How many institutions own RMI stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own RMI shares is 22, representing 23.64% of the company's common stock.

Who are the major shareholders selling RiverNorth Opportunistic Municipal Income Fund, Inc. stock?

RAYMOND JAMES FINANCIAL INC, in the last quarter, reduced its stake in RMI by -29.69% restricting it's holding to 15.46 thousand shares of worth nearly $226.00K. ROYAL BANK OF CANADA also lessened -3.79% of the RMI shares from its portfolio, reducing its holding to 95.73 thousand shares of worth $1.40M. WELLS FARGO & COMPANY/MN also shunned RMI shares holding by -9.18% last quarter which brought its holding to 146.88 thousand shares worth $2.15M.

Investors who are buying RMI stock?

As per its latest 13F filing, ARLINGTON CAPITAL MANAGEMENT, INC. increased its stake in RMI by 100% in the last quarter. The institutional holder raised its holding to 17.3 thousand shares having worth more than $252.94K. NOBLE WEALTH MANAGEMENT PBC also added 100% more shares of RMI to its portfolio, raising its holding to 14.5 thousand shares of worth $211.99K. GATEWAY WEALTH PARTNERS, LLC also increased its RMI shares holding by 100% which brought its holding to 42.07 thousand shares worth $615.02K.

RMI's major insiders: who are they?

The insider with the most stakes in RMI is RiverNorth Financial Holdings, LLC , Affiliate of the Adviser at the company. Additionally, RMI stock is highly held by RIVERNORTH CAPITAL MANAGEMENT, LLC and President Galley Patrick W. among others.

Did an insider recently sell RMI stock?

Company executives, directors, and other insiders own 0.08% percent of RiverNorth Opportunistic Municipal Income Fund, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which RMI insiders have sold stock, totaling 0 shares. Insiders that have sold shares include SPRAUER SCOTT, O'NEILL STEPHEN ANDREW, and GALLEY PATRICK W..

Which insider recently purchased RMI stock?

There have been 23 transaction(s) during the past 6-months in which RiverNorth Opportunistic Municipal Income Fund, Inc. insiders have bought stock, totalling 84454 shares

How much of RMI does insiders own?

Around 885.27K RiverNorth Opportunistic Municipal Income Fund, Inc. shares are held by insiders, which represents about 0.08% of RMI stock.

Who is the insider with the largest stake?

RMI Affiliate of the Adviser, RiverNorth Financial Holdings, LLC holds the largest portfolio of the company's shares. RMI shares owned by RiverNorth total nearly 84.45 thousand.

Which institution holds the most shares in RMI?

ARLINGTON CAPITAL MANAGEMENT, INC. is the largest institutional owner in RMI which holds 17.3 thousand shares worth $252.94K or 0.27% of the total RMI shares outstanding followed by NOBLE WEALTH MANAGEMENT PBC with ownership of 14.5 thousand shares representing 0.23% of the RMI ownership. GATEWAY WEALTH PARTNERS, LLC is the third largest stakeholder with 42.07 thousand shares or 0.66% of the ownership worth more than $615.02K.

Is RiverNorth Opportunistic Municipal Income Fund, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the RMI is concerned, it is a stock which is not optionable.

Is there a short position on RMI's shares?

Number of RMI shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding RMI shares are there?

As of today, null shares of RMI are outstanding.

Is there many float in RMI stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, RMI has null shares in float.

RMI short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for RMI is null.

RiverNorth Opportunistic Municipal Income Fund (RMI) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.08% Percentage of Shares held by All Insiders

23.64% Percentage of Shares held by All Institutions

23.66% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 23.64% of RMI shares are held by financial institutions. ARLINGTON CAPITAL MANAGEMENT, INC. is the top corporate investor, holding 17.3K shares valued at $252.94K. A 0.27% stake in RiverNorth Opportunistic Municipal Income Fund, Inc. is owned by the company. NOBLE WEALTH MANAGEMENT PBC owns 14.5K shares valued at $211.99K, which translates its holding of 0.23% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	ARLINGTON CAPITAL MANAGEMENT, INC.	0.27%	17.3K	252.94K	17.3K	+100.00%
Sep 30, 2025	NOBLE WEALTH MANAGEMENT PBC	0.23%	14.5K	211.99K	14.5K	+100.00%
Sep 30, 2025	GATEWAY WEALTH PARTNERS, LLC	0.66%	42.07K	615.02K	42.07K	+100.00%
Sep 30, 2025	PLANCORP, LLC	0.33%	21.07K	308.03K	21.07K	+100.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.45%	28.85K	420.87K	12.94K	+81.33%
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0.02%	1K	14.62K	1K	+100.00%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.02%	1.5K	21.93K	0	0
Sep 30, 2025	TWELVE POINTS WEALTH MANAGEMENT LLC	0.16%	10.17K	148.69K	0	0
Sep 30, 2025	STIFEL FINANCIAL CORP	0.2%	12.67K	185.22K	12.67K	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.24%	15.46K	226K	-6.53K	-29.69%
Sep 30, 2025	ROYAL BANK OF CANADA	1.5%	95.73K	1.4M	-3.77K	-3.79%
Sep 30, 2025	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.32%	20.43K	298.61K	20.43K	+100.00%
Sep 30, 2025	RIVER STREET ADVISORS LLC	0.32%	20.59K	301.07K	0	0
Sep 30, 2025	APOLLON WEALTH MANAGEMENT, LLC	0.38%	24.54K	358.7K	0	0
Sep 30, 2025	LOGAN STONE CAPITAL, LLC	2.54%	161.94K	2.37M	57.71K	+55.37%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.53%	33.76K	493.57K	33.76K	+100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	2.3%	146.88K	2.15M	-14.84K	-9.18%
Sep 30, 2025	XML FINANCIAL, LLC	0.16%	10.5K	153.51K	-3K	-22.22%
Sep 30, 2025	LPL FINANCIAL LLC	0.41%	26.11K	381.68K	-1K	-3.69%
Sep 30, 2025	MORGAN STANLEY	1.99%	126.7K	1.85M	8.84K	+7.50%
Sep 30, 2025	UBS GROUP AG	2.54%	161.65K	2.36M	4.47K	+2.85%
Sep 30, 2025	STRATOS WEALTH PARTNERS, LTD.	0%	0	-	-432.36K	-100.00%
Sep 30, 2025	CYPRESS WEALTH SERVICES, LLC	0.51%	32.5K	475.15K	0	0
Sep 30, 2025	PROSPERA FINANCIAL SERVICES INC	0.52%	33.05K	483.3K	-653	-1.94%
Sep 30, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.53%	33.47K	489.33K	6.88K	+25.85%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.71%	45.53K	665.7K	29.08K	+176.68%
Sep 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	1.02%	64.88K	948.56K	-98.56K	-60.30%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.26%	16.46K	234.58K	14.02K	+574.47%
Jun 30, 2025	ATALA FINANCIAL INC	0%	0	-	-1.88K	-100.00%
Jun 30, 2025	RIVER STREET ADVISORS LLC	0.32%	20.59K	293.55K	20.59K	+100.00%
Jun 30, 2025	TWELVE POINTS WEALTH MANAGEMENT LLC	0.16%	10.17K	144.97K	0	0
Jun 30, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.42%	26.6K	379.1K	2.95K	+12.48%
Jun 30, 2025	LPL FINANCIAL LLC	0.43%	27.11K	386.4K	1K	+3.83%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-19.71K	-100.00%
Jun 30, 2025		0%	0	-	-1.88K	-100.00%
Jun 30, 2025	MOSAIC FINANCIAL GROUP, LLC	0%	0	-	-10K	-100.00%
Jun 30, 2025	ADVISOR RESOURCE COUNCIL	0%	0	-	-15.75K	-100.00%
Jun 30, 2025	ELEQUIN SECURITIES, LLC	0%	0	-	-1.58K	-100.00%
Jun 30, 2025	ROYAL BANK OF CANADA	1.56%	99.51K	1.42M	-21.36K	-17.67%
Jun 30, 2025	LOGAN STONE CAPITAL, LLC	1.64%	104.23K	1.49M	-4.82K	-4.42%
Jun 30, 2025	MORGAN STANLEY	1.85%	117.86K	1.68B	8.85K	+8.12%
Jun 30, 2025	UBS GROUP AG	2.47%	157.18K	2.24M	-18.42K	-10.49%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	2.54%	161.73K	2.31M	22.96K	+16.54%
Jun 30, 2025	CYPRESS WEALTH SERVICES, LLC	0.51%	32.5K	463.28K	0	0
Jun 30, 2025	PROSPERA FINANCIAL SERVICES INC	0.53%	33.71K	480.52K	154	+0.46%
Jun 30, 2025	APOLLON WEALTH MANAGEMENT, LLC	0.38%	24.54K	349.74K	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.34%	21.99K	313.4K	-580	-2.57%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.25%	15.91K	226.7K	2.32K	+17.03%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.02%	1.5K	21.38K	1.5K	+100.00%
Jun 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	2.56%	163.44K	2.33M	66.16K	+68.01%
Jun 30, 2025	STRATOS WEALTH PARTNERS, LTD.	6.78%	432.36K	6.16M	-39.89K	-8.45%
Jun 30, 2025	XML FINANCIAL, LLC	0.21%	13.5K	192.44K	0	0
Mar 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	1.53%	97.28K	1.45M	51.06K	+110.48%
Mar 31, 2025	LOGAN STONE CAPITAL, LLC	1.71%	109.05K	1.63M	-3.72K	-3.30%
Mar 31, 2025	INDEPENDENT ADVISOR ALLIANCE	0%	0	-	-41.74K	-100.00%
Mar 31, 2025	MORGAN STANLEY	1.71%	109.01K	1.63M	-3.61K	-3.20%
Mar 31, 2025	XML FINANCIAL, LLC	0.21%	13.5K	201.56K	500	+3.85%
Mar 31, 2025	STRATOS WEALTH PARTNERS, LTD.	7.41%	472.25K	7.05M	-11.07K	-2.29%
Mar 31, 2025	UBS GROUP AG	2.75%	175.6K	2.62M	16.87K	+10.63%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	2.18%	138.77K	2.07M	480	+0.35%
Mar 31, 2025	ROYAL BANK OF CANADA	1.9%	120.86K	1.8M	-16.33K	-11.90%
Mar 31, 2025	CYPRESS WEALTH SERVICES, LLC	0.51%	32.5K	485.23K	0	0
Mar 31, 2025	LPL FINANCIAL LLC	0.41%	26.11K	389.78K	1.5K	+6.10%
Mar 31, 2025	TWELVE POINTS WEALTH MANAGEMENT LLC	0.16%	10.17K	151.84K	0	0
Mar 31, 2025	MOSAIC FINANCIAL GROUP, LLC	0.16%	10K	149K	0	0
Mar 31, 2025		0.03%	1.88K	28.02K	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.04%	2.44K	36.43K	0	0
Mar 31, 2025	PROSPERA FINANCIAL SERVICES INC	0.53%	33.55K	500.98K	3.25K	+10.73%
Mar 31, 2025	APOLLON WEALTH MANAGEMENT, LLC	0.38%	24.54K	366.31K	13.85K	+129.62%
Mar 31, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.37%	23.65K	353.02K	4.6K	+24.15%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.35%	22.57K	336.91K	213	+0.95%
Mar 31, 2025	ELEQUIN SECURITIES, LLC	0.02%	1.58K	23.63K	1.58K	+100.00%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.31%	19.71K	294.26K	-68.09K	-77.55%
Mar 31, 2025	ADVISOR RESOURCE COUNCIL	0.25%	15.75K	235.15K	15.75K	+100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.21%	13.59K	202.96K	8.25K	+154.33%
Mar 31, 2025	NOMURA HOLDINGS INC	0%	0	-	-11.1K	-100.00%
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	0.54%	34.44K	554.53K	-21.9K	-38.87%
Mar 31, 2024	ADVISOR RESOURCE COUNCIL	0%	0	-	-15.75K	-100.00%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-63.71K	-100.00%
Mar 31, 2024		0.16%	10K	161K	10K	+100.00%
Mar 31, 2024	XML FINANCIAL, LLC	0.2%	13K	209.3K	-2.8K	-17.72%
Mar 31, 2024	CONCURRENT INVESTMENT ADVISORS, LLC	0.3%	19.05K	306.63K	0	0
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.32%	20.35K	327.68K	-8.84K	-30.28%
Mar 31, 2024	NEWEDGE WEALTH, LLC	0.39%	24.89K	384.97K	0	0
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.43%	27.26K	438.87K	3.55K	+14.99%
Mar 31, 2024	CYPRESS WEALTH SERVICES, LLC	0.51%	32.5K	523.25K	0	0
Mar 31, 2024	ROBINSON CAPITAL MANAGEMENT, LLC	0.72%	45.76K	706.97K	676	+1.50%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.78%	49.77K	801.31K	9.42K	+23.34%
Mar 31, 2024	UBS GROUP AG	1.89%	120.42K	1.94M	7.64K	+6.78%
Mar 31, 2024	MORGAN STANLEY	1.89%	120.74K	1.94M	-634	-0.52%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	2.02%	129.06K	2.08M	19.3K	+17.58%
Mar 31, 2024	ROYAL BANK OF CANADA	2.46%	156.75K	2.52M	-3.36K	-2.10%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.1%	6.56K	105.65K	3.27K	+99.45%
Mar 31, 2024	MOSAIC FINANCIAL GROUP, LLC	0.16%	10K	161K	10K	+100.00%
Mar 31, 2024	TWELVE POINTS WEALTH MANAGEMENT LLC	0.16%	10.17K	163.74K	0	0
Mar 31, 2024	WEDBUSH SECURITIES INC	0.17%	10.93K	176K	10.93K	+100.00%
Mar 31, 2024	FAIRHAVEN WEALTH MANAGEMENT, LLC	0.28%	18.02K	290.14K	18.02K	+100.00%
Mar 31, 2024	STRATOS WEALTH PARTNERS, LTD.	7.44%	474.57K	7.64M	-341	-0.07%
Dec 31, 2023	STRATOS WEALTH PARTNERS, LTD.	7.45%	474.91K	7.23M	-16.62K	-3.38%
Dec 31, 2023	CM WEALTH ADVISORS LLC	0%	0	-	-9.79K	-100.00%
Dec 31, 2023	GRADIENT INVESTMENTS LLC	0%	0	-	-500	-100.00%
Dec 31, 2023	LPL FINANCIAL LLC	0%	0	-	-13.52K	-100.00%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0%	0	-	-69.47K	-100.00%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.05%	3.29K	50.11K	0	0
Dec 31, 2023	TWELVE POINTS WEALTH MANAGEMENT LLC	0.16%	10.17K	154.89K	-9	-0.09%
Dec 31, 2023	PROSPERA FINANCIAL SERVICES INC	0.19%	12.3K	187.38K	-529	-4.12%
Dec 31, 2023	ADVISOR RESOURCE COUNCIL	0.25%	15.75K	239.87K	15.75K	+100.00%
Dec 31, 2023	XML FINANCIAL, LLC	0.25%	15.8K	240.63K	-8.5K	-34.98%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.37%	23.71K	361.03K	96	+0.41%
Dec 31, 2023		0.3%	19.05K	290.06K	19.05K	+100.00%
Dec 31, 2023	NEWEDGE WEALTH, LLC	0.39%	24.89K	379K	-1.54K	-5.83%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.46%	29.19K	444.58K	29.19K	+100.00%
Dec 31, 2023	CYPRESS WEALTH SERVICES, LLC	0.51%	32.5K	494.98K	0	0
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.63%	40.35K	614.58K	10.16K	+33.65%
Dec 31, 2023	ROBINSON CAPITAL MANAGEMENT, LLC	0.71%	45.08K	687.49K	45.08K	+100.00%
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	0.88%	56.34K	858.07K	56.34K	+100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	1%	63.71K	970.33K	54.89K	+622.36%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	1.72%	109.76K	1.67M	10.37K	+10.43%
Dec 31, 2023	UBS GROUP AG	1.77%	112.78K	1.72M	1.26K	+1.13%
Dec 31, 2023	MORGAN STANLEY	1.9%	121.37K	1.85M	38.37K	+46.23%
Dec 31, 2023	ROYAL BANK OF CANADA	2.51%	160.12K	2.44M	15.01K	+10.34%

Insiders

Among the RMI insiders holding of 0.08% of the stake in company, RIVERNORTH FINANCIAL HOLDINGS, LLC, Affiliate of the Adviser, holds the largest shares of 84.45K. RIVERNORTH CAPITAL MANAGEMENT, LLC, , is the second largest RMI insider with ownership of 5.01K shares. GALLEY PATRICK W., President, stands third with possession of 2.2K shares of that stake.

Insiders	Designation	Shares Held
RIVERNORTH FINANCIAL HOLDINGS, LLC	Affiliate of the Adviser	84.45K
RIVERNORTH CAPITAL MANAGEMENT, LLC		5.01K
GALLEY PATRICK W.	President	2.2K
RAIO JERRY	director	500
SWANSON DAVID	director	465
O'NEILL STEPHEN ANDREW		0
LAWLOR JOHN J		0
SPRAUER SCOTT	Portfolio Manager	0
DIMELLA ROBERT A		0
SCHMUCKER BRIAN H		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 22, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.47	3.94K	57.03K	84.45K
Dec 18, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.46	5.06K	73.15K	80.51K
Nov 24, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.48	5.56K	80.46K	75.46K
Nov 17, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.54	6.64K	96.55K	69.87K
Nov 14, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.50	7.05K	102.17K	63.26K
Nov 13, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.60	3.66K	53.5K	56.21K
Nov 11, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.65	1.66K	24.27K	52.55K
Nov 10, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.54	1.3K	18.92K	50.89K
Nov 07, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.51	6.86K	99.49K	49.59K
Nov 05, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.67	1.23K	17.98K	42.73K
Nov 04, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.69	6.86K	100.73K	41.51K
Nov 03, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.65	1.64K	24.03K	34.65K
Oct 31, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.66	1.03K	15.13K	33.01K
Oct 24, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.38	4.28K	61.5K	31.98K
Oct 23, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.42	4.28K	61.67K	27.7K
Oct 22, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.45	4.28K	61.8K	23.42K
Oct 21, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.60	2.89K	42.21K	19.15K
Oct 20, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.60	2.79K	40.79K	16.25K
Oct 17, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.62	4.14K	60.51K	13.46K
Oct 16, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.69	3.04K	44.67K	9.32K
Oct 15, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.74	4.14K	60.99K	6.28K
Oct 14, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.68	1.24K	18.21K	2.14K
Oct 13, 2025	RIVERNORTH FINANCIAL HOLDINGS, LLC	PURCHASE	14.65	903	13.23K	903
Apr 25, 2025	GALLEY PATRICK W.	PURCHASE	14.25	200	2.85K	2.2K
Apr 09, 2025	GALLEY PATRICK W.	PURCHASE	14.13	500	7.07K	2.5K
Apr 08, 2025	GALLEY PATRICK W.	PURCHASE	14.02	100	1.4K	100
Nov 04, 2024	SPRAUER SCOTT	SALE	15.91	752	11.96K	0
Feb 10, 2023	O'NEILL STEPHEN ANDREW	SALE	18.36	12K	220.32K	0
Dec 07, 2022	GALLEY PATRICK W.	SALE	17.53	100	1.75K	0
Dec 05, 2022	GALLEY PATRICK W.	SALE	17.30	100	1.73K	7.31K
Dec 02, 2022	GALLEY PATRICK W.	SALE	17.44	186	3.24K	12.81K
Dec 01, 2022	GALLEY PATRICK W.	SALE	17.83	700	12.48K	18.75K
Nov 30, 2022	GALLEY PATRICK W.	SALE	17.39	1K	17.39K	23.62K
Nov 01, 2022	GALLEY PATRICK W.	SALE	14.68	792	11.63K	26.62K
Oct 24, 2022	GALLEY PATRICK W.	SALE	15.08	1K	15.08K	11.87K
Sep 28, 2022	GALLEY PATRICK W.	SALE	15.85	597	9.46K	12.87K
May 10, 2022	SPRAUER SCOTT	SALE	16.17	1	13.1	752
May 03, 2022	LAWLOR JOHN J	SALE	16.77	1.5K	25.15K	0
Jun 23, 2021	DIMELLA ROBERT A	SALE	23.22	6.75K	156.79K	0
Jun 22, 2021	DIMELLA ROBERT A	SALE	23.27	900	20.94K	6.75K
Jun 17, 2021	DIMELLA ROBERT A	SALE	23.16	605	14.01K	7.65K
Jun 16, 2021	DIMELLA ROBERT A	SALE	23.32	6.74K	157.24K	8.26K
Mar 18, 2020	DIMELLA ROBERT A	PURCHASE	16.45	5K	82.24K	15K
Mar 17, 2020	O'NEILL STEPHEN ANDREW	PURCHASE	18.50	9.8K	181.3K	19.8K
Mar 12, 2020	GALLEY PATRICK W.	PURCHASE	21.65	597	12.93K	13.47K
Mar 12, 2020	SCHMUCKER BRIAN H	SALE	20.28	2.16K	43.7K	0
Sep 30, 2019	SCHMUCKER BRIAN H	SALE	22.30	4.4K	98.12K	2.16K
Aug 16, 2019	SCHMUCKER BRIAN H	SALE	22.30	1K	22.3K	6.56K
Aug 15, 2019	SCHMUCKER BRIAN H	SALE	22.20	445	9.88K	9.56K
Jul 23, 2019	GALLEY PATRICK W.	SALE	21.65	5.88K	127.3K	12.87K
Jul 02, 2019	SWANSON DAVID	PURCHASE	21.40	465	9.95K	465
Mar 20, 2019	SPRAUER SCOTT	PURCHASE	20.39	340	6.93K	602
Mar 18, 2019	DIMELLA ROBERT A	PURCHASE	20.39	5K	101.95K	10K
Jan 14, 2019	SPRAUER SCOTT	PURCHASE	20.23	260	5.26K	260
Dec 14, 2018	DIMELLA ROBERT A	PURCHASE	20.35	5K	101.75K	5K
Oct 26, 2018	SCHMUCKER BRIAN H	PURCHASE	20.00	15K	300K	15K
Oct 26, 2018	O'NEILL STEPHEN ANDREW	PURCHASE	20.00	10K	200K	10K
Oct 26, 2018	RIVERNORTH CAPITAL MANAGEMENT, LLC	PURCHASE	20.00	5.01K	100.2K	5.01K
Oct 26, 2018	GALLEY PATRICK W.	PURCHASE	20.00	37.5K	750K	37.5K
Oct 26, 2018	RAIO JERRY	PURCHASE	20.00	500	10K	500

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE84.45K23

SALES00

NET SHARES84.45K23

SHARES HELD885.27K23

% NET SHARES-90.46%0%

Frequently Asked Questions