500.42K	4.24M	0	0
Jun 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.37%	511.73K	4.33M	-9.69K	-1.86%
Jun 30, 2025	DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN	0.41%	565.96K	4.79M	280.8K	+98.48%
Jun 30, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.47%	650.19K	5.51M	-96.04K	-12.87%
Jun 30, 2025	READYSTATE ASSET MANAGEMENT LP	0.47%	657.84K	5.57M	657.84K	+100.00%
Jun 30, 2025	LAZARD ASSET MANAGEMENT LLC	0.58%	798.76K	6.77M	-446.27K	-35.84%
Jun 30, 2025	NORTHERN TRUST CORP	0.66%	921.27K	7.8M	-106.21K	-10.34%
Jun 30, 2025	JUPITER ASSET MANAGEMENT LTD	0.67%	933.86K	7.91M	181.09K	+24.06%
Jun 30, 2025	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	0.77%	1.08M	9.11M	-564.31K	-34.40%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.83%	1.16M	9.81M	219.2K	+23.35%
Jun 30, 2025	VANGUARD GROUP INC	1.24%	1.72M	14.58M	-250.93K	-12.73%
Jun 30, 2025	MORGAN STANLEY	1.72%	2.4M	20.3M	28.48K	+1.20%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.32%	439.02K	3.72M	-1.19M	-73.09%
Jun 30, 2025	JANE STREET GROUP, LLC	0.22%	305.2K	2.59M	13.1K	+4.48%
Jun 30, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.89%	1.24M	10.52M	386.36K	+45.13%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.14%	1.58M	13.36M	-157.24K	-9.07%
Jun 30, 2025	STATE STREET CORP	2.01%	2.8M	23.67M	-56.08K	-1.97%
Jun 30, 2025	NEA MANAGEMENT COMPANY, LLC	2.86%	3.97M	33.62M	0	0
Jun 30, 2025	BLACKROCK, INC.	5.54%	7.69M	65.16M	-1.07M	-12.17%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0.13%	178K	1.51M	50K	+39.06%
Jun 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.15%	214.65K	1.82B	-288.89K	-57.37%
Mar 31, 2025	AMERICAN CENTURY COMPANIES INC	0.17%	229.73K	1.85M	58.14K	+33.89%
Mar 31, 2025	MORGAN STANLEY	1.7%	2.37M	19.04M	722.63K	+43.93%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.25%	1.73M	13.94M	-30.1K	-1.71%
Mar 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.36%	503.54K	4.05M	40.38K	+8.72%
Mar 31, 2025	TANG CAPITAL MANAGEMENT LLC	7.22%	10.03M	80.64M	1.6M	+18.98%
Mar 31, 2025	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	1.18%	1.64M	13.19M	564.52K	+52.47%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	1.17%	1.63M	13.12M	-120.69K	-6.89%
Mar 31, 2025		0.9%	1.25M	10.01M	1.25M	+100.00%
Mar 31, 2025	LAZARD ASSET MANAGEMENT LLC	0.9%	1.25M	10.01M	648.64K	+108.76%
Mar 31, 2025	SWISS NATIONAL BANK	0.17%	235.8K	1.9M	-3.2K	-1.34%
Mar 31, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.38%	521.42K	4.19M	-143.67K	-21.60%
Mar 31, 2025	PDT PARTNERS, LLC	0.23%	314.52K	2.53M	12.97K	+4.30%
Mar 31, 2025	NEA MANAGEMENT COMPANY, LLC	2.86%	3.97M	31.92M	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.29%	397.17K	3.19M	333.2K	+520.82%
Mar 31, 2025	CAPTION MANAGEMENT, LLC	0.23%	315.5K	2.54M	-188.8K	-37.44%
Mar 31, 2025	JANE STREET GROUP, LLC	0.21%	292.1K	2.35M	-86.3K	-22.81%
Mar 31, 2025	BLACKROCK, INC.	6.31%	8.76M	70.43M	-192.3K	-2.15%
Mar 31, 2025	ARMISTICE CAPITAL, LLC	3.6%	5M	40.2M	-1.4M	-21.88%
Mar 31, 2025	STATE STREET CORP	2.05%	2.85M	22.92M	-66.87K	-2.29%
Mar 31, 2025	NORTHERN TRUST CORP	0.74%	1.03M	8.26M	-26.88K	-2.55%
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.68%	938.6K	7.55M	237.7K	+33.91%
Mar 31, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.62%	856.15K	6.88M	660.39K	+337.35%
Mar 31, 2025	JUPITER ASSET MANAGEMENT LTD	0.54%	752.77K	6.05M	752.77K	+100.00%
Mar 31, 2025	SEGALL BRYANT & HAMILL, LLC	0.27%	368.79K	2.97M	-148.09K	-28.65%
Mar 31, 2025	ROYAL BANK OF CANADA	0.26%	367.66K	2.96M	145.18K	+65.25%
Mar 31, 2025	BANK OF NEW YORK MELLON CORP	0.25%	353.27K	2.84M	-1.91K	-0.54%
Mar 31, 2025	SCHRODER INVESTMENT MANAGEMENT GROUP	0.23%	314.79K	2.61M	314.79K	+100.00%
Mar 31, 2025	D. E. SHAW & CO., INC.	0.19%	264.42K	2.13M	131.09K	+98.32%
Mar 31, 2025	JPMORGAN CHASE & CO	0.51%	701.5K	5.64M	-225.8K	-24.35%
Mar 31, 2025	TREXQUANT INVESTMENT LP	0.5%	700.64K	5.63M	258.62K	+58.51%
Mar 31, 2025	WOODLINE PARTNERS LP	0.36%	500.42K	4.02M	-349.06K	-41.09%
Mar 31, 2025	UBS GROUP AG	0.19%	257.14K	2.07M	43.87K	+20.57%
Mar 31, 2025	RHUMBLINE ADVISERS	0.14%	193.74K	1.56M	124	+0.06%
Mar 31, 2025	BARCLAYS PLC	0.13%	178.53K	1.44M	-65.42K	-26.82%
Mar 31, 2025	SQUAREPOINT OPS LLC	0.12%	163.81K	1.32M	47.22K	+40.50%
Mar 31, 2025	PRUDENTIAL FINANCIAL INC	0.12%	160.03K	1.29M	160.03K	+100.00%
Mar 31, 2025	STATE OF WISCONSIN INVESTMENT BOARD	0.23%	322.75K	2.59M	40.74K	+14.45%
Mar 31, 2025	JACOBS LEVY EQUITY MANAGEMENT, INC	0.23%	317.66K	2.55M	304.42K	+2,299.94%
Mar 31, 2025	HUSSMAN STRATEGIC ADVISORS, INC.	0.15%	210K	1.69M	210K	+100.00%
Mar 31, 2025	VANGUARD GROUP INC	1.42%	1.97M	15.85M	241.86K	+13.98%
Mar 31, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.54%	746.23K	6M	189.78K	+34.10%
Mar 31, 2025	DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN	0.21%	285.15K	2.29M	285.15K	+100.00%
Mar 31, 2025	IFP ADVISORS, INC	0.2%	277.58K	2.23M	6.45K	+2.38%
Mar 31, 2025	DEUTSCHE BANK AG\	0.18%	252.45K	2.03M	109.58K	+76.70%
Mar 31, 2025	RICE HALL JAMES & ASSOCIATES, LLC	0.16%	225.47K	1.81M	225.47K	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.12%	163.07K	1.31M	-100.46K	-38.12%
Mar 31, 2025	NORDEA INVESTMENT MANAGEMENT AB	0.25%	349.6K	2.81M	11K	+3.25%
Mar 31, 2024	TANG CAPITAL MANAGEMENT LLC	1.43%	2.05M	10.27M	1.5M	+272.73%
Mar 31, 2024	TREXQUANT INVESTMENT LP	0.21%	294.2K	1.47M	294.2K	+100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0.22%	307.93K	1.54M	88.83K	+40.54%
Mar 31, 2024	JUPITER ASSET MANAGEMENT LTD	0.17%	247.05K	1.24M	43.37K	+21.29%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.22%	311.3K	1.56M	195.6K	+169.06%
Mar 31, 2024	GSA CAPITAL PARTNERS LLP	0.24%	349.2K	1.75M	231.26K	+196.08%
Mar 31, 2024	GROUP ONE TRADING, L.P.	0.26%	377.32K	1.89M	-301.52K	-44.42%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.29%	411.21K	2.06M	17.57K	+4.46%
Mar 31, 2024	STATE OF WISCONSIN INVESTMENT BOARD	0.3%	436.88K	2.19M	165.72K	+61.12%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.38%	538.96K	2.7M	100.77K	+23.00%
Mar 31, 2024	SCHRODER INVESTMENT MANAGEMENT GROUP	0.73%	1.04M	5.21M	0	0
Mar 31, 2024	VANGUARD GROUP INC	1.07%	1.53M	7.67M	21.12K	+1.40%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	1.12%	1.6M	8.03M	33.94K	+2.16%
Mar 31, 2024	NUVEEN ASSET MANAGEMENT, LLC	1.44%	2.06M	10.32M	-293.02K	-12.46%
Mar 31, 2024	BLACKROCK INC.	6.05%	8.66M	43.4M	-258.07K	-2.89%
Mar 31, 2024	CETERA ADVISORS LLC	0.04%	60.14K	301.3K	9.55K	+18.87%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.04%	62.2K	311.6K	-99.53K	-61.54%
Mar 31, 2024	ENSIGN PEAK ADVISORS, INC	0.04%	63.74K	319.31K	-3.22K	-4.80%
Mar 31, 2024	AMERICAN INTERNATIONAL GROUP, INC.	0.05%	66.74K	334.36K	-573	-0.85%
Mar 31, 2024	DIAMOND HILL CAPITAL MANAGEMENT INC	0.05%	70.1K	351.2K	15.02K	+27.27%
Mar 31, 2024	METLIFE INVESTMENT MANAGEMENT, LLC	0.05%	71.2K	356.72K	0	0
Mar 31, 2024	HIGHMARK WEALTH MANAGEMENT LLC	0.05%	75.2K	376.73K	2.2K	+3.01%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0.05%	75.79K	379.69K	5.04K	+7.13%
Mar 31, 2024	PATTEN & PATTEN INC/TN	0.05%	77.12K	386.35K	77.12K	+100.00%
Mar 31, 2024	BNP PARIBAS ARBITRAGE, SNC	0.05%	78.47K	393.12K	8.4K	+11.99%
Mar 31, 2024	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.06%	79.17K	396.62K	-2.01K	-2.47%
Mar 31, 2024	ALPHACENTRIC ADVISORS LLC	0.06%	80K	400.8K	30K	+60.00%
Mar 31, 2024	VONTOBEL HOLDING LTD.	0.06%	80K	400.8K	-2K	-2.44%
Mar 31, 2024	FRANKLIN RESOURCES INC	0.06%	83.02K	415.93K	-97	-0.12%
Mar 31, 2024	ALGERT GLOBAL LLC	0.07%	93.7K	469K	93.7K	+100.00%
Mar 31, 2024	ALPS ADVISORS INC	0.07%	102.01K	511.05K	1.48K	+1.47%
Mar 31, 2024	SIMPLEX TRADING, LLC	0.08%	108.53K	543K	-96.01K	-46.94%
Mar 31, 2024	BALYASNY ASSET MANAGEMENT L.P.	0.2%	288.88K	1.45M	-598.14K	-67.43%
Mar 31, 2024	SWISS NATIONAL BANK	0.19%	268.5K	1.35M	0	0
Mar 31, 2024	ARMISTICE CAPITAL, LLC	8.56%	12.26M	61.42M	2.72M	+28.57%
Mar 31, 2024	NEA MANAGEMENT COMPANY, LLC	2.77%	3.97M	19.89M	0	0
Mar 31, 2024	STATE STREET CORP	1.93%	2.77M	13.88M	66.48K	+2.46%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	1.5%	2.15M	10.78M	103.7K	+5.06%
Mar 31, 2024	GTS SECURITIES LLC	0.17%	247.2K	1.24M	220K	+808.82%
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0.17%	244.6K	1.23M	109.6K	+81.19%
Mar 31, 2024	CAMPBELL & CO INVESTMENT ADVISER LLC	0.17%	237.1K	1.19M	4.68K	+2.02%
Mar 31, 2024	LEVEL FOUR ADVISORY SERVICES, LLC	0.17%	236.8K	2.13M	0	0
Mar 31, 2024	CREDIT SUISSE AG/	0.15%	219.47K	1.1M	0	0
Mar 31, 2024	UBS GROUP AG	0.14%	200.78K	1.01M	-52.71K	-20.79%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0.13%	186.09K	932.31K	-2.94K	-1.55%
Mar 31, 2024	SUNBELT SECURITIES, INC.	0.13%	185.28K	928.23K	-7.28K	-3.78%
Mar 31, 2024	RHUMBLINE ADVISERS	0.13%	183.89K	921.29K	2.55K	+1.41%
Mar 31, 2024	BARCLAYS PLC	0.12%	172.72K	865K	-45.72K	-20.93%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.12%	172.15K	862.49K	172.15K	+100.00%
Mar 31, 2024	UBS ASSET MANAGEMENT AMERICAS INC	0.11%	160.15K	802.34K	0	0
Mar 31, 2024	INVESCO LTD.	0.1%	141.06K	706.69K	-3.63K	-2.51%
Mar 31, 2024	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	0.1%	136.29K	682.8K	-7.31K	-5.09%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.09%	135.5K	678.86K	0	0
Mar 31, 2024	CITADEL ADVISORS LLC	0.09%	135.1K	676.85K	-478.8K	-77.99%
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.09%	131.76K	660.11K	-836	-0.63%
Mar 31, 2024	HUDSON BAY CAPITAL MANAGEMENT LP	0.2%	290.4K	1.45M	197.9K	+213.95%
Mar 31, 2024	NORDEA INVESTMENT MANAGEMENT AB	0.22%	308.5K	1.55M	105.1K	+51.67%
Mar 31, 2024	WOODLINE PARTNERS LP	0.35%	500.56K	2.51M	-144.64K	-22.42%
Mar 31, 2024	683 CAPITAL MANAGEMENT, LLC	0.43%	615K	3.08M	395K	+179.55%
Mar 31, 2024	CITIGROUP INC	0.53%	759.27K	3.8M	-657.57K	-46.41%
Mar 31, 2024	NORTHERN TRUST CORP	0.71%	1.02M	5.12M	-44.38K	-4.16%
Mar 31, 2024	ROCK SPRINGS CAPITAL MANAGEMENT LP	0.8%	1.15M	5.76M	737.78K	+178.82%
Mar 31, 2024	MORGAN STANLEY	0.91%	1.3M	6.53M	-150.69K	-10.36%
Dec 31, 2023	SIMPLEX TRADING, LLC	0.14%	204.54K	1.84M	-17.09K	-7.71%
Dec 31, 2023	BARCLAYS PLC	0.15%	218.45K	1.96M	90.72K	+71.03%
Dec 31, 2023	JPMORGAN CHASE & CO	0.15%	219.1K	1.97M	-9.42K	-4.12%
Dec 31, 2023	CREDIT SUISSE AG/	0.15%	219.47K	1.97M	55.6K	+33.93%
Dec 31, 2023	683 CAPITAL MANAGEMENT, LLC	0.15%	220K	1.98M	220K	+100.00%
Dec 31, 2023	CAMPBELL & CO INVESTMENT ADVISER LLC	0.16%	232.41K	2.09M	232.41K	+100.00%
Dec 31, 2023	LEVEL FOUR ADVISORY SERVICES, LLC	0.17%	236.8K	2.13M	-15.3K	-6.07%
Dec 31, 2023	UBS GROUP AG	0.18%	253.49K	2.28M	61.31K	+31.90%
Dec 31, 2023	SWISS NATIONAL BANK	0.19%	268.5K	2.41M	-30.2K	-10.11%
Dec 31, 2023	STATE OF WISCONSIN INVESTMENT BOARD	0.19%	271.16K	2.44M	165.88K	+157.57%
Dec 31, 2023	CAPTION MANAGEMENT, LLC	0.15%	218K	1.96M	168K	+336.00%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.25%	354.72K	3.19M	-391	-0.11%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.27%	393.64K	3.54M	-4.28K	-1.08%
Dec 31, 2023	ROCK SPRINGS CAPITAL MANAGEMENT LP	0.29%	412.57K	3.71M	-66.97K	-13.97%
Dec 31, 2023	ARMISTICE CAPITAL, LLC	6.66%	9.54M	85.73M	3.49M	+57.67%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.31%	438.19K	3.94M	52.89K	+13.73%
Dec 31, 2023	SCHRODER INVESTMENT MANAGEMENT GROUP	0.73%	1.04M	9.35M	1.04M	+100.00%
Dec 31, 2023	NORTHERN TRUST CORP	0.75%	1.07M	9.59M	21.79K	+2.08%
Dec 31, 2023	CITIGROUP INC	0.99%	1.42M	12.74M	532.88K	+60.28%
Dec 31, 2023	MORGAN STANLEY	1.02%	1.45M	13.08M	31.42K	+2.21%
Dec 31, 2023	TANG CAPITAL MANAGEMENT LLC	0.38%	550K	4.94M	-200K	-26.67%
Dec 31, 2023	BLACKROCK INC.	6.23%	8.92M	80.2M	508.65K	+6.05%
Dec 31, 2023	VANGUARD GROUP INC	1.05%	1.51M	13.58M	26.23K	+1.77%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.1%	1.57M	14.11M	81.34K	+5.47%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	1.43%	2.05M	18.42M	576.12K	+39.13%
Dec 31, 2023	NUVEEN ASSET MANAGEMENT, LLC	1.64%	2.35M	21.15M	-338	-0.01%
Dec 31, 2023	STATE STREET CORP	1.89%	2.7M	24.31M	104.85K	+4.03%
Dec 31, 2023	NEA MANAGEMENT COMPANY, LLC	2.77%	3.97M	35.69M	0	0
Dec 31, 2023	JANE STREET GROUP, LLC	0.41%	582.49K	5.24M	283.03K	+94.51%
Dec 31, 2023	CITADEL ADVISORS LLC	0.38%	549.9K	4.94M	48.5K	+9.67%
Dec 31, 2023	WOODLINE PARTNERS LP	0.45%	645.19K	5.8M	145.19K	+29.04%
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.47%	678.84K	6.1B	94.46K	+16.16%
Dec 31, 2023	BALYASNY ASSET MANAGEMENT L.P.	0.62%	887.01K	7.97M	624.19K	+237.49%
Dec 31, 2023	INVESCO LTD.	0.1%	144.69K	1.3M	9.75K	+7.23%
Dec 31, 2023	CANTOR FITZGERALD, L. P.	0.1%	145.31K	1.31M	44.86K	+44.65%
Dec 31, 2023	J. GOLDMAN & CO LP	0.1%	148.5K	1.34M	81K	+120.00%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.1%	149.9K	1.35M	-433K	-74.28%
Dec 31, 2023	UBS ASSET MANAGEMENT AMERICAS INC	0.11%	160.15K	1.44M	12.45K	+8.43%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.11%	161.73K	1.45M	-29.72K	-15.53%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.12%	173.6K	1.56M	-454.72K	-72.37%
Dec 31, 2023	RHUMBLINE ADVISERS	0.13%	181.34K	1.63M	664	+0.37%
Dec 31, 2023	WOLVERINE TRADING, LLC	0.13%	187.7K	1.69M	187.7K	+100.00%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.13%	189.03K	1.7M	-766	-0.40%
Dec 31, 2023	SUNBELT SECURITIES, INC.	0.13%	192.55K	1.73M	-3.54K	-1.81%
Dec 31, 2023		0.14%	197.3K	1.77M	-1.5K	-0.75%
Dec 31, 2023	NORDEA INVESTMENT MANAGEMENT AB	0.14%	203.4K	1.86M	-11.1K	-5.17%
Dec 31, 2023	JUPITER ASSET MANAGEMENT LTD	0.14%	203.69K	1.83M	172.41K	+551.27%
Sep 30, 2023	UBS ASSET MANAGEMENT AMERICAS INC	0.1%	147.7K	-	-955	-0.64%
Sep 30, 2023	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	0.11%	150.03K	-	-7.93K	-5.02%
Sep 30, 2023	CAPITAL FUND MANAGEMENT S.A.	0.11%	160.52K	-	99.68K	+163.84%
Sep 30, 2023	HUDSON BAY CAPITAL MANAGEMENT LP	0.11%	156.48K	-	25K	+19.01%
Sep 30, 2023	NORDEA INVESTMENT MANAGEMENT AB	0.15%	214.5K	-	2.1K	+0.99%
Sep 30, 2023	SIMPLEX TRADING, LLC	0.16%	221.63K	-	46.22K	+26.35%
Sep 30, 2023	LEVEL FOUR ADVISORY SERVICES, LLC	0.18%	252.1K	-	2.7K	+1.08%
Sep 30, 2023	BALYASNY ASSET MANAGEMENT L.P.	0.18%	262.83K	-	-542.71K	-67.37%
Sep 30, 2023	TIG ADVISORS, LLC	0.19%	268.75K	-	-292.35K	-52.10%
Sep 30, 2023	NATIXIS	0.21%	296.16K	-	33.9K	+12.93%
Sep 30, 2023	SWISS NATIONAL BANK	0.21%	298.7K	-	19.4K	+6.95%
Sep 30, 2023	JANE STREET GROUP, LLC	0.21%	299.46K	-	-70.3K	-19.01%
Sep 30, 2023	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.24%	345.81K	-	297.78K	+619.97%
Sep 30, 2023	STIFEL FINANCIAL CORP	0.25%	355.11K	-	-10.91K	-2.98%
Sep 30, 2023	D. E. SHAW & CO., INC.	0.25%	357.15K	-	-256.37K	-41.79%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.27%	385.3K	-	73.75K	+23.67%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.28%	397.92K	-	-4.51K	-1.12%
Sep 30, 2023	ROCK SPRINGS CAPITAL MANAGEMENT LP	0.34%	479.54K	-	0	0
Sep 30, 2023	WOODLINE PARTNERS LP	0.35%	500K	-	0	0
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.41%	582.9K	-	-177.2K	-23.31%
Sep 30, 2023	GROUP ONE TRADING, L.P.	0.41%	584.38K	-	217.29K	+59.19%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	0.44%	628.32K	-	-739.85K	-54.08%
Sep 30, 2023	ANTARA CAPITAL LP	0.45%	639.7K	-	639.7K	+100.00%
Sep 30, 2023	CITIGROUP INC	0.62%	883.95K	-	-20.96K	-2.32%
Sep 30, 2023	ARTAL GROUP S.A.	0.7%	1M	-	0	0
Sep 30, 2023	INTERNATIONAL BIOTECHNOLOGY TRUST PLC	0.73%	1.04M	-	467K	+81.43%
Sep 30, 2023	NORTHERN TRUST CORP	0.73%	1.05M	-	35.39K	+3.50%
Sep 30, 2023	MORGAN STANLEY	1%	1.42M	-	-262.38K	-15.56%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	1.03%	1.47M	-	-271.87K	-15.59%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.04%	1.49M	-	77.03K	+5.46%
Sep 30, 2023	NUVEEN ASSET MANAGEMENT, LLC	1.65%	2.35M	-	2.35M	+100.00%
Sep 30, 2023	NEA MANAGEMENT COMPANY, LLC	2.78%	3.97M	-	0	0
Sep 30, 2023	ARMISTICE CAPITAL, LLC	4.24%	6.05M	-	1.36M	+28.90%
Sep 30, 2023	BLACKROCK INC.	5.89%	8.41M	-	79.36K	+0.95%
Sep 30, 2023	STATE OF WISCONSIN INVESTMENT BOARD	0.07%	105.28K	-	-7.7K	-6.81%
Sep 30, 2023	ALPS ADVISORS INC	0.07%	105.81K	-	673	+0.64%
Sep 30, 2023	PEAK6 INVESTMENTS LLC	0.08%	110.6K	-	0	0
Sep 30, 2023	DARK FOREST CAPITAL MANAGEMENT LP	0.08%	115.22K	-	68.95K	+149.03%
Sep 30, 2023	CAPTION MANAGEMENT, LLC	0.08%	117.5K	-	67.5K	+135.00%
Sep 30, 2023	CREDIT SUISSE AG/	0.11%	163.87K	-	4.08K	+2.55%
Sep 30, 2023	PARALLAX VOLATILITY ADVISERS, L.P.	0.12%	164.25K	-	13.3K	+8.81%
Sep 30, 2023	RHUMBLINE ADVISERS	0.13%	180.68K	-	1.55K	+0.87%
Sep 30, 2023	ADVISORY SERVICES NETWORK, LLC	0.13%	189.79K	-	12.69K	+7.17%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.13%	191.45K	-	-21.77K	-10.21%
Sep 30, 2023	UBS GROUP AG	0.13%	192.18K	-	-50.19K	-20.71%
Sep 30, 2023		0.14%	198.8K	-	198.8K	+100.00%
Sep 30, 2023	JEFFERIES FINANCIAL GROUP INC.	0.14%	200K	-	0	0
Sep 30, 2023	BARCLAYS PLC	0.09%	127.73K	-	77.59K	+154.77%
Sep 30, 2023	INVESCO LTD.	0.09%	134.94K	-	8.51K	+6.73%
Sep 30, 2023	ALLIANCEBERNSTEIN L.P.	0.09%	135.5K	-	0	0

Insiders

Among the AUPH insiders holding of 7.14% of the stake in company, TANG KEVIN, director, holds the largest shares of 11.33M. GREENLEAF PETER, Chief Executive Officer, is the second largest AUPH insider with ownership of 1.52M shares. DONLEY MATTHEW MAXWELL, EVP, Ops & Strategy, stands third with possession of 584.07K shares of that stake.

Insiders	Designation	Shares Held
TANG KEVIN	director	11.33M
GREENLEAF PETER	Chief Executive Officer	1.52M
DONLEY MATTHEW MAXWELL	EVP, Ops & Strategy	584.07K
MILLER JOSEPH M	Chief Financial Officer	495.93K
HABIG SCOTT MICHAEL	Chief Commercial Officer	456.34K
ROBERTSON STEPHEN P.	EVP, General Counsel	443.82K
KNAPPERTZ VOLKER	EVP, Research and Development	319.13K
KEENAN GREG	Chief Medical Officer	133.48K
SOLOMONS NEIL	Chief Medical Officer	90.95K
MARTIN MICHAEL ROBERT	Chief Business Officer	89.51K
MILNE GEORGE M JR	director	70K
HUIZINGA ROBERT BINDERT	EVP of Research	69.38K
JAYNE DAVID R.W.	director	44.36K
BILLEN DANIEL	director	28.14K
MACKAY-DUNN R. HECTOR	director	18.6K
BALAKRISHNAN BRINDA	director	17.52K
COLAO MASSIMILANO	Chief Commercial Officer	13.5K
BAILEY JEFFREY ALLEN	director	13.36K
LEVERSAGE JILL	director	12.92K
SMITH KAREN L.	director	12.67K
HAGAN JOSEPH P	director	11.96K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Aug 05, 2025	TANG KEVIN	PURCHASE	11.68	200K	2.34M	11.33M
Aug 04, 2025	TANG KEVIN	PURCHASE	11.34	100K	1.13M	11.13M
Aug 01, 2025	TANG KEVIN	PURCHASE	10.12	1M	10.12M	11.03M
Aug 01, 2025	KEENAN GREG	SALE	10.50	20K	210K	133.48K
Mar 07, 2025	KEENAN GREG	SALE	8.23	8.31K	68.35K	153.48K
Mar 04, 2025	TANG KEVIN	PURCHASE	8.00	148.04K	1.18M	9.43M
Mar 03, 2025	TANG KEVIN	PURCHASE	7.97	100.72K	802.74K	8.93M
Feb 28, 2025	TANG KEVIN	PURCHASE	7.85	399.28K	3.13M	8.83M
Dec 09, 2024	TANG KEVIN	PURCHASE	9.09	500K	4.55M	8.43M
Dec 06, 2024	TANG KEVIN	PURCHASE	9.01	400K	3.6M	7.93M
Dec 05, 2024	TANG KEVIN	PURCHASE	8.91	300K	2.67M	7.53M
Nov 11, 2024	BAILEY JEFFREY ALLEN	SALE	8.43	4.56K	38.42K	13.36K
Nov 11, 2024	SMITH KAREN L.	SALE	8.43	5.24K	44.18K	12.67K
Aug 06, 2024	HABIG SCOTT MICHAEL	SALE	5.31	18.25K	96.9K	456.34K
May 21, 2024	LEVERSAGE JILL	SALE	5.74	5.61K	32.2K	12.92K
May 21, 2024	BILLEN DANIEL	SALE	5.74	5.25K	30.15K	28.14K
May 21, 2024	BALAKRISHNAN BRINDA	SALE	5.74	520	2.98K	17.52K
May 21, 2024	MACKAY-DUNN R. HECTOR	SALE	5.74	5.63K	32.32K	18.6K
May 21, 2024	JAYNE DAVID R.W.	SALE	5.74	4.95K	28.39K	44.36K
Mar 06, 2024	HABIG SCOTT MICHAEL	SALE	5.60	17.78K	99.55K	474.59K
Mar 06, 2024	GREENLEAF PETER	SALE	5.60	126.98K	711.09K	1.52M
Mar 06, 2024	DONLEY MATTHEW MAXWELL	SALE	5.51	40.67K	224.06K	584.07K
Mar 06, 2024	MILLER JOSEPH M	SALE	5.60	34.81K	194.94K	495.93K
Mar 06, 2024	ROBERTSON STEPHEN P.	SALE	5.60	57.75K	323.37K	443.82K
Feb 27, 2024	KNAPPERTZ VOLKER	SALE	6.10	4.93K	30.07K	319.13K
Feb 20, 2024	KNAPPERTZ VOLKER	SALE	5.48	25.15K	137.8K	324.06K
Feb 20, 2024	HABIG SCOTT MICHAEL	SALE	5.48	15.87K	86.95K	492.36K
May 23, 2023	BILLEN DANIEL	SALE	11.26	4.65K	52.36K	33.39K
May 23, 2023	LEVERSAGE JILL	SALE	11.26	4.82K	54.22K	18.53K
May 23, 2023	MACKAY-DUNN R. HECTOR	SALE	11.26	4.82K	54.25K	24.23K
May 23, 2023	JAYNE DAVID R.W.	SALE	11.26	8.73K	98.33K	49.31K
May 19, 2023	HAGAN JOSEPH P	SALE	10.58	272	2.88K	11.96K
Mar 02, 2023	ROBERTSON STEPHEN P.	SALE	8.94	19.4K	173.45K	303.36K
Mar 02, 2023	MILNE GEORGE M JR	PURCHASE	8.91	20K	178.28K	70K
Mar 02, 2023	GREENLEAF PETER	SALE	8.94	32.75K	292.79K	982.97K
Mar 02, 2023	MILLER JOSEPH M	SALE	8.94	11.3K	100.99K	331.21K
Nov 21, 2022	DONLEY MATTHEW MAXWELL	PURCHASE	4.66	10K	46.6K	27.93K
Nov 09, 2022	HABIG SCOTT MICHAEL	PURCHASE	5.01	5K	25.08K	5K
Nov 07, 2022	MARTIN MICHAEL ROBERT	PURCHASE	5.16	30K	154.8K	89.51K
Mar 09, 2022	MACKAY-DUNN R. HECTOR	PURCHASE	11.00	5K	54.99K	11K
Mar 04, 2022	MILNE GEORGE M JR	PURCHASE	10.82	5K	54.1K	50K
Mar 02, 2022	GREENLEAF PETER	SALE	12.01	9.07K	108.91K	32.97K
Mar 02, 2022	SOLOMONS NEIL	SALE	12.01	4.85K	58.2K	90.95K
Mar 02, 2022	HUIZINGA ROBERT BINDERT	SALE	12.01	4.85K	58.24K	69.38K
Mar 02, 2022	COLAO MASSIMILANO	SALE	12.01	3.21K	38.49K	13.5K
Mar 02, 2022	DONLEY MATTHEW MAXWELL	SALE	12.01	3.05K	36.65K	16.22K
Mar 02, 2022	MARTIN MICHAEL ROBERT	SALE	12.01	4.85K	58.24K	59.51K
Mar 02, 2022	MILLER JOSEPH M	SALE	12.01	3.06K	36.75K	6.61K
Jan 03, 2022	HAGAN JOSEPH P	SALE	23.29	634	14.77K	3.5K
Dec 13, 2021	LEVERSAGE JILL	PURCHASE	20.04	1.6K	32.06K	5.3K
Nov 11, 2021	SOLOMONS NEIL	SALE	28.89	100K	2.89M	87.3K
Nov 11, 2021	MARTIN MICHAEL ROBERT	SALE	29.50	11K	324.5K	55.86K
Nov 10, 2021	MARTIN MICHAEL ROBERT	SALE	30.55	10K	305.5K	66.86K
Nov 10, 2021	SOLOMONS NEIL	SALE	30.55	10K	305.5K	87.3K
Nov 09, 2021	MARTIN MICHAEL ROBERT	SALE	30.17	50K	1.51M	126.86K
Nov 09, 2021	SOLOMONS NEIL	SALE	30.17	50K	1.51M	87.3K
Nov 01, 2021	SOLOMONS NEIL	SALE	31.64	45K	1.42M	137.3K
Nov 01, 2021	MARTIN MICHAEL ROBERT	SALE	31.64	45K	1.42M	176.86K
Oct 25, 2021	HUIZINGA ROBERT BINDERT	SALE	29.75	130K	3.87M	65.73K
Sep 21, 2021	MARTIN MICHAEL ROBERT	SALE	24.02	87.5K	2.1M	176.86K
Sep 21, 2021	HUIZINGA ROBERT BINDERT	SALE	23.66	5.36K	126.91K	100.73K
Sep 20, 2021	MARTIN MICHAEL ROBERT	SALE	21.60	16K	345.6K	176.86K
Sep 14, 2021	MARTIN MICHAEL ROBERT	SALE	21.19	90K	1.91M	176.86K
Sep 14, 2021	HUIZINGA ROBERT BINDERT	SALE	21.75	22.5K	489.38K	106.09K
Sep 10, 2021	HUIZINGA ROBERT BINDERT	SALE	19.76	5K	98.8K	128.59K
Sep 10, 2021	MARTIN MICHAEL ROBERT	SALE	19.80	25K	495K	176.86K
Sep 10, 2021	SOLOMONS NEIL	SALE	19.84	150K	2.98M	137.3K
Sep 07, 2021	HUIZINGA ROBERT BINDERT	SALE	18.30	5K	91.5K	138.59K
Sep 07, 2021	MARTIN MICHAEL ROBERT	SALE	18.10	7.5K	135.75K	176.86K
Aug 26, 2021	MARTIN MICHAEL ROBERT	SALE	17.81	22.5K	400.73K	184.36K
Aug 25, 2021	SOLOMONS NEIL	SALE	15.85	5K	79.25K	137.3K
Aug 09, 2021	MARTIN MICHAEL ROBERT	SALE	16.01	5K	80.05K	206.86K
Aug 09, 2021	SOLOMONS NEIL	SALE	16.03	45K	721.35K	142.3K
Jul 28, 2021	MARTIN MICHAEL ROBERT	SALE	13.86	5K	69.3K	211.86K
Jun 22, 2021	MARTIN MICHAEL ROBERT	SALE	13.76	5K	68.8K	216.86K
May 12, 2021	MACKAY-DUNN R. HECTOR	PURCHASE	11.26	1.4K	15.76K	4.4K
May 11, 2021	DONLEY MATTHEW MAXWELL	PURCHASE	10.07	9.9K	99.74K	9.9K
May 11, 2021	LEVERSAGE JILL	PURCHASE	10.96	2.5K	27.39K	3.7K
May 11, 2021	MACKAY-DUNN R. HECTOR	PURCHASE	11.17	500	5.59K	2K
May 11, 2021	GREENLEAF PETER	PURCHASE	10.15	2.13K	21.65K	10.46K
May 11, 2021	MILLER JOSEPH M	PURCHASE	9.74	1K	9.74K	1K
Mar 12, 2021	SOLOMONS NEIL	SALE	13.49	40K	539.6K	187.3K
Mar 05, 2021	MILNE GEORGE M JR	PURCHASE	13.00	5K	65K	45K
Jan 29, 2021	LEVERSAGE JILL	PURCHASE	16.03	400	6.41K	400
Jan 28, 2021	ROBERTSON STEPHEN P.	PURCHASE	16.14	900	14.53K	2.72K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE1.3M3

SALES20K1

NET SHARES1.28M2

SHARES HELD33.62M4

% NET SHARES-96.19%-50%

Frequently Asked Questions