How many institutions own AQB stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AQB shares is 38, representing 10.97% of the company's common stock.

Who are the major shareholders selling AquaBounty Technologies, Inc. stock?

DRW SECURITIES, LLC, in the last quarter, reduced its stake in AQB by -82.32% restricting it's holding to 20.3 thousand shares of worth nearly $18.88K. GEODE CAPITAL MANAGEMENT, LLC also lessened -0.53% of the AQB shares from its portfolio, reducing its holding to 37.14 thousand shares of worth $34.54K. TRADEWINDS CAPITAL MANAGEMENT, LLC also shunned AQB shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying AQB stock?

As per its latest 13F filing, UBS GROUP AG increased its stake in AQB by 125.93% in the last quarter. The institutional holder raised its holding to 671 shares having worth more than $624.00. TOWER RESEARCH CAPITAL LLC (TRC) also added 68.84% more shares of AQB to its portfolio, raising its holding to 3.89 thousand shares of worth $3.62K. CITADEL ADVISORS LLC also increased its AQB shares holding by 100% which brought its holding to 34.59 thousand shares worth $32.17K.

AQB's major insiders: who are they?

The insider with the most stakes in AQB is Czypinski Alana , at the company. Additionally, AQB stock is highly held by director HUBER RICHARD L and director Stern Michael K among others.

Did an insider recently sell AQB stock?

Company executives, directors, and other insiders own 2.22% percent of AquaBounty Technologies, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which AQB insiders have sold stock, totaling 0 shares. Insiders that have sold shares include KIRK ALANA, KIRK RANDAL J, and OLSEN ANGELA M.

Which insider recently purchased AQB stock?

There have been 0 transaction(s) during the past 6-months in which AquaBounty Technologies, Inc. insiders have bought stock, totalling 0 shares

How much of AQB does insiders own?

Around 0 AquaBounty Technologies, Inc. shares are held by insiders, which represents about 2.22% of AQB stock.

Who is the insider with the largest stake?

AQB , Czypinski Alana holds the largest portfolio of the company's shares. AQB shares owned by Czypinski total nearly 9.18 million.

Which institution holds the most shares in AQB?

UBS GROUP AG is the largest institutional owner in AQB which holds 671 shares worth $624.00 or 0.02% of the total AQB shares outstanding followed by TOWER RESEARCH CAPITAL LLC (TRC) with ownership of 3.89 thousand shares representing 0.1% of the AQB ownership. CITADEL ADVISORS LLC is the third largest stakeholder with 34.59 thousand shares or 0.89% of the ownership worth more than $32.17K.

Is AquaBounty Technologies, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AQB is concerned, it is a stock which is not optionable.

Is there a short position on AQB's shares?

Number of AQB shares short is 66.40K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AQB shares are there?

As of today, 3.88M shares of AQB are outstanding.

Is there many float in AQB stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AQB has 3.81M shares in float.

AQB short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AQB is 2.38.

AquaBounty Technologies (AQB) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares1.71

Short Percent Of Float1.75

Shares Outstanding3.88M

Shares Float3.81M

Shares Short66.40K

Short Ratio2.38

1.75%

Short % of Float

1.71%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

2.22% Percentage of Shares held by All Insiders

10.97% Percentage of Shares held by All Institutions

11.21% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 10.97% of AQB shares are held by financial institutions. UBS GROUP AG is the top corporate investor, holding 671 shares valued at $624.00. A 0.02% stake in AquaBounty Technologies, Inc. is owned by the company. TOWER RESEARCH CAPITAL LLC (TRC) owns 3.89K shares valued at $3.62K, which translates its holding of 0.1% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	UBS GROUP AG	0.02%	671	624	374	+125.93%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.1%	3.89K	3.62K	1.59K	+68.84%
Dec 31, 2025	CITADEL ADVISORS LLC	0.89%	34.59K	32.17K	34.59K	+100.00%
Dec 31, 2025	TWO SIGMA ADVISERS, LP	0.98%	37.9K	35.25K	37.9K	+100.00%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	1.8%	69.79K	64.9K	32.22K	+85.78%
Dec 31, 2025	CITIGROUP INC	0.01%	532	495	532	+100.00%
Dec 31, 2025		0%	1	1	1	+100.00%
Dec 31, 2025	TRUVESTMENTS CAPITAL LLC	0%	1	1	0	0
Dec 31, 2025	QUAKER WEALTH MANAGEMENT, LLC	0%	1	1	0	0
Dec 31, 2025	CLEARSTEAD ADVISORS, LLC	0%	1	1	0	0
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.31%	11.91K	11.07K	0	0
Dec 31, 2025	DRW SECURITIES, LLC	0.52%	20.3K	18.88K	-94.52K	-82.32%
Dec 31, 2025	VANGUARD GROUP INC	0.88%	34.02K	31.64K	0	0
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.96%	37.14K	34.54K	-199	-0.53%
Dec 31, 2025	EPIQ PARTNERS, LLC	2.3%	89K	82.77K	0	0
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	3.14%	121.59K	113.07K	92.07K	+311.87%
Dec 31, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	0	-	-55	-100.00%
Dec 31, 2025	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-50	-100.00%
Dec 31, 2025	SAGEVIEW ADVISORY GROUP, LLC	0%	1	1	1	+100.00%
Dec 31, 2025	BLACKROCK, INC.	1.23%	47.53K	44.2K	0	0
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	29	27	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0%	34	32	-1	-2.86%
Dec 31, 2025	ZURCHER KANTONALBANK (ZURICH CANTONALBANK)	0%	129	120	0	0
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	33	31	0	0
Dec 31, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0%	37	34	0	0
Dec 31, 2025	SRS CAPITAL ADVISORS, INC.	0%	102	95	37	+56.92%
Dec 31, 2025	VIRTU FINANCIAL LLC	0%	0	-	-13.11K	-100.00%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	215	192	-5.06K	-95.92%
Dec 31, 2025	GLEN EAGLE ADVISORS, LLC	0%	2	2	0	0
Dec 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	167	155	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0%	3	3	0	0
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	5	5	0	0
Dec 31, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0%	10	9	0	0
Dec 31, 2025	ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC	0%	14	14	0	0
Dec 31, 2025	MORGAN STANLEY	0%	184	171	3	+1.66%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	24	22	-17	-41.46%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	73	68	-10	-12.05%
Dec 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.01%	250	233	0	0
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	29	65	0	0
Sep 30, 2025	VIRTU FINANCIAL LLC	0.34%	13.11K	29K	-2.38K	-15.36%
Sep 30, 2025	MORGAN STANLEY	0%	181	405	166	+1,106.67%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-17	-100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.14%	5.27K	6.27K	0	0
Sep 30, 2025	TOTAL INVESTMENT MANAGEMENT INC	0%	0	-	-1	-100.00%
Sep 30, 2025	GLEN EAGLE ADVISORS, LLC	0%	2	4	0	0
Sep 30, 2025	SBI SECURITIES CO., LTD.	0%	33	74	-4	-10.81%
Sep 30, 2025	IFP ADVISORS, INC	0%	0	-	-1	-100.00%
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-11.59K	-100.00%
Sep 30, 2025	FMR LLC	0%	0	-	-50	-100.00%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	3	7	-3	-50.00%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	5	11	0	0
Sep 30, 2025	ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC	0%	14	32	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	35	78	-4	-10.26%
Sep 30, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0%	37	83	0	0
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	41	92	1	+2.50%
Sep 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	65	145	0	0
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	83	153	0	0
Sep 30, 2025	ZURCHER KANTONALBANK (ZURICH CANTONALBANK)	0%	129	289	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	167	374	167	+100.00%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.97%	37.57K	84.15K	37.57K	+100.00%
Sep 30, 2025	BLACKROCK, INC.	1.23%	47.53K	106.46K	0	0
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	2.3K	5.16K	-2.43K	-51.28%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.01%	250	560	0	0
Sep 30, 2025	UBS GROUP AG	0.01%	297	665	-2.4K	-88.97%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.31%	11.91K	26.67K	0	0
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.76%	29.52K	66.13K	9.2K	+45.28%
Sep 30, 2025	VANGUARD GROUP INC	0.88%	34.02K	76.21K	0	0
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.96%	37.34K	83.65K	0	0
Sep 30, 2025	DRW SECURITIES, LLC	2.96%	114.82K	257.19K	114.82K	+100.00%
Sep 30, 2025	ADVISORY SERVICES NETWORK, LLC	0%	50	112	50	+100.00%
Sep 30, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	55	124	55	+100.00%
Sep 30, 2025	US BANCORP \DE\	0%	0	-	-5	-100.00%
Sep 30, 2025	EPIQ PARTNERS, LLC	2.3%	89K	199.36K	0	0
Sep 30, 2025	ROSSBY FINANCIAL, LCC	0%	0	-	-1	-100.00%
Sep 30, 2025	BOKF, NA	0%	0	-	-1	-100.00%
Sep 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	1	2	0	0
Sep 30, 2025	QUAKER WEALTH MANAGEMENT, LLC	0%	1	3	0	0
Sep 30, 2025	CLEARSTEAD ADVISORS, LLC	0%	1	3	0	0
Sep 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0%	10	22	0	0
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.31%	11.91K	8.81K	-11.68K	-49.51%
Jun 30, 2025	EPIQ PARTNERS, LLC	2.3%	89K	65.86K	0	0
Jun 30, 2025	BLACKROCK, INC.	1.23%	47.53K	35.17K	0	0
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.96%	37.34K	27.63K	1.73K	+4.87%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0.3%	11.59K	8.57K	11.59K	+100.00%
Jun 30, 2025	FMR LLC	0%	50	37	50	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	40	30	0	0
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.52%	20.32K	15.04K	-14.4K	-41.47%
Jun 30, 2025	VIRTU FINANCIAL LLC	0.4%	15.49K	11K	-8.31K	-34.91%
Jun 30, 2025	VANGUARD GROUP INC	0.88%	34.02K	25.18K	0	0
Jun 30, 2025	UBS GROUP AG	0.07%	2.69K	1.99K	2.69K	+38,371.43%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.14%	5.27K	3.9K	4.9K	+1,306.40%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.01%	250	185	0	0
Jun 30, 2025	ZURCHER KANTONALBANK (ZURICH CANTONALBANK)	0%	129	95	0	0
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	83	61	73	+730.00%
Jun 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	65	48	65	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	39	29	4	+11.43%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0%	37	27	0	0
Jun 30, 2025	ROSSBY FINANCIAL, LCC	0%	1	1	0	0
Jun 30, 2025	WHIPPLEWOOD ADVISORS, LLC	0%	0	-	-14	-100.00%
Jun 30, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0%	37	27	37	+100.00%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	29	21	22	+314.29%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	17	12	17	+100.00%
Jun 30, 2025	HIGHMARK WEALTH MANAGEMENT LLC	0%	10	7	10	+100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	6	4	3	+100.00%
Jun 30, 2025	US BANCORP \DE\	0%	5	4	0	0
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	5	4	-45	-90.00%
Jun 30, 2025	GLEN EAGLE ADVISORS, LLC	0%	2	1	0	0
Jun 30, 2025	BOKF, NA	0%	1	1	1	+100.00%
Jun 30, 2025		0%	0	-	-14	-100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-1	-100.00%
Jun 30, 2025	HRT FINANCIAL LP	0%	0	-	-10.19K	-100.00%
Jun 30, 2025	HEXAGON CAPITAL PARTNERS LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	GLASS JACOBSON INVESTMENT ADVISORS LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.12%	4.73K	3.5K	-5	-0.11%
Jun 30, 2025	MORGAN STANLEY	0%	15	11	-68	-81.93%
Jun 30, 2025	ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC	0%	14	11	0	0
Jun 30, 2025	CLEARSTEAD ADVISORS, LLC	0%	1	1	0	0
Jun 30, 2025	TOTAL INVESTMENT MANAGEMENT INC	0%	1	1	1	+100.00%
Jun 30, 2025	IFP ADVISORS, INC	0%	1	1	1	+100.00%
Jun 30, 2025	QUAKER WEALTH MANAGEMENT, LLC	0%	0	-	-1	-100.00%
Jun 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	1	1	0	0
Mar 31, 2025	GLASS JACOBSON INVESTMENT ADVISORS LLC	0%	1	1	0	0
Mar 31, 2025	TRUST CO OF VERMONT	0%	0	-	-51	-100.00%
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-19.47K	-100.00%
Mar 31, 2025	HRT FINANCIAL LP	0.26%	10.19K	7K	10.19K	+100.00%
Mar 31, 2025	BLACKROCK, INC.	1.23%	47.53K	32.74K	0	0
Mar 31, 2025	EPIQ PARTNERS, LLC	2.3%	89K	61.31K	0	0
Mar 31, 2025	MORGAN STANLEY	0%	83	57	-17	-17.00%
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	50	34	5	+11.11%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	40	28	-24	-37.50%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	35	24	2	+6.06%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.61%	23.59K	16.25K	-9.79K	-29.34%
Mar 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	1	1	1	+100.00%
Mar 31, 2025	CLEARSTEAD ADVISORS, LLC	0%	1	1	0	0
Mar 31, 2025	GLEN EAGLE ADVISORS, LLC	0%	2	1	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	3	2	0	0
Mar 31, 2025	ZURCHER KANTONALBANK (ZURICH CANTONALBANK)	0%	129	89	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.9%	34.72K	23.92K	-3K	-7.95%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.92%	35.6K	24.53K	3.97K	+12.55%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	10	7	10	+100.00%
Mar 31, 2025	ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLC	0%	14	10	0	0
Mar 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.01%	250	172	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	375	251	37	+10.95%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.12%	4.73K	3.26K	-89	-1.85%
Mar 31, 2025		0%	0	-	-1	-100.00%
Mar 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	0	-	-30	-100.00%
Mar 31, 2025	QUAKER WEALTH MANAGEMENT, LLC	0%	1	1	1	+100.00%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.62%	23.8K	16K	10.24K	+75.51%
Mar 31, 2025	US BANCORP \DE\	0%	5	3	5	+100.00%
Mar 31, 2025	UBS GROUP AG	0%	7	5	-6.25K	-99.89%
Mar 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	7	5	0	0
Mar 31, 2025	VANGUARD GROUP INC	0.88%	34.02K	23.44K	0	0
Mar 31, 2025	TRUVESTMENTS CAPITAL LLC	0%	1	1	0	0
Mar 31, 2025	HEXAGON CAPITAL PARTNERS LLC	0%	1	1	0	0
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	4	1	4	+100.00%
Sep 30, 2023	JPMORGAN CHASE & CO	0%	121	29	85	+236.11%
Sep 30, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	123	29	0	0
Sep 30, 2023	BANK OF AMERICA CORP /DE/	0%	416	99	-2	-0.48%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.04%	29.24K	6.99K	1	0.00%
Sep 30, 2023	MILLENNIUM MANAGEMENT LLC	0.04%	30.37K	7.26K	-98.21K	-76.38%
Sep 30, 2023	MORGAN STANLEY	0.05%	36.23K	8.66K	-53.15K	-59.46%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.06%	44.03K	10.52K	0	0
Sep 30, 2023	ROYAL BANK OF CANADA	0.07%	50.94K	12K	50.94K	+100.00%
Sep 30, 2023	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.13%	5K	1.2K	-2.5K	-33.33%
Sep 30, 2023	WOLVERINE TRADING, LLC	0.14%	96.6K	23.09K	0	0
Sep 30, 2023	FINTRUST CAPITAL ADVISORS, LLC	0.17%	6.55K	1.57K	0	0
Sep 30, 2023	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	35.3K	8.47K	0	0
Sep 30, 2023	FMR LLC	0%	0	-	-29	-100.00%
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.18%	126.36K	30.2K	-145.14K	-53.46%
Sep 30, 2023	FIRST MANHATTAN CO. LLC.	0.19%	7.13K	1.7K	0	0
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	0.21%	151.5K	36.21K	-34.96K	-18.75%
Sep 30, 2023	BUCKINGHAM CAPITAL MANAGEMENT, INC.	0.26%	10K	2.39K	0	0
Sep 30, 2023	SNS FINANCIAL GROUP, LLC	0.26%	10K	2.39K	0	0
Sep 30, 2023	STATE STREET CORP	0.26%	185.87K	44.42K	0	0
Sep 30, 2023	BAADER BANK AKTIENGESELLSCHAFT	0.29%	11.21K	2.39K	11.21K	+100.00%
Sep 30, 2023	D.B. ROOT & COMPANY, LLC	0.3%	11.35K	2.71K	0	0
Sep 30, 2023	OAK FAMILY ADVISORS, LLC	0.44%	17K	4.06K	0	0
Sep 30, 2023	RENAISSANCE TECHNOLOGIES LLC	0.9%	643.5K	154K	74.1K	+13.01%
Sep 30, 2023	BLACKROCK INC.	1.38%	987.15K	235.93K	-5.56K	-0.56%
Sep 30, 2023	LEXAURUM ADVISORS, LLC	1.04%	40K	9.56K	-2.5K	-5.88%
Sep 30, 2023	CETERA INVESTMENT ADVISERS	3.16%	121.52K	29.04K	-2.5K	-2.02%
Sep 30, 2023	DORSEY & WHITNEY TRUST CO LLC	3.48%	134K	32.03K	0	0
Sep 30, 2023	VANGUARD GROUP INC	3.64%	2.6M	621.37K	-11.08K	-0.42%
Sep 30, 2023	ARETE WEALTH ADVISORS, LLC	4.01%	154.18K	36.85K	-70.03K	-31.24%
Sep 30, 2023	MAN GROUP PLC	4.28%	164.72K	39.37K	0	0
Sep 30, 2023	EPIQ PARTNERS, LLC	50.18%	1.93M	461.29K	-33.5K	-1.71%
Sep 30, 2023	CARY STREET PARTNERS INVESTMENT ADVISORY LLC	0%	43	10	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	965	230	140	+16.97%
Sep 30, 2023	ZURCHER KANTONALBANK (ZURICH CANTONALBANK)	0.02%	14.55K	3.48K	-1.18K	-7.52%
Sep 30, 2023	SIMPLEX TRADING, LLC	0.02%	15.45K	3K	0	0
Sep 30, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.02%	902	216	0	0
Sep 30, 2023	GLASS JACOBSON INVESTMENT ADVISORS LLC	0%	1	1	0	0
Sep 30, 2023	EVERSOURCE WEALTH ADVISORS, LLC	0%	3	1	0	0
Sep 30, 2023	NORTHERN TRUST CORP	0.12%	86.25K	20.61K	-14	-0.02%
Sep 30, 2023	SITTNER & NELSON, LLC	0%	0	-	-2	-100.00%
Sep 30, 2023	TRUVESTMENTS CAPITAL LLC	0%	0	-	-2	-100.00%
Sep 30, 2023	DIVERSIFIED PORTFOLIOS, INC.	0%	0	-	-11.13K	-100.00%
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0%	0	-	-37.41K	-100.00%
Sep 30, 2023	TWO SIGMA SECURITIES, LLC	0%	0	-	-11.63K	-100.00%
Sep 30, 2023	RHUMBLINE ADVISERS	0%	0	-	-261	-100.00%
Sep 30, 2023	MERCER GLOBAL ADVISORS INC /ADV	0%	0	-	-11.39K	-100.00%
Sep 30, 2023	HIGHMARK WEALTH MANAGEMENT LLC	0.01%	200	48	0	0
Sep 30, 2023	MACROVIEW INVESTMENT MANAGEMENT LLC	0.01%	325	78	0	0
Sep 30, 2023	CREATIVE PLANNING	0.02%	10.93K	2.61K	-666	-5.74%
Sep 30, 2023	CITADEL ADVISORS LLC	0.02%	12.67K	3.03K	-227.16K	-94.72%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	17.01K	4K	6.99K	+69.71%
Sep 30, 2023	UBS GROUP AG	0.03%	19.49K	4.66K	-1.05K	-5.11%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.03%	22.42K	5.36K	-13.6K	-37.76%
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.04%	27.59K	6.59K	6.39K	+30.13%
Sep 30, 2023	KESTRA PRIVATE WEALTH SERVICES, LLC	0.76%	29.35K	7.02K	0	0
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.82%	586.73K	140.27K	111.56K	+23.48%
Sep 30, 2023	SUMMIT FINANCIAL, LLC	1.05%	40.35K	9.64K	0	0

Insiders

Among the AQB insiders holding of 2.22% of the stake in company, CZYPINSKI ALANA, , holds the largest shares of 9.18M. HUBER RICHARD L, director, is the second largest AQB insider with ownership of 71.31K shares. STERN MICHAEL K, director, stands third with possession of 20K shares of that stake.

Insiders	Designation	Shares Held
CZYPINSKI ALANA		9.18M
HUBER RICHARD L	director	71.31K
STERN MICHAEL K	director	20K
TURK JAMES C JR	director	16.96K
MYERS GAIL SHARPS	director	10.43K
ST.CLARE CHRISTINE	director	10K
FRANK DAVID A	Chief Financial Officer	10K
WULF SYLVIA	CEO & Director	8.9K
OLSEN ANGELA M	General Counsel & Corp Sec	5.94K
ALVAREZ RICARDO J	director	2.08K
SHARP ERIN S	director	1.5K
STERLING RICK L.	director	1.3K
KIRK RANDAL J	10 percent owner	6
KIRK ALANA		6

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 23, 2022	MYERS GAIL SHARPS	PURCHASE	0.89	10K	8.9K	10.43K
Dec 22, 2022	MYERS GAIL SHARPS	PURCHASE	0.85	1	0.85	426
Dec 20, 2022	ST.CLARE CHRISTINE	PURCHASE	0.78	10K	7.78K	10K
Dec 19, 2022	SHARP ERIN S	PURCHASE	0.73	1.5K	1.1K	1.5K
Dec 16, 2022	STERN MICHAEL K	PURCHASE	0.74	20K	14.8K	20K
Dec 16, 2022	ALVAREZ RICARDO J	PURCHASE	0.74	2.08K	1.54K	2.08K
Dec 15, 2022	ALVAREZ RICARDO J	PURCHASE	0.72	3.87K	2.79K	3.87K
Dec 15, 2022	WULF SYLVIA	PURCHASE	0.69	8.9K	6.11K	8.9K
Dec 14, 2022	ALVAREZ RICARDO J	PURCHASE	0.66	4.05K	2.67K	4.05K
Dec 14, 2022	WULF SYLVIA	PURCHASE	0.65	1.1K	711.08	1.1K
Dec 13, 2022	FRANK DAVID A	PURCHASE	0.65	10K	6.5K	10K
Dec 12, 2022	MYERS GAIL SHARPS	PURCHASE	0.63	200	126	200
Dec 05, 2022	MYERS GAIL SHARPS	PURCHASE	0.70	225	157.5	225
Jun 13, 2022	STERN MICHAEL K	PURCHASE	1.60	15K	24K	15K
Nov 23, 2021	KIRK ALANA	SALE	2.10	14	29.4	6
Nov 23, 2021	KIRK RANDAL J	SALE	2.10	14	29.4	6
Mar 10, 2021	OLSEN ANGELA M	SALE	0.00	5.94K	-	5.94K
Dec 14, 2020	HUBER RICHARD L	PURCHASE	6.50	10K	65K	71.31K
Aug 11, 2020	CZYPINSKI ALANA	PURCHASE	2.50	4M	10M	9.18M
Aug 11, 2020	FRANK DAVID A	PURCHASE	2.50	8K	20K	43K
Aug 11, 2020	TURK JAMES C JR	PURCHASE	2.50	12K	30K	16.96K
Aug 11, 2020	KIRK RANDAL J	PURCHASE	2.50	4M	10M	9.18M
Aug 11, 2020	HUBER RICHARD L	PURCHASE	2.50	40K	100K	61.31K
Aug 11, 2020	STERLING RICK L.	PURCHASE	2.50	1.2K	3K	1.3K
Feb 13, 2020	FRANK DAVID A	PURCHASE	1.50	35K	52.5K	35K
Feb 13, 2020	KIRK RANDAL J	PURCHASE	1.50	5.18M	7.76M	5.18M
Jan 17, 2018	KIRK RANDAL J	PURCHASE	3.25	1.54M	5M	1.54M
Jan 18, 2017	KIRK RANDAL J	PURCHASE	10.33	2.42M	25.01M	5.16M

AQB Stock Ownership Breakdown