How many institutions own SLS stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own SLS shares is 101, representing 25.55% of the company's common stock.

Who are the major shareholders selling SELLAS Life Sciences Group, Inc. stock?

COMMONWEALTH EQUITY SERVICES, LLC, in the last quarter, reduced its stake in SLS by -17.63% restricting it's holding to 15.85 thousand shares of worth nearly $26.00K. QUADRATURE CAPITAL LTD also lessened -31.73% of the SLS shares from its portfolio, reducing its holding to 16.58 thousand shares of worth $26.61K. PROSHARE ADVISORS LLC also shunned SLS shares holding by -12.01% last quarter which brought its holding to 17.22 thousand shares worth $27.73K.

Investors who are buying SLS stock?

As per its latest 13F filing, LPL FINANCIAL LLC increased its stake in SLS by 5.15% in the last quarter. The institutional holder raised its holding to 71.04 thousand shares having worth more than $114.37K. also added 100% more shares of SLS to its portfolio, raising its holding to 10.74 thousand shares of worth $17.29K. VICTORY CAPITAL MANAGEMENT INC also increased its SLS shares holding by 1.91% which brought its holding to 11.87 thousand shares worth $19.11K.

SLS's major insiders: who are they?

The insider with the most stakes in SLS is SCHWARTZ MARK W. , EVP & Chief Operating Officer at the company. Additionally, SLS stock is highly held by President and CEO Stergiou Angelos M. and director Kalin Katherine Bach among others.

Did an insider recently sell SLS stock?

Company executives, directors, and other insiders own 0.32% percent of SELLAS Life Sciences Group, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which SLS insiders have sold stock, totaling 0 shares. Insiders that have sold shares include WOOD BARBARA A, STERGIOU ANGELOS M., and BURNS JOHN THOMAS.

Which insider recently purchased SLS stock?

There have been 1 transaction(s) during the past 6-months in which SELLAS Life Sciences Group, Inc. insiders have bought stock, totalling 63400 shares

How much of SLS does insiders own?

Around 104.4K SELLAS Life Sciences Group, Inc. shares are held by insiders, which represents about 0.32% of SLS stock.

Who is the insider with the largest stake?

SLS EVP & Chief Operating Officer, SCHWARTZ MARK W. holds the largest portfolio of the company's shares. SLS shares owned by SCHWARTZ total nearly 409.67 thousand.

Which institution holds the most shares in SLS?

LPL FINANCIAL LLC is the largest institutional owner in SLS which holds 71.04 thousand shares worth $114.37K or 0.07% of the total SLS shares outstanding followed by NEMES RUSH GROUP LLC with ownership of 10 thousand shares representing 0.01% of the SLS ownership. BROOKLYN FI, LLC is the third largest stakeholder with 10.24 thousand shares or 0.01% of the ownership worth more than $16.49K.

Is SELLAS Life Sciences Group, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the SLS is concerned, it is a stock which is optionable.

Is there a short position on SLS's shares?

Number of SLS shares short is 29.15M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding SLS shares are there?

As of today, 105.30M shares of SLS are outstanding.

Is there many float in SLS stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, SLS has 104.98M shares in float.

SLS short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for SLS is 13.11.

SELLAS Life Sciences Group (SLS) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares27.69

Short Percent Of Float27.97

Shares Outstanding105.30M

Shares Float104.98M

Shares Short29.15M

Short Ratio13.11

27.97%

Short % of Float

27.69%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.32% Percentage of Shares held by All Insiders

25.55% Percentage of Shares held by All Institutions

25.63% Percentage of Float held by Institutions

101

Number of Institutions Holding Shares

Institutional Ownership

About 25.55% of SLS shares are held by financial institutions. LPL FINANCIAL LLC is the top corporate investor, holding 71.04K shares valued at $114.37K. A 0.07% stake in SELLAS Life Sciences Group, Inc. is owned by the company. NEMES RUSH GROUP LLC owns 10K shares valued at $16.10K, which translates its holding of 0.01% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	LPL FINANCIAL LLC	0.07%	71.04K	114.37K	3.48K	+5.15%
Sep 30, 2025	NEMES RUSH GROUP LLC	0.01%	10K	16.1K	0	0
Sep 30, 2025	BROOKLYN FI, LLC	0.01%	10.24K	16.49K	0	0
Sep 30, 2025	MARSHALL FINANCIAL GROUP LLC	0.01%	10.31K	16.6K	0	0
Sep 30, 2025	LEGAL & GENERAL GROUP PLC	0.01%	10.63K	17.11K	0	0
Sep 30, 2025		0.01%	10.74K	17.29K	10.74K	+100.00%
Sep 30, 2025	CALTON & ASSOCIATES, INC.	0.01%	11K	17.71K	0	0
Sep 30, 2025	VICTORY CAPITAL MANAGEMENT INC	0.01%	11.87K	19.11K	223	+1.91%
Sep 30, 2025	GRANGE CAPITAL, LLC	0.01%	13.5K	21.74K	0	0
Sep 30, 2025	ELCO MANAGEMENT CO., LLC	0.01%	14.01K	22.55K	14.01K	+100.00%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	15.85K	26K	-3.39K	-17.63%
Sep 30, 2025	AXXCESS WEALTH MANAGEMENT, LLC	0.02%	16K	25.76K	16K	+100.00%
Sep 30, 2025	BLAIR WILLIAM & CO/IL	0.02%	16K	25.76K	0	0
Sep 30, 2025	QUADRATURE CAPITAL LTD	0.02%	16.58K	26.61K	-7.71K	-31.73%
Sep 30, 2025	PROSHARE ADVISORS LLC	0.02%	17.22K	27.73K	-2.35K	-12.01%
Sep 30, 2025	SG AMERICAS SECURITIES, LLC	0.02%	19.37K	31K	-1.54K	-7.38%
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0.02%	19.72K	31.76K	9.3K	+89.20%
Sep 30, 2025	VOYA INVESTMENT MANAGEMENT LLC	0.02%	17.44K	28.09K	-10.06K	-36.57%
Sep 30, 2025	NORTHSTAR ASSET MANAGEMENT LLC	0.04%	40.32K	64.92K	40.32K	+100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.08%	75.87K	122.15K	22.05K	+40.98%
Sep 30, 2025	MANUFACTURERS LIFE INSURANCE COMPANY, THE	0.03%	33.45K	53.86K	-1.1K	-3.18%
Sep 30, 2025	TRUSTMARK NATIONAL BANK TRUST DEPARTMENT	0.04%	36.51K	58.78K	36.51K	+100.00%
Sep 30, 2025	TYCHE WEALTH PARTNERS LLC	0.04%	37.5K	60.38K	37.5K	+100.00%
Sep 30, 2025	METLIFE INVESTMENT MANAGEMENT, LLC	0.04%	39.97K	64.36K	-18.87K	-32.07%
Sep 30, 2025	JPMORGAN CHASE & CO	0.04%	40.72K	65.56K	-21.17K	-34.20%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.04%	42.15K	67.86K	7.57K	+21.89%
Sep 30, 2025	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	0.05%	44.65K	71.88K	-7.56K	-14.49%
Sep 30, 2025	INSTRUMENTAL WEALTH, LLC	0.05%	44.91K	85.79K	44.91K	+100.00%
Sep 30, 2025	SQUAREPOINT OPS LLC	0.05%	46.18K	74.35K	30.06K	+186.44%
Sep 30, 2025	INTECH INVESTMENT MANAGEMENT LLC	0.05%	46.35K	74.63K	136	+0.29%
Sep 30, 2025	PRICE T ROWE ASSOCIATES INC /MD/	0.05%	47.96K	78K	0	0
Sep 30, 2025	NEW YORK STATE COMMON RETIREMENT FUND	0.05%	49.3K	79.37K	0	0
Sep 30, 2025	ALLIANCEBERNSTEIN L.P.	0.05%	49.96K	80.44K	0	0
Sep 30, 2025	INVESCO LTD.	0.05%	50.18K	80.79K	13	+0.03%
Sep 30, 2025	STONERIDGE INVESTMENT PARTNERS LLC	0.05%	53.71K	86K	53.71K	+100.00%
Sep 30, 2025	UBS GROUP AG	0.09%	84.99K	136.83K	-224.7K	-72.56%
Sep 30, 2025	JANE STREET GROUP, LLC	0.1%	102.96K	165.76K	56.28K	+120.55%
Sep 30, 2025	MARINER, LLC	0.11%	108.81K	175.18K	57.7K	+112.89%
Sep 30, 2025	DEUTSCHE BANK AG\	0.12%	121.03K	194.85K	118.69K	+5,083.08%
Sep 30, 2025	RHUMBLINE ADVISERS	0.14%	136.64K	219.98K	850	+0.63%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.15%	145.86K	234.83K	-51.79K	-26.20%
Sep 30, 2025	BARCLAYS PLC	0.19%	182.68K	294.12K	9.88K	+5.72%
Sep 30, 2025	BANK OF NEW YORK MELLON CORP	0.21%	205.68K	331.15K	4.22K	+2.10%
Sep 30, 2025	OPUS CAPITAL GROUP, LLC	0.25%	250K	403K	10K	+4.17%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.3%	291.82K	469.83K	291.82K	+100.00%
Sep 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.3%	294.11K	473.51K	0	0
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.32%	314.7K	506.67K	-812.52K	-72.08%
Sep 30, 2025	EVERHART FINANCIAL GROUP, INC.	0.34%	331.15K	533.15K	331.15K	+100.00%
Sep 30, 2025	DIADEMA PARTNERS LP	0.41%	400K	644K	0	0
Sep 30, 2025	GSA CAPITAL PARTNERS LLP	0.53%	519K	836K	92.41K	+21.66%
Sep 30, 2025	NORTHERN TRUST CORP	0.74%	731.18K	1.18M	32.68K	+4.68%
Sep 30, 2025	NUVEEN, LLC	1.01%	997.91K	1.61M	26.58K	+2.74%
Sep 30, 2025	MORGAN STANLEY	1.07%	1.05M	1.7M	-29.69K	-2.74%
Sep 30, 2025	STATE STREET CORP	1.38%	1.36M	2.19M	248.21K	+22.31%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	2.3%	2.26M	3.65M	63.96K	+2.91%
Sep 30, 2025	CALIGAN PARTNERS LP	2.33%	2.3M	3.7M	0	0
Sep 30, 2025	MARSHALL WACE, LLP	2.39%	2.36M	3.8M	-357.49K	-13.16%
Sep 30, 2025	BLACKROCK, INC.	5.77%	5.69M	9.16M	1.1M	+23.89%
Sep 30, 2025	ANSON FUNDS MANAGEMENT LP	6.12%	6.03M	9.71M	5.76M	+2,093.80%
Sep 30, 2025	VANGUARD GROUP INC	6.94%	6.84M	11.01M	185.11K	+2.78%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	20K	32K	20K	+100.00%
Sep 30, 2025	SIMON QUICK ADVISORS, LLC	0.02%	20K	32.2K	0	0
Sep 30, 2025	POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY	0.02%	23.35K	37.6K	0	0
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.03%	26.4K	42.5K	26.4K	+100.00%
Sep 30, 2025	SEI INVESTMENTS CO	0.03%	26.58K	42.8K	26.58K	+100.00%
Sep 30, 2025	EQUITABLE HOLDINGS, INC.	0.03%	27.06K	43.57K	10K	+58.62%
Sep 30, 2025	SCISSORTAIL WEALTH MANAGEMENT, LLC	0.03%	27.32K	43.99K	27.32K	+100.00%
Sep 30, 2025	GENESEE CAPITAL ADVISORS, LLC	0.03%	30K	48.3K	30K	+100.00%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.06%	60.3K	97.08K	34K	+129.28%
Sep 30, 2025	CITADEL ADVISORS LLC	0.07%	65.4K	105.29K	32.4K	+98.18%
Jun 30, 2025		0.02%	23.35K	51.14K	23.35K	+100.00%
Jun 30, 2025	INTECH INVESTMENT MANAGEMENT LLC	0.05%	46.22K	101.22K	46.22K	+100.00%
Jun 30, 2025	VANGUARD GROUP INC	6.75%	6.65M	14.57M	3.82M	+134.38%
Jun 30, 2025	STATE STREET CORP	1.13%	1.11M	2.44M	835.68K	+301.66%
Jun 30, 2025	NORTHERN TRUST CORP	0.71%	698.49K	1.53M	534.1K	+324.90%
Jun 30, 2025	XTX TOPCO LTD	0.08%	76.9K	168.41K	76.9K	+100.00%
Jun 30, 2025	LPL FINANCIAL LLC	0.07%	67.56K	147.96K	1.82K	+2.76%
Jun 30, 2025	JPMORGAN CHASE & CO	0.06%	61.89K	135.54K	61.89K	+100.00%
Jun 30, 2025	METLIFE INVESTMENT MANAGEMENT, LLC	0.06%	58.84K	128.87K	58.84K	+100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	26.3K	57.6K	26.3K	+100.00%
Jun 30, 2025	QUADRATURE CAPITAL LTD	0.02%	24.28K	52.7K	3.61K	+17.47%
Jun 30, 2025	SG AMERICAS SECURITIES, LLC	0.02%	20.91K	46K	20.91K	+100.00%
Jun 30, 2025	GREAT VALLEY ADVISOR GROUP, INC.	0.02%	20K	44K	20K	+100.00%
Jun 30, 2025	SIMON QUICK ADVISORS, LLC	0.02%	20K	43.8K	20K	+100.00%
Jun 30, 2025	ATOM INVESTORS LP	0.06%	54.62K	119.63K	-9.59K	-14.94%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.05%	53.82K	117.86K	50.81K	+1,692.04%
Jun 30, 2025	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	0.05%	52.21K	114.34K	52.21K	+100.00%
Jun 30, 2025	MARINER, LLC	0.05%	51.11K	111.93K	-91	-0.18%
Jun 30, 2025	INVESCO LTD.	0.05%	50.17K	109.86K	50.17K	+100.00%
Jun 30, 2025	NEW YORK STATE COMMON RETIREMENT FUND	0.05%	49.3K	107.97K	49.3K	+100.00%
Jun 30, 2025	PRICE T ROWE ASSOCIATES INC /MD/	0.05%	47.96K	106K	47.96K	+100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0.05%	46.68K	102.23K	-11.86K	-20.26%
Jun 30, 2025	PROSHARE ADVISORS LLC	0.02%	19.57K	42.86K	19.57K	+100.00%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.02%	19.25K	42K	7.09K	+58.37%
Jun 30, 2025	EQUITABLE HOLDINGS, INC.	0.02%	17.06K	37.36K	5K	+41.46%
Jun 30, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.02%	16.5K	36.14K	0	0
Jun 30, 2025	CITIGROUP INC	0.04%	42.42K	92.89K	42.42K	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.04%	34.58K	75.73K	33.96K	+5,459.32%
Jun 30, 2025	MANUFACTURERS LIFE INSURANCE COMPANY, THE	0.04%	34.55K	75.67K	34.55K	+100.00%
Jun 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.03%	31.31K	68.58K	31.31K	+100.00%
Jun 30, 2025	VOYA INVESTMENT MANAGEMENT LLC	0.03%	27.5K	60.23K	27.5K	+100.00%
Jun 30, 2025	MORGAN STANLEY	1.1%	1.08M	2.38B	1.02M	+1,532.02%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.47%	465.51K	1.02B	465.51K	+100.00%
Jun 30, 2025	CITADEL ADVISORS LLC	0.03%	33K	72.27M	6.7K	+25.48%
Jun 30, 2025	ALLIANCEBERNSTEIN L.P.	0.05%	49.96K	109.41M	49.96K	+100.00%
Jun 30, 2025	GSA CAPITAL PARTNERS LLP	0.43%	426.58K	934K	403.86K	+1,776.99%
Jun 30, 2025	UBS GROUP AG	0.31%	309.69K	678.21K	247.46K	+397.64%
Jun 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.3%	294.11K	644.09K	277.87K	+1,711.22%
Jun 30, 2025	ANSON FUNDS MANAGEMENT LP	0.28%	275K	602.25K	-7.3M	-96.37%
Jun 30, 2025	OPUS CAPITAL GROUP, LLC	0.24%	240K	526K	500	+0.21%
Jun 30, 2025	BANK OF NEW YORK MELLON CORP	0.2%	201.46K	441.2K	201.46K	+100.00%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.2%	197.64K	432.84K	149.36K	+309.31%
Jun 30, 2025	BARCLAYS PLC	0.18%	172.8K	378K	172.8K	+100.00%
Jun 30, 2025	RHUMBLINE ADVISERS	0.14%	135.79K	297.37K	135.79K	+100.00%
Jun 30, 2025	NUVEEN, LLC	0.99%	971.33K	2.13M	971.33K	+100.00%
Jun 30, 2025	DIADEMA PARTNERS LP	0.41%	400K	876K	400K	+100.00%
Jun 30, 2025	POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY	0.02%	23.35K	51.14K	23.35K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	4.66%	4.59M	10.05M	4.05M	+752.48%
Jun 30, 2025	MARSHALL WACE, LLP	2.76%	2.72M	5.95M	2.7M	+23,549.97%
Jun 30, 2025	CALIGAN PARTNERS LP	2.33%	2.3M	5.04M	2.3M	+100.00%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	2.23%	2.2M	4.82M	1.38M	+168.20%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	1.14%	1.13M	2.47M	1.13M	+100.00%
Mar 31, 2025	BLACKROCK, INC.	0.61%	538.46K	581.54K	94.25K	+21.22%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	374	415	0	0
Mar 31, 2025	CALTON & ASSOCIATES, INC.	0.01%	11K	11.88K	11K	+100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	3K	3.24K	3K	+100.00%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	622	672	50	+8.74%
Mar 31, 2025	QUADRATURE CAPITAL LTD	0.02%	20.67K	22.22K	20.67K	+100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	20.89K	22.56K	15.58K	+293.76%
Mar 31, 2025	LPL FINANCIAL LLC	0.07%	65.74K	71K	13.85K	+26.69%
Mar 31, 2025	UBS GROUP AG	0.07%	62.23K	67.21K	-65.59K	-51.31%
Mar 31, 2025	CALDWELL SUTTER CAPITAL, INC.	0%	100	108	100	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.01%	11.4K	12.31K	-1.52M	-99.26%
Mar 31, 2025	SCHONFELD STRATEGIC ADVISORS LLC	0.01%	12.48K	13.48K	12.48K	+100.00%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.06%	48.29K	52.15K	48.29K	+100.00%
Mar 31, 2025	MARINER, LLC	0.06%	51.2K	55.3K	591	+1.17%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.06%	53.86K	58K	12.71K	+30.87%
Mar 31, 2025	JANE STREET GROUP, LLC	0.07%	58.54K	63.23K	46.24K	+375.79%
Mar 31, 2025	NORTHERN TRUST CORP	0.19%	164.39K	177.54K	29.67K	+22.02%
Mar 31, 2025	CITADEL ADVISORS LLC	0.03%	26.3K	28.4K	-2.4K	-8.36%
Mar 31, 2025	STATE STREET CORP	0.32%	277.03K	299.19K	49.3K	+21.65%
Mar 31, 2025	FMR LLC	0%	0	-	-1	-100.00%
Mar 31, 2025	VANGUARD GROUP INC	3.24%	2.84M	3.07M	546.46K	+23.83%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	0%	0	-	-15.68K	-100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0.02%	13.13K	14K	13.13K	+100.00%
Mar 31, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.02%	16.24K	17.54K	0	0
Mar 31, 2025	MORGAN STANLEY	0.08%	66.45K	71.77K	50.67K	+321.16%
Mar 31, 2025	GSA CAPITAL PARTNERS LLP	0.03%	22.73K	25K	22.73K	+100.00%
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.04%	34.89K	37.68K	34.89K	+100.00%
Mar 31, 2025	ANSON FUNDS MANAGEMENT LP	8.64%	7.58M	8.19M	6.39M	+535.69%
Mar 31, 2025	ATOM INVESTORS LP	0.07%	64.22K	69.35K	64.22K	+100.00%
Mar 31, 2025	PARKSIDE FINANCIAL BANK & TRUST	0%	2	3	0	0
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.01%	12.97K	14.01K	12.97K	+100.00%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.01%	12.15K	13K	100	+0.83%
Mar 31, 2025	EQUITABLE HOLDINGS, INC.	0.01%	12.06K	13.03K	0	0
Mar 31, 2025	MARSHALL WACE, LLP	0.01%	11.48K	12.4K	11.48K	+100.00%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.93%	820.44K	886.37K	86.89K	+11.85%
Mar 31, 2025		0.01%	5.43K	5.86K	-36	-0.66%
Mar 31, 2025	PRIVATE WEALTH MANAGEMENT GROUP, LLC	0.01%	10K	10.8K	10K	+100.00%
Mar 31, 2025	NEMES RUSH GROUP LLC	0.01%	10K	10.8K	0	0
Mar 31, 2025	BROOKLYN FI, LLC	0.01%	10.14K	10.95K	-584.78K	-98.30%
Mar 31, 2025	SQUAREPOINT OPS LLC	0.15%	130.1K	140.51K	130.1K	+100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	2.66K	2.87K	1K	+60.24%
Mar 31, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.02%	16.5K	17.82K	5K	+43.48%
Mar 31, 2025	HUDSON BAY CAPITAL MANAGEMENT LP	0.02%	20.66K	22.31K	20.66K	+100.00%
Mar 31, 2025	OPUS CAPITAL GROUP, LLC	0.27%	239.5K	259K	1K	+0.42%
Mar 31, 2024	MILLENNIUM MANAGEMENT LLC	0%	0	-	-11.24K	-100.00%
Mar 31, 2024	ALYESKA INVESTMENT GROUP, L.P.	3.11%	1M	1.01M	-275K	-21.57%
Mar 31, 2024	ENGINEERS GATE MANAGER LP	0%	0	-	-16.86K	-100.00%
Mar 31, 2024	ARMISTICE CAPITAL, LLC	0%	0	-	-820K	-100.00%
Mar 31, 2024	TWO SIGMA SECURITIES, LLC	0%	0	-	-15.3K	-100.00%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0%	0	-	-84.67K	-100.00%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	2	0	0
Mar 31, 2024	PARKSIDE FINANCIAL BANK & TRUST	0%	2	3	0	0
Mar 31, 2024	JANICZEK WEALTH MANAGEMENT, LLC	0%	11	12	0	0
Mar 31, 2024	ALLWORTH FINANCIAL LP	0%	150	152	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	301	304	-16.06K	-98.16%
Mar 31, 2024	CITADEL ADVISORS LLC	0.01%	1.6K	1.62K	-13.7K	-89.54%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.01%	1.66K	1.68K	0	0
Mar 31, 2024	JPMORGAN CHASE & CO	0.02%	6.09K	6.15K	-3.7K	-37.79%
Mar 31, 2024	NEMES RUSH GROUP LLC	0.03%	10K	10.1K	0	0
Mar 31, 2024	BROOKLYN FI, LLC	0.03%	11.18K	11.29K	11.18K	+100.00%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.04%	14.05K	14K	14.05K	+100.00%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.05%	16.24K	16.4K	0	0
Mar 31, 2024	XTX TOPCO LTD	0.05%	17.39K	17.57K	-25.18K	-59.15%
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.06%	20.73K	20.93K	15.37K	+287.09%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.07%	23.1K	23.33K	-7.3K	-24.01%
Mar 31, 2024	CANTOR FITZGERALD, L. P.	0.08%	24.75K	25K	24.75K	+100.00%
Mar 31, 2024	ANSON FUNDS MANAGEMENT LP	15.04%	4.83M	4.88M	4.83M	+100.00%
Mar 31, 2024	VANGUARD GROUP INC	4.71%	1.51M	1.53M	365.91K	+31.89%
Mar 31, 2024	MORGAN STANLEY	0%	1.42K	1.43K	0	0
Mar 31, 2024	FMR LLC	0%	1	1	1	+100.00%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	0	-	-42	-100.00%
Mar 31, 2024	GROUP ONE TRADING, L.P.	0%	0	-	-186.36K	-100.00%
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-50.4K	-100.00%
Mar 31, 2024	MARINER, LLC	0.08%	25.26K	25.51K	25.26K	+100.00%
Mar 31, 2024	PROSPERITY FINANCIAL GROUP, INC.	0.08%	25.39K	25.64K	25.39K	+100.00%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.12%	39.43K	40K	-20.49K	-34.19%
Mar 31, 2024	NORTHERN TRUST CORP	0.28%	88.73K	89.62K	26.29K	+42.11%
Mar 31, 2024	STATE STREET CORP	0.3%	97.13K	98.1K	0	0
Mar 31, 2024	EQUITABLE HOLDINGS, INC.	0.62%	200K	202K	35K	+21.21%
Mar 31, 2024	OPUS CAPITAL GROUP, LLC	0.62%	200.6K	203K	65.6K	+48.59%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.85%	273.06K	275.87K	27.46K	+11.18%
Mar 31, 2024	BLACKROCK INC.	0.87%	278.22K	281K	-1.59K	-0.57%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	42	44	42	+100.00%
Dec 31, 2023	JANICZEK WEALTH MANAGEMENT, LLC	0%	11	12	11	+100.00%
Dec 31, 2023	PARKSIDE FINANCIAL BANK & TRUST	0%	2	3	0	0
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.3%	84.67K	89.75K	64.25K	+314.74%
Dec 31, 2023	NORTHERN TRUST CORP	0.22%	62.44K	66.18K	23.08K	+58.63%
Dec 31, 2023	ALYESKA INVESTMENT GROUP, L.P.	0%	0	-	-640.01K	-100.00%
Dec 31, 2023	VIRTU FINANCIAL LLC	0.21%	59.91K	64K	40.95K	+215.97%
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.18%	50.4K	53K	50.4K	+100.00%
Dec 31, 2023	XTX TOPCO LTD	0.15%	42.57K	45.12K	9.59K	+29.07%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	2	0	0
Dec 31, 2023	JANE STREET GROUP, LLC	0%	0	-	-11.03K	-100.00%
Dec 31, 2023	UBS GROUP AG	0%	0	-	-26	-100.00%
Dec 31, 2023		0%	0	-	-24.8K	-100.00%
Dec 31, 2023	VANGUARD GROUP INC	4.05%	1.15M	1.22M	110.42K	+10.65%
Dec 31, 2023	ARMISTICE CAPITAL, LLC	2.89%	820K	869.2K	820K	+100.00%
Dec 31, 2023	BLACKROCK INC.	0.99%	279.8K	296.59K	-792	-0.28%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.87%	245.6K	260.41K	10K	+4.24%
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.66%	186.36K	197.54M	186.36K	+100.00%
Dec 31, 2023	EQUITABLE HOLDINGS, INC.	0.58%	165K	174.9K	30K	+22.22%
Dec 31, 2023	OPUS CAPITAL GROUP, LLC	0.48%	135K	143K	100.5K	+291.30%
Dec 31, 2023	STATE STREET CORP	0.34%	97.13K	102.96K	0	0
Dec 31, 2023	ENGINEERS GATE MANAGER LP	0.06%	16.86K	17.87K	16.86K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.06%	16.36K	17.34K	40	+0.25%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.06%	16.24K	17.21K	0	0
Dec 31, 2023	TWO SIGMA SECURITIES, LLC	0.05%	15.3K	16.22K	15.3K	+100.00%
Dec 31, 2023	CITADEL ADVISORS LLC	0.05%	15.3K	16.22K	-1.8K	-10.53%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.04%	11.24K	11.91K	11.24K	+100.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0.03%	9.79K	10.38K	5.76K	+142.76%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	5.35K	5.68K	-3.66K	-40.60%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.01%	1.66K	1.76K	-1.66K	-50.00%
Dec 31, 2023	MORGAN STANLEY	0.01%	1.42K	1.51K	-1K	-41.32%
Dec 31, 2023	ALLWORTH FINANCIAL LP	0%	150	159	0	0

Insiders

Among the SLS insiders holding of 0.32% of the stake in company, SCHWARTZ MARK W., EVP & Chief Operating Officer, holds the largest shares of 409.67K. STERGIOU ANGELOS M., President and CEO, is the second largest SLS insider with ownership of 161.69K shares. KALIN KATHERINE BACH, director, stands third with possession of 104.4K shares of that stake.

Insiders	Designation	Shares Held
SCHWARTZ MARK W.	EVP & Chief Operating Officer	409.67K
STERGIOU ANGELOS M.	President and CEO	161.69K
KALIN KATHERINE BACH	director	104.4K
WOOD BARBARA A	EVP, Gen. Counsel, Corp. Sec.	56.34K
WASMAN JANE	director	30.4K
BURNS JOHN THOMAS	Senior VP, Finance & CAO	29.35K
VAN NOSTRAND ROBERT L	director	20.4K
AHN MARK J	President & CEO	20K
HILLSBERG SANFORD	director	17.97K
BEERMAN NOAH D	CEO and President	15.41K
NISI RUDOLPH	director	14.86K
GALLIKER STEPHEN S	director	10K
VARANASI RAMANI	VP Business Development	5.56K
LEE KWANG	Principal Accounting Officer	5K
KRIEGSMAN STEVEN A	director	5K
LEWIS STEPHEN R JR	director	1.1K
CHIN RICHARD	director	0
SAMARSKY DMITRY	VP, Technology Development	0
HUDSON BAY CAPITAL MANAGEMENT LP	10 percent owner	0
CYTRX CORP	10 percent owner	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 19, 2025	KALIN KATHERINE BACH	PURCHASE	1.59	63.4K	100.81K	104.4K
Jun 12, 2025	VAN NOSTRAND ROBERT L	PURCHASE	1.48	10K	14.8K	20.4K
May 30, 2025	WASMAN JANE	PURCHASE	1.69	20K	33.8K	30.4K
May 22, 2025	KALIN KATHERINE BACH	PURCHASE	1.80	20K	36K	41K
Dec 05, 2022	WOOD BARBARA A	SALE	2.59	2.15K	5.58K	56.34K
Dec 05, 2022	STERGIOU ANGELOS M.	SALE	2.61	6.49K	16.94K	161.69K
Dec 05, 2022	BURNS JOHN THOMAS	SALE	2.59	1.16K	3K	29.35K
Dec 02, 2021	BURNS JOHN THOMAS	SALE	6.27	231	1.45K	17.64K
Dec 02, 2021	WOOD BARBARA A	SALE	6.25	847	5.3K	42.03K
Dec 02, 2021	STERGIOU ANGELOS M.	SALE	6.25	2.12K	13.25K	121.17K
Dec 31, 2018	STERGIOU ANGELOS M.	SALE	1.25	23.28K	29.19K	426.86K
Jun 20, 2017	NISI RUDOLPH	SALE	0.55	500	273.05	14.86K
Feb 08, 2017	HUDSON BAY CAPITAL MANAGEMENT LP	PURCHASE	1.00	1.1K	1.1K	0
Feb 12, 2014	CHIN RICHARD	SALE	4.33	187.5K	812.44K	0
Feb 07, 2014	NISI RUDOLPH	PURCHASE	4.94	20K	98.74K	23.5K
Feb 03, 2014	GALLIKER STEPHEN S	SALE	4.18	300K	1.25M	10K
Jan 30, 2014	CHIN RICHARD	SALE	5.61	25K	140.26K	0
Jan 30, 2014	SCHWARTZ MARK W.	SALE	5.57	100K	556.5K	409.67K
Jan 30, 2014	HILLSBERG SANFORD	SALE	5.41	250K	1.35M	17.97K
Jan 29, 2014	NISI RUDOLPH	SALE	5.28	250K	1.32M	3.5K
Jan 23, 2014	KRIEGSMAN STEVEN A	SALE	5.92	150K	888.54K	5K
Jan 22, 2014	KRIEGSMAN STEVEN A	SALE	6.13	250K	1.53M	5K
Jan 17, 2014	HILLSBERG SANFORD	SALE	6.92	200K	1.39M	110.45K
Jan 17, 2014	KRIEGSMAN STEVEN A	SALE	7.00	200K	1.4M	5K
Jan 17, 2014	NISI RUDOLPH	SALE	6.90	200K	1.38M	3.5K
Dec 07, 2011	AHN MARK J	PURCHASE	0.66	10K	6.59K	20K
Dec 07, 2011	LEE KWANG	PURCHASE	0.60	5K	3K	5K
Apr 20, 2011	AHN MARK J	PURCHASE	0.95	10K	9.5K	10K
Dec 29, 2010	CYTRX CORP	SALE	2.20	2.59M	5.71M	0
Jul 19, 2010	VARANASI RAMANI	SALE	2.05	5K	10.27K	5.56K
Jul 09, 2010	BEERMAN NOAH D	PURCHASE	2.23	10K	22.29K	15.41K
Jun 30, 2010	CYTRX CORP	SALE	2.55	2M	5.1M	3.09M
Mar 31, 2010	SAMARSKY DMITRY	SALE	4.65	4.08K	18.98K	0
Mar 26, 2010	GALLIKER STEPHEN S	SALE	5.54	15K	83.1K	10K
Mar 26, 2010	CYTRX CORP	SALE	5.70	675K	3.85M	5.09M
Sep 23, 2009	CYTRX CORP	SALE	2.50	500K	1.25M	5.77M
Aug 19, 2009	KRIEGSMAN STEVEN A	SALE	3.13	8.99K	28.16K	0
Jul 07, 2009	LEWIS STEPHEN R JR	PURCHASE	5.58	1K	5.58K	1.1K
Jul 02, 2009	KRIEGSMAN STEVEN A	SALE	4.19	1.72K	7.21K	8.99K
Jul 01, 2009	KRIEGSMAN STEVEN A	SALE	4.53	1.17K	5.3K	10.71K
Jun 30, 2009	KRIEGSMAN STEVEN A	SALE	4.45	2.9K	12.9K	11.88K
Jun 29, 2009	KRIEGSMAN STEVEN A	SALE	4.65	1.8K	8.38K	14.78K
Jun 26, 2009	KRIEGSMAN STEVEN A	SALE	4.55	4.6K	20.92K	16.58K
Jun 25, 2009	KRIEGSMAN STEVEN A	SALE	4.64	1.5K	6.95K	21.18K
Jun 24, 2009	KRIEGSMAN STEVEN A	SALE	4.69	600	2.81K	22.68K
Jun 23, 2009	KRIEGSMAN STEVEN A	SALE	4.59	500	2.3K	23.28K
Jun 22, 2009	KRIEGSMAN STEVEN A	SALE	4.65	1.2K	5.58K	23.78K
Jun 19, 2009	KRIEGSMAN STEVEN A	SALE	4.74	1.7K	8.06K	24.98K
Jun 18, 2009	KRIEGSMAN STEVEN A	SALE	4.60	1.4K	6.44K	26.68K
Jun 17, 2009	KRIEGSMAN STEVEN A	SALE	4.76	1.2K	5.72K	28.08K
Jun 16, 2009	KRIEGSMAN STEVEN A	SALE	4.78	400	1.91K	29.28K
Jun 15, 2009	KRIEGSMAN STEVEN A	SALE	4.72	1.2K	5.66K	29.68K
Jun 12, 2009	KRIEGSMAN STEVEN A	SALE	4.96	2.5K	12.41K	30.88K
Jun 11, 2009	KRIEGSMAN STEVEN A	SALE	5.13	1.1K	5.65K	33.38K
Jun 09, 2009	KRIEGSMAN STEVEN A	SALE	5.02	1.5K	7.53K	34.48K
Jun 08, 2009	KRIEGSMAN STEVEN A	SALE	5.04	4K	20.14K	39.68K
Jun 05, 2009	KRIEGSMAN STEVEN A	SALE	4.92	800	3.93K	43.68K
Jun 04, 2009	KRIEGSMAN STEVEN A	SALE	4.94	2.6K	12.85K	44.48K
Jun 03, 2009	KRIEGSMAN STEVEN A	SALE	5.11	2.4K	12.27K	47.08K
Jun 01, 2009	KRIEGSMAN STEVEN A	SALE	5.19	6.08K	31.56K	49.48K
May 29, 2009	KRIEGSMAN STEVEN A	SALE	5.56	2.3K	12.79K	62.57K
May 28, 2009	KRIEGSMAN STEVEN A	SALE	5.92	1.7K	10.06K	64.87K
May 26, 2009	KRIEGSMAN STEVEN A	SALE	6.00	4.8K	28.8K	66.57K
May 11, 2009	KRIEGSMAN STEVEN A	SALE	4.93	700	3.45K	71.37K
May 08, 2009	KRIEGSMAN STEVEN A	SALE	4.82	1.74K	8.4K	72.07K
May 07, 2009	KRIEGSMAN STEVEN A	SALE	4.59	3.51K	16.13K	73.81K
May 06, 2009	KRIEGSMAN STEVEN A	SALE	4.42	4.05K	17.89K	77.32K
May 05, 2009	KRIEGSMAN STEVEN A	SALE	4.18	5.5K	23.02K	81.37K
May 04, 2009	KRIEGSMAN STEVEN A	SALE	4.86	2.3K	11.18K	86.87K
May 01, 2009	KRIEGSMAN STEVEN A	SALE	4.74	2.8K	13.28K	89.17K
Apr 30, 2009	KRIEGSMAN STEVEN A	SALE	4.90	5.5K	26.97K	91.97K
Apr 29, 2009	KRIEGSMAN STEVEN A	SALE	4.54	1.7K	7.72K	97.47K
Apr 28, 2009	KRIEGSMAN STEVEN A	SALE	4.66	1.2K	5.59K	99.17K
Apr 27, 2009	KRIEGSMAN STEVEN A	SALE	4.75	1.7K	8.07K	100.37K
Apr 24, 2009	KRIEGSMAN STEVEN A	SALE	4.87	2K	9.73K	102.07K
Apr 23, 2009	KRIEGSMAN STEVEN A	SALE	4.61	2.8K	12.92K	104.07K
Apr 22, 2009	KRIEGSMAN STEVEN A	SALE	4.82	1K	4.82K	106.87K
Apr 21, 2009	KRIEGSMAN STEVEN A	SALE	4.77	1.9K	9.07K	107.87K
Apr 20, 2009	KRIEGSMAN STEVEN A	SALE	4.84	300	1.45K	109.77K
Apr 17, 2009	KRIEGSMAN STEVEN A	SALE	4.72	3.1K	14.65K	110.07K
Apr 16, 2009	KRIEGSMAN STEVEN A	SALE	4.79	2.9K	13.88K	113.17K
Apr 15, 2009	KRIEGSMAN STEVEN A	SALE	4.80	2.4K	11.53K	116.07K
Apr 14, 2009	KRIEGSMAN STEVEN A	SALE	4.96	6.3K	31.26K	118.47K
Apr 13, 2009	KRIEGSMAN STEVEN A	SALE	4.90	1.7K	8.33K	124.77K
Apr 09, 2009	KRIEGSMAN STEVEN A	SALE	4.92	1.2K	5.9K	126.47K
Apr 08, 2009	KRIEGSMAN STEVEN A	SALE	4.80	2.4K	11.52K	127.67K
Apr 07, 2009	KRIEGSMAN STEVEN A	SALE	4.51	800	3.61K	130.07K
Apr 06, 2009	KRIEGSMAN STEVEN A	SALE	4.69	2.41K	11.3K	130.87K
Apr 03, 2009	KRIEGSMAN STEVEN A	SALE	4.89	1.4K	6.85K	133.28K
Apr 02, 2009	KRIEGSMAN STEVEN A	SALE	4.72	3.1K	14.64K	134.68K
Apr 01, 2009	KRIEGSMAN STEVEN A	SALE	4.80	2.61K	12.54K	137.78K
Mar 31, 2009	KRIEGSMAN STEVEN A	SALE	5.40	6.03K	32.59K	140.39K
Mar 30, 2009	KRIEGSMAN STEVEN A	SALE	5.00	1.1K	5.5K	147.33K
Mar 27, 2009	KRIEGSMAN STEVEN A	SALE	5.16	600	3.09K	148.43K
Mar 26, 2009	KRIEGSMAN STEVEN A	SALE	3.99	1.7K	6.79K	153.23K
Mar 25, 2009	KRIEGSMAN STEVEN A	SALE	3.85	1.5K	5.77K	154.93K
Mar 24, 2009	KRIEGSMAN STEVEN A	SALE	3.66	800	2.93K	156.43K
Mar 23, 2009	KRIEGSMAN STEVEN A	SALE	3.84	5.45K	20.91K	157.23K
Mar 13, 2009	KRIEGSMAN STEVEN A	SALE	3.33	900	3K	146.43K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE63.4K1

SALES00

NET SHARES63.4K1

SHARES HELD104.4K1

% NET SHARES-39.27%0%

Frequently Asked Questions