How many institutions own ARDC stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own ARDC shares is 71, representing 34.41% of the company's common stock.

Who are the major shareholders selling Ares Dynamic Credit Allocation Fund, Inc. stock?

E&G ADVISORS, LP, in the last quarter, reduced its stake in ARDC by -1.27% restricting it's holding to 15.6 thousand shares of worth nearly $189.65K. LANDSCAPE CAPITAL MANAGEMENT, L.L.C. also lessened -74.71% of the ARDC shares from its portfolio, reducing its holding to 11.5 thousand shares of worth $139.89K. PENSIONMARK FINANCIAL GROUP, LLC also shunned ARDC shares holding by -6.51% last quarter which brought its holding to 17.67 thousand shares worth $214.84K.

Investors who are buying ARDC stock?

As per its latest 13F filing, NOBLE WEALTH MANAGEMENT PBC increased its stake in ARDC by 96.2% in the last quarter. The institutional holder raised its holding to 981 shares having worth more than $11.93K. NOMURA HOLDINGS INC also added 100% more shares of ARDC to its portfolio, raising its holding to 10 thousand shares of worth $121.60K. FOUNDERS FINANCIAL ALLIANCE, LLC also increased its ARDC shares holding by 4.57% which brought its holding to 11.02 thousand shares worth $134.04K.

ARDC's major insiders: who are they?

The insider with the most stakes in ARDC is Sun Life Assurance Co of Canada , director at the company. Additionally, ARDC stock is highly held by 10 percent owner THRIVENT FINANCIAL FOR LUTHERANS and President and CEO / Portfolio Brufsky Seth J among others.

Did an insider recently sell ARDC stock?

Company executives, directors, and other insiders own N/A percent of Ares Dynamic Credit Allocation Fund, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which ARDC insiders have sold stock, totaling 0 shares. Insiders that have sold shares include SHAW JOHN JOSEPH, ARES CAPITAL MANAGEMENT II LLC, and FUCHS HENRY J.

Which insider recently purchased ARDC stock?

There have been 1 transaction(s) during the past 6-months in which Ares Dynamic Credit Allocation Fund, Inc. insiders have bought stock, totalling 160000 shares

How much of ARDC does insiders own?

Around 160K Ares Dynamic Credit Allocation Fund, Inc. shares are held by insiders, which represents about N/A of ARDC stock.

Who is the insider with the largest stake?

ARDC director, Sun Life Assurance Co of Canada holds the largest portfolio of the company's shares. ARDC shares owned by Sun total nearly 560 thousand.

Which institution holds the most shares in ARDC?

NOBLE WEALTH MANAGEMENT PBC is the largest institutional owner in ARDC which holds 981 shares worth $11.93K or 0% of the total ARDC shares outstanding followed by E&G ADVISORS, LP with ownership of 15.6 thousand shares representing 0.07% of the ARDC ownership. NEUBERGER BERMAN GROUP LLC is the third largest stakeholder with 10 thousand shares or 0.04% of the ownership worth more than $121.60K.

Is Ares Dynamic Credit Allocation Fund, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the ARDC is concerned, it is a stock which is not optionable.

Is there a short position on ARDC's shares?

Number of ARDC shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding ARDC shares are there?

As of today, null shares of ARDC are outstanding.

Is there many float in ARDC stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, ARDC has null shares in float.

ARDC short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for ARDC is null.

Ares Dynamic Credit Allocation Fund (ARDC) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

N/A Percentage of Shares held by All Insiders

34.41% Percentage of Shares held by All Institutions

34.41% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 34.41% of ARDC shares are held by financial institutions. NOBLE WEALTH MANAGEMENT PBC is the top corporate investor, holding 981 shares valued at $11.93K. A 0% stake in Ares Dynamic Credit Allocation Fund, Inc. is owned by the company. E&G ADVISORS, LP owns 15.6K shares valued at $189.65K, which translates its holding of 0.07% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	NOBLE WEALTH MANAGEMENT PBC	0%	981	11.93K	481	+96.20%
Mar 31, 2026	E&G ADVISORS, LP	0.07%	15.6K	189.65K	-200	-1.27%
Mar 31, 2026	NEUBERGER BERMAN GROUP LLC	0.04%	10K	121.6K	0	0
Mar 31, 2026	NOMURA HOLDINGS INC	0.04%	10K	121.6K	10K	+100.00%
Mar 31, 2026	FOUNDERS FINANCIAL ALLIANCE, LLC	0.05%	11.02K	134.04K	482	+4.57%
Mar 31, 2026	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.05%	11.5K	139.89K	-33.98K	-74.71%
Mar 31, 2026	HRT FINANCIAL LP	0.05%	11.86K	144K	11.86K	+100.00%
Mar 31, 2026	STONEX GROUP INC.	0.05%	12.61K	153.37K	12.61K	+100.00%
Mar 31, 2026	COLONY GROUP, LLC	0.05%	13K	158.08K	13K	+100.00%
Mar 31, 2026	ANFIELD CAPITAL MANAGEMENT, LLC	0.06%	13.74K	167.13K	1.14K	+9.00%
Mar 31, 2026	MIRACLE MILE ADVISORS, LLC	0.06%	15K	182.4K	0	0
Mar 31, 2026	WAVERLY ADVISORS, LLC	0.07%	17.06K	207.42K	4.18K	+32.44%
Mar 31, 2026	PENSIONMARK FINANCIAL GROUP, LLC	0.07%	17.67K	214.84K	-1.23K	-6.51%
Mar 31, 2026	OPPENHEIMER & CO INC	0.08%	18.3K	222.54K	18.3K	+100.00%
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.09%	20.81K	253.08K	-4.85K	-18.89%
Mar 31, 2026	UBS GROUP AG	0.09%	21.56K	262.13K	-32.28K	-59.96%
Mar 31, 2026	NWF ADVISORY SERVICES INC.	0.1%	23.15K	281.5K	-7.8K	-25.20%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.13%	31.35K	381.25K	-19.68K	-38.56%
Mar 31, 2026		0.16%	37.65K	457.87K	12.84K	+51.76%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	0.34%	81.13K	986.48K	-51.06K	-38.63%
Mar 31, 2026	CURATED WEALTH PARTNERS LLC	0.37%	88.05K	1.07M	145	+0.16%
Mar 31, 2026	ICON ADVISERS INC/CO	0.41%	97.24K	1.18M	97.24K	+100.00%
Mar 31, 2026	BALYASNY ASSET MANAGEMENT L.P.	0.48%	115.08K	1.4M	5.26K	+4.79%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.55%	130.66K	1.59M	61.9K	+90.03%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	6.63%	1.59M	19.32M	-71.84K	-4.33%
Mar 31, 2026	WILEY BROS.-AINTREE CAPITAL, LLC	0.17%	39.92K	485.4K	-27.69K	-40.96%
Mar 31, 2026	ROYAL BANK OF CANADA	0.21%	49.33K	600K	-2.91K	-5.57%
Mar 31, 2026	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.25%	60.73K	738.5K	-3.55K	-5.52%
Mar 31, 2026	NEWEDGE ADVISORS, LLC	0.08%	19.64K	238.81K	0	0
Mar 31, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0%	13	158	13	+100.00%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	250	3.04K	0	0
Mar 31, 2026	EVERSOURCE WEALTH ADVISORS, LLC	0%	250	32.48K	-2.3K	-90.20%
Mar 31, 2026	BOYD WATTERSON ASSET MANAGEMENT LLC/OH	0%	275	3.34K	0	0
Mar 31, 2026	TRIUMPH CAPITAL MANAGEMENT	0%	800	9.73K	0	0
Mar 31, 2026	BNP PARIBAS ARBITRAGE, SNC	0%	842	10.24K	0	0
Mar 31, 2026	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.06%	15.44K	187.69K	0	0
Mar 31, 2026	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.01%	1.8K	21.89K	0	0
Mar 31, 2026	WEBSTER BANK, N. A.	0.01%	2.53K	30.78K	0	0
Mar 31, 2026	CORECAP ADVISORS, LLC	0.02%	3.66K	44.57K	-410	-10.06%
Mar 31, 2026	GOALVEST ADVISORY LLC	0.03%	7K	85.12K	0	0
Mar 31, 2026	SPIRE WEALTH MANAGEMENT	0.03%	7.5K	91.2K	1K	+15.38%
Mar 31, 2026	VIRTUS INVESTMENT ADVISERS, INC.	0.14%	34.34K	417.51K	-4.56K	-11.73%
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0.59%	140.77K	1.71M	38.86K	+38.13%
Mar 31, 2026	READYSTATE ASSET MANAGEMENT LP	0.61%	146.46K	1.78M	-23.13K	-13.64%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0.61%	146.49K	1.78M	41K	+38.86%
Mar 31, 2026	CAPITAL INVESTMENT ADVISORS, LLC	0.79%	189.47K	2.3M	-1.1K	-0.58%
Mar 31, 2026	LOGAN STONE CAPITAL, LLC	0.82%	197.69K	2.4M	89.05K	+81.96%
Mar 31, 2026	JANNEY MONTGOMERY SCOTT LLC	0.93%	223.79K	2.72M	-8.44K	-3.63%
Mar 31, 2026	HUNTLEIGH ADVISORS, INC.	0.95%	227.06K	2.76M	10.43K	+4.82%
Mar 31, 2026	HENNION & WALSH ASSET MANAGEMENT, INC.	1.04%	248.65K	3.02M	-6.47K	-2.54%
Mar 31, 2026	NEWEDGE WEALTH, LLC	1.07%	257.24K	3.13M	13.26K	+5.43%
Mar 31, 2026	SIT INVESTMENT ASSOCIATES INC	1.25%	298.91K	3.64M	0	0
Mar 31, 2026	ADVISORS ASSET MANAGEMENT, INC.	1.35%	324.67K	3.95M	-14.91K	-4.39%
Mar 31, 2026	SHAKER FINANCIAL SERVICES, LLC	1.38%	331.24K	4.03M	86.74K	+35.48%
Mar 31, 2026	INVESCO LTD.	1.4%	335.67K	4.08M	-4.39K	-1.29%
Mar 31, 2026	UNITED ADVISOR GROUP, LLC	1.5%	358.86K	4.36M	8.86K	+2.53%
Mar 31, 2026	STIFEL FINANCIAL CORP	0.17%	40.3K	490.09K	-141.9K	-77.88%
Mar 31, 2026	LPL FINANCIAL LLC	0.2%	48.79K	593.28K	8.05K	+19.76%
Mar 31, 2026	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.58%	379.6K	4.62M	-49.84K	-11.61%
Mar 31, 2026	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.03%	7.6K	92.49K	0	0
Mar 31, 2026	PENSERRA CAPITAL MANAGEMENT LLC	1.71%	409.93K	4.98M	409.93K	+100.00%
Mar 31, 2026	GUGGENHEIM CAPITAL LLC	1.74%	416.4K	5.06M	-30.07K	-6.73%
Mar 31, 2026	ADVISORNET FINANCIAL, INC	2.1%	502.99K	6.12M	17.97K	+3.70%
Mar 31, 2026	MORGAN STANLEY	2.12%	508.88K	6.19M	14.52K	+2.94%
Dec 31, 2025	CURATED WEALTH PARTNERS LLC	0.37%	87.91K	1.17M	2.27K	+2.65%
Dec 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.44%	105.5K	1.4M	-1.73K	-1.62%
Dec 31, 2025	STIFEL FINANCIAL CORP	0.76%	182.2K	2.42M	-7.03K	-3.71%
Dec 31, 2025	STRATEGIC WEALTH PARTNERS, LTD.	0.17%	40K	532K	40K	+100.00%
Dec 31, 2025	INVESCO LTD.	1.42%	340.06K	4.52M	13.87K	+4.25%
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	1.02%	244.5K	3.25M	244.5K	+100.00%
Dec 31, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	1.07%	255.12K	3.39M	-9.67K	-3.65%
Dec 31, 2025	SIT INVESTMENT ASSOCIATES INC	1.25%	298.91K	3.98M	298.91K	+100.00%
Dec 31, 2025	WEBSTER BANK, N. A.	0.01%	2.53K	33.66K	0	0
Dec 31, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0.01%	2.55K	33.94K	957	+60.00%
Dec 31, 2025	CEDAR WEALTH MANAGEMENT, LLC	0.02%	4.03K	53.55K	-16.9K	-80.76%
Dec 31, 2025	CORECAP ADVISORS, LLC	0.02%	4.07K	54.18K	-443	-9.81%
Dec 31, 2025	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	86.45K	0	0
Dec 31, 2025	GOALVEST ADVISORY LLC	0.03%	7K	93.1K	0	0
Dec 31, 2025		0.1%	24.81K	329.99K	24.81K	+100.00%
Dec 31, 2025	HUNTLEIGH ADVISORS, INC.	0.91%	216.63K	2.88M	1.83K	+0.85%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	57	754	-515	-90.04%
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	250	3.33K	0	0
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	268	3.57K	268	+100.00%
Dec 31, 2025	NOBLE WEALTH MANAGEMENT PBC	0%	500	6.65K	500	+100.00%
Dec 31, 2025	TRIUMPH CAPITAL MANAGEMENT	0%	800	10.64K	-800	-50.00%
Dec 31, 2025	NEWEDGE WEALTH, LLC	1.02%	243.98K	3.24M	27.27K	+12.58%
Dec 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	1.42%	339.58K	4.52M	-81.2K	-19.30%
Dec 31, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.8%	429.43K	5.71M	59.1K	+15.96%
Dec 31, 2025	ADVISORNET FINANCIAL, INC	2.03%	485.02K	6.45M	165.89K	+51.98%
Dec 31, 2025	FOUNDERS FINANCIAL ALLIANCE, LLC	0.04%	10.54K	140.19K	10.54K	+100.00%
Dec 31, 2025	E&G ADVISORS, LP	0.07%	15.8K	210.09K	-850	-5.11%
Dec 31, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.08%	18.9K	251.34K	18.9K	+100.00%
Dec 31, 2025	SECURE ASSET MANAGEMENT, LLC	0.08%	19.05K	253.36K	-121.97K	-86.49%
Dec 31, 2025	HARBOUR INVESTMENTS, INC.	0%	311	4.13K	311	+100.00%
Dec 31, 2025	CWM, LLC	0%	422	6K	10	+2.43%
Dec 31, 2025	CAMELOT PORTFOLIOS, LLC	0.04%	8.4K	111.72K	8.4K	+100.00%
Dec 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.8%	190.58K	2.53M	-10.52K	-5.23%
Dec 31, 2025	UNITED ADVISOR GROUP, LLC	1.47%	350K	4.65M	-1.86K	-0.53%
Dec 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.03%	7.6K	101.08K	0	0
Dec 31, 2025	NEUBERGER BERMAN GROUP LLC	0.04%	10K	133K	0	0
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.08%	19.64K	261.2K	-700	-3.44%
Dec 31, 2025	MIRACLE MILE ADVISORS, LLC	0.06%	15K	199.5K	0	0
Dec 31, 2025	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.06%	15.44K	205.28K	0	0
Dec 31, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.16%	38.9K	517.34K	-11.65K	-23.05%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.21%	51.03K	678.72K	-5.97K	-10.47%
Dec 31, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.28%	67.61K	899.19K	228	+0.34%
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	1.87%	446.46K	5.94M	75.35K	+20.30%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	842	11.2M	-29	-3.33%
Dec 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.01%	2.03K	27.04K	2K	+6,060.61%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	10.96K	145.7K	10.96K	+100.00%
Dec 31, 2025	ANFIELD CAPITAL MANAGEMENT, LLC	0.05%	12.61K	167.7K	4.46K	+54.77%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.11%	25.66K	341.28K	-3.13K	-10.88%
Dec 31, 2025	XTX TOPCO LTD	0.11%	26.95K	358.42K	26.95K	+100.00%
Dec 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.43%	101.91K	1.36M	89.49K	+720.30%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.55%	132.19K	1.76M	-52.41K	-28.39%
Dec 31, 2025	MORGAN STANLEY	2.07%	494.36K	6.58M	10.84K	+2.24%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	6.96%	1.66M	22.08M	-132.05K	-7.37%
Dec 31, 2025	WAVERLY ADVISORS, LLC	0.05%	12.88K	171.31K	114	+0.89%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.29%	68.76K	914.46K	18.22K	+36.06%
Dec 31, 2025	LOGAN STONE CAPITAL, LLC	0.46%	108.65K	1.44M	108.65K	+100.00%
Dec 31, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.46%	109.82K	1.46M	96.47K	+722.78%
Dec 31, 2025	READYSTATE ASSET MANAGEMENT LP	0.71%	169.59K	2.26M	132.18K	+353.28%
Dec 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.97%	232.23K	3.09M	-2.27K	-0.97%
Dec 31, 2025	BANGOR SAVINGS BANK	0%	0	-	-1.21K	-100.00%
Dec 31, 2025	OPPENHEIMER & CO INC	0%	0	-	-28.52K	-100.00%
Dec 31, 2025	ASSETMARK, INC	0%	7	93	0	0
Dec 31, 2025	BOYD WATTERSON ASSET MANAGEMENT LLC/OH	0%	275	3.66K	0	0
Dec 31, 2025	MAREX GROUP PLC	0.1%	22.9K	304.58K	22.9K	+100.00%
Dec 31, 2025	LPL FINANCIAL LLC	0.17%	40.74K	541.83K	2.29K	+5.97%
Dec 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.19%	45.48K	604.91K	-29.57K	-39.40%
Dec 31, 2025	JANE STREET GROUP, LLC	0.19%	45.95K	611.15K	18.08K	+64.85%
Dec 31, 2025	ROYAL BANK OF CANADA	0.22%	52.24K	695K	8.45K	+19.29%
Dec 31, 2025	UBS GROUP AG	0.23%	53.83K	715.97K	9.47K	+21.34%
Dec 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.27%	64.28K	854.94K	-5.22K	-7.51%
Dec 31, 2025	NWF ADVISORY SERVICES INC.	0.13%	30.95K	411.64K	-3.2K	-9.37%
Sep 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.21%	50.55K	711.2K	-713	-1.39%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.77%	184.6K	2.6M	-63.37K	-25.56%
Sep 30, 2025	AXIM PLANNING & WEALTH	0%	0	-	-11.76K	-100.00%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0%	0	-	-106.79K	-100.00%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.79%	189.23K	2.66M	-114.04K	-37.60%
Sep 30, 2025	SIT INVESTMENT ASSOCIATES INC	0%	0	-	-43.69K	-100.00%
Sep 30, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0%	0	-	-642	-100.00%
Sep 30, 2025	ASSETMARK, INC	0%	7	98	0	0
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.98%	234.5K	3.3M	208.72K	+809.41%
Sep 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	1.11%	264.79K	3.73M	25.68K	+10.74%
Sep 30, 2025	HUNTLEIGH ADVISORS, INC.	0.9%	214.79K	3.02M	13.89K	+6.92%
Sep 30, 2025	NEWEDGE WEALTH, LLC	0.91%	216.71K	3.02M	83.89K	+63.16%
Sep 30, 2025	CORECAP ADVISORS, LLC	0.02%	4.52K	63.56K	1.14K	+33.60%
Sep 30, 2025	MIRACLE MILE ADVISORS, LLC	0.06%	15K	211.05K	-20K	-57.14%
Sep 30, 2025	INVESCO LTD.	1.37%	326.19K	4.59M	28.34K	+9.51%
Sep 30, 2025	UNITED ADVISOR GROUP, LLC	1.47%	351.86K	4.95M	15.58K	+4.63%
Sep 30, 2025	READYSTATE ASSET MANAGEMENT LP	0.16%	37.41K	526.42K	-52.94K	-58.59%
Sep 30, 2025	LPL FINANCIAL LLC	0.16%	38.45K	540.91K	4.27K	+12.50%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.24%	56.99K	823.75K	-4.13K	-6.75%
Sep 30, 2025	ADVISORNET FINANCIAL, INC	1.34%	319.13K	4.49M	84.01K	+35.73%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	1.76%	420.78K	5.92M	46.32K	+12.37%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	7.51%	1.79M	25.22M	106.59K	+6.32%
Sep 30, 2025	ROYAL BANK OF CANADA	0.18%	43.8K	616K	2.98K	+7.30%
Sep 30, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.28%	67.38K	948.03K	31.59K	+88.25%
Sep 30, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.84%	201.1K	2.83M	-2.42K	-1.19%
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	1.55%	371.12K	5.22M	-12.45K	-3.24%
Sep 30, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0.01%	1.6K	22.44K	538	+50.90%
Sep 30, 2025	WEBSTER BANK, N. A.	0.01%	2.53K	35.61K	0	0
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	250	3.52K	250	+100.00%
Sep 30, 2025	BOYD WATTERSON ASSET MANAGEMENT LLC/OH	0%	275	3.87K	0	0
Sep 30, 2025	CWM, LLC	0%	412	6K	412	+100.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	572	8.04K	0	0
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	871	12.26K	871	+100.00%
Sep 30, 2025	BANGOR SAVINGS BANK	0.01%	1.21K	17.04K	1.21K	+100.00%
Sep 30, 2025	FUTURE FINANCIAL WEALTH MANAGMENT LLC	0.01%	1.3K	18.29K	0	0
Sep 30, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.55%	370.33K	5.21M	17.73K	+5.03%
Sep 30, 2025	UBS GROUP AG	0.19%	44.37K	624.22K	-1.93K	-4.16%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.01%	1.8K	25.33K	1.8K	+100.00%
Sep 30, 2025	MORGAN STANLEY	2.03%	483.52K	6.8M	44.16K	+10.05%
Sep 30, 2025	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	91.46K	0	0
Sep 30, 2025	GOALVEST ADVISORY LLC	0.03%	7K	98.49K	0	0
Sep 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.03%	7.6K	106.7K	0	0
Sep 30, 2025	ANFIELD CAPITAL MANAGEMENT, LLC	0.03%	8.15K	114.63K	0	0
Sep 30, 2025	NEUBERGER BERMAN GROUP LLC	0.04%	10K	140.7K	0	0
Sep 30, 2025	HRT FINANCIAL LP	0.05%	11.81K	166K	1.41K	+13.51%
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.05%	12.42K	174.81K	-54.73K	-81.50%
Sep 30, 2025	WAVERLY ADVISORS, LLC	0.05%	12.77K	179.61K	106	+0.84%
Sep 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.06%	13.35K	187.79K	13.35K	+100.00%
Sep 30, 2025	QTR FAMILY WEALTH, LLC	0.06%	14.5K	204.02K	14.5K	+100.00%
Sep 30, 2025	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.06%	15.44K	217.17K	0	0
Sep 30, 2025	E&G ADVISORS, LP	0.07%	16.65K	234.21K	-100	-0.60%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.09%	20.34K	286.17K	600	+3.04%
Sep 30, 2025	CEDAR WEALTH MANAGEMENT, LLC	0.09%	20.93K	294.44K	761	+3.77%
Sep 30, 2025	JANE STREET GROUP, LLC	0.12%	27.87K	392.19K	27.87K	+100.00%
Sep 30, 2025	OPPENHEIMER & CO INC	0.12%	28.52K	401.21K	28.52K	+100.00%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.12%	28.79K	405.13K	10.94K	+61.23%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.12%	29.01K	408.21K	-1.53K	-5.01%
Sep 30, 2025	NWF ADVISORY SERVICES INC.	0.14%	34.15K	480.49K	-5.1K	-12.99%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.21%	50.54K	711.03K	2.78K	+5.82%
Sep 30, 2025	POLAR ASSET MANAGEMENT PARTNERS INC.	0.23%	54.73K	770.07K	1.36K	+2.55%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.23%	55.89K	786K	55.89K	+100.00%
Sep 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.29%	69.5K	977.91K	-197	-0.28%
Sep 30, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.31%	75.05K	1.06M	-46.63K	-38.32%
Sep 30, 2025	CURATED WEALTH PARTNERS LLC	0.36%	85.64K	1.2M	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0.45%	107.23K	1.51M	-29.96K	-21.84%
Sep 30, 2025	SECURE ASSET MANAGEMENT, LLC	0.59%	141.02K	1.98M	-36.36K	-20.50%
Jun 30, 2025	COHEN & STEERS, INC.	0.77%	180.21K	2.56M	0	0
Jun 30, 2025	WELLS FARGO & COMPANY/MN	7.16%	1.69M	23.97M	-15.89K	-0.93%
Jun 30, 2025	MORGAN STANLEY	1.87%	439.36K	6.25B	34.45K	+8.51%
Jun 30, 2025	GUGGENHEIM CAPITAL LLC	1.63%	383.56K	5.45M	-51.16K	-11.77%
Jun 30, 2025	SECURE ASSET MANAGEMENT, LLC	0.75%	177.37K	2.52M	-16.72K	-8.61%
Jun 30, 2025	E&G ADVISORS, LP	0.07%	16.75K	238.13K	0	0
Jun 30, 2025	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.07%	15.44K	219.48K	0	0
Jun 30, 2025	AXIM PLANNING & WEALTH	0.05%	11.76K	167.16K	11.76K	+100.00%
Jun 30, 2025	HRT FINANCIAL LP	0.04%	10.41K	147K	10.41K	+100.00%
Jun 30, 2025	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	92.43K	0	0
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	1.59%	374.46K	5.32M	-31.96K	-7.86%
Jun 30, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.5%	352.6K	5.01M	-56.07K	-13.72%
Jun 30, 2025	UNITED ADVISOR GROUP, LLC	1.43%	336.28K	4.78M	5.44K	+1.64%
Jun 30, 2025	STIFEL FINANCIAL CORP	1.29%	303.27K	4.31M	15.41K	+5.35%
Jun 30, 2025	INVESCO LTD.	1.27%	297.86K	4.24M	23.54K	+8.58%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	1.05%	247.97K	3.53M	-4.74K	-1.88%
Jun 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	1.02%	239.1K	3.4M	34.2K	+16.69%
Jun 30, 2025	ADVISORNET FINANCIAL, INC	1%	235.12K	3.34M	65.84K	+38.89%
Jun 30, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.86%	203.52K	2.89M	-4.65K	-2.24%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0.58%	137.19K	1.95M	12.56K	+10.07%
Jun 30, 2025	NEWEDGE WEALTH, LLC	0.56%	132.83K	1.91M	11.42K	+9.40%
Jun 30, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.52%	121.68K	1.73M	-31.64K	-20.64%
Jun 30, 2025	READYSTATE ASSET MANAGEMENT LP	0.38%	90.36K	1.28M	17.94K	+24.76%
Jun 30, 2025	CURATED WEALTH PARTNERS LLC	0.36%	85.64K	1.22M	0	0
Jun 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.3%	69.7K	991.13K	-3.18K	-4.37%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.29%	67.15K	954.87K	47.81K	+247.26%
Jun 30, 2025	POLAR ASSET MANAGEMENT PARTNERS INC.	0.23%	53.37K	758.92K	53.37K	+100.00%
Jun 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.22%	51.26K	728.92K	-7.31K	-12.49%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.26%	61.12K	869.2K	9.39K	+18.16%
Jun 30, 2025	MIRACLE MILE ADVISORS, LLC	0.15%	35K	497.7K	0	0
Jun 30, 2025	LPL FINANCIAL LLC	0.15%	34.17K	485.94K	386	+1.14%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.13%	30.54K	434.34K	30.54K	+100.00%
Jun 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.11%	25.79K	367K	3.02K	+13.26%
Jun 30, 2025	CEDAR WEALTH MANAGEMENT, LLC	0.09%	20.17K	286.76K	-4.96K	-19.74%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.08%	19.74K	280.69K	-600	-2.95%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.08%	17.86K	253.96K	-5.06K	-22.08%
Jun 30, 2025	WAVERLY ADVISORS, LLC	0.05%	12.66K	180.02K	106	+0.84%
Jun 30, 2025	NEUBERGER BERMAN GROUP LLC	0.04%	10K	142.2K	0	0
Jun 30, 2025	ANFIELD CAPITAL MANAGEMENT, LLC	0.03%	8.15K	115.85K	375	+4.83%
Jun 30, 2025	ELEQUIN SECURITIES, LLC	0.02%	5.57K	79.18K	2.18K	+64.54%
Jun 30, 2025	CORECAP ADVISORS, LLC	0.01%	3.38K	48.09K	-975	-22.38%
Jun 30, 2025	WEBSTER BANK, N. A.	0.01%	2.53K	35.99K	0	0
Jun 30, 2025	HUNTLEIGH ADVISORS, INC.	0.85%	200.9K	2.86M	1.29K	+0.64%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.2%	47.75K	679.06K	-22K	-31.54%
Jun 30, 2025	UBS GROUP AG	0.2%	46.29K	658.26K	-8.06K	-14.82%
Jun 30, 2025	SIT INVESTMENT ASSOCIATES INC	0.19%	43.69K	621K	43.69K	+100.00%
Jun 30, 2025	ROYAL BANK OF CANADA	0.17%	40.82K	580K	-6.59K	-13.90%
Jun 30, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.15%	35.79K	508.97K	35.79K	+100.00%
Jun 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.03%	7.6K	108.07K	0	0
Jun 30, 2025	GOALVEST ADVISORY LLC	0.03%	7K	99.54K	7K	+100.00%
Jun 30, 2025		0.85%	200.9K	2.86M	1.29K	+0.64%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.45%	106.79K	1.52M	53.49K	+100.36%
Jun 30, 2025	NWF ADVISORY SERVICES INC.	0.17%	39.25K	558.14K	0	0
Mar 31, 2025	ELEQUIN SECURITIES, LLC	0.01%	3.38K	47.78K	3.11K	+1,130.55%
Mar 31, 2025	READYSTATE ASSET MANAGEMENT LP	0.31%	72.42K	1.02M	72.42K	+100.00%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.3%	69.76K	984.97K	-765	-1.08%
Mar 31, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.25%	58.57K	827.05K	58.57K	+100.00%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.08%	19.34K	273.04K	19.34K	+100.00%
Mar 31, 2025	BOYD WATTERSON ASSET MANAGEMENT LLC/OH	0%	275	3.88K	0	0
Mar 31, 2025	INVESCO LTD.	1.17%	274.32K	3.87M	-13.56K	-4.71%
Mar 31, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0.87%	204.91K	2.89M	-16.84K	-7.60%
Mar 31, 2025	SECURE ASSET MANAGEMENT, LLC	0.82%	194.09K	2.74M	6.16K	+3.28%
Mar 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0.88%	208.17K	2.94M	-9.82K	-4.51%
Mar 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.31%	72.88K	1.03M	-1.64K	-2.20%
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	572	8.07K	0	0
Mar 31, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0%	642	9.07K	642	+100.00%
Mar 31, 2025	CORECAP ADVISORS, LLC	0.02%	4.36K	61.51K	607	+16.19%
Mar 31, 2025	MORGAN STANLEY	1.72%	404.91K	5.72M	15.48K	+3.98%
Mar 31, 2025		0.17%	39.25K	554.21K	39.25K	+100.00%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	1.07%	252.71K	3.57M	16.98K	+7.20%
Mar 31, 2025	UNITED ADVISOR GROUP, LLC	1.41%	330.84K	4.67M	9.36K	+2.91%
Mar 31, 2025	GUGGENHEIM CAPITAL LLC	1.85%	434.72K	6.14M	-79.86K	-15.52%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.06%	13.71K	193.59K	13.71K	+100.00%
Mar 31, 2025	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	91.78K	0	0
Mar 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0.03%	7.6K	107.31K	7.6K	+100.00%
Mar 31, 2025	ANFIELD CAPITAL MANAGEMENT, LLC	0.03%	7.77K	109.74K	2.05K	+35.76%
Mar 31, 2025	CURATED WEALTH PARTNERS LLC	0.36%	85.64K	1.21M	-685	-0.79%
Mar 31, 2025	NEWEDGE WEALTH, LLC	0.52%	121.41K	1.71M	15.1K	+14.20%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.53%	124.63K	1.75M	5.73K	+4.82%
Mar 31, 2025	COHEN & STEERS, INC.	0.77%	180.21K	2.55M	-156.48K	-46.48%
Mar 31, 2025	STIFEL FINANCIAL CORP	1.22%	287.87K	4.06M	30.35K	+11.79%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	1.73%	406.42K	5.74M	-3.53K	-0.86%
Mar 31, 2025	NEUBERGER BERMAN GROUP LLC	0.04%	10K	141.2K	0	0
Mar 31, 2025	NORTHERN TRUST CORP	0.04%	10.5K	148.26K	10.5K	+100.00%
Mar 31, 2025	E&G ADVISORS, LP	0.07%	16.75K	236.45K	0	0
Mar 31, 2025	WAVERLY ADVISORS, LLC	0.05%	12.55K	177.26K	100	+0.80%
Mar 31, 2025	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.07%	15.44K	217.94K	0	0
Mar 31, 2025	WEBSTER BANK, N. A.	0.01%	2.53K	35.74K	0	0
Mar 31, 2025	FUTURE FINANCIAL WEALTH MANAGMENT LLC	0.01%	1.3K	18.36K	0	0
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.09%	20.34K	287.19K	-1.8K	-8.13%
Mar 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.1%	22.77K	321K	1.4K	+6.55%
Mar 31, 2025	CEDAR WEALTH MANAGEMENT, LLC	0.11%	25.13K	354.79K	25.13K	+100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0.14%	33.79K	477.07K	10.35K	+44.14%
Mar 31, 2025	MIRACLE MILE ADVISORS, LLC	0.15%	35K	494.2K	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0.2%	47.41K	669K	-1.67K	-3.40%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.22%	51.73K	730.42K	13.63K	+35.77%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.23%	53.3K	752.57K	53.3K	+100.00%
Mar 31, 2025	UBS GROUP AG	0.23%	54.35K	767.37K	-3.28K	-5.69%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.1%	22.92K	323.65K	6.19K	+36.98%
Mar 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.65%	153.32K	2.16M	153.32K	+100.00%
Mar 31, 2025	ADVISORNET FINANCIAL, INC	0.72%	169.28K	2.39M	169.28K	+100.00%
Mar 31, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.74%	408.67K	5.72M	14.14K	+3.58%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	7.23%	1.7M	24.03M	37.3K	+2.24%
Mar 31, 2024	COMERICA BANK	0%	0	-	-116	-100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	0	-	-24.97K	-100.00%
Mar 31, 2024	ASSETMARK, INC	0%	7	100	7	+100.00%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0%	309	4.4K	0	0
Mar 31, 2024	FUTURE FINANCIAL WEALTH MANAGMENT LLC	0.01%	1.3K	18.5K	1.3K	+100.00%
Mar 31, 2024	CAROLINAS WEALTH CONSULTING LLC	0.01%	1.67K	23.8K	0	0
Mar 31, 2024	JEFFERIES FINANCIAL GROUP INC.	0.08%	18.34K	260.99K	0	0
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.1%	22.91K	326.07K	5.41K	+30.91%
Mar 31, 2024	CETERA ADVISOR NETWORKS LLC	0.1%	23.44K	333.54K	375	+1.63%
Mar 31, 2024	LPL FINANCIAL LLC	0.1%	23.52K	334.75K	3.44K	+17.12%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.11%	24.41K	347.32K	3.7K	+17.87%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.11%	25.74K	366.3K	25.74K	+100.00%
Mar 31, 2024	INTEGRATED WEALTH CONCEPTS LLC	0.12%	26.87K	382.42K	-50	-0.19%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.12%	27.62K	393.02K	-354.27K	-92.77%
Mar 31, 2024	WESTCHESTER CAPITAL MANAGEMENT, LLC	0.14%	32.33K	459.98K	0	0
Mar 31, 2024	MIRACLE MILE ADVISORS, LLC	0.15%	35K	498.05K	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.17%	38.46K	547K	1.21K	+3.25%
Mar 31, 2024	VIRTUS ETF ADVISERS LLC	0.2%	45.28K	644.29K	7.94K	+21.26%
Mar 31, 2024	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.33%	75.64K	1.08M	794	+1.06%
Mar 31, 2024	UBS GROUP AG	0.33%	75.79K	1.08M	-81.56K	-51.83%
Mar 31, 2024	OPPENHEIMER & CO INC	0.37%	85K	1.21M	-18.88K	-18.17%
Mar 31, 2024	CURATED WEALTH PARTNERS LLC	0.37%	85.64K	1.22M	85.64K	+100.00%
Mar 31, 2024	SIT INVESTMENT ASSOCIATES INC	0.89%	204.5K	2.91M	-276.11K	-57.45%
Mar 31, 2024	CAPITAL INVESTMENT ADVISORS, LLC	1.08%	248K	3.53M	-11.46K	-4.42%
Mar 31, 2024	GUGGENHEIM CAPITAL LLC	1.63%	372.44K	5.3M	146.81K	+65.07%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	4.94%	1.13M	16.12M	240.51K	+26.96%
Mar 31, 2024	WEBSTER BANK, N. A.	0.01%	2.53K	36.02K	0	0
Mar 31, 2024	ANFIELD CAPITAL MANAGEMENT, LLC	0.02%	4.17K	59.37K	4.17K	+100.00%
Mar 31, 2024	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	92.5K	0	0
Mar 31, 2024	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.03%	6.58K	93.62K	6.58K	+100.00%
Mar 31, 2024	CAMELOT PORTFOLIOS, LLC	0.05%	10.4K	147.99K	0	0
Mar 31, 2024	9258 WEALTH MANAGEMENT, LLC	0.05%	12.39K	176.35K	12.39K	+100.00%
Mar 31, 2024	CATALINA CAPITAL GROUP, LLC	0.05%	12.4K	176.45K	0	0
Mar 31, 2024	CI PRIVATE WEALTH, LLC	0.06%	13.01K	185.19K	-5.2K	-28.55%
Mar 31, 2024	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.07%	15.44K	219.64K	0	0
Mar 31, 2024	E&G ADVISORS, LP	0.07%	16.75K	238.3K	0	0
Mar 31, 2024	NEUBERGER BERMAN GROUP LLC	0.13%	30K	426.9K	0	0
Mar 31, 2024	NEWEDGE WEALTH, LLC	0.39%	90.32K	1.27M	6.26K	+7.44%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.43%	99.58K	1.42M	-1.61K	-1.59%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.68%	155.88K	2.22M	27.22K	+21.16%
Mar 31, 2024	INVESCO LTD.	0.7%	159.65K	2.27M	51.36K	+47.43%
Mar 31, 2024	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.17%	268.46K	3.82M	8.26K	+3.17%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	1.24%	284.03K	4.04M	-42.1K	-12.91%
Mar 31, 2024	UNITED ADVISOR GROUP, LLC	1.25%	286.66K	4.08M	286.66K	+100.00%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	1.28%	293.01K	4.17M	24.76K	+9.23%
Mar 31, 2024	STIFEL FINANCIAL CORP	1.44%	330.04K	4.7M	12.27K	+3.86%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.88%	201.77K	2.87M	11.23K	+5.89%
Mar 31, 2024	FIRST TRUST ADVISORS LP	0.89%	204.01K	2.9M	10.88K	+5.63%
Mar 31, 2024	MORGAN STANLEY	1.88%	430.95K	6.13M	-191.47K	-30.76%
Mar 31, 2024	COHEN & STEERS, INC.	2.62%	599.69K	8.53M	-43K	-6.69%
Mar 31, 2024	ADVISOR RESOURCE COUNCIL	0%	0	-	-26.16K	-100.00%
Mar 31, 2024	TRUVESTMENTS CAPITAL LLC	0%	0	-	-2K	-100.00%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	0	-	-21.21K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.05K	-100.00%
Mar 31, 2024	BENJAMIN F. EDWARDS & COMPANY, INC.	0%	0	-	-727	-100.00%
Mar 31, 2024	AMERICAN NATIONAL BANK	0%	0	-	-86	-100.00%
Dec 31, 2023	INTEGRATED WEALTH CONCEPTS LLC	0.12%	26.92K	370.21K	-3.25K	-10.77%
Dec 31, 2023	AMERICAN NATIONAL BANK	0%	86	1.18K	86	+100.00%
Dec 31, 2023	COMERICA BANK	0%	116	1.59K	-76	-39.58%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0%	309	4.25K	0	0
Dec 31, 2023	CAMBRIDGE TRUST CO	0%	710	9.76K	710	+100.00%
Dec 31, 2023	BENJAMIN F. EDWARDS & COMPANY, INC.	0%	727	10K	727	+100.00%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0%	1.05K	14.42K	1.05K	+100.00%
Dec 31, 2023	CAROLINAS WEALTH CONSULTING LLC	0.01%	1.67K	23K	0	0
Dec 31, 2023	TRUVESTMENTS CAPITAL LLC	0.01%	2K	27.5K	2K	+100.00%
Dec 31, 2023	WEBSTER BANK, N. A.	0.01%	2.53K	34.8K	0	0
Dec 31, 2023	SPIRE WEALTH MANAGEMENT	0.03%	6.5K	88.6K	3K	+85.71%
Dec 31, 2023	CAMELOT PORTFOLIOS, LLC	0.05%	10.4K	143K	0	0
Dec 31, 2023		0.05%	12.4K	170.5K	12.4K	+100.00%
Dec 31, 2023	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.07%	15.44K	212.23K	0	0
Dec 31, 2023	E&G ADVISORS, LP	0.07%	16.75K	230.26K	-3.5K	-17.29%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.08%	17.5K	240.67K	2.99K	+20.60%
Dec 31, 2023	CI PRIVATE WEALTH, LLC	0.08%	18.21K	250.45K	-2.69K	-12.88%
Dec 31, 2023	JEFFERIES FINANCIAL GROUP INC.	0.08%	18.34K	252.19K	0	0
Dec 31, 2023	LPL FINANCIAL LLC	0.09%	20.09K	276.18K	713	+3.68%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.09%	20.71K	282.53K	4.8K	+30.18%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.09%	21.21K	291.65K	0	0
Dec 31, 2023	CETERA ADVISOR NETWORKS LLC	0.1%	23.06K	317.13K	6.49K	+39.16%
Dec 31, 2023	JPMORGAN CHASE & CO	0.11%	24.97K	343.37K	24.97K	+100.00%
Dec 31, 2023	ADVISOR RESOURCE COUNCIL	0.11%	26.16K	359.74K	26.16K	+100.00%
Dec 31, 2023	NEUBERGER BERMAN GROUP LLC	0.13%	30K	412.5K	0	0
Dec 31, 2023	WESTCHESTER CAPITAL MANAGEMENT, LLC	0.14%	32.33K	444.47K	0	0
Dec 31, 2023	FIRST FOUNDATION ADVISORS	0%	0	-	-16.8K	-100.00%
Dec 31, 2023	MIRACLE MILE ADVISORS, LLC	0.15%	35K	481.25K	0	0
Dec 31, 2023	ROYAL BANK OF CANADA	0.16%	37.26K	512K	-1.56K	-4.01%
Dec 31, 2023	VIRTUS ETF ADVISERS LLC	0.16%	37.34K	513.41K	-13.5K	-26.55%
Dec 31, 2023	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.33%	74.84K	1.03M	-572	-0.76%
Dec 31, 2023	NEWEDGE WEALTH, LLC	0.37%	84.07K	1.16M	84.07K	+100.00%
Dec 31, 2023	CURATED WEALTH PARTNERS LLC	0.39%	89.76K	1.23M	415	+0.46%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.44%	101.19K	1.39M	-49.25K	-32.74%
Dec 31, 2023	OPPENHEIMER & CO INC	0.45%	103.88K	1.43M	-1.7K	-1.61%
Dec 31, 2023	INVESCO LTD.	0.47%	108.29K	1.49M	4.83K	+4.67%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.56%	128.66K	1.77M	44.82K	+53.46%
Dec 31, 2023	UBS GROUP AG	0.69%	157.35K	2.16M	-44.24K	-21.95%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.83%	190.54K	2.62M	48.04K	+33.71%
Dec 31, 2023	FIRST TRUST ADVISORS LP	0.84%	193.13K	2.66M	-15.45K	-7.41%
Dec 31, 2023	GUGGENHEIM CAPITAL LLC	0.98%	225.63K	3.1M	18.02K	+8.68%
Dec 31, 2023	CAPITAL INVESTMENT ADVISORS, LLC	1.13%	259.45K	3.57M	2.13K	+0.83%
Dec 31, 2023	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.13%	260.21K	3.49M	23.82K	+10.08%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	1.17%	268.25K	3.69M	-25.26K	-8.61%
Dec 31, 2023	STIFEL FINANCIAL CORP	1.39%	317.78K	4.37M	13.22K	+4.34%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	1.42%	326.13K	4.48M	-12.43K	-3.67%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	1.66%	381.89K	5.25M	-7.37K	-1.89%
Dec 31, 2023	SIT INVESTMENT ASSOCIATES INC	2.1%	480.61K	6.61M	-7.17K	-1.47%
Dec 31, 2023	MORGAN STANLEY	2.71%	622.41K	8.56M	-56.36K	-8.30%
Dec 31, 2023	COHEN & STEERS, INC.	2.8%	642.69K	8.84M	-5K	-0.77%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	3.89%	891.98K	12.26M	158.26K	+21.57%
Sep 30, 2023	WESTCHESTER CAPITAL MANAGEMENT, LLC	0.14%	32.33K	-	14.7K	+83.39%
Sep 30, 2023	CWM, LLC	0%	0	-	-86	-100.00%
Sep 30, 2023	LOGAN STONE CAPITAL, LLC	0%	0	-	-70.79K	-100.00%
Sep 30, 2023	VIRTU FINANCIAL LLC	0%	0	-	-11.62K	-100.00%
Sep 30, 2023	SHAKER FINANCIAL SERVICES, LLC	0%	0	-	-66.75K	-100.00%
Sep 30, 2023	SABA CAPITAL MANAGEMENT, L.P.	0%	0	-	-64.31K	-100.00%
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0%	0	-	-34.23K	-100.00%
Sep 30, 2023	MORGAN STANLEY	2.96%	678.77K	-	-302.46K	-30.82%
Sep 30, 2023	SIT INVESTMENT ASSOCIATES INC	2.13%	487.79K	-	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	3.2%	733.71K	-	166.89K	+29.44%
Sep 30, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	1.7%	389.25K	-	35.4K	+10.00%
Sep 30, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	1.48%	338.56K	-	-15.17K	-4.29%
Sep 30, 2023	VIVALDI CAPITAL MANAGEMENT LP	1.37%	314.71K	-	-25.71K	-7.55%
Sep 30, 2023	STIFEL FINANCIAL CORP	1.33%	304.56K	-	-2.6K	-0.85%
Sep 30, 2023	CAPITAL INVESTMENT ADVISORS, LLC	1.12%	257.32K	-	8.24K	+3.31%
Sep 30, 2023	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.03%	236.39K	-	29.69K	+14.37%
Sep 30, 2023	FIRST TRUST ADVISORS LP	0.91%	208.58K	-	-7.14K	-3.31%
Sep 30, 2023	GUGGENHEIM CAPITAL LLC	0.91%	207.61K	-	-2.06K	-0.98%
Sep 30, 2023	UBS GROUP AG	0.88%	201.6K	-	916	+0.46%
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.66%	150.44K	-	48.24K	+47.20%
Sep 30, 2023	OPPENHEIMER & CO INC	0.46%	105.58K	-	-6.62K	-5.90%
Sep 30, 2023	INVESCO LTD.	0.45%	103.46K	-	-5.2K	-4.78%
Sep 30, 2023	CURATED WEALTH PARTNERS LLC	0.39%	89.35K	-	1.19K	+1.34%
Sep 30, 2023	MIRACLE MILE ADVISORS, LLC	0.15%	35K	-	0	0
Sep 30, 2023	RAYMOND JAMES & ASSOCIATES	0.37%	83.84K	-	62.97K	+301.80%
Sep 30, 2023	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.33%	75.41K	-	-1.48K	-1.93%
Sep 30, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-1.12K	-100.00%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0%	0	-	-14.7K	-100.00%
Sep 30, 2023	COMERICA BANK	0%	192	-	192	+100.00%
Sep 30, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0%	309	-	0	0
Sep 30, 2023	PRINCETON GLOBAL ASSET MANAGEMENT LLC	0%	800	-	0	0
Sep 30, 2023	CAROLINAS WEALTH CONSULTING LLC	0.01%	1.67K	-	0	0
Sep 30, 2023	WEBSTER BANK, N. A.	0.01%	2.53K	-	0	0
Sep 30, 2023	SPIRE WEALTH MANAGEMENT	0.02%	3.5K	-	0	0
Sep 30, 2023	CAMELOT PORTFOLIOS, LLC	0.05%	10.4K	-	0	0
Sep 30, 2023	VIRTUS ETF ADVISERS LLC	0.22%	50.84K	-	50.84K	+100.00%
Sep 30, 2023	9258 WEALTH MANAGEMENT, LLC	0.06%	13.12K	-	103	+0.79%
Sep 30, 2023	ENVESTNET ASSET MANAGEMENT INC	0.06%	14.51K	-	1.33K	+10.05%
Sep 30, 2023	NEWEDGE ADVISORS, LLC	0.07%	15.91K	-	-15.4K	-49.19%
Sep 30, 2023	CETERA ADVISOR NETWORKS LLC	0.07%	16.57K	-	-2.45K	-12.86%
Sep 30, 2023	FIRST FOUNDATION ADVISORS	0.07%	16.8K	-	0	0
Sep 30, 2023	JEFFERIES FINANCIAL GROUP INC.	0.08%	18.34K	-	18.34K	+100.00%
Sep 30, 2023	LPL FINANCIAL LLC	0.08%	19.37K	-	-440	-2.22%
Sep 30, 2023	E&G ADVISORS, LP	0.09%	20.25K	-	-300	-1.46%
Sep 30, 2023	CI PRIVATE WEALTH, LLC	0.09%	20.91K	-	-159	-0.75%
Sep 30, 2023	ROYAL BANK OF CANADA	0.17%	38.81K	-	-6.46K	-14.27%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.09%	21.21K	-	0	0
Sep 30, 2023	NEUBERGER BERMAN GROUP LLC	0.13%	30K	-	0	0
Sep 30, 2023	INTEGRATED WEALTH CONCEPTS LLC	0.13%	30.18K	-	-1.89K	-5.90%
Sep 30, 2023	AQR ARBITRAGE LLC	0.14%	31.02K	-	-68.48K	-68.82%

Insiders

Among the ARDC insiders holding of N/A of the stake in company, SUN LIFE ASSURANCE CO OF CANADA, director, holds the largest shares of 560K. THRIVENT FINANCIAL FOR LUTHERANS, 10 percent owner, is the second largest ARDC insider with ownership of 160K shares. BRUFSKY SETH J, President and CEO / Portfolio, stands third with possession of 69.14K shares of that stake.

Insiders	Designation	Shares Held
SUN LIFE ASSURANCE CO OF CANADA	director	560K
THRIVENT FINANCIAL FOR LUTHERANS	10 percent owner	160K
BRUFSKY SETH J	President and CEO / Portfolio	69.14K
SACHS DAVID A	director	64.65K
SPECTOR BRUCE H		35K
RESSLER ANTONY P	director	31.58K
MARGOLIES GREGORY A	director	15.34K
SHAW JOHN JOSEPH	director	10K
HUNT JAMES KELSO	director	7K
ERLANGER PHILIP ROBERT	director	2.5K
HALL DANIEL J	GC, CLO and Secretary	2.5K
REISS M. FREDDIE	director	2.5K
DELL ANTHONY S	CCO, Anti-Money Laundering Off	1.4K
ASHTON KEITH	Vice President	868
ARES CAPITAL MANAGEMENT II LLC	director	59
FUCHS HENRY J	director	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jul 14, 2026	THRIVENT FINANCIAL FOR LUTHERANS	PURCHASE	25.00	160K	4M	160K
May 24, 2024	SHAW JOHN JOSEPH	SALE	14.18	2.1K	29.76K	10K
May 23, 2024	SHAW JOHN JOSEPH	SALE	14.09	7.9K	111.34K	14.12K
Aug 17, 2023	SHAW JOHN JOSEPH	SALE	12.80	20.72K	265.18K	30K
Aug 16, 2023	SHAW JOHN JOSEPH	SALE	12.85	9.29K	119.33K	50.72K
Mar 17, 2022	SPECTOR BRUCE H	PURCHASE	14.18	10K	141.8K	35K
Jan 25, 2022	SHAW JOHN JOSEPH	PURCHASE	15.34	4K	61.37K	34K
Sep 15, 2021	SUN LIFE ASSURANCE CO OF CANADA	PURCHASE	25.00	320K	8M	560K
May 26, 2020	BRUFSKY SETH J	PURCHASE	11.31	20K	226.28K	69.14K
Jan 16, 2020	SHAW JOHN JOSEPH	SALE	15.78	5.15K	81.27K	30K
Oct 15, 2019	ARES CAPITAL MANAGEMENT II LLC	SALE	14.78	8.22K	121.51K	59
Dec 24, 2018	BRUFSKY SETH J	PURCHASE	13.39	10K	133.89K	49.14K
Dec 24, 2018	SPECTOR BRUCE H	PURCHASE	13.30	10K	132.99K	25K
Dec 04, 2018	HUNT JAMES KELSO	PURCHASE	14.77	2K	29.54K	7K
Sep 26, 2018	SPECTOR BRUCE H	PURCHASE	15.63	3.72K	58.14K	15K
Sep 26, 2018	SHAW JOHN JOSEPH	PURCHASE	15.56	20K	311.13K	31.46K
Jul 10, 2018	HALL DANIEL J	PURCHASE	16.00	2.5K	40K	2.5K
Dec 21, 2016	HUNT JAMES KELSO	PURCHASE	14.97	5K	74.84K	5K
Dec 16, 2016	SHAW JOHN JOSEPH	PURCHASE	14.98	10K	149.79K	10K
Apr 19, 2016	REISS M. FREDDIE	PURCHASE	13.39	2.5K	33.49K	2.5K
Dec 07, 2015	SACHS DAVID A	PURCHASE	13.52	7.5K	101.4K	64.65K
Aug 17, 2015	ASHTON KEITH	PURCHASE	14.96	447	6.69K	868
Jul 21, 2015	BRUFSKY SETH J	PURCHASE	15.37	2.5K	38.43K	21.49K
Oct 16, 2014	MARGOLIES GREGORY A	PURCHASE	16.70	10K	167K	15.34K
May 05, 2014	ASHTON KEITH	PURCHASE	18.45	145	2.68K	421
Apr 16, 2014	RESSLER ANTONY P	PURCHASE	18.07	9.35K	168.94K	31.58K
Mar 28, 2014	SACHS DAVID A	PURCHASE	18.16	1K	18.16K	43.1K
Mar 24, 2014	SPECTOR BRUCE H	PURCHASE	18.35	4K	73.4K	4K
Nov 15, 2013	ASHTON KEITH	PURCHASE	17.84	250	4.46K	250
Oct 29, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.10	7K	126.69K	141.35K
Oct 24, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.13	6.07K	109.99K	119.25K
Oct 21, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.17	6.9K	125.36K	99.49K
Oct 16, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.01	7.5K	135.09K	77.59K
Oct 10, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.04	7.5K	135.28K	49.69K
Oct 04, 2013	SACHS DAVID A	PURCHASE	18.11	1.8K	32.6K	42.1K
Oct 02, 2013	BRUFSKY SETH J	PURCHASE	18.44	1K	18.44K	10.5K
Sep 27, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	17.99	2.8K	50.43K	32.24K
Sep 24, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.20	1.4K	25.45K	26.13K
Sep 19, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.59	3K	55.76K	19.74K
Sep 16, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.88	2K	37.76K	12.74K
Sep 12, 2013	ARES CAPITAL MANAGEMENT II LLC	PURCHASE	18.70	500	9.35K	5.74K
Aug 21, 2013	SACHS DAVID A	PURCHASE	18.18	1.5K	27.26K	40K
Aug 19, 2013	SACHS DAVID A	PURCHASE	18.30	1.5K	27.45K	38.5K
Jul 25, 2013	SACHS DAVID A	PURCHASE	18.40	1K	18.4K	37K
Jun 19, 2013	SACHS DAVID A	PURCHASE	18.95	3K	56.84K	36K
Jun 19, 2013	BRUFSKY SETH J	PURCHASE	19.02	2K	38.04K	9.5K
Jun 10, 2013	SACHS DAVID A	PURCHASE	19.46	5K	97.3K	33K
Mar 19, 2013	SACHS DAVID A	PURCHASE	19.51	500	9.76K	28K
Jan 16, 2013	DELL ANTHONY S	PURCHASE	19.32	1.4K	27.05K	1.4K
Nov 27, 2012	BRUFSKY SETH J	PURCHASE	20.00	7.5K	150K	7.5K
Nov 27, 2012	SACHS DAVID A	PURCHASE	20.00	2.5K	50K	2.5K
Nov 27, 2012	RESSLER ANTONY P	PURCHASE	20.00	4.3K	86K	4.3K
Nov 27, 2012	ERLANGER PHILIP ROBERT	PURCHASE	20.00	2.5K	50K	2.5K
Dec 04, 2007	FUCHS HENRY J	SALE	10.78	83.11K	895.79K	0

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE160K1

SALES00

NET SHARES160K1

SHARES HELD160K1

% NET SHARES0%0%

Frequently Asked Questions