How many institutions own SPE stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own SPE shares is 44, representing 27.82% of the company's common stock.

Who are the major shareholders selling Special Opportunities Fund, Inc. stock?

WELLS FARGO & COMPANY/MN, in the last quarter, reduced its stake in SPE by -16.79% restricting it's holding to 11.87 thousand shares of worth nearly $174.41K. ADVISOR GROUP HOLDINGS, INC. also lessened -10.45% of the SPE shares from its portfolio, reducing its holding to 18 thousand shares of worth $264.42K. SHAKER FINANCIAL SERVICES, LLC also shunned SPE shares holding by -29.35% last quarter which brought its holding to 250.58 thousand shares worth $3.95M.

Investors who are buying SPE stock?

As per its latest 13F filing, increased its stake in SPE by 100% in the last quarter. The institutional holder raised its holding to 5.31 thousand shares having worth more than $77.97K. SUSQUEHANNA INTERNATIONAL GROUP, LLP also added 100% more shares of SPE to its portfolio, raising its holding to 13.37 thousand shares of worth $196.36K. TRUEMARK INVESTMENTS, LLC also increased its SPE shares holding by 2.49% which brought its holding to 14.92 thousand shares worth $219.10K.

SPE's major insiders: who are they?

The insider with the most stakes in SPE is HELLERMAN GERALD , at the company. Additionally, SPE stock is highly held by Chairman and Secretary GOLDSTEIN PHILLIP and President Dakos Andrew among others.

Did an insider recently sell SPE stock?

Company executives, directors, and other insiders own N/A percent of Special Opportunities Fund, Inc.'s stock. Within the last six months, there have been 1 transaction(s) in which SPE insiders have sold stock, totaling 4.1K shares. Insiders that have sold shares include DAKOS ANDREW, GOLDSTEIN PHILLIP, and WALDEN CHARLES C.

Which insider recently purchased SPE stock?

There have been 5 transaction(s) during the past 6-months in which Special Opportunities Fund, Inc. insiders have bought stock, totalling 9930 shares

How much of SPE does insiders own?

Around 23.16K Special Opportunities Fund, Inc. shares are held by insiders, which represents about N/A of SPE stock.

Who is the insider with the largest stake?

SPE , HELLERMAN GERALD holds the largest portfolio of the company's shares. SPE shares owned by HELLERMAN total nearly 41.48 thousand.

Which institution holds the most shares in SPE?

is the largest institutional owner in SPE which holds 5.31 thousand shares worth $77.97K or 0.05% of the total SPE shares outstanding followed by WELLS FARGO & COMPANY/MN with ownership of 11.87 thousand shares representing 0.11% of the SPE ownership. SUSQUEHANNA INTERNATIONAL GROUP, LLP is the third largest stakeholder with 13.37 thousand shares or 0.12% of the ownership worth more than $196.36K.

Is Special Opportunities Fund, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the SPE is concerned, it is a stock which is not optionable.

Is there a short position on SPE's shares?

Number of SPE shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding SPE shares are there?

As of today, null shares of SPE are outstanding.

Is there many float in SPE stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, SPE has null shares in float.

SPE short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for SPE is null.

Special Opportunities Fund (SPE) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

N/A Percentage of Shares held by All Insiders

27.82% Percentage of Shares held by All Institutions

27.82% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 27.82% of SPE shares are held by financial institutions. is the top corporate investor, holding 5.31K shares valued at $77.97K. A 0.05% stake in Special Opportunities Fund, Inc. is owned by the company. WELLS FARGO & COMPANY/MN owns 11.87K shares valued at $174.41K, which translates its holding of 0.11% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025		0.05%	5.31K	77.97K	5.31K	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.11%	11.87K	174.41K	-2.4K	-16.79%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.12%	13.37K	196.36K	13.37K	+100.00%
Dec 31, 2025	LIVE OAK PRIVATE WEALTH LLC	0.13%	14.85K	218.19K	0	0
Dec 31, 2025	TRUEMARK INVESTMENTS, LLC	0.13%	14.92K	219.1K	363	+2.49%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.14%	15.89K	233.34K	370	+2.38%
Dec 31, 2025	SOWELL FINANCIAL SERVICES LLC	0.15%	17.37K	255.15K	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.16%	18K	264.42K	-2.1K	-10.45%
Dec 31, 2025	ANCORA ADVISORS, LLC	0.16%	18.47K	271.32K	0	0
Dec 31, 2025	NBC SECURITIES, INC.	0.18%	19.77K	290.43K	3.54K	+21.80%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.34%	38K	558.22K	6.18K	+19.40%
Dec 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.92%	103.49K	1.52M	363	+0.35%
Dec 31, 2025	SEVEN MILE ADVISORY	0.96%	108.42K	1.59M	2.34K	+2.21%
Dec 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	1%	112.89K	1.66M	491	+0.44%
Dec 31, 2025	CSS LLC/IL	1.03%	115.98K	1.7M	0	0
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	2.23%	250.58K	3.95M	-104.1K	-29.35%
Dec 31, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	0%	0	-	-1.38M	-100.00%
Dec 31, 2025	UBS GROUP AG	0.04%	4.93K	72.47K	-1.5K	-23.32%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0.05%	5.2K	76.43K	0	0
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.09%	10.6K	155.68K	31	+0.29%
Dec 31, 2025	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-882	-100.00%
Dec 31, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.01%	890	13.07K	0	0
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.01%	1.5K	21.96K	1.5K	+100.00%
Dec 31, 2025	WINMILL & CO. INC	0.02%	2K	29.38K	0	0
Dec 31, 2025	ROYAL BANK OF CANADA	0.02%	2.15K	32K	0	0
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.02%	2.16K	31.76K	0	0
Dec 31, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0.03%	3.38K	49.69K	73	+2.21%
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	0.18%	20.2K	296.78K	-511	-2.47%
Dec 31, 2025	OPPENHEIMER & CO INC	0.18%	20.77K	305.05K	-1.5K	-6.74%
Dec 31, 2025	FIRST MANHATTAN CO. LLC.	0.36%	40.01K	620.36K	8.5K	+26.98%
Dec 31, 2025	MORGAN STANLEY	0.65%	73.38K	1.08M	-6.92K	-8.62%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.29%	33.12K	486.54K	4.77K	+16.81%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.48%	278.91K	4.1M	6.61K	+2.43%
Dec 31, 2025	CVA FAMILY OFFICE, LLC	0%	39	573	0	0
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	200	2.94K	0	0
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0.01%	692	10.51K	15	+2.22%
Dec 31, 2025	EASTERN BANK	0.01%	727	10.68K	0	0
Dec 31, 2025	INDIANA TRUST & INVESTMENT MANAGEMENT CO	0.01%	810	11.9K	810	+100.00%
Dec 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.01%	937	13.77K	-6.32K	-87.08%
Dec 31, 2025	PATRON PARTNERS, LLC	0.12%	13.83K	203.09K	0	0
Dec 31, 2025	HARBOUR INVESTMENTS, INC.	0.14%	16.28K	239.22K	0	0
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.22%	24.74K	363.36K	3.06K	+14.11%
Dec 31, 2025	SCOTIA CAPITAL INC.	0.96%	108.21K	1.59M	1.19K	+1.11%
Dec 31, 2025	COLONY GROUP, LLC	11.76%	1.32M	19.44M	1.32M	+100.00%
Dec 31, 2025	NWF ADVISORY SERVICES INC.	0.12%	13.6K	199.78K	-1.1K	-7.48%
Sep 30, 2025	OPPENHEIMER & CO INC	0.2%	22.27K	345.12K	-3.5K	-13.58%
Sep 30, 2025	ADVISORY SERVICES NETWORK, LLC	0.01%	882	13.67K	882	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.25%	28.36K	439.51K	-2.84K	-9.11%
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.06%	7.25K	112.41K	7.25K	+100.00%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.09%	10.57K	163.79K	10.57K	+100.00%
Sep 30, 2025	PATRON PARTNERS, LLC	0.12%	13.83K	214.29K	0	0
Sep 30, 2025	SCOTIA CAPITAL INC.	0.95%	107.02K	1.66M	1.27K	+1.20%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.28%	31.83K	493.32K	8.49K	+36.35%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.13%	14.27K	221.14K	-47	-0.33%
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	0.18%	20.71K	321.07K	20.71K	+100.00%
Sep 30, 2025	MORGAN STANLEY	0.71%	80.3K	1.24M	9.23K	+12.99%
Sep 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.92%	103.13K	1.6M	-363	-0.35%
Sep 30, 2025	SEVEN MILE ADVISORY	0.94%	106.07K	1.64M	106.07K	+100.00%
Sep 30, 2025	EASTERN BANK	0.01%	727	11.27K	0	0
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0.05%	5.2K	80.65K	1.45K	+38.64%
Sep 30, 2025	TRUEMARK INVESTMENTS, LLC	0.13%	14.55K	225.56K	14.55K	+100.00%
Sep 30, 2025	NWF ADVISORY SERVICES INC.	0.13%	14.7K	227.85K	0	0
Sep 30, 2025	LIVE OAK PRIVATE WEALTH LLC	0.13%	14.85K	230.22K	0	0
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	200	3.1K	200	+100.00%
Sep 30, 2025	WINMILL & CO. INC	0.02%	2K	31K	0	0
Sep 30, 2025	FIRST MANHATTAN CO. LLC.	0.28%	31.51K	488.41K	0	0
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.19%	21.68K	336K	-4.49K	-17.16%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.01%	890	13.8K	890	+100.00%
Sep 30, 2025	SOUND INCOME STRATEGIES, LLC	0.01%	677	10.55K	14	+2.11%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.02%	2.16K	33.51K	0	0
Sep 30, 2025	WETHERBY ASSET MANAGEMENT INC	0%	0	-	-12.64K	-100.00%
Sep 30, 2025	GODSEY & GIBB, INC	0%	0	-	-1.16K	-100.00%
Sep 30, 2025	CVA FAMILY OFFICE, LLC	0%	39	605	0	0
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.14%	15.52K	240K	1.63K	+11.75%
Sep 30, 2025	NBC SECURITIES, INC.	0.14%	16.23K	251.59K	132	+0.82%
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0.14%	16.28K	252.41K	0	0
Sep 30, 2025	SOWELL FINANCIAL SERVICES LLC	0.15%	17.37K	269.22K	0	0
Sep 30, 2025	ANCORA ADVISORS, LLC	0.16%	18.47K	286.29K	-3.09K	-14.33%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.18%	20.1K	314.53K	-374	-1.83%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	1%	112.4K	1.74M	-1.8K	-1.58%
Sep 30, 2025	CSS LLC/IL	1.03%	115.98K	1.8M	-2.3K	-1.94%
Sep 30, 2025		1.19%	134.3K	2.08M	45.4K	+51.07%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.42%	272.3K	4.22M	25.7K	+10.42%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	3.15%	354.68K	5.5M	87.95K	+32.97%
Sep 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	12.3%	1.38M	21.44M	-94.04K	-6.36%
Sep 30, 2025	TRUIST FINANCIAL CORP	0%	0	-	-19.29K	-100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0.02%	2.15K	33K	0	0
Sep 30, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0.03%	3.31K	51.3K	69	+2.13%
Sep 30, 2025	UBS GROUP AG	0.06%	6.43K	99.71K	69	+1.08%
Jun 30, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0.03%	3.24K	50.2K	3.24K	+100.00%
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	0.01%	663	10.27K	15	+2.31%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-20.49K	-100.00%
Jun 30, 2025		0.79%	88.9K	1.38M	-25.75K	-22.46%
Jun 30, 2025	OPPENHEIMER & CO INC	0.23%	25.77K	399.12K	1K	+4.04%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.21%	23.34K	361.55K	3.81K	+19.51%
Jun 30, 2025	TRUIST FINANCIAL CORP	0.17%	19.29K	298.81K	36	+0.19%
Jun 30, 2025	SOWELL FINANCIAL SERVICES LLC	0.15%	17.37K	269.05K	0	0
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0.15%	16.28K	252.24K	0	0
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.18%	20.47K	317.14K	-250	-1.21%
Jun 30, 2025	ANCORA ADVISORS, LLC	0.19%	21.56K	333.96K	3K	+16.16%
Jun 30, 2025	NBC SECURITIES, INC.	0.14%	16.1K	249K	134	+0.84%
Jun 30, 2025	UBS GROUP AG	0.06%	6.36K	98.58K	-8.17K	-56.21%
Jun 30, 2025	LIVE OAK PRIVATE WEALTH LLC	0.13%	14.85K	230.07K	0	0
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.13%	14.32K	221.74K	-89	-0.62%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.12%	13.88K	215K	39	+0.28%
Jun 30, 2025	PATRON PARTNERS, LLC	0.12%	13.83K	214.15K	0	0
Jun 30, 2025	WETHERBY ASSET MANAGEMENT INC	0.11%	12.64K	195.75K	12.64K	+100.00%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0.03%	3.75K	58.13K	0	0
Jun 30, 2025	WINMILL & CO. INC	0.02%	2K	30.98K	0	0
Jun 30, 2025	GODSEY & GIBB, INC	0.01%	1.16K	17.89K	0	0
Jun 30, 2025	CVA FAMILY OFFICE, LLC	0%	39	604	0	0
Jun 30, 2025	K2 PRINCIPAL FUND, L.P.	0%	0	-	-11.88K	-100.00%
Jun 30, 2025	CORECAP ADVISORS, LLC	0%	0	-	-375	-100.00%
Jun 30, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	13.17%	1.48M	22.88M	-58.06K	-3.78%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	2.38%	266.73K	4.13M	189.63K	+245.96%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.2%	246.59K	3.82M	1.07K	+0.44%
Jun 30, 2025	CSS LLC/IL	1.05%	118.28K	1.83M	-49.5K	-29.50%
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	1.02%	114.2K	1.77M	2.29K	+2.05%
Jun 30, 2025	SCOTIA CAPITAL INC.	0.94%	105.75K	1.64M	6.53K	+6.58%
Jun 30, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.92%	103.49K	1.6M	0	0
Jun 30, 2025	EASTERN BANK	0.01%	727	11.26K	0	0
Jun 30, 2025	MORGAN STANLEY	0.63%	71.07K	1.1M	-45.8K	-39.19%
Jun 30, 2025	FIRST MANHATTAN CO. LLC.	0.28%	31.51K	488.09K	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.28%	31.2K	483.25K	2.08K	+7.15%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.23%	26.17K	405.32K	1.97K	+8.14%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.02%	2.16K	33.49K	0	0
Jun 30, 2025	ROYAL BANK OF CANADA	0.02%	2.15K	33K	0	0
Jun 30, 2025	NWF ADVISORY SERVICES INC.	0.13%	14.7K	227.7K	0	0
Mar 31, 2025	WINMILL & CO. INC	0.02%	2K	30.04K	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0.02%	2.15K	32K	0	0
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.02%	2.16K	32.48K	0	0
Mar 31, 2025	NBC SECURITIES, INC.	0.14%	15.97K	239	15.95K	+106,333.33%
Mar 31, 2025	GODSEY & GIBB, INC	0.01%	1.16K	17.35K	0	0
Mar 31, 2025	EASTERN BANK	0.01%	727	10.92K	727	+100.00%
Mar 31, 2025	ABSOLUTE INVESTMENT ADVISERS, LLC	0%	0	-	-10.5K	-100.00%
Mar 31, 2025	QUARRY LP	0%	0	-	-3.02K	-100.00%
Mar 31, 2025		0%	0	-	-27.5K	-100.00%
Mar 31, 2025	CSS LLC/IL	1.5%	167.78K	2.52M	-35.03K	-17.27%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.13%	14.4K	216.36K	510	+3.67%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.12%	13.85K	208K	171	+1.25%
Mar 31, 2025	PATRON PARTNERS, LLC	0.12%	13.83K	207.67K	0	0
Mar 31, 2025	UBS GROUP AG	0.13%	14.53K	218.32K	8.03K	+123.50%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.17%	19.53K	293.37K	19.53K	+100.00%
Mar 31, 2025	TRUIST FINANCIAL CORP	0.17%	19.25K	289.22K	-3.19K	-14.19%
Mar 31, 2025	ANCORA ADVISORS, LLC	0.17%	18.56K	278.8K	-6.33K	-25.44%
Mar 31, 2025	OPPENHEIMER & CO INC	0.22%	24.77K	372.02K	2K	+8.79%
Mar 31, 2025	KOVITZ INVESTMENT GROUP PARTNERS, LLC	13.69%	1.54M	23.07M	-9.93K	-0.64%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.26%	29.12K	437.35K	-1.87K	-6.03%
Mar 31, 2025	LIVE OAK PRIVATE WEALTH LLC	0.13%	14.85K	223.11K	0	0
Mar 31, 2025	FIRST MANHATTAN CO. LLC.	0.28%	31.51K	473.33K	1.01K	+3.31%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.69%	77.1K	1.16M	-80.71K	-51.15%
Mar 31, 2025	K2 PRINCIPAL FUND, L.P.	0.11%	11.88K	178.41K	1.88K	+18.78%
Mar 31, 2025	SCOTIA CAPITAL INC.	0.88%	99.22K	1.49M	9.58K	+10.69%
Mar 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0.92%	103.49K	1.55M	-98.8K	-48.84%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	1%	111.91K	1.68M	111.91K	+100.00%
Mar 31, 2025	SOWELL FINANCIAL SERVICES LLC	0.15%	17.37K	260.91K	0	0
Mar 31, 2025	CVA FAMILY OFFICE, LLC	0%	39	586	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.18%	20.72K	311.27K	-1.42K	-6.40%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.22%	24.2K	363.47K	24.2K	+100.00%
Mar 31, 2025	JEFFERIES FINANCIAL GROUP INC.	0%	0	-	-30.01K	-100.00%
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0.03%	3.75K	56.38K	0	0
Mar 31, 2025	MORGAN STANLEY	1.04%	116.87K	1.76M	3.75K	+3.32%
Mar 31, 2025	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0%	0	-	-15.54K	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.18%	20.49K	307.73K	20.49K	+100.00%
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0.15%	16.28K	244.61K	0	0
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.19%	245.52K	3.69M	-4.7K	-1.88%
Mar 31, 2025	INDEPENDENT ADVISOR ALLIANCE	0%	0	-	-94.35K	-100.00%
Mar 31, 2025	ALPINE GLOBAL MANAGEMENT, LLC	0%	0	-	-25K	-100.00%
Mar 31, 2025	ASPIRIANT, LLC	0%	0	-	-13.25K	-100.00%
Mar 31, 2025	CORECAP ADVISORS, LLC	0%	375	5.63K	375	+100.00%
Mar 31, 2025	SOUND INCOME STRATEGIES, LLC	0.01%	648	9.74K	9	+1.41%
Mar 31, 2024	QUARRY LP	0%	0	-	-2.21K	-100.00%
Mar 31, 2024	ALMITAS CAPITAL LLC	0%	0	-	-23.62K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-3.84K	-100.00%
Mar 31, 2024	CLOUGH CAPITAL PARTNERS L P	0%	0	-	-41.31K	-100.00%
Mar 31, 2024	CVA FAMILY OFFICE, LLC	0%	39	493	9	+30.00%
Mar 31, 2024	BESSEMER GROUP INC	0%	176	2K	-10	-5.38%
Mar 31, 2024	WINMILL & CO. INC	0.02%	2K	25.28K	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.02%	2.37K	30K	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.1%	11.34K	131K	-712	-5.91%
Mar 31, 2024	CRESSET ASSET MANAGEMENT, LLC	0.09%	10K	126.4K	10K	+100.00%
Mar 31, 2024	DYNAMIC ADVISOR SOLUTIONS LLC	0.09%	10.55K	133.29K	0	0
Mar 31, 2024	CREWE ADVISORS LLC	0.06%	6.97K	88.1K	0	0
Mar 31, 2024	UBS GROUP AG	0.06%	7.28K	92.06K	50	+0.69%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.1%	11.2K	141.57K	400	+3.70%
Mar 31, 2024	BRIGHTON JONES LLC	0.12%	13.25K	167.43K	13.25K	+100.00%
Mar 31, 2024	PATRON PARTNERS, LLC	0.12%	13.83K	174.75K	13.83K	+100.00%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.13%	14.46K	182.8K	0	0
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.13%	14.64K	185.1K	504	+3.56%
Mar 31, 2024	LIVE OAK PRIVATE WEALTH LLC	0.13%	14.85K	187.74K	0	0
Mar 31, 2024	NBC SECURITIES, INC.	0.14%	15.48K	195K	928	+6.38%
Mar 31, 2024	RPO LLC	0.15%	17.16K	216.88K	0	0
Mar 31, 2024	SOWELL FINANCIAL SERVICES LLC	0.15%	17.37K	220K	-1.06K	-5.74%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.16%	18.39K	232.42K	-3.6K	-16.37%
Mar 31, 2024	ALPINE GLOBAL MANAGEMENT, LLC	0.19%	21.42K	270.8K	0	0
Mar 31, 2024	MATISSE CAPITAL	0.2%	22.79K	288.02K	0	0
Mar 31, 2024	ANCORA ADVISORS, LLC	0.22%	25.5K	322.32K	-334	-1.29%
Mar 31, 2024	SKYVIEW INVESTMENT ADVISORS, LLC	0.29%	32.49K	411K	32.49K	+100.00%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.29%	32.49K	410.72K	8.15K	+33.48%
Mar 31, 2024	FIRST MANHATTAN CO. LLC.	0.3%	34K	429.76K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.66%	75.46K	953.78K	1.88K	+2.55%
Mar 31, 2024	SCOTIA CAPITAL INC.	0.77%	88.14K	1.11M	-3.13K	-3.43%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.9%	102.76K	1.3M	-94.59K	-47.93%
Mar 31, 2024	EPIQ PARTNERS, LLC	1.05%	119.44K	1.51M	-21.76K	-15.41%
Mar 31, 2024	CSS LLC/IL	2.27%	258.38K	3.27M	-3K	-1.15%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.3%	261.71K	3.31M	-5.95K	-2.22%
Mar 31, 2024	RELATIVE VALUE PARTNERS GROUP, LLC	14.05%	1.6M	19.18M	-15.66K	-0.97%
Mar 31, 2024	MORGAN STANLEY	1.19%	135.93K	1.72M	61	+0.04%
Mar 31, 2024	RIVERNORTH CAPITAL MANAGEMENT, LLC	3.34%	380.55K	4.81M	-47.89K	-11.18%
Dec 31, 2023	SCOTIA CAPITAL INC.	0.75%	91.27K	1.08M	3.26K	+3.70%
Dec 31, 2023	MORGAN STANLEY	1.12%	135.87K	1.61M	-6.87K	-4.81%
Dec 31, 2023	EPIQ PARTNERS, LLC	1.16%	141.2K	1.67M	-17.87K	-11.23%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	1.62%	197.35K	2.34M	-16.16K	-7.57%
Dec 31, 2023	CSS LLC/IL	2.15%	261.38K	3.1M	-8.22K	-3.05%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	2.2%	267.65K	3.17M	2.38K	+0.90%
Dec 31, 2023	RIVERNORTH CAPITAL MANAGEMENT, LLC	3.53%	428.45K	5.08M	44.45K	+11.57%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.61%	73.58K	872.64K	-19.32K	-20.79%
Dec 31, 2023	CLOUGH CAPITAL PARTNERS L P	0.34%	41.31K	489.89K	41.31K	+100.00%
Dec 31, 2023	ANCORA ADVISORS, LLC	0.21%	25.83K	306.39K	-6.65K	-20.47%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.2%	24.34K	288.72K	-5.6K	-18.70%
Dec 31, 2023	ALMITAS CAPITAL LLC	0.19%	23.62K	280.09K	558	+2.42%
Dec 31, 2023	MATISSE CAPITAL	0.19%	22.79K	270.24K	22.79K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.18%	21.99K	260.75K	268	+1.23%
Dec 31, 2023	ALPINE GLOBAL MANAGEMENT, LLC	0.18%	21.42K	254.09K	1.02K	+5.00%
Dec 31, 2023	SOWELL FINANCIAL SERVICES LLC	0.15%	18.43K	219K	-2.62K	-12.46%
Dec 31, 2023	RPO LLC	0.14%	17.16K	203.49K	0	0
Dec 31, 2023	HARBOUR INVESTMENTS, INC.	0.13%	15.57K	184.6K	368	+2.42%
Dec 31, 2023	LIVE OAK PRIVATE WEALTH LLC	0.12%	14.85K	176.16K	0	0
Dec 31, 2023	NBC SECURITIES, INC.	0.12%	14.55K	172K	-161	-1.09%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.12%	14.46K	171.52K	0	0
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.12%	14.14K	167.7K	14.14K	+100.00%
Dec 31, 2023	RELATIVE VALUE PARTNERS GROUP, LLC	13.29%	1.61M	19.15M	1.93K	+0.12%
Dec 31, 2023	FIRST MANHATTAN CO. LLC.	0.28%	34K	403.24K	-940	-2.69%
Dec 31, 2023	ATLAS WEALTH LLC	0%	0	-	-13.44K	-100.00%
Dec 31, 2023	SKYVIEW INVESTMENT ADVISORS, LLC	0%	0	-	-32.49K	-100.00%
Dec 31, 2023	LINDBROOK CAPITAL, LLC	0%	0	-	-1K	-100.00%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.1%	12.05K	130K	-4.73K	-28.18%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.09%	10.8K	128.63K	800	+8.00%
Dec 31, 2023	DYNAMIC ADVISOR SOLUTIONS LLC	0.09%	10.55K	126.01K	0	0
Dec 31, 2023	UBS GROUP AG	0.06%	7.23K	85.78K	-1.4K	-16.23%
Dec 31, 2023	CREWE ADVISORS LLC	0.06%	6.97K	82.67K	0	0
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.03%	3.84K	45.53K	3.84K	+100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	0.02%	2.37K	28K	0	0
Dec 31, 2023	QUARRY LP	0.02%	2.21K	26.16K	2.21K	+100.00%
Dec 31, 2023	WINMILL & CO. INC	0.02%	2K	23.72K	0	0
Dec 31, 2023	BESSEMER GROUP INC	0%	186	2K	-106	-36.30%
Dec 31, 2023	CVA FAMILY OFFICE, LLC	0%	30	356	30	+100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-1.94K	-100.00%
Dec 31, 2023	CWM, LLC	0%	0	-	-175	-100.00%
Dec 31, 2023	ROBINSON CAPITAL MANAGEMENT, LLC	0%	0	-	-42.34K	-100.00%
Dec 31, 2023	TRIAD INVESTMENT MANAGEMENT	0%	0	-	-24.83K	-100.00%

Insiders

Among the SPE insiders holding of N/A of the stake in company, HELLERMAN GERALD, , holds the largest shares of 41.48K. GOLDSTEIN PHILLIP, Chairman and Secretary, is the second largest SPE insider with ownership of 10.25K shares. DAKOS ANDREW, President, stands third with possession of 6.06K shares of that stake.

Insiders	Designation	Shares Held
HELLERMAN GERALD		41.48K
GOLDSTEIN PHILLIP	Chairman and Secretary	10.25K
DAKOS ANDREW	President	6.06K
WALDEN CHARLES C	director	3.01K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Mar 05, 2026	GOLDSTEIN PHILLIP	PURCHASE	0.00	3.95K	-	10.25K
Feb 27, 2026	GOLDSTEIN PHILLIP	PURCHASE	0.00	5.82K	-	6.1K
Feb 26, 2026	GOLDSTEIN PHILLIP	PURCHASE	0.00	27	-	277
Feb 24, 2026	GOLDSTEIN PHILLIP	PURCHASE	0.00	30	-	250
Feb 23, 2026	GOLDSTEIN PHILLIP	PURCHASE	0.00	100	-	220
Dec 30, 2025	DAKOS ANDREW	SALE	14.66	4.1K	60.06K	6.06K
Aug 22, 2025	GOLDSTEIN PHILLIP	SALE	0.00	3K	-	120
Apr 04, 2025	GOLDSTEIN PHILLIP	PURCHASE	13.80	3K	41.4K	34.82K
Oct 15, 2024	GOLDSTEIN PHILLIP	SALE	0.00	618	-	3.12K
Sep 20, 2024	DAKOS ANDREW	SALE	13.74	377	5.18K	4.88K
Dec 29, 2023	WALDEN CHARLES C	PURCHASE	0.00	10	-	3.01K
Dec 29, 2023	GOLDSTEIN PHILLIP	SALE	0.00	3.01K	-	3.74K
Dec 28, 2023	GOLDSTEIN PHILLIP	SALE	0.00	2.62K	-	6.75K
Dec 28, 2023	WALDEN CHARLES C	PURCHASE	0.00	1K	-	3K
Apr 06, 2023	GOLDSTEIN PHILLIP	PURCHASE	10.85	5K	54.25K	31.46K
Apr 05, 2023	GOLDSTEIN PHILLIP	PURCHASE	10.85	2.4K	26.04K	26.46K
Mar 30, 2023	GOLDSTEIN PHILLIP	PURCHASE	10.85	1.57K	17.01K	24.06K
Mar 29, 2023	GOLDSTEIN PHILLIP	PURCHASE	10.74	675	7.25K	22.49K
Feb 03, 2023	GOLDSTEIN PHILLIP	PURCHASE	11.85	2K	23.7K	21.82K
Jan 30, 2023	GOLDSTEIN PHILLIP	PURCHASE	11.63	2K	23.26K	19.82K
Apr 05, 2022	HELLERMAN GERALD	PURCHASE	14.77	2K	29.54K	41.48K
Feb 07, 2022	GOLDSTEIN PHILLIP	PURCHASE	14.76	2K	29.51K	21.35K
Jan 28, 2022	HELLERMAN GERALD	PURCHASE	14.59	68	992.12	42.79K
Jan 26, 2022	HELLERMAN GERALD	PURCHASE	14.72	285	4.2K	41.93K
Dec 16, 2021	GOLDSTEIN PHILLIP	SALE	15.55	2.54K	39.53K	19.35K
Sep 20, 2021	HELLERMAN GERALD	PURCHASE	15.16	824	12.5K	40K
Jul 19, 2021	HELLERMAN GERALD	PURCHASE	14.99	1K	15K	39.18K
Jun 07, 2021	GOLDSTEIN PHILLIP	PURCHASE	0.00	2.8K	-	2.8K
Jun 04, 2021	GOLDSTEIN PHILLIP	SALE	15.32	88.33K	1.35M	26.42K
Oct 28, 2020	HELLERMAN GERALD	PURCHASE	11.48	2K	22.96K	35.68K
Jul 22, 2020	GOLDSTEIN PHILLIP	PURCHASE	11.80	5K	59K	123.72K
Jul 21, 2020	GOLDSTEIN PHILLIP	PURCHASE	11.85	5K	59.25K	118.72K
Jul 15, 2020	GOLDSTEIN PHILLIP	PURCHASE	11.74	1.43K	16.8K	3.86K
Jun 08, 2020	DAKOS ANDREW	PURCHASE	0.00	1K	-	3.2K
Apr 03, 2020	HELLERMAN GERALD	PURCHASE	8.70	10	87	32.69K
Mar 09, 2020	HELLERMAN GERALD	PURCHASE	12.55	762	9.56K	32.12K
Feb 28, 2020	DAKOS ANDREW	PURCHASE	0.00	1K	-	2.2K
Feb 21, 2020	GOLDSTEIN PHILLIP	PURCHASE	0.00	2.61K	-	28.78K
Feb 14, 2020	GOLDSTEIN PHILLIP	PURCHASE	0.00	100	-	26.16K
Feb 13, 2020	GOLDSTEIN PHILLIP	PURCHASE	0.00	900	-	26.06K
Jul 25, 2019	HELLERMAN GERALD	PURCHASE	13.98	2.7K	37.75K	29.48K
May 23, 2019	HELLERMAN GERALD	PURCHASE	13.31	1.5K	19.97K	26.99K
Mar 19, 2019	GOLDSTEIN PHILLIP	PURCHASE	13.36	4K	53.44K	107.29K
Feb 08, 2019	GOLDSTEIN PHILLIP	PURCHASE	0.00	165	-	25.16K
Jan 28, 2019	GOLDSTEIN PHILLIP	PURCHASE	12.68	3K	38.04K	103.19K
Jan 15, 2019	GOLDSTEIN PHILLIP	PURCHASE	12.49	3K	37.47K	100.09K
Jan 08, 2019	GOLDSTEIN PHILLIP	PURCHASE	0.00	3K	-	25K
Jan 04, 2019	GOLDSTEIN PHILLIP	PURCHASE	0.00	2.5K	-	22K
Jan 03, 2019	GOLDSTEIN PHILLIP	PURCHASE	0.00	3K	-	19.5K
Jan 02, 2019	GOLDSTEIN PHILLIP	PURCHASE	11.75	3	35.25	97.09K
Dec 27, 2018	GOLDSTEIN PHILLIP	PURCHASE	11.29	3K	33.87K	89.09K
Dec 19, 2018	GOLDSTEIN PHILLIP	PURCHASE	11.61	5K	58.05K	97.09K
Oct 11, 2018	HELLERMAN GERALD	PURCHASE	14.47	1K	14.47K	22.79K
Jul 02, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.95	2.41K	35.98K	86.09K
Jun 28, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.95	93	1.39K	83.68K
May 24, 2018	GOLDSTEIN PHILLIP	PURCHASE	15.00	3K	45K	83.59K
May 11, 2018	GOLDSTEIN PHILLIP	PURCHASE	15.03	186	2.8K	80.59K
Apr 13, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.89	3K	44.67K	80.4K
Mar 27, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.70	2.5K	36.75K	77.4K
Mar 23, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.55	3K	43.65K	74.9K
Mar 22, 2018	HELLERMAN GERALD	PURCHASE	14.82	1K	14.82K	21.79K
Mar 22, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.74	630	9.29K	71.9K
Feb 27, 2018	GOLDSTEIN PHILLIP	PURCHASE	14.92	1K	14.92K	71.27K
Feb 05, 2018	HELLERMAN GERALD	PURCHASE	14.98	5.2K	77.9K	20.79K
Feb 02, 2018	GOLDSTEIN PHILLIP	PURCHASE	15.14	1K	15.14K	70.27K
Jan 04, 2018	HELLERMAN GERALD	PURCHASE	15.10	2K	30.2K	13.9K
Aug 03, 2017	GOLDSTEIN PHILLIP	PURCHASE	15.52	1.6K	24.77K	69.27K
Nov 01, 2016	HELLERMAN GERALD	PURCHASE	14.16	3K	42.48K	11.9K
Jun 03, 2016	GOLDSTEIN PHILLIP	PURCHASE	13.50	1	13.5	82.5K
Jun 02, 2016	GOLDSTEIN PHILLIP	PURCHASE	13.50	752	10.15K	82.5K
Jun 01, 2016	GOLDSTEIN PHILLIP	PURCHASE	13.50	908	12.26K	81.75K
Apr 01, 2016	WALDEN CHARLES C	SALE	13.06	4.3K	56.2K	0
Apr 01, 2016	GOLDSTEIN PHILLIP	PURCHASE	13.06	4K	52.24K	4.21K
Mar 03, 2016	GOLDSTEIN PHILLIP	PURCHASE	12.52	100	1.25K	80.84K
Mar 02, 2016	GOLDSTEIN PHILLIP	PURCHASE	12.47	100	1.25K	80.74K
Mar 01, 2016	HELLERMAN GERALD	PURCHASE	12.45	971	12.09K	9.39K
Feb 03, 2016	DAKOS ANDREW	PURCHASE	12.46	2K	24.92K	6K
Jan 06, 2016	GOLDSTEIN PHILLIP	PURCHASE	12.95	2.5K	32.38K	80.88K
Jan 05, 2016	GOLDSTEIN PHILLIP	PURCHASE	13.03	245	3.19K	78.14K
Jan 04, 2016	HELLERMAN GERALD	PURCHASE	13.05	1.5K	19.58K	11.22K
Dec 02, 2015	GOLDSTEIN PHILLIP	PURCHASE	14.41	5K	72.05K	74.89K
Nov 04, 2015	GOLDSTEIN PHILLIP	PURCHASE	14.56	3.2K	46.59K	13K
Nov 03, 2015	GOLDSTEIN PHILLIP	PURCHASE	14.56	800	11.65K	9.8K
Oct 02, 2015	GOLDSTEIN PHILLIP	PURCHASE	14.05	1.9K	26.7K	13.97K
Jan 05, 2015	GOLDSTEIN PHILLIP	PURCHASE	13.03	245	3.19K	78.14K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE9.93K5

SALES4.1K1

NET SHARES5.83K4

SHARES HELD23.16K6

% NET SHARES-74.82%-33.33%

Frequently Asked Questions