How many institutions own ADES stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own ADES shares is 48, representing 1,659% of the company's common stock.

Who are the major shareholders selling Advanced Emissions Solutions, Inc. stock?

FRANKLIN RESOURCES INC, in the last quarter, reduced its stake in ADES by -94.24% restricting it's holding to 32.28 thousand shares of worth nearly $105.56K. ALTA FUNDAMENTAL ADVISERS LLC also lessened -7.7% of the ADES shares from its portfolio, reducing its holding to 781.09 thousand shares of worth $2.55M. RHUMBLINE ADVISERS also shunned ADES shares holding by -6.97% last quarter which brought its holding to 41.34 thousand shares worth $135.18K.

Investors who are buying ADES stock?

As per its latest 13F filing, VANGUARD GROUP INC increased its stake in ADES by 5.46% in the last quarter. The institutional holder raised its holding to 1.83 million shares having worth more than $5.98M. INVESCO LTD. also added 52.01% more shares of ADES to its portfolio, raising its holding to 28.74 thousand shares of worth $93.97K. STATE OF WISCONSIN INVESTMENT BOARD also increased its ADES shares holding by 100% which brought its holding to 22.97 thousand shares worth $75.10K.

ADES's major insiders: who are they?

The insider with the most stakes in ADES is Coliseum Capital Management, LLC , director at the company. Additionally, ADES stock is highly held by director Alta Fundamental Advisers LLC and director Blank Jeremy among others.

Did an insider recently sell ADES stock?

Company executives, directors, and other insiders own 1,766% percent of Advanced Emissions Solutions, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which ADES insiders have sold stock, totaling 0 shares. Insiders that have sold shares include BLANK JEREMY, ALTA FUNDAMENTAL ADVISERS LLC, and HANSON RON.

Which insider recently purchased ADES stock?

There have been 0 transaction(s) during the past 6-months in which Advanced Emissions Solutions, Inc. insiders have bought stock, totalling 0 shares

How much of ADES does insiders own?

Around 0 Advanced Emissions Solutions, Inc. shares are held by insiders, which represents about 1,766% of ADES stock.

Who is the insider with the largest stake?

ADES director, Coliseum Capital Management, LLC holds the largest portfolio of the company's shares. ADES shares owned by Coliseum total nearly 2.09 million.

Which institution holds the most shares in ADES?

VANGUARD GROUP INC is the largest institutional owner in ADES which holds 1.83 million shares worth $5.98M or 4.4% of the total ADES shares outstanding followed by INVESCO LTD. with ownership of 28.74 thousand shares representing 0.07% of the ADES ownership. STATE OF WISCONSIN INVESTMENT BOARD is the third largest stakeholder with 22.97 thousand shares or 0.06% of the ownership worth more than $75.10K.

Is Advanced Emissions Solutions, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the ADES is concerned, it is a stock which is not optionable.

Is there a short position on ADES's shares?

Number of ADES shares short is 15.01K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding ADES shares are there?

As of today, 33.24M shares of ADES are outstanding.

Is there many float in ADES stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, ADES has 23.55M shares in float.

ADES short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for ADES is null.

Advanced Emissions Solutions (ADES) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableNo

OptionableNo

Short Percent Of Outstanding Shares0.05

Short Percent Of FloatN/A

Shares Outstanding33.24M

Shares Float23.55M

Shares Short15.01K

Short RatioN/A

N/A

Short % of Float

0.05%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1,766% Percentage of Shares held by All Insiders

1,659% Percentage of Shares held by All Institutions

2,015% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 1,659% of ADES shares are held by financial institutions. VANGUARD GROUP INC is the top corporate investor, holding 1.83M shares valued at $5.98M. A 4.4% stake in Advanced Emissions Solutions, Inc. is owned by the company. INVESCO LTD. owns 28.74K shares valued at $93.97K, which translates its holding of 0.07% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	VANGUARD GROUP INC	4.4%	1.83M	5.98M	94.74K	+5.46%
Dec 31, 2025	INVESCO LTD.	0.07%	28.74K	93.97K	9.83K	+52.01%
Dec 31, 2025	STATE OF WISCONSIN INVESTMENT BOARD	0.06%	22.97K	75.1K	22.97K	+100.00%
Dec 31, 2025	FRANKLIN RESOURCES INC	0.08%	32.28K	105.56K	-528.51K	-94.24%
Dec 31, 2025	GABELLI FUNDS LLC	0.13%	52K	170.04K	2K	+4.00%
Dec 31, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.24%	99.99K	326.98K	11.18K	+12.58%
Dec 31, 2025	LAZARD ASSET MANAGEMENT LLC	0.27%	110.78K	362.26K	110.78K	+100.00%
Dec 31, 2025	GOLDMAN SACHS GROUP INC	0.31%	129.54K	423.59K	27.53K	+26.98%
Dec 31, 2025	ALTA FUNDAMENTAL ADVISERS LLC	1.88%	781.09K	2.55M	-65.21K	-7.70%
Dec 31, 2025	JUMP FINANCIAL, LLC	0.08%	33.13K	108.33K	33.13K	+100.00%
Dec 31, 2025	NUVEEN, LLC	0.08%	33.41K	109.24K	0	0
Dec 31, 2025	RHUMBLINE ADVISERS	0.1%	41.34K	135.18K	-3.1K	-6.97%
Dec 31, 2025	JPMORGAN CHASE & CO	0.1%	41.89K	136.99K	-56.18K	-57.28%
Dec 31, 2025	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	0.1%	42.33K	138.41K	42.33K	+100.00%
Dec 31, 2025	1492 CAPITAL MANAGEMENT LLC	0.11%	44.31K	144.88K	-614.7K	-93.28%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.11%	44.88K	146.75K	9.43K	+26.59%
Dec 31, 2025	BARCLAYS PLC	0.12%	49.83K	162.94K	5.32K	+11.95%
Dec 31, 2025	AMERIPRISE FINANCIAL INC	0.13%	55.65K	181.99K	55.65K	+100.00%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0.14%	57.81K	189.04K	4.02K	+7.48%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	57.89K	189.29K	18.43K	+46.71%
Dec 31, 2025	POINT72 ASSET MANAGEMENT, L.P.	0.15%	61.03K	199.58K	61.03K	+100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0.15%	63.4K	207.32K	-139.29K	-68.72%
Dec 31, 2025	UBS GROUP AG	0.16%	68K	222.35K	-99.29K	-59.35%
Dec 31, 2025	XTX TOPCO LTD	0.18%	76.84K	251.28K	76.84K	+100.00%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.19%	79.6K	260.31K	8.46K	+11.88%
Dec 31, 2025	MILLENNIUM MANAGEMENT LLC	0.19%	80.09K	261.9K	-51.77K	-39.26%
Dec 31, 2025	GRATIA CAPITAL, LLC	0.37%	155K	506.85K	-287.02K	-64.93%
Dec 31, 2025	GSA CAPITAL PARTNERS LLP	0.39%	161.84K	529K	161.84K	+100.00%
Dec 31, 2025	MAREX GROUP PLC	0.46%	190K	621.3K	-60K	-24.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.48%	200.77K	656.52K	-36.55K	-15.40%
Dec 31, 2025	DIMENSIONAL FUND ADVISORS LP	2.21%	919.64K	3.01M	62.99K	+7.35%
Dec 31, 2025	ROYCE & ASSOCIATES LP	3.51%	1.46M	4.77M	85K	+6.19%
Dec 31, 2025	BLACKROCK, INC.	4.92%	2.05M	6.69M	38.51K	+1.92%
Dec 31, 2025	AIGH CAPITAL MANAGEMENT LLC	5.46%	2.27M	7.43M	-306.39K	-11.88%
Dec 31, 2025	D. E. SHAW & CO., INC.	0.12%	50.17K	164.04K	50.17K	+100.00%
Dec 31, 2025	BANK OF NEW YORK MELLON CORP	0.18%	73.08K	238.97K	-83.91K	-53.45%
Dec 31, 2025	JANE STREET GROUP, LLC	0.18%	74.22K	242.71K	-32.58K	-30.50%
Dec 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.18%	74.78K	244.53K	10K	+15.44%
Dec 31, 2025	SENTINUS, LLC	0.18%	75K	245.25K	75K	+100.00%
Dec 31, 2025	PERRITT CAPITAL MANAGEMENT INC	0.18%	75K	245.25K	0	0
Dec 31, 2025	AMERICAN CENTURY COMPANIES INC	0.2%	84.36K	275.84K	3.88K	+4.83%
Dec 31, 2025	PEAPOD LANE CAPITAL LLC	0.55%	228.56K	747.4K	228.56K	+100.00%
Dec 31, 2025	DCF ADVISERS, LLC	0.63%	260.57K	852.06K	260.57K	+100.00%
Dec 31, 2025	JACOBS LEVY EQUITY MANAGEMENT, INC	0.63%	262.33K	857.82K	262.33K	+100.00%
Dec 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.72%	299.79K	980.3K	299.79K	+100.00%
Dec 31, 2025	MORGAN STANLEY	0.87%	362.54K	1.19M	67.04K	+22.69%
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.99%	412.3K	1.35M	341.92K	+485.81%
Dec 31, 2025	MARSHALL WACE, LLP	1.07%	444.21K	1.45M	444.21K	+100.00%
Dec 31, 2025	STATE STREET CORP	1.35%	561.89K	1.84M	5.41K	+0.97%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.87%	778.14K	2.54M	3.51K	+0.45%
Dec 31, 2024	GABELLI FUNDS LLC	0.1%	32.4K	245.27K	1.29K	+4.15%
Dec 31, 2024	CERITY PARTNERS LLC	0.09%	28.43K	215.2K	28.43K	+100.00%
Dec 31, 2024	BANK OF AMERICA CORP /DE/	0.08%	30.06K	227.52K	7.79K	+35.00%
Dec 31, 2024	PERRITT CAPITAL MANAGEMENT INC	0.21%	75.45K	571.14K	0	0
Dec 31, 2024	ALYESKA INVESTMENT GROUP, L.P.	1.54%	555.5K	4.21M	-100K	-15.26%
Dec 31, 2024	GROUP ONE TRADING, L.P.	0.06%	21.61K	163.6K	5.19K	+31.57%
Dec 31, 2024	CITIGROUP INC	0.06%	21.66K	163.94K	3.66K	+20.34%
Dec 31, 2024	OCCUDO QUANTITATIVE STRATEGIES LP	0.07%	22.24K	168.38K	22.24K	+100.00%
Dec 31, 2024	XTX TOPCO LTD	0.07%	25.06K	189.67K	25.06K	+100.00%
Dec 31, 2024	RHUMBLINE ADVISERS	0.08%	28.45K	215.37K	957	+3.48%
Dec 31, 2024	GSA CAPITAL PARTNERS LLP	0.09%	32.33K	245K	32.33K	+100.00%
Dec 31, 2024	TWO SIGMA INVESTMENTS, LP	0.1%	36.3K	274.81K	7.59K	+26.43%
Dec 31, 2024	VITOL HOLDING B.V.	1.42%	511.39K	3.87M	0	0
Dec 31, 2024	BARCLAYS PLC	0.12%	42.31K	320K	8.96K	+26.88%
Dec 31, 2024	UBS GROUP AG	0.2%	71.25K	539.36K	28.02K	+64.80%
Dec 31, 2024	ARISTIDES CAPITAL LLC	0.2%	73.65K	557.52K	4.2K	+6.05%
Dec 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.22%	79.65K	602.92K	8.91K	+12.59%
Dec 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0.23%	83.6K	632.85K	83.6K	+100.00%
Dec 31, 2024	BANK OF NEW YORK MELLON CORP	0.41%	131.43K	994.91K	-78	-0.06%
Dec 31, 2024	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.41%	149.12K	1.13M	83.78K	+128.24%
Dec 31, 2024	DEUTSCHE BANK AG\	0.09%	28.6K	216.51K	28.6K	+100.00%
Dec 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	1.84%	664.43K	5.03M	67.96K	+11.39%
Dec 31, 2024	GOLDMAN SACHS GROUP INC	0.4%	143.85K	1.09M	94.84K	+193.47%
Dec 31, 2024	CAPTION MANAGEMENT, LLC	0.46%	150K	1.14M	150K	+100.00%
Dec 31, 2024	AQR CAPITAL MANAGEMENT LLC	0.06%	18.88K	142.88K	5.17K	+37.76%
Dec 31, 2024	WELLS FARGO & COMPANY/MN	0.06%	18.21K	137.84K	7.3K	+66.89%
Dec 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.99%	355.24K	2.69M	-32.8K	-8.45%
Dec 31, 2024	MANATUCK HILL PARTNERS, LLC	0.22%	80K	605.6K	-20K	-20.00%
Dec 31, 2024	ALTA FUNDAMENTAL ADVISERS LLC	6.32%	2.04M	15.47M	0	0
Dec 31, 2024	BLACKROCK, INC.	5.07%	1.83M	13.84M	148.21K	+8.82%
Dec 31, 2024	AIGH CAPITAL MANAGEMENT LLC	8.7%	2.82M	21.33M	0	0
Dec 31, 2024	VANGUARD GROUP INC	4.29%	1.55M	11.7M	121.25K	+8.51%
Dec 31, 2024	JPMORGAN CHASE & CO	0.35%	114.74K	868.54K	103.88K	+956.69%
Dec 31, 2024	WELLINGTON MANAGEMENT GROUP LLP	0.32%	104.75K	792.92K	104.75K	+100.00%
Dec 31, 2024	CITADEL ADVISORS LLC	0.26%	93.8K	710.07K	57.2K	+156.28%
Dec 31, 2024	SQUAREPOINT OPS LLC	0.22%	77.59K	587.35K	-26.49K	-25.45%
Dec 31, 2024	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	0.11%	39.75K	300.88K	39.75K	+100.00%
Dec 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.15%	53.3K	403.48K	19.1K	+55.85%
Dec 31, 2024	AMERICAN CENTURY COMPANIES INC	0.11%	38.72K	293.09K	9.44K	+32.25%
Dec 31, 2024	GILL CAPITAL PARTNERS, LLC	0.06%	17.82K	134.92K	0	0
Dec 31, 2024	MILLENNIUM MANAGEMENT LLC	0.43%	153.47K	1.16M	96.06K	+167.31%
Dec 31, 2024	BOOTHBAY FUND MANAGEMENT, LLC	0.46%	150.14K	1.14M	-31.87K	-17.51%
Dec 31, 2024	MORGAN STANLEY	0.5%	181.63K	1.37M	6.03K	+3.44%
Dec 31, 2024	MARSHALL WACE, LLP	0.59%	213.4K	1.62M	185.7K	+670.40%
Dec 31, 2024	NORTHERN TRUST CORP	0.71%	230.32K	1.74M	29.43K	+14.65%
Dec 31, 2024	NUVEEN ASSET MANAGEMENT, LLC	0.87%	313.62K	2.37M	280.21K	+838.80%
Dec 31, 2024	NEXT CENTURY GROWTH INVESTORS LLC	1.04%	374.73K	2.84M	-274	-0.07%
Dec 31, 2024	1492 CAPITAL MANAGEMENT LLC	1.08%	388.63K	2.94M	234.83K	+152.69%
Dec 31, 2024	STATE STREET CORP	1.1%	397.12K	3.01M	2.37K	+0.60%
Dec 31, 2024	YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC	1.23%	442.96K	3.35M	27.32K	+6.57%
Dec 31, 2024	DIMENSIONAL FUND ADVISORS LP	1.25%	449.31K	3.4M	177.55K	+65.33%
Dec 31, 2024	INVESCO LTD.	1.96%	708.32K	5.36M	690.97K	+3,981.15%
Dec 31, 2024	DIAMETRIC CAPITAL, LP	0.06%	19.33K	146.33K	-90.94K	-82.47%
Dec 31, 2024	JUMP FINANCIAL, LLC	0.08%	25.65K	194.16K	25.65K	+100.00%
Mar 31, 2024	WALLEYE CAPITAL LLC	0.05%	17.4K	112.73K	17.4K	+100.00%
Mar 31, 2024	VITOL HOLDING B.V.	1.58%	511.39K	1.52M	0	0
Mar 31, 2024	MAVEN SECURITIES LTD	0.62%	200K	1.3M	150K	+300.00%
Mar 31, 2024	ALTA FUNDAMENTAL ADVISERS LLC	6.28%	2.03M	13.16M	0	0
Mar 31, 2024	ADAGE CAPITAL PARTNERS GP, L.L.C.	1.73%	560K	3.63M	-165K	-22.76%
Mar 31, 2024	PERRITT CAPITAL MANAGEMENT INC	0.19%	60.45K	391.7K	0	0
Mar 31, 2024	ARISTIDES CAPITAL LLC	0.14%	44.45K	288.03K	0	0
Mar 31, 2024	POINT72 ASIA (SINGAPORE) PTE. LTD.	0.09%	29.31K	189.91K	29.31K	+100.00%
Mar 31, 2024	KEATING WEALTH MANAGEMENT LLC	0.09%	28.03K	181.62K	0	0
Mar 31, 2024	Y-INTERCEPT (HONG KONG) LTD	0.06%	20.08K	130.12K	20.08K	+100.00%
Mar 31, 2024	MAN GROUP PLC	0.04%	13.59K	88.05K	13.59K	+100.00%
Mar 31, 2024	MARINER, LLC	0.03%	10K	64.8K	0	0
Mar 31, 2024	ANCORA ADVISORS, LLC	0%	1.5K	9.72K	0	0
Mar 31, 2024	JANICZEK WEALTH MANAGEMENT, LLC	0%	400	2.59K	0	0
Mar 31, 2024	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.07%	22.07K	142.98K	9.85K	+80.68%
Mar 31, 2024	SRS CAPITAL ADVISORS, INC.	0.02%	5.31K	34.42K	0	0
Mar 31, 2024	CUBIST SYSTEMATIC STRATEGIES, LLC	0.01%	3.57K	23.15K	3.57K	+100.00%
Mar 31, 2024	HILLSDALE INVESTMENT MANAGEMENT INC.	0%	950	6.16K	950	+100.00%
Mar 31, 2024	SIGNATUREFD, LLC	0%	300	1.94K	300	+100.00%
Mar 31, 2024	VENTURI WEALTH MANAGEMENT, LLC	0%	155	1.01K	155	+100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0%	0	-	-3.79K	-100.00%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-17.7K	-100.00%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0%	0	-	-12K	-100.00%
Mar 31, 2024	SIMPLEX TRADING, LLC	0%	0	-	-510	-100.00%
Mar 31, 2024	HRT FINANCIAL LP	0.19%	61.28K	397K	61.28K	+100.00%
Mar 31, 2024	ACADIAN ASSET MANAGEMENT LLC	0.18%	57.29K	370K	-3.3K	-5.45%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.13%	42.55K	275.74K	42.51K	+98,858.14%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.06%	20.04K	130K	20.04K	+100.00%
Mar 31, 2024	GILL CAPITAL PARTNERS, LLC	0.06%	17.82K	138.31K	0	0
Mar 31, 2024	SCHONFELD STRATEGIC ADVISORS LLC	0.05%	16.71K	108.29K	16.71K	+100.00%
Mar 31, 2024	DCF ADVISERS, LLC	0%	0	-	-4K	-100.00%
Mar 31, 2024	BREVAN HOWARD CAPITAL MANAGEMENT LP	0.05%	15.58K	100.93K	15.58K	+100.00%
Mar 31, 2024	GABELLI FUNDS LLC	0.04%	12.4K	80.35K	400	+3.33%
Mar 31, 2024	TRAIL RIDGE INVESTMENT ADVISORS, LLC	0.04%	12.22K	79.19K	0	0
Mar 31, 2024	MRAZ, AMERINE & ASSOCIATES, INC.	0.03%	11.3K	73.22K	0	0
Mar 31, 2024	FIRSTHAND CAPITAL MANAGEMENT, INC.	0.02%	6.8K	44.06K	0	0
Dec 31, 2023	NORTHERN TRUST CORP	0.16%	49.5K	147.52K	677	+1.39%
Dec 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0%	0	-	-11.7K	-100.00%
Dec 31, 2023	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	0	-	-200	-100.00%
Dec 31, 2023	RHUMBLINE ADVISERS	0%	0	-	-816	-100.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	43	128	0	0
Dec 31, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	50	149	50	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	207	617	12	+6.15%
Dec 31, 2023	IFP ADVISORS, INC	0%	269	802	104	+63.03%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	337	1K	0	0
Dec 31, 2023	JANICZEK WEALTH MANAGEMENT, LLC	0%	400	1.19K	0	0
Dec 31, 2023	SIMPLEX TRADING, LLC	0%	510	1K	510	+100.00%
Dec 31, 2023	GABELLI FUNDS LLC	0.04%	12K	35.76K	0	0
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.04%	12K	36K	12K	+100.00%
Dec 31, 2023	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.04%	12.21K	36.39K	12.21K	+100.00%
Dec 31, 2023	TRAIL RIDGE INVESTMENT ADVISORS, LLC	0.04%	12.22K	36.42K	0	0
Dec 31, 2023	GILL CAPITAL PARTNERS, LLC	0.06%	17.82K	53.11K	0	0
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.07%	23.25K	69K	5.4K	+30.26%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.08%	24.8K	73.89K	24.8K	+100.00%
Dec 31, 2023	KEATING WEALTH MANAGEMENT LLC	0.09%	28.03K	83.52K	28.03K	+100.00%
Dec 31, 2023	ARISTIDES CAPITAL LLC	0.14%	44.45K	132.46K	-14.47K	-24.56%
Dec 31, 2023	MAVEN SECURITIES LTD	0.16%	50K	149K	50K	+100.00%
Dec 31, 2023	PERRITT CAPITAL MANAGEMENT INC	0.19%	60.45K	180.14K	15K	+33.00%
Dec 31, 2023	ACADIAN ASSET MANAGEMENT LLC	0.19%	60.59K	179K	-21.39K	-26.09%
Dec 31, 2023	STATE STREET CORP	0.24%	77.59K	231.21K	0	0
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.27%	86.37K	257.38K	0	0
Dec 31, 2023	MORGAN STANLEY	0.31%	98.03K	292.14K	40.76K	+71.18%
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.59%	188.52K	561.78K	-7.92K	-4.03%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.79%	250.48K	746.62K	17.01K	+7.28%
Dec 31, 2023	BLACKROCK INC.	1.04%	331.32K	987.32K	-652	-0.20%
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	1.29%	409.73K	1.22M	-92.08K	-18.35%
Dec 31, 2023	VITOL HOLDING B.V.	1.61%	511.39K	1.52M	0	0
Dec 31, 2023	ADAGE CAPITAL PARTNERS GP, L.L.C.	2.28%	725K	2.16M	-25K	-3.33%
Dec 31, 2023	VANGUARD GROUP INC	2.62%	831.83K	2.48M	43.61K	+5.53%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	1.02K	3.03K	16	+1.60%
Dec 31, 2023	JPMORGAN CHASE & CO	0%	1.4K	4.16K	1.37K	+5,066.67%
Dec 31, 2023	ANCORA ADVISORS, LLC	0%	1.5K	4.47K	0	0
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	2.95K	8.79K	2.13K	+262.16%
Dec 31, 2023	ROYAL BANK OF CANADA	0.01%	3.79K	11K	3.79K	+100.00%
Dec 31, 2023	SRS CAPITAL ADVISORS, INC.	0.02%	5.31K	15.83K	0	0
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.02%	5.49K	16.36K	4.7K	+594.94%
Dec 31, 2023	FIRSTHAND CAPITAL MANAGEMENT, INC.	0.02%	6.8K	10.91K	6.8K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.03%	9.19K	27.39K	9.06K	+6,916.03%
Dec 31, 2023	MARINER, LLC	0.03%	10K	29.8K	10K	+100.00%
Dec 31, 2023	JANE STREET GROUP, LLC	0.03%	10.38K	30.92K	10.38K	+100.00%
Dec 31, 2023	MRAZ, AMERINE & ASSOCIATES, INC.	0.04%	11.3K	33.67K	-2.5K	-18.12%
Dec 31, 2023	DCF ADVISERS, LLC	0.01%	4K	11.92K	4K	+100.00%
Dec 31, 2023	CITADEL ADVISORS LLC	0%	1.5K	4.47K	1.5K	+100.00%
Dec 31, 2023		0.09%	28.03K	83.52K	28.03K	+100.00%
Dec 31, 2023	ALTA FUNDAMENTAL ADVISERS LLC	6.39%	2.03M	6.05M	0	0
Sep 30, 2023	VITOL HOLDING B.V.	1.87%	511.39K	-	0	0
Sep 30, 2023	JANE STREET GROUP, LLC	0%	0	-	-11.43K	-100.00%
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0%	0	-	-11.2K	-100.00%
Sep 30, 2023	FIRSTHAND CAPITAL MANAGEMENT, INC.	0%	0	-	-6.8K	-100.00%
Sep 30, 2023	LSV ASSET MANAGEMENT	0%	0	-	-47.5K	-100.00%
Sep 30, 2023	ROYAL BANK OF CANADA	0%	0	-	-395	-100.00%
Sep 30, 2023	ALTA FUNDAMENTAL ADVISERS LLC	7.43%	2.03M	-	24.64K	+1.23%
Sep 30, 2023	FMR LLC	0%	0	-	-11	-100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	43	-	43	+100.00%
Sep 30, 2023	UBS GROUP AG	0%	131	-	-2.06K	-94.02%
Sep 30, 2023	IFP ADVISORS, INC	0%	165	-	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	195	-	-377	-65.91%
Sep 30, 2023	NORTH STAR INVESTMENT MANAGEMENT CORP.	0%	200	-	0	0
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	337	-	20	+6.31%
Sep 30, 2023	JANICZEK WEALTH MANAGEMENT, LLC	0%	400	-	0	0
Sep 30, 2023	GROUP ONE TRADING, L.P.	0%	790	-	790	+100.00%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	814	-	814	+100.00%
Sep 30, 2023	RHUMBLINE ADVISERS	0%	816	-	0	0
Sep 30, 2023	ANCORA ADVISORS, LLC	0.01%	1.5K	-	0	0
Sep 30, 2023	KOZAK & ASSOCIATES, INC.	0.01%	2.42K	-	0	0
Sep 30, 2023	SRS CAPITAL ADVISORS, INC.	0.02%	5.31K	-	0	0
Sep 30, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0.04%	11.7K	-	-3.6K	-23.53%
Sep 30, 2023	GABELLI FUNDS LLC	0.04%	12K	-	12K	+100.00%
Sep 30, 2023	TRAIL RIDGE INVESTMENT ADVISORS, LLC	0.04%	12.22K	-	12.22K	+100.00%
Sep 30, 2023	MRAZ, AMERINE & ASSOCIATES, INC.	0.05%	13.8K	-	-2K	-12.66%
Sep 30, 2023	GILL CAPITAL PARTNERS, LLC	0.07%	17.82K	-	0	0
Sep 30, 2023	XTX TOPCO LTD	0.08%	21.98K	-	21.98K	+100.00%
Sep 30, 2023	NORTHERN TRUST CORP	0.18%	48.83K	-	11.86K	+32.10%
Sep 30, 2023	MORGAN STANLEY	0.21%	57.27K	-	4.48K	+8.48%
Sep 30, 2023	ARISTIDES CAPITAL LLC	0.22%	58.92K	-	0	0
Sep 30, 2023	ACADIAN ASSET MANAGEMENT LLC	0.3%	81.98K	-	-106.03K	-56.40%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.32%	86.37K	-	0	0
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.72%	196.44K	-	-108.05K	-35.49%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.85%	233.48K	-	28.53K	+13.92%
Sep 30, 2023	BLACKROCK INC.	1.21%	331.97K	-	-11.42K	-3.33%

Insiders

Among the ADES insiders holding of 1,766% of the stake in company, COLISEUM CAPITAL MANAGEMENT, LLC, director, holds the largest shares of 2.09M. ALTA FUNDAMENTAL ADVISERS LLC, director, is the second largest ADES insider with ownership of 1.97M shares. BLANK JEREMY, director, stands third with possession of 477.57K shares of that stake.

Insiders	Designation	Shares Held
COLISEUM CAPITAL MANAGEMENT, LLC	director	2.09M
ALTA FUNDAMENTAL ADVISERS LLC	director	1.97M
BLANK JEREMY	director	477.57K
DURHAM MICHAEL D	President & CEO	256.52K
WONG JOSEPH M	Chief Technology Officer	251.91K
MCKINNIES MARK H	SVP & CFO	76.67K
BUSTARD C JEAN	COO	68.75K
CAMPBELL-BREEDEN RICHARD	director	52.74K
GABBARD ALAN BRADLEY	director	34.48K
HANSON RON	SVP of Operations of ADA-ES	33.86K
SCHLAGER RICHARD J	VP	29.14K
SJOSTROM SHARON	CTO	21.42K
MILLER RICHARD	VP	20.49K
MARTIN CAMERON E.	VP	15.54K
LAGARENNE JONATHAN R	Executive Vice President	14.64K
JOHNSON DEREK	director	8.91K
MCINTYRE JULIAN ALEXANDER	director	6.53K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 21, 2023	WONG JOSEPH M	PURCHASE	2.53	25K	63.3K	251.91K
Nov 20, 2023	WONG JOSEPH M	PURCHASE	2.48	35K	86.91K	226.91K
Nov 17, 2023	WONG JOSEPH M	PURCHASE	2.45	30K	73.39K	191.91K
Nov 16, 2023	WONG JOSEPH M	PURCHASE	2.43	30K	72.85K	136.91K
Nov 15, 2023	WONG JOSEPH M	PURCHASE	2.30	25K	57.52K	161.91K
Mar 09, 2023	BLANK JEREMY	SALE	4.00	154.29K	617.17K	477.57K
Feb 01, 2023	BLANK JEREMY	PURCHASE	4.00	631.87K	2.53M	631.87K
Feb 01, 2023	MCINTYRE JULIAN ALEXANDER	PURCHASE	4.00	6.53K	26.1K	6.53K
Feb 01, 2023	CAMPBELL-BREEDEN RICHARD	PURCHASE	4.00	52.74K	210.97K	52.74K
Dec 31, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	10.39	104.44K	1.09M	1.97M
Dec 30, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	10.29	21.94K	225.72K	1.86M
Nov 22, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	10.84	23.84K	258.52K	1.84M
Nov 21, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	10.50	62.46K	655.53K	1.82M
Nov 20, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	10.41	180.54K	1.88M	1.75M
Sep 06, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.88	10.8K	139.05K	1.57M
Sep 04, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.47	200	2.49K	1.56M
Sep 03, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.35	50K	617.55K	1.56M
Aug 27, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.49	25K	312.21K	1.51M
Aug 26, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.44	6.75K	83.96K	1.49M
Aug 23, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.43	19K	236.22K	1.48M
Aug 22, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.64	3.2K	40.46K	1.46M
Aug 21, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.19	25K	304.86K	1.46M
Aug 20, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	12.04	15.7K	188.95K	1.43M
Aug 19, 2019	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	11.88	40.54K	481.51K	1.42M
Dec 31, 2018	ALTA FUNDAMENTAL ADVISERS LLC	SALE	10.28	45K	462.74K	1.32M
Dec 28, 2018	ALTA FUNDAMENTAL ADVISERS LLC	SALE	9.94	50K	496.98K	1.31M
Dec 27, 2018	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	9.85	10K	98.53K	1.36M
Jun 29, 2018	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	11.29	27.01K	304.82K	1.33M
Jun 28, 2018	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	11.11	20.02K	222.46K	1.31M
May 24, 2018	HANSON RON	SALE	11.12	1.23K	13.66K	33.86K
Dec 14, 2017	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	9.86	18.25K	179.86K	1.29M
Dec 13, 2017	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	9.89	244.02K	2.41M	1.27M
Dec 06, 2017	GABBARD ALAN BRADLEY	SALE	8.17	10K	81.72K	34.48K
Jun 28, 2017	GABBARD ALAN BRADLEY	SALE	9.21	2K	18.43K	39.64K
Jun 23, 2017	GABBARD ALAN BRADLEY	SALE	9.52	300	2.86K	45.84K
Jan 20, 2017	ALTA FUNDAMENTAL ADVISERS LLC	PURCHASE	9.00	231.27K	2.08M	1.09M
Oct 02, 2014	COLISEUM CAPITAL MANAGEMENT, LLC	PURCHASE	20.97	375K	7.86M	2.09M
Mar 04, 2014	MCKINNIES MARK H	SALE	56.00	1K	56K	76.67K
Jan 13, 2014	DURHAM MICHAEL D	SALE	53.05	1.2K	63.71K	256.52K
Jan 03, 2014	LAGARENNE JONATHAN R	SALE	54.10	1K	54.1K	14.64K
Dec 24, 2013	MCKINNIES MARK H	SALE	56.00	700	39.2K	78.02K
Dec 11, 2013	MCKINNIES MARK H	SALE	55.31	1K	55.31K	78.72K
Dec 10, 2013	MCKINNIES MARK H	SALE	56.53	1K	56.53K	79.72K
Dec 09, 2013	MCKINNIES MARK H	SALE	55.81	1K	55.81K	80.72K
Dec 06, 2013	MCKINNIES MARK H	SALE	56.43	1K	56.43K	81.72K
Dec 05, 2013	MCKINNIES MARK H	SALE	56.50	1K	56.5K	82.72K
Dec 04, 2013	MCKINNIES MARK H	SALE	57.50	1K	57.5K	83.72K
Dec 03, 2013	MCKINNIES MARK H	SALE	55.74	1K	55.74K	84.72K
Dec 02, 2013	MCKINNIES MARK H	SALE	57.60	1K	57.6K	85.72K
Jun 27, 2013	SCHLAGER RICHARD J	SALE	39.55	1K	39.55K	29.14K
Jun 27, 2013	MARTIN CAMERON E.	SALE	40.00	1K	40K	15.54K
May 15, 2013	SCHLAGER RICHARD J	SALE	31.50	1.82K	57.39K	29.92K
May 14, 2013	SCHLAGER RICHARD J	SALE	31.50	178	5.61K	31.74K
May 13, 2013	BUSTARD C JEAN	SALE	30.11	1K	30.11K	68.75K
May 13, 2013	MARTIN CAMERON E.	SALE	30.37	1K	30.37K	17.33K
Mar 26, 2013	LAGARENNE JONATHAN R	SALE	25.95	1K	25.95K	2.25K
Feb 01, 2013	BUSTARD C JEAN	SALE	24.00	500	12K	72.29K
Jan 29, 2013	BUSTARD C JEAN	SALE	24.00	1K	24K	72.79K
Jan 16, 2013	BUSTARD C JEAN	SALE	20.50	2.5K	51.25K	74.79K
Jan 16, 2013	SJOSTROM SHARON	SALE	20.33	1K	20.33K	21.42K
Dec 18, 2012	SJOSTROM SHARON	SALE	17.50	1K	17.5K	24.42K
Nov 27, 2012	SJOSTROM SHARON	SALE	17.50	1K	17.5K	25.42K
May 24, 2012	MILLER RICHARD	SALE	26.17	1.54K	40.22K	20.49K
May 04, 2012	MCKINNIES MARK H	SALE	28.00	1K	28K	86.36K
May 03, 2012	MCKINNIES MARK H	SALE	28.00	1K	28K	87.36K
May 02, 2012	MCKINNIES MARK H	SALE	28.00	1K	28K	88.1K
May 01, 2012	MCKINNIES MARK H	SALE	28.00	1K	28K	89.1K
Apr 30, 2012	MCKINNIES MARK H	SALE	26.00	1K	26K	90.1K
Apr 27, 2012	MCKINNIES MARK H	SALE	26.00	1K	26K	91.1K
Mar 29, 2012	MARTIN CAMERON E.	SALE	23.97	1K	23.97K	18.43K
Mar 14, 2012	MCKINNIES MARK H	SALE	25.94	1K	25.94K	92.1K
Mar 13, 2012	MCKINNIES MARK H	SALE	26.30	1K	26.3K	93.1K
Mar 05, 2012	MARTIN CAMERON E.	SALE	24.90	1K	24.9K	19.43K
Mar 05, 2012	JOHNSON DEREK	SALE	24.22	5K	121.12K	8.91K
Mar 02, 2012	JOHNSON DEREK	SALE	24.03	5K	120.16K	13.91K
Jan 30, 2012	JOHNSON DEREK	SALE	23.04	1K	23.04K	18.79K
Jan 27, 2012	JOHNSON DEREK	SALE	22.09	1K	22.09K	20.49K
Jan 26, 2012	JOHNSON DEREK	SALE	22.10	200	4.42K	23.49K
Jan 25, 2012	JOHNSON DEREK	SALE	22.05	600	13.23K	23.69K
Jan 24, 2012	JOHNSON DEREK	SALE	21.17	1K	21.17K	25.29K
Dec 20, 2011	MCKINNIES MARK H	SALE	23.00	1K	23K	96.62K
Dec 19, 2011	MCKINNIES MARK H	SALE	23.05	1K	23.05K	97.62K
Apr 08, 2011	MILLER RICHARD	SALE	22.04	1.36K	30K	20.34K
Apr 07, 2011	JOHNSON DEREK	SALE	22.87	100	2.29K	26.45K

Frequently Asked Questions