How many institutions own AQMS stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AQMS shares is 30, representing 5.43% of the company's common stock.

Who are the major shareholders selling Aqua Metals, Inc. stock?

STATE STREET CORP, in the last quarter, reduced its stake in AQMS by -100% restricting it's holding to 0 shares of worth nearly -. VANGUARD GROUP INC also lessened -100% of the AQMS shares from its portfolio, reducing its holding to 0 shares of worth -. SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) also shunned AQMS shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying AQMS stock?

As per its latest 13F filing, TWO SIGMA SECURITIES, LLC increased its stake in AQMS by 100% in the last quarter. The institutional holder raised its holding to 11.91 thousand shares having worth more than $76.21K. SCHONFELD STRATEGIC ADVISORS LLC also added 100% more shares of AQMS to its portfolio, raising its holding to 12.85 thousand shares of worth $82.21K. IEQ CAPITAL, LLC also increased its AQMS shares holding by 100% which brought its holding to 17.15 thousand shares worth $109.73K.

AQMS's major insiders: who are they?

The insider with the most stakes in AQMS is Clarke Stephen R. , President and CEO at the company. Additionally, AQMS stock is highly held by Chief Operating Officer Mould Selwyn and Chief Financial Officer Murphy Thomas Michael among others.

Did an insider recently sell AQMS stock?

Company executives, directors, and other insiders own 7.76% percent of Aqua Metals, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which AQMS insiders have sold stock, totaling 0 shares. Insiders that have sold shares include TAECKER BENJAMIN S., COTTON STEPHEN, and MERRILL JUDD.

Which insider recently purchased AQMS stock?

There have been 0 transaction(s) during the past 6-months in which Aqua Metals, Inc. insiders have bought stock, totalling 0 shares

How much of AQMS does insiders own?

Around 0 Aqua Metals, Inc. shares are held by insiders, which represents about 7.76% of AQMS stock.

Who is the insider with the largest stake?

AQMS President and CEO, Clarke Stephen R. holds the largest portfolio of the company's shares. AQMS shares owned by Clarke total nearly 1.03 million.

Which institution holds the most shares in AQMS?

TWO SIGMA SECURITIES, LLC is the largest institutional owner in AQMS which holds 11.91 thousand shares worth $76.21K or 0.83% of the total AQMS shares outstanding followed by STATE STREET CORP with ownership of 0 shares representing 0% of the AQMS ownership. VANGUARD GROUP INC is the third largest stakeholder with 0 shares or 0% of the ownership worth more than -.

Is Aqua Metals, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AQMS is concerned, it is a stock which is not optionable.

Is there a short position on AQMS's shares?

Number of AQMS shares short is 212.80K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AQMS shares are there?

As of today, 2.98M shares of AQMS are outstanding.

Is there many float in AQMS stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AQMS has 2.80M shares in float.

AQMS short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AQMS is 1.82.

Aqua Metals (AQMS) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares7.14

Short Percent Of Float7.34

Shares Outstanding2.98M

Shares Float2.80M

Shares Short212.80K

Short Ratio1.82

7.34%

Short % of Float

7.14%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

7.76% Percentage of Shares held by All Insiders

5.43% Percentage of Shares held by All Institutions

5.89% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 5.43% of AQMS shares are held by financial institutions. TWO SIGMA SECURITIES, LLC is the top corporate investor, holding 11.91K shares valued at $76.21K. A 0.83% stake in Aqua Metals, Inc. is owned by the company. STATE STREET CORP owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0.83%	11.91K	76.21K	11.91K	+100.00%
Sep 30, 2025	STATE STREET CORP	0%	0	-	-13.22K	-100.00%
Sep 30, 2025	VANGUARD GROUP INC	0%	0	-	-53.3K	-100.00%
Sep 30, 2025	SCHONFELD STRATEGIC ADVISORS LLC	0.9%	12.85K	82.21K	12.85K	+100.00%
Sep 30, 2025	IEQ CAPITAL, LLC	1.2%	17.15K	109.73K	17.15K	+100.00%
Sep 30, 2025	BLACKROCK, INC.	0.34%	4.85K	31.03K	4.85K	+100.00%
Sep 30, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0%	0	-	-1.49K	-100.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-5.81K	-100.00%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-3.13K	-100.00%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-66.59K	-100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0%	0	-	-1.72K	-100.00%
Sep 30, 2025	ADVISORY SERVICES NETWORK, LLC	0%	30	192	30	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	24	117	24	+100.00%
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	2.15%	30.66K	196.19K	30.66K	+100.00%
Sep 30, 2025	UBS GROUP AG	0%	0	-	-78.29K	-100.00%
Sep 30, 2025	JANE STREET GROUP, LLC	0%	0	-	-30.91K	-100.00%
Sep 30, 2025	MORGAN STANLEY	0%	0	-	-3.11K	-100.00%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-42	-100.00%
Sep 30, 2025	LOWE WEALTH ADVISORS, LLC	0%	0	-	-22	-100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-474	-100.00%
Sep 30, 2025	HUNTINGTON NATIONAL BANK	0%	0	-	-100	-100.00%
Sep 30, 2025	CARDINAL POINT CAPITAL MANAGEMENT, ULC	0%	0	-	-22.8K	-100.00%
Sep 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	100	640	100	+100.00%
Sep 30, 2025	HRT FINANCIAL LP	0%	0	-	-22.59K	-100.00%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0.01%	100	640	100	+100.00%
Sep 30, 2025	FNY INVESTMENT ADVISERS, LLC	0.06%	787	5K	787	+100.00%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-12.08K	-100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-101	-100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-35	-100.00%
Sep 30, 2025	HM PAYSON & CO	0%	0	-	-15	-100.00%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-15.71K	-100.00%
Sep 30, 2025	CITIGROUP INC	0%	1	6	1	+100.00%
Sep 30, 2025	DANSKE BANK A/S	0%	3	19	3	+100.00%
Sep 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	10	64	10	+100.00%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	11	70	11	+100.00%
Sep 30, 2025	LEGACY WEALTH MANAGMENT, LLC/ID	0%	11	71	11	+100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-205	-100.00%
Sep 30, 2025	RAIFFEISEN BANK INTERNATIONAL AG	0%	55	382	55	+100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-12	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	101	49	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	248	117	0	0
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.01%	474	230	365	+334.86%
Jun 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	1.01K	487	-8	-0.79%
Jun 30, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.02%	1.49K	721	-57	-3.69%
Jun 30, 2025	ROYAL BANK OF CANADA	0.02%	1.72K	1K	0	0
Jun 30, 2025	LOWE WEALTH ADVISORS, LLC	0%	22	11	0	0
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.03%	3.13K	1.52K	3.13K	+100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	5.81K	2.82K	5.81K	+100.00%
Jun 30, 2025	STATE STREET CORP	0.15%	13.22K	6.41K	0	0
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.17%	15.71K	8K	-2.76K	-14.92%
Jun 30, 2025	HRT FINANCIAL LP	0.25%	22.59K	10K	22.59K	+100.00%
Jun 30, 2025	CARDINAL POINT CAPITAL MANAGEMENT, ULC	0.25%	22.8K	11.06K	22.8K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.53%	48.5K	23.52K	0	0
Jun 30, 2025	VANGUARD GROUP INC	0.59%	53.3K	25.85K	-148.32K	-73.56%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.73%	66.59K	32.3K	-3.75K	-5.33%
Jun 30, 2025	UBS GROUP AG	0.86%	78.29K	37.97K	77.18K	+6,940.56%
Jun 30, 2025	IEQ CAPITAL, LLC	1.91%	174.06K	84.42K	0	0
Jun 30, 2025	JANE STREET GROUP, LLC	0.34%	30.91K	14.99K	30.91K	+100.00%
Jun 30, 2025		0.01%	550	283	0	0
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	CONTINUUM ADVISORY, LLC	0%	0	-	-1.28K	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-16K	-100.00%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	35	17	35	+100.00%
Jun 30, 2025	RAIFFEISEN BANK INTERNATIONAL AG	0.01%	550	283	0	0
Jun 30, 2025	SBI SECURITIES CO., LTD.	0.01%	1K	485	1K	+100,000.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	205	99	0	0
Jun 30, 2025	HM PAYSON & CO	0%	15	8	0	0
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-8.36K	-100.00%
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	42	22	0	0
Jun 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	100	49	0	0
Jun 30, 2025	HUNTINGTON NATIONAL BANK	0%	100	49	0	0
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	3.53%	321.23K	155.8K	-350.63K	-52.19%
Jun 30, 2025	MORGAN STANLEY	0.03%	3.11K	1.51M	-40	-1.27%
Mar 31, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.02%	1.54K	2.89K	-37	-2.34%
Mar 31, 2025	ROYAL BANK OF CANADA	0.02%	1.72K	3K	-4	-0.23%
Mar 31, 2025	MORGAN STANLEY	0.04%	3.15K	5.89K	-8.5K	-72.96%
Mar 31, 2025	PARALLEL ADVISORS, LLC	0.1%	8.36K	15.63K	8.36K	+100.00%
Mar 31, 2025		0%	0	-	-75	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-2.92K	-100.00%
Mar 31, 2025	SIMPLEX TRADING, LLC	0%	0	-	-3K	-100.00%
Mar 31, 2025	TD WATERHOUSE CANADA INC.	0%	1	2	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	12	22	-2	-14.29%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	109	204	3	+2.83%
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	205	383	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-1.09K	-100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	101	189	0	0
Mar 31, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	1.01K	1.89K	0	0
Mar 31, 2025	UBS GROUP AG	0.01%	1.11K	2.08K	-4.54K	-80.33%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.23%	18.47K	35K	0	0
Mar 31, 2025	BLACKROCK, INC.	0.6%	48.5K	90.7K	0	0
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.87%	70.34K	131.57K	4.46K	+6.76%
Mar 31, 2025	IEQ CAPITAL, LLC	2.15%	174.06K	325.49K	0	0
Mar 31, 2025	VANGUARD GROUP INC	2.49%	201.62K	377.03K	-3.39K	-1.65%
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	8.3%	671.86K	1.26M	300.79K	+81.06%
Mar 31, 2025	HM PAYSON & CO	0%	15	29	0	0
Mar 31, 2025	LOWE WEALTH ADVISORS, LLC	0%	22	41	0	0
Mar 31, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	100	187	0	0
Mar 31, 2025	HUNTINGTON NATIONAL BANK	0%	100	187	0	0
Mar 31, 2025	CONTINUUM ADVISORY, LLC	0.02%	1.28K	2.4K	0	0
Mar 31, 2025	IFP ADVISORS, INC	0%	0	-	-750	-100.00%
Mar 31, 2025	STATE STREET CORP	0.16%	13.22K	24.72K	0	0
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.18%	14.33K	26.81K	-9.42K	-39.64%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	42	86	0	0
Mar 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0%	0	-	-29.55K	-100.00%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.12%	111.9K	60.2K	-179.48K	-61.60%
Mar 31, 2024	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	5.38K	0	0
Mar 31, 2024	MUTUAL ADVISORS, LLC	0.01%	10K	5.38K	0	0
Mar 31, 2024	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.01%	7.7K	4.14K	7.7K	+100.00%
Mar 31, 2024	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	2.96K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.01%	5.1K	2.75K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	2.83K	1.52K	12	+0.43%
Mar 31, 2024	HUNTINGTON NATIONAL BANK	0%	2K	1.08K	0	0
Mar 31, 2024	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	2K	1.08K	0	0
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0%	1.1K	592	1.1K	+100.00%
Mar 31, 2024	LOWE WEALTH ADVISORS, LLC	0%	455	245	0	0
Mar 31, 2024	GODSEY & GIBB, INC	0%	50	27	50	+100.00%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-23.65K	-100.00%
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0%	0	-	-10K	-100.00%
Mar 31, 2024	NATIONAL BANK OF CANADA /FI/	0%	0	-	-650	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-5K	-100.00%
Mar 31, 2024	UBS GROUP AG	0%	0	-	-74.4K	-100.00%
Mar 31, 2024	SUNESIS ADVISORS, LLC	0%	0	-	-50K	-100.00%
Mar 31, 2024	XTX TOPCO LTD	0%	0	-	-33.39K	-100.00%
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	4.98%	4.68M	2.52M	727.93K	+18.43%
Mar 31, 2024	VANGUARD GROUP INC	4.48%	4.21M	2.26M	961	+0.02%
Mar 31, 2024	IEQ CAPITAL, LLC	3.44%	3.23M	1.74M	273.71K	+9.25%
Mar 31, 2024	RUSSELL INVESTMENTS GROUP, LTD.	1.76%	1.65M	889.31K	208.43K	+14.43%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.01%	10K	5.38K	10K	+100.00%
Mar 31, 2024	BLACKROCK INC.	1.3%	1.22M	654.76K	1.39K	+0.11%
Mar 31, 2024	CETERA ADVISOR NETWORKS LLC	0.05%	43K	23.13K	0	0
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.05%	43K	23.13K	43K	+100.00%
Mar 31, 2024	LPL FINANCIAL LLC	0.04%	38.93K	20.95K	-6.24K	-13.81%
Mar 31, 2024	MERIT FINANCIAL GROUP, LLC	0.04%	35.65K	16.68K	450	+1.28%
Mar 31, 2024	GROUP ONE TRADING, L.P.	0.04%	34.15K	18.37K	-14.15K	-29.29%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	38.53K	0	0
Mar 31, 2024	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	17.16K	0	0
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	1.11%	1.04M	558.8K	15.11K	+1.48%
Mar 31, 2024	BOSTON PARTNERS	0.66%	615.91K	331.36K	85.02K	+16.01%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.4%	377.84K	203K	-2K	-0.53%
Mar 31, 2024	KESTRA ADVISORY SERVICES, LLC	0.09%	86.29K	46.43K	-278.3K	-76.33%
Mar 31, 2024	CREATIVE PLANNING	0.07%	65.8K	35.4K	-100	-0.15%
Mar 31, 2024	MORGAN STANLEY	0.06%	60.04K	32.3K	-5.21K	-7.99%
Mar 31, 2024	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	33K	0	0
Mar 31, 2024	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	28.73K	0	0
Mar 31, 2024	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	29.72K	15.99K	-10.06K	-25.29%
Mar 31, 2024	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	15.6K	0	0
Mar 31, 2024	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	13.87K	0	0
Mar 31, 2024	CONTINUUM ADVISORY, LLC	0.03%	25.69K	11.66K	0	0
Mar 31, 2024	VIRTU FINANCIAL LLC	0.02%	21.98K	12K	4.28K	+24.15%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	21.4K	12K	21.4K	+100.00%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	20.94K	11.27K	9.35K	+80.73%
Mar 31, 2024	BOOTHBAY FUND MANAGEMENT, LLC	0.02%	14.51K	7.81K	510	+3.64%
Mar 31, 2024	BROWN ADVISORY INC	0.02%	14.5K	7.8K	0	0
Mar 31, 2024	BALBOA WEALTH PARTNERS	0.01%	12K	6.46K	-200	-1.64%
Mar 31, 2024	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	5.65K	0	0
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.01%	10.46K	5.63K	-20.15K	-65.82%
Mar 31, 2024	MARINER, LLC	0.01%	10K	5.38K	0	0
Mar 31, 2024	AWM INVESTMENT COMPANY, INC.	1.92%	1.8M	968.4K	900K	+100.00%
Mar 31, 2024	SQUAREPOINT OPS LLC	0.31%	288.29K	155.1K	189.12K	+190.70%
Mar 31, 2024	STATE STREET CORP	0.27%	250.23K	134.63K	0	0
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.22%	202.19K	108.78K	-32.42K	-13.82%
Mar 31, 2024	NORTHERN TRUST CORP	0.21%	197.82K	106.43K	0	0
Mar 31, 2024	TITLEIST ASSET MANAGEMENT, LLC	0.18%	168.05K	90.41K	-2.5K	-1.46%
Mar 31, 2024	CITADEL ADVISORS LLC	0.16%	145.96K	78.53K	123.28K	+543.51%
Mar 31, 2024	JANE STREET GROUP, LLC	0.05%	50.86K	27.36K	4.43K	+9.55%
Mar 31, 2024	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	25.34K	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.05%	43.24K	23K	21.95K	+103.12%
Mar 31, 2024	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.04%	33.7K	18.2K	6K	+21.68%
Mar 31, 2024	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	20.29K	10.92K	5K	+32.70%
Mar 31, 2024	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	10.76K	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.02%	17.27K	9K	-507	-2.85%
Mar 31, 2024	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	10K	5.4K	10K	+100.00%
Dec 31, 2023	JANE STREET GROUP, LLC	0.05%	46.43K	35.29K	46.43K	+100.00%
Dec 31, 2023	IFP ADVISORS, INC	0.01%	15K	11.4K	0	0
Dec 31, 2023	MARATHON CAPITAL MANAGEMENT	0.01%	15K	11.4K	0	0
Dec 31, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	11.62K	0	0
Dec 31, 2023	VIRTU FINANCIAL LLC	0.02%	17.71K	13K	7.25K	+69.26%
Dec 31, 2023	ROYAL BANK OF CANADA	0.02%	17.77K	13K	507	+2.94%
Dec 31, 2023	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	15.2K	0	0
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.02%	21.29K	16K	0	0
Dec 31, 2023	CITADEL ADVISORS LLC	0.02%	17.3K	13.15K	3.1K	+21.83%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.02%	23.65K	17.98K	0	0
Dec 31, 2023	WOLVERINE TRADING, LLC	0.02%	24.4K	18.54K	400	+1.67%
Dec 31, 2023	CONTINUUM ADVISORY, LLC	0.03%	25.69K	19.53K	25.69K	+100.00%
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	19.59K	0	0
Dec 31, 2023	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.03%	27.7K	21.54K	27.7K	+100.00%
Dec 31, 2023	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	22.04K	0	0
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.03%	30.61K	23.26K	0	0
Dec 31, 2023	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	24.24K	0	0
Dec 31, 2023		0.03%	32.72K	24.87K	32.72K	+100.00%
Dec 31, 2023	XTX TOPCO LTD	0.03%	33.39K	25.37K	20.82K	+165.65%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.03%	34.1K	25.92K	0	0
Dec 31, 2023	MERIT FINANCIAL GROUP, LLC	0.03%	35.2K	26.75K	-5.28K	-13.03%
Dec 31, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.04%	39.78K	30.24K	15.23K	+62.03%
Dec 31, 2023	CETERA ADVISOR NETWORKS LLC	0.04%	43K	32.68K	0	0
Dec 31, 2023	LPL FINANCIAL LLC	0.04%	45.17K	34.33K	13.6K	+43.08%
Dec 31, 2023	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	35.8K	0	0
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.05%	48.3K	36.71M	-700	-1.43%
Dec 31, 2023	SUNESIS ADVISORS, LLC	0.05%	50K	38K	0	0
Dec 31, 2023	DORCHESTER WEALTH MANAGEMENT CO	0.05%	53.4K	40.58K	0	0
Dec 31, 2023	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	46K	0	0
Dec 31, 2023	MORGAN STANLEY	0.06%	65.25K	49.59K	-9.15K	-12.29%
Dec 31, 2023	CREATIVE PLANNING	0.06%	65.9K	50.08K	100	+0.15%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.07%	67.61K	51.38K	67.61K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.07%	74.4K	56.54K	15.84K	+27.05%
Dec 31, 2023	SQUAREPOINT OPS LLC	0.1%	99.17K	75.37K	99.17K	+100.00%
Dec 31, 2023	TITLEIST ASSET MANAGEMENT, LLC	0.17%	170.55K	129.62K	500	+0.29%
Dec 31, 2023	NORTHERN TRUST CORP	0.19%	197.82K	150.35K	0	0
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.23%	234.6K	178.3K	210.29K	+864.81%
Dec 31, 2023	STATE STREET CORP	0.25%	250.23K	190.18K	0	0
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.29%	291.38K	221.45K	-412	-0.14%
Dec 31, 2023	KESTRA ADVISORY SERVICES, LLC	0.36%	364.59K	277.09K	-196.66K	-35.04%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.37%	379.84K	289K	-23K	-5.71%
Dec 31, 2023	BOSTON PARTNERS	0.52%	530.89K	403.48K	-87.78K	-14.19%
Dec 31, 2023	AWM INVESTMENT COMPANY, INC.	0.89%	900K	684K	0	0
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.01%	1.02M	777.88K	62.93K	+6.55%
Dec 31, 2023	BLACKROCK INC.	1.2%	1.22M	923.88K	5.86K	+0.48%
Dec 31, 2023	BROWN ADVISORY INC	0.01%	14.5K	11.02K	0	0
Dec 31, 2023	RUSSELL INVESTMENTS GROUP, LTD.	1.42%	1.44M	1.1M	351.18K	+32.12%
Dec 31, 2023	IEQ CAPITAL, LLC	2.91%	2.96M	2.25M	0	0
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	3.89%	3.95M	3M	-176.38K	-4.28%
Dec 31, 2023	VANGUARD GROUP INC	4.14%	4.21M	3.2M	46.46K	+1.12%
Sep 30, 2023	IEQ CAPITAL, LLC	3.51%	2.96M	-	184.64K	+6.66%
Sep 30, 2023	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	-	0	0
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.01%	9.13K	-	1.83K	+25.13%
Sep 30, 2023	CENTAURUS FINANCIAL, INC.	0.01%	10K	-	10K	+100.00%
Sep 30, 2023	MUTUAL ADVISORS, LLC	0.01%	10K	-	0	0
Sep 30, 2023	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	-	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.01%	10.21K	-	181	+1.81%
Sep 30, 2023	VIRTU FINANCIAL LLC	0.01%	10.46K	-	-55.92K	-84.24%
Sep 30, 2023	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	-	10.5K	+100.00%
Sep 30, 2023	BALBOA WEALTH PARTNERS	0.01%	12.2K	-	0	0
Sep 30, 2023	XTX TOPCO LTD	0.01%	12.57K	-	12.57K	+100.00%
Sep 30, 2023	LEDGE WEALTH MANAGEMENT, INC.	0.02%	14.01K	-	0	0
Sep 30, 2023	BROWN ADVISORY INC	0.02%	14.5K	-	0	0
Sep 30, 2023	IFP ADVISORS, INC	0.02%	15K	-	0	0
Sep 30, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	-	0	0
Sep 30, 2023	ROYAL BANK OF CANADA	0.02%	17.27K	-	-2.03K	-10.53%
Sep 30, 2023	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	-	0	0
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0.03%	21.29K	-	-2.91K	-12.01%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	0.03%	21.6K	-	21.6K	+100.00%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	23.65K	-	0	0
Sep 30, 2023	WOLVERINE TRADING, LLC	0.03%	24K	-	-4.6K	-16.08%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.03%	24.32K	-	24.32K	+100.00%
Sep 30, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	24.55K	-	24.55K	+100.00%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	-	0	0
Sep 30, 2023	BAIRD FINANCIAL GROUP, INC.	4.9%	4.13M	-	-363.05K	-8.09%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.04%	30.61K	-	1	0.00%
Sep 30, 2023	LPL FINANCIAL LLC	0.04%	31.57K	-	10K	+46.36%
Sep 30, 2023	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	-	0	0
Sep 30, 2023	MERIT FINANCIAL GROUP, LLC	0.05%	40.48K	-	100	+0.25%
Sep 30, 2023	MARINER, LLC	0.05%	42.72K	-	42.72K	+100.00%
Sep 30, 2023	CETERA ADVISOR NETWORKS LLC	0.05%	43K	-	0	0
Sep 30, 2023	JUMP FINANCIAL, LLC	0.05%	46.15K	-	46.15K	+100.00%
Sep 30, 2023	QUANTUM PRIVATE WEALTH, LLC	0.06%	47.1K	-	0	0
Sep 30, 2023	GROUP ONE TRADING, L.P.	0.06%	49K	-	1.5K	+3.16%
Sep 30, 2023	SUNESIS ADVISORS, LLC	0.06%	50K	-	50K	+100.00%
Sep 30, 2023	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	-	53.4K	+100.00%
Sep 30, 2023	BARCLAYS PLC	0.07%	58.38K	-	58.38K	+100.00%
Sep 30, 2023	UBS GROUP AG	0.07%	58.56K	-	27.4K	+87.97%
Sep 30, 2023	CREATIVE PLANNING	0.08%	65.8K	-	0	0
Sep 30, 2023	MORGAN STANLEY	0.09%	74.4K	-	22.49K	+43.34%
Sep 30, 2023	NORTHERN TRUST CORP	0.23%	197.82K	-	76.25K	+62.71%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0.35%	291.8K	-	279.9K	+2,352.07%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.48%	402.84K	-	-19.91K	-4.71%
Sep 30, 2023	KESTRA ADVISORY SERVICES, LLC	0.67%	561.25K	-	527.71K	+1,573.28%
Sep 30, 2023	BOSTON PARTNERS	0.73%	618.67K	-	524.89K	+559.72%
Sep 30, 2023	AWM INVESTMENT COMPANY, INC.	1.07%	900K	-	900K	+100.00%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.14%	960.37K	-	160.98K	+20.14%
Sep 30, 2023	RUSSELL INVESTMENTS GROUP, LTD.	1.3%	1.09M	-	1.09M	+100.00%
Sep 30, 2023	BLACKROCK INC.	1.44%	1.21M	-	41.74K	+3.57%
Sep 30, 2023	KANEN WEALTH MANAGEMENT LLC	1.74%	1.47M	-	1M	+213.48%

Insiders

Among the AQMS insiders holding of 7.76% of the stake in company, CLARKE STEPHEN R., President and CEO, holds the largest shares of 1.03M. MOULD SELWYN, Chief Operating Officer, is the second largest AQMS insider with ownership of 725.46K shares. MURPHY THOMAS MICHAEL, Chief Financial Officer, stands third with possession of 725.46K shares of that stake.

Insiders	Designation	Shares Held
CLARKE STEPHEN R.	President and CEO	1.03M
MOULD SELWYN	Chief Operating Officer	725.46K
MURPHY THOMAS MICHAEL	Chief Financial Officer	725.46K
INTERSTATE BATTERIES, INC.	10 percent owner	473.83K
COTTON STEPHEN	Chief Executive Officer	175K
FRANCIS KNUETTEL II	Chief Financial Officer	162.5K
MERRILL JUDD	Chief Financial Officer	125K
KANEN DAVID	director	117.11K
YI SUNG	director	75K
YOSUFZAI S. SHARIQ	director	54.11K
TAECKER BENJAMIN S.	Chief Eng and Opr Officer	50K
KAPOOR SUSHIL	director	45.81K
SLADE MARK	director	38.03K
DIVITO VINCENT L	director	37.5K
ZHANG PEIFANG	director	37.5K
GIBSON GAYLE J	director	32.55K
PROUTY ERIC A	director	25.62K
MCMURTRY DAVID	Chief Business Officer	25K
SMITH EDWARD J	director	25K
MELINE SUSANNE	director	11.32K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 19, 2024	DIVITO VINCENT L	PURCHASE	1.92	37.5K	72K	37.5K
Dec 19, 2024	TAECKER BENJAMIN S.	PURCHASE	1.92	50K	96K	50K
Dec 19, 2024	ZHANG PEIFANG	PURCHASE	1.92	37.5K	72K	37.5K
Dec 19, 2024	COTTON STEPHEN	PURCHASE	1.92	175K	336K	175K
Dec 19, 2024	MERRILL JUDD	PURCHASE	1.92	125K	240K	125K
May 14, 2024	MERRILL JUDD	PURCHASE	0.39	37.5K	14.63K	37.5K
May 14, 2024	MCMURTRY DAVID	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	DIVITO VINCENT L	PURCHASE	0.39	62.5K	24.38K	62.5K
May 14, 2024	YI SUNG	PURCHASE	0.39	75K	29.25K	75K
May 14, 2024	SMITH EDWARD J	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	ZHANG PEIFANG	PURCHASE	0.39	62.5K	24.38K	62.5K
May 14, 2024	TAECKER BENJAMIN S.	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	COTTON STEPHEN	PURCHASE	0.39	250K	97.5K	250K
Nov 17, 2023	DIVITO VINCENT L	PURCHASE	0.89	5K	4.45K	339.59K
Jul 19, 2023	SMITH EDWARD J	PURCHASE	1.10	90.5K	99.55K	309.05K
Jul 19, 2023	ZHANG PEIFANG	PURCHASE	1.10	72.9K	80.19K	251.05K
Jul 19, 2023	DIVITO VINCENT L	PURCHASE	1.10	9K	9.9K	334.59K
Dec 29, 2022	ZHANG PEIFANG	PURCHASE	0.99	10K	9.9K	133.1K
Dec 28, 2022	KANEN DAVID	PURCHASE	0.75	8.55K	6.41K	117.11K
Dec 27, 2022	KANEN DAVID	PURCHASE	0.73	37.75K	27.56K	108.56K
Dec 23, 2022	KANEN DAVID	PURCHASE	0.71	70.81K	50.28K	70.81K
Dec 23, 2022	DIVITO VINCENT L	PURCHASE	0.69	10K	6.9K	257.41K
Dec 23, 2022	ZHANG PEIFANG	PURCHASE	0.70	50K	35K	123.1K
Dec 14, 2022	SMITH EDWARD J	PURCHASE	0.64	100K	64K	173.1K
Jul 08, 2022	TAECKER BENJAMIN S.	SALE	0.77	49.56K	38.16K	365.09K
Jul 08, 2022	COTTON STEPHEN	SALE	0.77	283.76K	218.49K	3.79M
Mar 24, 2022	TAECKER BENJAMIN S.	SALE	1.41	13.43K	18.94K	414.65K
Mar 24, 2022	COTTON STEPHEN	SALE	1.41	100.61K	141.85K	4.07M
Jan 05, 2022	COTTON STEPHEN	SALE	1.27	124.47K	158.08K	4.17M
Jan 05, 2022	TAECKER BENJAMIN S.	SALE	1.27	35.68K	45.31K	428.08K
Jul 02, 2021	MERRILL JUDD	SALE	2.71	85.31K	231.19K	482.25K
Jul 02, 2021	COTTON STEPHEN	SALE	2.71	193.17K	523.5K	1.48M
Mar 24, 2021	MERRILL JUDD	SALE	3.88	17.39K	67.48K	405.12K
Mar 24, 2021	COTTON STEPHEN	SALE	3.88	87.66K	340.12K	1.22M
Mar 02, 2021	MERRILL JUDD	SALE	5.15	46.73K	240.63K	380.84K
Mar 02, 2021	COTTON STEPHEN	SALE	5.02	187.46K	941.05K	1.09M
Mar 02, 2021	YOSUFZAI S. SHARIQ	SALE	4.80	150K	720K	54.11K
Mar 01, 2021	COTTON STEPHEN	SALE	5.15	45K	231.75K	1.09M
Jan 04, 2021	COTTON STEPHEN	SALE	3.36	69.87K	234.78K	1.09M
Jan 04, 2021	MERRILL JUDD	SALE	3.36	41.77K	140.36K	380.84K
Aug 07, 2020	COTTON STEPHEN	PURCHASE	1.04	721	749.84	863.07K
Aug 07, 2020	MERRILL JUDD	PURCHASE	1.04	481	500.24	314.05K
Jul 24, 2020	MERRILL JUDD	PURCHASE	1.12	446	499.52	313.57K
Jul 24, 2020	COTTON STEPHEN	PURCHASE	1.12	670	750.4	862.35K
Jul 10, 2020	MERRILL JUDD	PURCHASE	1.11	450	499.5	313.12K
Jul 10, 2020	COTTON STEPHEN	PURCHASE	1.11	676	750.36	861.68K
Jul 02, 2020	MERRILL JUDD	SALE	1.15	61.45K	70.66K	312.67K
Jul 02, 2020	COTTON STEPHEN	SALE	1.15	169.61K	195.05K	861K
Jun 26, 2020	MERRILL JUDD	PURCHASE	1.10	455	500.5	265.55K
Jun 26, 2020	COTTON STEPHEN	PURCHASE	1.10	682	750.2	730.93K
Jun 17, 2020	DIVITO VINCENT L	PURCHASE	1.01	1K	1.01K	74.88K
Jun 12, 2020	COTTON STEPHEN	PURCHASE	0.86	872	749.92	730.25K
Jun 09, 2020	MERRILL JUDD	PURCHASE	1.05	2.4K	2.52K	260.1K
Jun 08, 2020	COTTON STEPHEN	PURCHASE	0.87	50.07K	43.56K	729.38K
Jun 08, 2020	MERRILL JUDD	PURCHASE	0.87	100	87	257.7K
Mar 23, 2020	COTTON STEPHEN	SALE	0.39	13.32K	5.19K	679.31K
Jan 07, 2020	COTTON STEPHEN	SALE	0.80	4.92K	3.93K	633.21K
Jan 07, 2020	MERRILL JUDD	SALE	0.80	619	495.2	275.87K
Jan 03, 2020	COTTON STEPHEN	SALE	0.71	197.09K	139.93K	619.7K
Jan 03, 2020	MERRILL JUDD	SALE	0.71	106.03K	75.28K	274.18K
Aug 21, 2019	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
Aug 20, 2019	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
Aug 08, 2019	YOSUFZAI S. SHARIQ	PURCHASE	1.67	10K	16.7K	71.95K
Aug 07, 2019	DIVITO VINCENT L	PURCHASE	1.64	3.05K	5K	44.68K
Aug 06, 2019	MELINE SUSANNE	PURCHASE	1.55	2K	3.1K	11.32K
Jun 14, 2019	COTTON STEPHEN	PURCHASE	1.50	10K	15.05K	216.46K
Jun 14, 2019	MERRILL JUDD	PURCHASE	1.50	2K	2.99K	20.9K
May 16, 2019	KAPOOR SUSHIL	PURCHASE	1.92	5K	9.6K	45.81K
Mar 07, 2019	GIBSON GAYLE J	PURCHASE	3.95	7.78K	30.74K	7.78K
Jan 17, 2019	MERRILL JUDD	PURCHASE	1.90	5K	9.5K	18.9K
Jan 17, 2019	YOSUFZAI S. SHARIQ	PURCHASE	1.90	10K	19K	38.69K
Jan 17, 2019	PROUTY ERIC A	PURCHASE	1.90	5K	9.5K	25.62K
Jan 17, 2019	DIVITO VINCENT L	PURCHASE	1.90	5K	9.5K	26.13K
Jan 17, 2019	COTTON STEPHEN	PURCHASE	1.90	15K	28.5K	206.46K
Aug 13, 2018	COTTON STEPHEN	PURCHASE	2.49	6.4K	15.97K	80.9K
Jun 18, 2018	YOSUFZAI S. SHARIQ	PURCHASE	2.85	5.26K	14.99K	5.26K
Jun 18, 2018	FRANCIS KNUETTEL II	PURCHASE	2.85	5K	14.25K	162.5K
Jun 18, 2018	KAPOOR SUSHIL	PURCHASE	2.85	15K	42.75K	19K
Jun 18, 2018	DIVITO VINCENT L	PURCHASE	2.85	3.51K	9.99K	5.51K
Jun 18, 2018	COTTON STEPHEN	PURCHASE	2.85	30K	85.5K	74.5K
Jun 18, 2018	PROUTY ERIC A	PURCHASE	2.85	5K	14.25K	5K
Jun 18, 2018	SLADE MARK	PURCHASE	2.85	10.53K	30K	38.03K
Jun 15, 2018	FRANCIS KNUETTEL II	PURCHASE	3.34	2.5K	8.34K	157.5K
May 12, 2017	DIVITO VINCENT L	PURCHASE	12.58	1K	12.58K	2K
May 09, 2017	INTERSTATE BATTERIES, INC.	SALE	16.78	32.5K	545.19K	473.83K
May 08, 2017	INTERSTATE BATTERIES, INC.	SALE	17.09	40.28K	688.62K	506.33K
May 08, 2017	MURPHY THOMAS MICHAEL	SALE	17.52	20K	350.37K	725.46K
May 04, 2017	INTERSTATE BATTERIES, INC.	SALE	17.62	4.5K	79.28K	546.61K
May 03, 2017	INTERSTATE BATTERIES, INC.	SALE	17.09	48.33K	826.05K	551.11K
May 02, 2017	INTERSTATE BATTERIES, INC.	SALE	16.79	42.5K	713.51K	599.44K
May 01, 2017	MOULD SELWYN	SALE	16.53	20K	330.69K	725.46K
Apr 28, 2017	INTERSTATE BATTERIES, INC.	SALE	16.67	8.61K	143.56K	641.94K
Apr 27, 2017	INTERSTATE BATTERIES, INC.	SALE	16.95	17.9K	303.47K	650.55K
Apr 25, 2017	INTERSTATE BATTERIES, INC.	SALE	16.63	31.6K	525.37K	668.45K
Apr 24, 2017	INTERSTATE BATTERIES, INC.	SALE	16.48	2.2K	36.25K	700.05K
Apr 19, 2017	COTTON STEPHEN	SALE	17.26	4.42K	76.21K	93.29K
Apr 10, 2017	MURPHY THOMAS MICHAEL	SALE	17.25	20K	345.05K	745.46K
Apr 03, 2017	MOULD SELWYN	SALE	18.92	20K	378.36K	745.46K
Mar 22, 2017	COTTON STEPHEN	SALE	17.84	4.42K	78.76K	97.71K
Mar 08, 2017	DIVITO VINCENT L	PURCHASE	17.25	1K	17.25K	1K
Mar 08, 2017	MURPHY THOMAS MICHAEL	SALE	17.24	20K	344.77K	765.46K
Mar 07, 2017	MOULD SELWYN	SALE	17.03	20K	340.58K	765.46K
Nov 16, 2016	SLADE MARK	PURCHASE	10.00	7.5K	75K	27.5K
Nov 16, 2016	CLARKE STEPHEN R.	PURCHASE	10.00	20K	200K	1.03M
Aug 24, 2015	CLARKE STEPHEN R.	PURCHASE	4.73	2.5K	11.82K	1.01M
Aug 24, 2015	COTTON STEPHEN	PURCHASE	4.73	2.5K	11.82K	105.12K
Aug 21, 2015	CLARKE STEPHEN R.	PURCHASE	4.95	2.5K	12.39K	1.01M
Aug 21, 2015	COTTON STEPHEN	PURCHASE	4.95	2.5K	12.39K	102.62K
Jul 31, 2015	SLADE MARK	PURCHASE	5.00	20K	100K	20K

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares7.14

Short Percent Of Float7.34

Shares Outstanding2.98M

Shares Float2.80M

Shares Short212.80K

Short Ratio1.82

7.34%

Short % of Float

7.14%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

7.76% Percentage of Shares held by All Insiders

5.43% Percentage of Shares held by All Institutions

5.89% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0.83%	11.91K	76.21K	11.91K	+100.00%
Sep 30, 2025	STATE STREET CORP	0%	0	-	-13.22K	-100.00%
Sep 30, 2025	VANGUARD GROUP INC	0%	0	-	-53.3K	-100.00%
Sep 30, 2025	SCHONFELD STRATEGIC ADVISORS LLC	0.9%	12.85K	82.21K	12.85K	+100.00%
Sep 30, 2025	IEQ CAPITAL, LLC	1.2%	17.15K	109.73K	17.15K	+100.00%
Sep 30, 2025	BLACKROCK, INC.	0.34%	4.85K	31.03K	4.85K	+100.00%
Sep 30, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0%	0	-	-1.49K	-100.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-5.81K	-100.00%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-3.13K	-100.00%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-66.59K	-100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0%	0	-	-1.72K	-100.00%
Sep 30, 2025	ADVISORY SERVICES NETWORK, LLC	0%	30	192	30	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	24	117	24	+100.00%
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	2.15%	30.66K	196.19K	30.66K	+100.00%
Sep 30, 2025	UBS GROUP AG	0%	0	-	-78.29K	-100.00%
Sep 30, 2025	JANE STREET GROUP, LLC	0%	0	-	-30.91K	-100.00%
Sep 30, 2025	MORGAN STANLEY	0%	0	-	-3.11K	-100.00%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-42	-100.00%
Sep 30, 2025	LOWE WEALTH ADVISORS, LLC	0%	0	-	-22	-100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-474	-100.00%
Sep 30, 2025	HUNTINGTON NATIONAL BANK	0%	0	-	-100	-100.00%
Sep 30, 2025	CARDINAL POINT CAPITAL MANAGEMENT, ULC	0%	0	-	-22.8K	-100.00%
Sep 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	100	640	100	+100.00%
Sep 30, 2025	HRT FINANCIAL LP	0%	0	-	-22.59K	-100.00%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0.01%	100	640	100	+100.00%
Sep 30, 2025	FNY INVESTMENT ADVISERS, LLC	0.06%	787	5K	787	+100.00%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-12.08K	-100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-101	-100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-35	-100.00%
Sep 30, 2025	HM PAYSON & CO	0%	0	-	-15	-100.00%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-15.71K	-100.00%
Sep 30, 2025	CITIGROUP INC	0%	1	6	1	+100.00%
Sep 30, 2025	DANSKE BANK A/S	0%	3	19	3	+100.00%
Sep 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	10	64	10	+100.00%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	11	70	11	+100.00%
Sep 30, 2025	LEGACY WEALTH MANAGMENT, LLC/ID	0%	11	71	11	+100.00%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-205	-100.00%
Sep 30, 2025	RAIFFEISEN BANK INTERNATIONAL AG	0%	55	382	55	+100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-12	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	101	49	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	248	117	0	0
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.01%	474	230	365	+334.86%
Jun 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	1.01K	487	-8	-0.79%
Jun 30, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.02%	1.49K	721	-57	-3.69%
Jun 30, 2025	ROYAL BANK OF CANADA	0.02%	1.72K	1K	0	0
Jun 30, 2025	LOWE WEALTH ADVISORS, LLC	0%	22	11	0	0
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.03%	3.13K	1.52K	3.13K	+100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	5.81K	2.82K	5.81K	+100.00%
Jun 30, 2025	STATE STREET CORP	0.15%	13.22K	6.41K	0	0
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.17%	15.71K	8K	-2.76K	-14.92%
Jun 30, 2025	HRT FINANCIAL LP	0.25%	22.59K	10K	22.59K	+100.00%
Jun 30, 2025	CARDINAL POINT CAPITAL MANAGEMENT, ULC	0.25%	22.8K	11.06K	22.8K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.53%	48.5K	23.52K	0	0
Jun 30, 2025	VANGUARD GROUP INC	0.59%	53.3K	25.85K	-148.32K	-73.56%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.73%	66.59K	32.3K	-3.75K	-5.33%
Jun 30, 2025	UBS GROUP AG	0.86%	78.29K	37.97K	77.18K	+6,940.56%
Jun 30, 2025	IEQ CAPITAL, LLC	1.91%	174.06K	84.42K	0	0
Jun 30, 2025	JANE STREET GROUP, LLC	0.34%	30.91K	14.99K	30.91K	+100.00%
Jun 30, 2025		0.01%	550	283	0	0
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	0	-	-1	-100.00%
Jun 30, 2025	CONTINUUM ADVISORY, LLC	0%	0	-	-1.28K	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-16K	-100.00%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	35	17	35	+100.00%
Jun 30, 2025	RAIFFEISEN BANK INTERNATIONAL AG	0.01%	550	283	0	0
Jun 30, 2025	SBI SECURITIES CO., LTD.	0.01%	1K	485	1K	+100,000.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	205	99	0	0
Jun 30, 2025	HM PAYSON & CO	0%	15	8	0	0
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-8.36K	-100.00%
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	42	22	0	0
Jun 30, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	100	49	0	0
Jun 30, 2025	HUNTINGTON NATIONAL BANK	0%	100	49	0	0
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	3.53%	321.23K	155.8K	-350.63K	-52.19%
Jun 30, 2025	MORGAN STANLEY	0.03%	3.11K	1.51M	-40	-1.27%
Mar 31, 2025	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.02%	1.54K	2.89K	-37	-2.34%
Mar 31, 2025	ROYAL BANK OF CANADA	0.02%	1.72K	3K	-4	-0.23%
Mar 31, 2025	MORGAN STANLEY	0.04%	3.15K	5.89K	-8.5K	-72.96%
Mar 31, 2025	PARALLEL ADVISORS, LLC	0.1%	8.36K	15.63K	8.36K	+100.00%
Mar 31, 2025		0%	0	-	-75	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-2.92K	-100.00%
Mar 31, 2025	SIMPLEX TRADING, LLC	0%	0	-	-3K	-100.00%
Mar 31, 2025	TD WATERHOUSE CANADA INC.	0%	1	2	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	12	22	-2	-14.29%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	109	204	3	+2.83%
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	205	383	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-1.09K	-100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	101	189	0	0
Mar 31, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	1.01K	1.89K	0	0
Mar 31, 2025	UBS GROUP AG	0.01%	1.11K	2.08K	-4.54K	-80.33%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.23%	18.47K	35K	0	0
Mar 31, 2025	BLACKROCK, INC.	0.6%	48.5K	90.7K	0	0
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.87%	70.34K	131.57K	4.46K	+6.76%
Mar 31, 2025	IEQ CAPITAL, LLC	2.15%	174.06K	325.49K	0	0
Mar 31, 2025	VANGUARD GROUP INC	2.49%	201.62K	377.03K	-3.39K	-1.65%
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	8.3%	671.86K	1.26M	300.79K	+81.06%
Mar 31, 2025	HM PAYSON & CO	0%	15	29	0	0
Mar 31, 2025	LOWE WEALTH ADVISORS, LLC	0%	22	41	0	0
Mar 31, 2025	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	100	187	0	0
Mar 31, 2025	HUNTINGTON NATIONAL BANK	0%	100	187	0	0
Mar 31, 2025	CONTINUUM ADVISORY, LLC	0.02%	1.28K	2.4K	0	0
Mar 31, 2025	IFP ADVISORS, INC	0%	0	-	-750	-100.00%
Mar 31, 2025	STATE STREET CORP	0.16%	13.22K	24.72K	0	0
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.18%	14.33K	26.81K	-9.42K	-39.64%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	42	86	0	0
Mar 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0%	0	-	-29.55K	-100.00%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.12%	111.9K	60.2K	-179.48K	-61.60%
Mar 31, 2024	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	5.38K	0	0
Mar 31, 2024	MUTUAL ADVISORS, LLC	0.01%	10K	5.38K	0	0
Mar 31, 2024	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.01%	7.7K	4.14K	7.7K	+100.00%
Mar 31, 2024	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	2.96K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.01%	5.1K	2.75K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	2.83K	1.52K	12	+0.43%
Mar 31, 2024	HUNTINGTON NATIONAL BANK	0%	2K	1.08K	0	0
Mar 31, 2024	ANNIS GARDNER WHITING CAPITAL ADVISORS, LLC	0%	2K	1.08K	0	0
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0%	1.1K	592	1.1K	+100.00%
Mar 31, 2024	LOWE WEALTH ADVISORS, LLC	0%	455	245	0	0
Mar 31, 2024	GODSEY & GIBB, INC	0%	50	27	50	+100.00%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0%	0	-	-23.65K	-100.00%
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0%	0	-	-10K	-100.00%
Mar 31, 2024	NATIONAL BANK OF CANADA /FI/	0%	0	-	-650	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-5K	-100.00%
Mar 31, 2024	UBS GROUP AG	0%	0	-	-74.4K	-100.00%
Mar 31, 2024	SUNESIS ADVISORS, LLC	0%	0	-	-50K	-100.00%
Mar 31, 2024	XTX TOPCO LTD	0%	0	-	-33.39K	-100.00%
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	4.98%	4.68M	2.52M	727.93K	+18.43%
Mar 31, 2024	VANGUARD GROUP INC	4.48%	4.21M	2.26M	961	+0.02%
Mar 31, 2024	IEQ CAPITAL, LLC	3.44%	3.23M	1.74M	273.71K	+9.25%
Mar 31, 2024	RUSSELL INVESTMENTS GROUP, LTD.	1.76%	1.65M	889.31K	208.43K	+14.43%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.01%	10K	5.38K	10K	+100.00%
Mar 31, 2024	BLACKROCK INC.	1.3%	1.22M	654.76K	1.39K	+0.11%
Mar 31, 2024	CETERA ADVISOR NETWORKS LLC	0.05%	43K	23.13K	0	0
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.05%	43K	23.13K	43K	+100.00%
Mar 31, 2024	LPL FINANCIAL LLC	0.04%	38.93K	20.95K	-6.24K	-13.81%
Mar 31, 2024	MERIT FINANCIAL GROUP, LLC	0.04%	35.65K	16.68K	450	+1.28%
Mar 31, 2024	GROUP ONE TRADING, L.P.	0.04%	34.15K	18.37K	-14.15K	-29.29%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	38.53K	0	0
Mar 31, 2024	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	17.16K	0	0
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	1.11%	1.04M	558.8K	15.11K	+1.48%
Mar 31, 2024	BOSTON PARTNERS	0.66%	615.91K	331.36K	85.02K	+16.01%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.4%	377.84K	203K	-2K	-0.53%
Mar 31, 2024	KESTRA ADVISORY SERVICES, LLC	0.09%	86.29K	46.43K	-278.3K	-76.33%
Mar 31, 2024	CREATIVE PLANNING	0.07%	65.8K	35.4K	-100	-0.15%
Mar 31, 2024	MORGAN STANLEY	0.06%	60.04K	32.3K	-5.21K	-7.99%
Mar 31, 2024	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	33K	0	0
Mar 31, 2024	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	28.73K	0	0
Mar 31, 2024	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	29.72K	15.99K	-10.06K	-25.29%
Mar 31, 2024	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	15.6K	0	0
Mar 31, 2024	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	13.87K	0	0
Mar 31, 2024	CONTINUUM ADVISORY, LLC	0.03%	25.69K	11.66K	0	0
Mar 31, 2024	VIRTU FINANCIAL LLC	0.02%	21.98K	12K	4.28K	+24.15%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	21.4K	12K	21.4K	+100.00%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	20.94K	11.27K	9.35K	+80.73%
Mar 31, 2024	BOOTHBAY FUND MANAGEMENT, LLC	0.02%	14.51K	7.81K	510	+3.64%
Mar 31, 2024	BROWN ADVISORY INC	0.02%	14.5K	7.8K	0	0
Mar 31, 2024	BALBOA WEALTH PARTNERS	0.01%	12K	6.46K	-200	-1.64%
Mar 31, 2024	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	5.65K	0	0
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.01%	10.46K	5.63K	-20.15K	-65.82%
Mar 31, 2024	MARINER, LLC	0.01%	10K	5.38K	0	0
Mar 31, 2024	AWM INVESTMENT COMPANY, INC.	1.92%	1.8M	968.4K	900K	+100.00%
Mar 31, 2024	SQUAREPOINT OPS LLC	0.31%	288.29K	155.1K	189.12K	+190.70%
Mar 31, 2024	STATE STREET CORP	0.27%	250.23K	134.63K	0	0
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.22%	202.19K	108.78K	-32.42K	-13.82%
Mar 31, 2024	NORTHERN TRUST CORP	0.21%	197.82K	106.43K	0	0
Mar 31, 2024	TITLEIST ASSET MANAGEMENT, LLC	0.18%	168.05K	90.41K	-2.5K	-1.46%
Mar 31, 2024	CITADEL ADVISORS LLC	0.16%	145.96K	78.53K	123.28K	+543.51%
Mar 31, 2024	JANE STREET GROUP, LLC	0.05%	50.86K	27.36K	4.43K	+9.55%
Mar 31, 2024	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	25.34K	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.05%	43.24K	23K	21.95K	+103.12%
Mar 31, 2024	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.04%	33.7K	18.2K	6K	+21.68%
Mar 31, 2024	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	20.29K	10.92K	5K	+32.70%
Mar 31, 2024	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	10.76K	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.02%	17.27K	9K	-507	-2.85%
Mar 31, 2024	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	10K	5.4K	10K	+100.00%
Dec 31, 2023	JANE STREET GROUP, LLC	0.05%	46.43K	35.29K	46.43K	+100.00%
Dec 31, 2023	IFP ADVISORS, INC	0.01%	15K	11.4K	0	0
Dec 31, 2023	MARATHON CAPITAL MANAGEMENT	0.01%	15K	11.4K	0	0
Dec 31, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	11.62K	0	0
Dec 31, 2023	VIRTU FINANCIAL LLC	0.02%	17.71K	13K	7.25K	+69.26%
Dec 31, 2023	ROYAL BANK OF CANADA	0.02%	17.77K	13K	507	+2.94%
Dec 31, 2023	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	15.2K	0	0
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.02%	21.29K	16K	0	0
Dec 31, 2023	CITADEL ADVISORS LLC	0.02%	17.3K	13.15K	3.1K	+21.83%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.02%	23.65K	17.98K	0	0
Dec 31, 2023	WOLVERINE TRADING, LLC	0.02%	24.4K	18.54K	400	+1.67%
Dec 31, 2023	CONTINUUM ADVISORY, LLC	0.03%	25.69K	19.53K	25.69K	+100.00%
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	19.59K	0	0
Dec 31, 2023	SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)	0.03%	27.7K	21.54K	27.7K	+100.00%
Dec 31, 2023	WILLIAMS JONES WEALTH MANAGEMENT, LLC.	0.03%	29K	22.04K	0	0
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.03%	30.61K	23.26K	0	0
Dec 31, 2023	WELLINGTON SHIELDS & CO., LLC	0.03%	31.9K	24.24K	0	0
Dec 31, 2023		0.03%	32.72K	24.87K	32.72K	+100.00%
Dec 31, 2023	XTX TOPCO LTD	0.03%	33.39K	25.37K	20.82K	+165.65%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.03%	34.1K	25.92K	0	0
Dec 31, 2023	MERIT FINANCIAL GROUP, LLC	0.03%	35.2K	26.75K	-5.28K	-13.03%
Dec 31, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.04%	39.78K	30.24K	15.23K	+62.03%
Dec 31, 2023	CETERA ADVISOR NETWORKS LLC	0.04%	43K	32.68K	0	0
Dec 31, 2023	LPL FINANCIAL LLC	0.04%	45.17K	34.33K	13.6K	+43.08%
Dec 31, 2023	QUANTUM PRIVATE WEALTH, LLC	0.05%	47.1K	35.8K	0	0
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.05%	48.3K	36.71M	-700	-1.43%
Dec 31, 2023	SUNESIS ADVISORS, LLC	0.05%	50K	38K	0	0
Dec 31, 2023	DORCHESTER WEALTH MANAGEMENT CO	0.05%	53.4K	40.58K	0	0
Dec 31, 2023	PRICE T ROWE ASSOCIATES INC /MD/	0.06%	59.7K	46K	0	0
Dec 31, 2023	MORGAN STANLEY	0.06%	65.25K	49.59K	-9.15K	-12.29%
Dec 31, 2023	CREATIVE PLANNING	0.06%	65.9K	50.08K	100	+0.15%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.07%	67.61K	51.38K	67.61K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.07%	74.4K	56.54K	15.84K	+27.05%
Dec 31, 2023	SQUAREPOINT OPS LLC	0.1%	99.17K	75.37K	99.17K	+100.00%
Dec 31, 2023	TITLEIST ASSET MANAGEMENT, LLC	0.17%	170.55K	129.62K	500	+0.29%
Dec 31, 2023	NORTHERN TRUST CORP	0.19%	197.82K	150.35K	0	0
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.23%	234.6K	178.3K	210.29K	+864.81%
Dec 31, 2023	STATE STREET CORP	0.25%	250.23K	190.18K	0	0
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.29%	291.38K	221.45K	-412	-0.14%
Dec 31, 2023	KESTRA ADVISORY SERVICES, LLC	0.36%	364.59K	277.09K	-196.66K	-35.04%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.37%	379.84K	289K	-23K	-5.71%
Dec 31, 2023	BOSTON PARTNERS	0.52%	530.89K	403.48K	-87.78K	-14.19%
Dec 31, 2023	AWM INVESTMENT COMPANY, INC.	0.89%	900K	684K	0	0
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.01%	1.02M	777.88K	62.93K	+6.55%
Dec 31, 2023	BLACKROCK INC.	1.2%	1.22M	923.88K	5.86K	+0.48%
Dec 31, 2023	BROWN ADVISORY INC	0.01%	14.5K	11.02K	0	0
Dec 31, 2023	RUSSELL INVESTMENTS GROUP, LTD.	1.42%	1.44M	1.1M	351.18K	+32.12%
Dec 31, 2023	IEQ CAPITAL, LLC	2.91%	2.96M	2.25M	0	0
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	3.89%	3.95M	3M	-176.38K	-4.28%
Dec 31, 2023	VANGUARD GROUP INC	4.14%	4.21M	3.2M	46.46K	+1.12%
Sep 30, 2023	IEQ CAPITAL, LLC	3.51%	2.96M	-	184.64K	+6.66%
Sep 30, 2023	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.01%	5.5K	-	0	0
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.01%	9.13K	-	1.83K	+25.13%
Sep 30, 2023	CENTAURUS FINANCIAL, INC.	0.01%	10K	-	10K	+100.00%
Sep 30, 2023	MUTUAL ADVISORS, LLC	0.01%	10K	-	0	0
Sep 30, 2023	DAVID R. RAHN & ASSOCIATES INC.	0.01%	10K	-	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.01%	10.21K	-	181	+1.81%
Sep 30, 2023	VIRTU FINANCIAL LLC	0.01%	10.46K	-	-55.92K	-84.24%
Sep 30, 2023	KESTRA PRIVATE WEALTH SERVICES, LLC	0.01%	10.5K	-	10.5K	+100.00%
Sep 30, 2023	BALBOA WEALTH PARTNERS	0.01%	12.2K	-	0	0
Sep 30, 2023	XTX TOPCO LTD	0.01%	12.57K	-	12.57K	+100.00%
Sep 30, 2023	LEDGE WEALTH MANAGEMENT, INC.	0.02%	14.01K	-	0	0
Sep 30, 2023	BROWN ADVISORY INC	0.02%	14.5K	-	0	0
Sep 30, 2023	IFP ADVISORS, INC	0.02%	15K	-	0	0
Sep 30, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.02%	15.29K	-	0	0
Sep 30, 2023	ROYAL BANK OF CANADA	0.02%	17.27K	-	-2.03K	-10.53%
Sep 30, 2023	WERBA RUBIN PAPIER WEALTH MANAGEMENT	0.02%	20K	-	0	0
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0.03%	21.29K	-	-2.91K	-12.01%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	0.03%	21.6K	-	21.6K	+100.00%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	23.65K	-	0	0
Sep 30, 2023	WOLVERINE TRADING, LLC	0.03%	24K	-	-4.6K	-16.08%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.03%	24.32K	-	24.32K	+100.00%
Sep 30, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	24.55K	-	24.55K	+100.00%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.03%	25.77K	-	0	0
Sep 30, 2023	BAIRD FINANCIAL GROUP, INC.	4.9%	4.13M	-	-363.05K	-8.09%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.04%	30.61K	-	1	0.00%
Sep 30, 2023	LPL FINANCIAL LLC	0.04%	31.57K	-	10K	+46.36%
Sep 30, 2023	B. RILEY WEALTH ADVISORS, INC.	0.04%	34.1K	-	0	0
Sep 30, 2023	MERIT FINANCIAL GROUP, LLC	0.05%	40.48K	-	100	+0.25%
Sep 30, 2023	MARINER, LLC	0.05%	42.72K	-	42.72K	+100.00%
Sep 30, 2023	CETERA ADVISOR NETWORKS LLC	0.05%	43K	-	0	0
Sep 30, 2023	JUMP FINANCIAL, LLC	0.05%	46.15K	-	46.15K	+100.00%
Sep 30, 2023	QUANTUM PRIVATE WEALTH, LLC	0.06%	47.1K	-	0	0
Sep 30, 2023	GROUP ONE TRADING, L.P.	0.06%	49K	-	1.5K	+3.16%
Sep 30, 2023	SUNESIS ADVISORS, LLC	0.06%	50K	-	50K	+100.00%
Sep 30, 2023	DORCHESTER WEALTH MANAGEMENT CO	0.06%	53.4K	-	53.4K	+100.00%
Sep 30, 2023	BARCLAYS PLC	0.07%	58.38K	-	58.38K	+100.00%
Sep 30, 2023	UBS GROUP AG	0.07%	58.56K	-	27.4K	+87.97%
Sep 30, 2023	CREATIVE PLANNING	0.08%	65.8K	-	0	0
Sep 30, 2023	MORGAN STANLEY	0.09%	74.4K	-	22.49K	+43.34%
Sep 30, 2023	NORTHERN TRUST CORP	0.23%	197.82K	-	76.25K	+62.71%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0.35%	291.8K	-	279.9K	+2,352.07%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.48%	402.84K	-	-19.91K	-4.71%
Sep 30, 2023	KESTRA ADVISORY SERVICES, LLC	0.67%	561.25K	-	527.71K	+1,573.28%
Sep 30, 2023	BOSTON PARTNERS	0.73%	618.67K	-	524.89K	+559.72%
Sep 30, 2023	AWM INVESTMENT COMPANY, INC.	1.07%	900K	-	900K	+100.00%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	1.14%	960.37K	-	160.98K	+20.14%
Sep 30, 2023	RUSSELL INVESTMENTS GROUP, LTD.	1.3%	1.09M	-	1.09M	+100.00%
Sep 30, 2023	BLACKROCK INC.	1.44%	1.21M	-	41.74K	+3.57%
Sep 30, 2023	KANEN WEALTH MANAGEMENT LLC	1.74%	1.47M	-	1M	+213.48%

Insiders

Insiders	Designation	Shares Held
CLARKE STEPHEN R.	President and CEO	1.03M
MOULD SELWYN	Chief Operating Officer	725.46K
MURPHY THOMAS MICHAEL	Chief Financial Officer	725.46K
INTERSTATE BATTERIES, INC.	10 percent owner	473.83K
COTTON STEPHEN	Chief Executive Officer	175K
FRANCIS KNUETTEL II	Chief Financial Officer	162.5K
MERRILL JUDD	Chief Financial Officer	125K
KANEN DAVID	director	117.11K
YI SUNG	director	75K
YOSUFZAI S. SHARIQ	director	54.11K
TAECKER BENJAMIN S.	Chief Eng and Opr Officer	50K
KAPOOR SUSHIL	director	45.81K
SLADE MARK	director	38.03K
DIVITO VINCENT L	director	37.5K
ZHANG PEIFANG	director	37.5K
GIBSON GAYLE J	director	32.55K
PROUTY ERIC A	director	25.62K
MCMURTRY DAVID	Chief Business Officer	25K
SMITH EDWARD J	director	25K
MELINE SUSANNE	director	11.32K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 19, 2024	DIVITO VINCENT L	PURCHASE	1.92	37.5K	72K	37.5K
Dec 19, 2024	TAECKER BENJAMIN S.	PURCHASE	1.92	50K	96K	50K
Dec 19, 2024	ZHANG PEIFANG	PURCHASE	1.92	37.5K	72K	37.5K
Dec 19, 2024	COTTON STEPHEN	PURCHASE	1.92	175K	336K	175K
Dec 19, 2024	MERRILL JUDD	PURCHASE	1.92	125K	240K	125K
May 14, 2024	MERRILL JUDD	PURCHASE	0.39	37.5K	14.63K	37.5K
May 14, 2024	MCMURTRY DAVID	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	DIVITO VINCENT L	PURCHASE	0.39	62.5K	24.38K	62.5K
May 14, 2024	YI SUNG	PURCHASE	0.39	75K	29.25K	75K
May 14, 2024	SMITH EDWARD J	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	ZHANG PEIFANG	PURCHASE	0.39	62.5K	24.38K	62.5K
May 14, 2024	TAECKER BENJAMIN S.	PURCHASE	0.39	25K	9.75K	25K
May 14, 2024	COTTON STEPHEN	PURCHASE	0.39	250K	97.5K	250K
Nov 17, 2023	DIVITO VINCENT L	PURCHASE	0.89	5K	4.45K	339.59K
Jul 19, 2023	SMITH EDWARD J	PURCHASE	1.10	90.5K	99.55K	309.05K
Jul 19, 2023	ZHANG PEIFANG	PURCHASE	1.10	72.9K	80.19K	251.05K
Jul 19, 2023	DIVITO VINCENT L	PURCHASE	1.10	9K	9.9K	334.59K
Dec 29, 2022	ZHANG PEIFANG	PURCHASE	0.99	10K	9.9K	133.1K
Dec 28, 2022	KANEN DAVID	PURCHASE	0.75	8.55K	6.41K	117.11K
Dec 27, 2022	KANEN DAVID	PURCHASE	0.73	37.75K	27.56K	108.56K
Dec 23, 2022	KANEN DAVID	PURCHASE	0.71	70.81K	50.28K	70.81K
Dec 23, 2022	DIVITO VINCENT L	PURCHASE	0.69	10K	6.9K	257.41K
Dec 23, 2022	ZHANG PEIFANG	PURCHASE	0.70	50K	35K	123.1K
Dec 14, 2022	SMITH EDWARD J	PURCHASE	0.64	100K	64K	173.1K
Jul 08, 2022	TAECKER BENJAMIN S.	SALE	0.77	49.56K	38.16K	365.09K
Jul 08, 2022	COTTON STEPHEN	SALE	0.77	283.76K	218.49K	3.79M
Mar 24, 2022	TAECKER BENJAMIN S.	SALE	1.41	13.43K	18.94K	414.65K
Mar 24, 2022	COTTON STEPHEN	SALE	1.41	100.61K	141.85K	4.07M
Jan 05, 2022	COTTON STEPHEN	SALE	1.27	124.47K	158.08K	4.17M
Jan 05, 2022	TAECKER BENJAMIN S.	SALE	1.27	35.68K	45.31K	428.08K
Jul 02, 2021	MERRILL JUDD	SALE	2.71	85.31K	231.19K	482.25K
Jul 02, 2021	COTTON STEPHEN	SALE	2.71	193.17K	523.5K	1.48M
Mar 24, 2021	MERRILL JUDD	SALE	3.88	17.39K	67.48K	405.12K
Mar 24, 2021	COTTON STEPHEN	SALE	3.88	87.66K	340.12K	1.22M
Mar 02, 2021	MERRILL JUDD	SALE	5.15	46.73K	240.63K	380.84K
Mar 02, 2021	COTTON STEPHEN	SALE	5.02	187.46K	941.05K	1.09M
Mar 02, 2021	YOSUFZAI S. SHARIQ	SALE	4.80	150K	720K	54.11K
Mar 01, 2021	COTTON STEPHEN	SALE	5.15	45K	231.75K	1.09M
Jan 04, 2021	COTTON STEPHEN	SALE	3.36	69.87K	234.78K	1.09M
Jan 04, 2021	MERRILL JUDD	SALE	3.36	41.77K	140.36K	380.84K
Aug 07, 2020	COTTON STEPHEN	PURCHASE	1.04	721	749.84	863.07K
Aug 07, 2020	MERRILL JUDD	PURCHASE	1.04	481	500.24	314.05K
Jul 24, 2020	MERRILL JUDD	PURCHASE	1.12	446	499.52	313.57K
Jul 24, 2020	COTTON STEPHEN	PURCHASE	1.12	670	750.4	862.35K
Jul 10, 2020	MERRILL JUDD	PURCHASE	1.11	450	499.5	313.12K
Jul 10, 2020	COTTON STEPHEN	PURCHASE	1.11	676	750.36	861.68K
Jul 02, 2020	MERRILL JUDD	SALE	1.15	61.45K	70.66K	312.67K
Jul 02, 2020	COTTON STEPHEN	SALE	1.15	169.61K	195.05K	861K
Jun 26, 2020	MERRILL JUDD	PURCHASE	1.10	455	500.5	265.55K
Jun 26, 2020	COTTON STEPHEN	PURCHASE	1.10	682	750.2	730.93K
Jun 17, 2020	DIVITO VINCENT L	PURCHASE	1.01	1K	1.01K	74.88K
Jun 12, 2020	COTTON STEPHEN	PURCHASE	0.86	872	749.92	730.25K
Jun 09, 2020	MERRILL JUDD	PURCHASE	1.05	2.4K	2.52K	260.1K
Jun 08, 2020	COTTON STEPHEN	PURCHASE	0.87	50.07K	43.56K	729.38K
Jun 08, 2020	MERRILL JUDD	PURCHASE	0.87	100	87	257.7K
Mar 23, 2020	COTTON STEPHEN	SALE	0.39	13.32K	5.19K	679.31K
Jan 07, 2020	COTTON STEPHEN	SALE	0.80	4.92K	3.93K	633.21K
Jan 07, 2020	MERRILL JUDD	SALE	0.80	619	495.2	275.87K
Jan 03, 2020	COTTON STEPHEN	SALE	0.71	197.09K	139.93K	619.7K
Jan 03, 2020	MERRILL JUDD	SALE	0.71	106.03K	75.28K	274.18K
Aug 21, 2019	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
Aug 20, 2019	GIBSON GAYLE J	PURCHASE	1.75	2.5K	4.37K	32.55K
Aug 08, 2019	YOSUFZAI S. SHARIQ	PURCHASE	1.67	10K	16.7K	71.95K
Aug 07, 2019	DIVITO VINCENT L	PURCHASE	1.64	3.05K	5K	44.68K
Aug 06, 2019	MELINE SUSANNE	PURCHASE	1.55	2K	3.1K	11.32K
Jun 14, 2019	COTTON STEPHEN	PURCHASE	1.50	10K	15.05K	216.46K
Jun 14, 2019	MERRILL JUDD	PURCHASE	1.50	2K	2.99K	20.9K
May 16, 2019	KAPOOR SUSHIL	PURCHASE	1.92	5K	9.6K	45.81K
Mar 07, 2019	GIBSON GAYLE J	PURCHASE	3.95	7.78K	30.74K	7.78K
Jan 17, 2019	MERRILL JUDD	PURCHASE	1.90	5K	9.5K	18.9K
Jan 17, 2019	YOSUFZAI S. SHARIQ	PURCHASE	1.90	10K	19K	38.69K
Jan 17, 2019	PROUTY ERIC A	PURCHASE	1.90	5K	9.5K	25.62K
Jan 17, 2019	DIVITO VINCENT L	PURCHASE	1.90	5K	9.5K	26.13K
Jan 17, 2019	COTTON STEPHEN	PURCHASE	1.90	15K	28.5K	206.46K
Aug 13, 2018	COTTON STEPHEN	PURCHASE	2.49	6.4K	15.97K	80.9K
Jun 18, 2018	YOSUFZAI S. SHARIQ	PURCHASE	2.85	5.26K	14.99K	5.26K
Jun 18, 2018	FRANCIS KNUETTEL II	PURCHASE	2.85	5K	14.25K	162.5K
Jun 18, 2018	KAPOOR SUSHIL	PURCHASE	2.85	15K	42.75K	19K
Jun 18, 2018	DIVITO VINCENT L	PURCHASE	2.85	3.51K	9.99K	5.51K
Jun 18, 2018	COTTON STEPHEN	PURCHASE	2.85	30K	85.5K	74.5K
Jun 18, 2018	PROUTY ERIC A	PURCHASE	2.85	5K	14.25K	5K
Jun 18, 2018	SLADE MARK	PURCHASE	2.85	10.53K	30K	38.03K
Jun 15, 2018	FRANCIS KNUETTEL II	PURCHASE	3.34	2.5K	8.34K	157.5K
May 12, 2017	DIVITO VINCENT L	PURCHASE	12.58	1K	12.58K	2K
May 09, 2017	INTERSTATE BATTERIES, INC.	SALE	16.78	32.5K	545.19K	473.83K
May 08, 2017	INTERSTATE BATTERIES, INC.	SALE	17.09	40.28K	688.62K	506.33K
May 08, 2017	MURPHY THOMAS MICHAEL	SALE	17.52	20K	350.37K	725.46K
May 04, 2017	INTERSTATE BATTERIES, INC.	SALE	17.62	4.5K	79.28K	546.61K
May 03, 2017	INTERSTATE BATTERIES, INC.	SALE	17.09	48.33K	826.05K	551.11K
May 02, 2017	INTERSTATE BATTERIES, INC.	SALE	16.79	42.5K	713.51K	599.44K
May 01, 2017	MOULD SELWYN	SALE	16.53	20K	330.69K	725.46K
Apr 28, 2017	INTERSTATE BATTERIES, INC.	SALE	16.67	8.61K	143.56K	641.94K
Apr 27, 2017	INTERSTATE BATTERIES, INC.	SALE	16.95	17.9K	303.47K	650.55K
Apr 25, 2017	INTERSTATE BATTERIES, INC.	SALE	16.63	31.6K	525.37K	668.45K
Apr 24, 2017	INTERSTATE BATTERIES, INC.	SALE	16.48	2.2K	36.25K	700.05K
Apr 19, 2017	COTTON STEPHEN	SALE	17.26	4.42K	76.21K	93.29K
Apr 10, 2017	MURPHY THOMAS MICHAEL	SALE	17.25	20K	345.05K	745.46K
Apr 03, 2017	MOULD SELWYN	SALE	18.92	20K	378.36K	745.46K
Mar 22, 2017	COTTON STEPHEN	SALE	17.84	4.42K	78.76K	97.71K
Mar 08, 2017	DIVITO VINCENT L	PURCHASE	17.25	1K	17.25K	1K
Mar 08, 2017	MURPHY THOMAS MICHAEL	SALE	17.24	20K	344.77K	765.46K
Mar 07, 2017	MOULD SELWYN	SALE	17.03	20K	340.58K	765.46K
Nov 16, 2016	SLADE MARK	PURCHASE	10.00	7.5K	75K	27.5K
Nov 16, 2016	CLARKE STEPHEN R.	PURCHASE	10.00	20K	200K	1.03M
Aug 24, 2015	CLARKE STEPHEN R.	PURCHASE	4.73	2.5K	11.82K	1.01M
Aug 24, 2015	COTTON STEPHEN	PURCHASE	4.73	2.5K	11.82K	105.12K
Aug 21, 2015	CLARKE STEPHEN R.	PURCHASE	4.95	2.5K	12.39K	1.01M
Aug 21, 2015	COTTON STEPHEN	PURCHASE	4.95	2.5K	12.39K	102.62K
Jul 31, 2015	SLADE MARK	PURCHASE	5.00	20K	100K	20K

AQMS Stock Ownership Breakdown

Aqua Metals

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions