How many institutions own RIV stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own RIV shares is 62, representing 35.55% of the company's common stock.

Who are the major shareholders selling RiverNorth Opportunities Fund, Inc. stock?

TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, in the last quarter, reduced its stake in RIV by -4.87% restricting it's holding to 131.12 thousand shares of worth nearly $1.46M. PRINCIPAL SECURITIES, INC. also lessened -6.7% of the RIV shares from its portfolio, reducing its holding to 164.1 thousand shares of worth $1.82M. TACTIVE ADVISORS, LLC also shunned RIV shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying RIV stock?

As per its latest 13F filing, TCP ASSET MANAGEMENT, LLC increased its stake in RIV by 100% in the last quarter. The institutional holder raised its holding to 11.88 thousand shares having worth more than $131.81K. BAIRD FINANCIAL GROUP, INC. also added 1.57% more shares of RIV to its portfolio, raising its holding to 122.68 thousand shares of worth $1.36M. COMMONWEALTH EQUITY SERVICES, LLC also increased its RIV shares holding by 0.33% which brought its holding to 18.79 thousand shares worth $208.51K.

RIV's major insiders: who are they?

The insider with the most stakes in RIV is Galley Patrick W. , President at the company. Additionally, RIV stock is highly held by O'Neill Stephen Andrew and RIVERNORTH CAPITAL MANAGEMENT, LLC among others.

Did an insider recently sell RIV stock?

Company executives, directors, and other insiders own 0.37% percent of RiverNorth Opportunities Fund, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which RIV insiders have sold stock, totaling 0 shares. Insiders that have sold shares include SCHMUCKER BRIAN H, RIVERNORTH CAPITAL MANAGEMENT, LLC, and O'NEILL STEPHEN ANDREW.

Which insider recently purchased RIV stock?

There have been 0 transaction(s) during the past 6-months in which RiverNorth Opportunities Fund, Inc. insiders have bought stock, totalling 0 shares

How much of RIV does insiders own?

Around 0 RiverNorth Opportunities Fund, Inc. shares are held by insiders, which represents about 0.37% of RIV stock.

Who is the insider with the largest stake?

RIV President, Galley Patrick W. holds the largest portfolio of the company's shares. RIV shares owned by Galley total nearly 282.02 thousand.

Which institution holds the most shares in RIV?

TCP ASSET MANAGEMENT, LLC is the largest institutional owner in RIV which holds 11.88 thousand shares worth $131.81K or 0.04% of the total RIV shares outstanding followed by BAIRD FINANCIAL GROUP, INC. with ownership of 122.68 thousand shares representing 0.45% of the RIV ownership. TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS is the third largest stakeholder with 131.12 thousand shares or 0.48% of the ownership worth more than $1.46M.

Is RiverNorth Opportunities Fund, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the RIV is concerned, it is a stock which is not optionable.

Is there a short position on RIV's shares?

Number of RIV shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding RIV shares are there?

As of today, null shares of RIV are outstanding.

Is there many float in RIV stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, RIV has null shares in float.

RIV short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for RIV is null.

RiverNorth Opportunities Fund (RIV) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.37% Percentage of Shares held by All Insiders

35.55% Percentage of Shares held by All Institutions

35.69% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 35.55% of RIV shares are held by financial institutions. TCP ASSET MANAGEMENT, LLC is the top corporate investor, holding 11.88K shares valued at $131.81K. A 0.04% stake in RiverNorth Opportunities Fund, Inc. is owned by the company. BAIRD FINANCIAL GROUP, INC. owns 122.68K shares valued at $1.36M, which translates its holding of 0.45% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	TCP ASSET MANAGEMENT, LLC	0.04%	11.88K	131.81K	11.88K	+100.00%
Mar 31, 2026	BAIRD FINANCIAL GROUP, INC.	0.45%	122.68K	1.36M	1.9K	+1.57%
Mar 31, 2026	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.48%	131.12K	1.46M	-6.71K	-4.87%
Mar 31, 2026	PRINCIPAL SECURITIES, INC.	0.6%	164.1K	1.82M	-11.78K	-6.70%
Mar 31, 2026	BLACKROCK, INC.	0.06%	15.37K	170.64K	0	0
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0.07%	18.79K	208.51K	62	+0.33%
Mar 31, 2026	TACTIVE ADVISORS, LLC	0%	0	-	-11.91K	-100.00%
Mar 31, 2026	LUMINIST CAPITAL LLC	0%	0	-	-537	-100.00%
Mar 31, 2026	JANE STREET GROUP, LLC	0%	0	-	-11.13K	-100.00%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0%	83	936	0	0
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	180	2K	0	0
Mar 31, 2026	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.44K	0	0
Mar 31, 2026	HIGHTOWER ADVISORS, LLC	0.07%	19.28K	214.01K	0	0
Mar 31, 2026	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.07%	20K	222K	0	0
Mar 31, 2026	CORECAP ADVISORS, LLC	0.07%	20.13K	223.48K	4.48K	+28.63%
Mar 31, 2026	SEACREST WEALTH MANAGEMENT, LLC	0.08%	20.75K	230.36K	-1.13K	-5.17%
Mar 31, 2026	UBS GROUP AG	0.08%	21.71K	240.95K	0	0
Mar 31, 2026	PRIVATE ADVISOR GROUP, LLC	0.1%	26.27K	291.57K	138	+0.53%
Mar 31, 2026	SIT INVESTMENT ASSOCIATES INC	9.13%	2.5M	27.73M	-273.02K	-9.85%
Mar 31, 2026	NEWEDGE ADVISORS, LLC	0.07%	18.7K	207.57K	-400	-2.09%
Mar 31, 2026	WEALTHTRUST ASSET MANAGEMENT, LLC	0.06%	15.12K	167.87K	1.82K	+13.69%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	1.06%	291.25K	3.23M	14.46K	+5.23%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	1.18%	322.25K	3.58M	10.79K	+3.46%
Mar 31, 2026	LPL FINANCIAL LLC	1.95%	534.67K	5.93M	33.65K	+6.72%
Mar 31, 2026	PENSERRA CAPITAL MANAGEMENT LLC	2.73%	746.37K	8.28M	81.74K	+12.30%
Mar 31, 2026	ARETE WEALTH ADVISORS, LLC	1.6%	437.27K	4.87M	60.1K	+15.93%
Mar 31, 2026	CHANNEL WEALTH LLC	0.04%	11.62K	128.99K	0	0
Mar 31, 2026	WEDBUSH SECURITIES INC	0.1%	26.49K	294K	0	0
Mar 31, 2026	CWM, LLC	0.05%	14.28K	158.48K	13.65K	+2,191.65%
Mar 31, 2026	TOTAL WEALTH PLANNING & MANAGEMENT, INC.	0.11%	30.51K	338.65K	1.8K	+6.28%
Mar 31, 2026		0.04%	11K	122.1K	11K	+100.00%
Mar 31, 2026	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	29.16K	0	0
Mar 31, 2026	ALLWORTH FINANCIAL LP	0.24%	64.63K	717.37K	12.84K	+24.78%
Mar 31, 2026	OPAL WEALTH ADVISORS, LLC	0.25%	68.58K	761.21K	-1.27K	-1.81%
Mar 31, 2026	NOMURA HOLDINGS INC	0.31%	83.86K	930.89K	0	0
Mar 31, 2026	STIFEL FINANCIAL CORP	0.23%	61.65K	684.28K	-25.65K	-29.39%
Mar 31, 2026	GATEWAY WEALTH PARTNERS, LLC	0.1%	26.17K	290.44K	16.04K	+158.48%
Mar 31, 2026	CSS LLC/IL	0.16%	43.92K	487.46K	-15.36K	-25.91%
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.04%	12.28K	136.33K	-142	-1.14%
Mar 31, 2026	SEQUOIA FINANCIAL ADVISORS, LLC	0.05%	14K	155.4K	0	0
Mar 31, 2026	NWF ADVISORY SERVICES INC.	0.19%	50.93K	565.29K	-300	-0.59%
Mar 31, 2026	OPPENHEIMER & CO INC	0.19%	52.95K	587.73K	1.38K	+2.68%
Mar 31, 2026	ADVISOR OS, LLC	0.22%	58.97K	654.58K	-525	-0.88%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.22%	59.89K	664.76K	179	+0.30%
Mar 31, 2026	SHAKER FINANCIAL SERVICES, LLC	0.22%	61.34K	680.82K	22.86K	+59.41%
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0.01%	1.4K	15.5K	1.4K	+100.00%
Mar 31, 2026	PINNACLE WEALTH PLANNING SERVICES, INC.	0.01%	2K	22.2K	0	0
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.38%	102.7K	1.14M	-17.1K	-14.28%
Mar 31, 2026	QUARRY LP	0.44%	119.89K	1.33M	-33.68K	-21.93%
Mar 31, 2026	ROYAL BANK OF CANADA	0.75%	205.14K	2.28M	7.22K	+3.65%
Mar 31, 2026	MORGAN STANLEY	6.92%	1.89M	21.01M	160.44K	+9.26%
Mar 31, 2026	JANNEY MONTGOMERY SCOTT LLC	0.12%	31.99K	355K	715	+2.29%
Mar 31, 2026	KOVACK ADVISORS, INC.	0.14%	37.39K	421.7K	0	0
Mar 31, 2026	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.32%	86.69K	962.22K	-1.17K	-1.33%
Mar 31, 2026	MARKS GROUP WEALTH MANAGEMENT, INC	0.39%	107.87K	1.2M	-7.53K	-6.53%
Mar 31, 2026	EVERSTAR ASSET MANAGEMENT, LLC	0.62%	168.53K	1.87M	33.06K	+24.40%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	0.63%	172.62K	1.92M	-12.27K	-6.64%
Mar 31, 2026	YAKIRA CAPITAL MANAGEMENT, INC.	0.98%	267.21K	2.97M	-179.46K	-40.18%
Mar 31, 2026	ABSOLUTE INVESTMENT ADVISERS, LLC	1%	274.41K	3.05M	-109.98K	-28.61%
Dec 31, 2025	READYSTATE ASSET MANAGEMENT LP	0.91%	194.66K	2.29M	194.66K	+100.00%
Dec 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.41%	87.85K	1.03M	-315	-0.36%
Dec 31, 2025	BAIRD FINANCIAL GROUP, INC.	0.56%	120.78K	1.42M	6.13K	+5.34%
Dec 31, 2025	QUARRY LP	0.72%	153.57K	1.8M	75.57K	+96.88%
Dec 31, 2025	JANE STREET GROUP, LLC	0.05%	11.13K	130.69K	-8.94K	-44.53%
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.09%	19.1K	224.23K	-600	-3.05%
Dec 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.15%	31.28K	367K	-199	-0.63%
Dec 31, 2025	KOVACK ADVISORS, INC.	0.17%	37.39K	438.9K	37.39K	+100.00%
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.18%	38.48K	451.71K	38.48K	+100.00%
Dec 31, 2025	OPPENHEIMER & CO INC	0.24%	51.57K	605.42K	1.3K	+2.59%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.24%	51.79K	608.05K	2.34K	+4.73%
Dec 31, 2025	ADVISOR OS, LLC	0.28%	59.5K	698.48K	6.02K	+11.26%
Dec 31, 2025	OPAL WEALTH ADVISORS, LLC	0.33%	69.84K	819.96K	28.06K	+67.14%
Dec 31, 2025	STIFEL FINANCIAL CORP	0.41%	87.3K	1.02M	-39.74K	-31.28%
Dec 31, 2025	STRATEGIC FINANCIAL CONCEPTS, LLC	0%	0	-	-10.8K	-100.00%
Dec 31, 2025	SOA WEALTH ADVISORS, LLC.	0%	0	-	-2.02K	-100.00%
Dec 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	83	974	0	0
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	180	2.11K	0	0
Dec 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.64K	0	0
Dec 31, 2025	LUMINIST CAPITAL LLC	0%	537	6.3M	0	0
Dec 31, 2025	CWM, LLC	0%	623	7K	0	0
Dec 31, 2025	PINNACLE WEALTH PLANNING SERVICES, INC.	0.01%	2K	23.48K	2K	+100.00%
Dec 31, 2025	MARKS GROUP WEALTH MANAGEMENT, INC	0.54%	115.4K	1.35M	0	0
Dec 31, 2025	EVERSTAR ASSET MANAGEMENT, LLC	0.63%	135.47K	1.59M	19.9K	+17.22%
Dec 31, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.64%	137.84K	1.62M	-7.6K	-5.23%
Dec 31, 2025	PRINCIPAL SECURITIES, INC.	0.82%	175.88K	2.06M	-7.82K	-4.26%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.86%	184.89K	2.17M	-7.82K	-4.06%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	1.29%	276.79K	3.25M	20.24K	+7.89%
Dec 31, 2025	ABSOLUTE INVESTMENT ADVISERS, LLC	1.79%	384.39K	4.56M	384.39K	+100.00%
Dec 31, 2025	YAKIRA CAPITAL MANAGEMENT, INC.	2.08%	446.67K	5.24M	446.67K	+100.00%
Dec 31, 2025	LPL FINANCIAL LLC	2.33%	501.02K	5.88M	-15.11K	-2.93%
Dec 31, 2025	PENSERRA CAPITAL MANAGEMENT LLC	3.1%	664.63K	7.8M	61.48K	+10.19%
Dec 31, 2025	MORGAN STANLEY	8.07%	1.73M	20.34M	-48.65K	-2.73%
Dec 31, 2025	SIT INVESTMENT ASSOCIATES INC	12.91%	2.77M	32.53M	2.58M	+1,374.73%
Dec 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.12%	26.13K	306.77K	57	+0.22%
Dec 31, 2025	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	30.88K	0	0
Dec 31, 2025	CHANNEL WEALTH LLC	0.05%	11.62K	136.43K	-750	-6.06%
Dec 31, 2025	TACTIVE ADVISORS, LLC	0.06%	11.91K	139.8K	11.91K	+100.00%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.06%	12.42K	145.86K	687	+5.85%
Dec 31, 2025	WEALTHTRUST ASSET MANAGEMENT, LLC	0.06%	13.3K	156.17K	365	+2.82%
Dec 31, 2025	SEQUOIA FINANCIAL ADVISORS, LLC	0.07%	14K	164.36K	0	0
Dec 31, 2025	BLACKROCK, INC.	0.07%	15.37K	180.48K	12.61K	+456.19%
Dec 31, 2025	CORECAP ADVISORS, LLC	0.07%	15.65K	183.76K	267	+1.74%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.09%	18.72K	219.81K	-5.42K	-22.46%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.09%	19.28K	226.35K	0	0
Dec 31, 2025	WEDBUSH SECURITIES INC	0.12%	26.49K	311K	1.58K	+6.34%
Dec 31, 2025	TOTAL WEALTH PLANNING & MANAGEMENT, INC.	0.13%	28.71K	337K	28.71K	+100.00%
Dec 31, 2025	CSS LLC/IL	0.28%	59.28K	695.89K	59.28K	+100.00%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.28%	59.71K	701K	-7.51K	-11.17%
Dec 31, 2025	NOMURA HOLDINGS INC	0.39%	83.86K	984.56K	-16.14K	-16.14%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.56%	119.8K	1.41M	6.16K	+5.42%
Dec 31, 2025	ROYAL BANK OF CANADA	0.92%	197.93K	2.32M	7.29K	+3.82%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	1.45%	311.46K	3.66M	264.47K	+562.85%
Dec 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.1%	21.89K	259.12K	-127	-0.58%
Dec 31, 2025	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.09%	20K	234.8K	0	0
Dec 31, 2025	BALYASNY ASSET MANAGEMENT L.P.	0%	0	-	-58.6K	-100.00%
Dec 31, 2025	BOOTHBAY FUND MANAGEMENT, LLC	0%	0	-	-120.5K	-100.00%
Dec 31, 2025	ALPINE GLOBAL MANAGEMENT, LLC	0%	0	-	-118K	-100.00%
Dec 31, 2025	GATEWAY WEALTH PARTNERS, LLC	0.05%	10.12K	118.85K	10.12K	+100.00%
Dec 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0.05%	11K	129.14K	-300	-2.65%
Dec 31, 2025	UBS GROUP AG	0.1%	21.71K	254.84K	1.82K	+9.16%
Dec 31, 2025	ARETE WEALTH ADVISORS, LLC	1.76%	377.17K	4.43M	377.17K	+100.00%
Dec 31, 2025	NWF ADVISORY SERVICES INC.	0.24%	51.23K	601.41K	-5.8K	-10.17%
Sep 30, 2025	CWM, LLC	0%	623	7K	-358	-36.49%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.11%	24.15K	290K	54	+0.22%
Sep 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.41%	88.17K	1.06M	79	+0.09%
Sep 30, 2025	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.09%	20K	240K	0	0
Sep 30, 2025	WEDBUSH SECURITIES INC	0.12%	24.91K	299K	-1K	-3.86%
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.12%	26.07K	312.87K	8.72K	+50.27%
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.15%	31.48K	378K	-5.63K	-15.17%
Sep 30, 2025	OPAL WEALTH ADVISORS, LLC	0.19%	41.79K	501.43K	20.15K	+93.09%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.22%	46.99K	563.85K	-454	-0.96%
Sep 30, 2025	ALLWORTH FINANCIAL LP	0.23%	49.46K	593.46K	2.36K	+5.01%
Sep 30, 2025	ADVISOR OS, LLC	0.25%	53.47K	641.68K	-192	-0.36%
Sep 30, 2025	NWF ADVISORY SERVICES INC.	0.27%	57.03K	684.32K	800	+1.42%
Sep 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.27%	58.6K	703.24K	58.6K	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.31%	67.22K	806.6K	4K	+6.33%
Sep 30, 2025	QUARRY LP	0.36%	78K	936K	78K	+100.00%
Sep 30, 2025	NOMURA HOLDINGS INC	0.47%	100K	1.2M	100K	+100.00%
Sep 30, 2025	SEQUOIA FINANCIAL ADVISORS, LLC	0.07%	14K	168K	0	0
Sep 30, 2025	KOVACK ADVISORS, INC.	0%	0	-	-38.29K	-100.00%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0%	0	-	-30.46K	-100.00%
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	83	996	0	0
Sep 30, 2025	BLACKROCK, INC.	0.01%	2.76K	33.17K	-2.76K	-50.00%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.53%	113.64K	1.41M	11.22K	+10.95%
Sep 30, 2025	MARKS GROUP WEALTH MANAGEMENT, INC	0.54%	115.4K	1.38M	0	0
Sep 30, 2025	EVERSTAR ASSET MANAGEMENT, LLC	0.54%	115.57K	1.39M	11.82K	+11.39%
Sep 30, 2025	ALPINE GLOBAL MANAGEMENT, LLC	0.55%	118K	1.42M	118K	+100.00%
Sep 30, 2025	BOOTHBAY FUND MANAGEMENT, LLC	0.56%	120.5K	1.45M	120.5K	+100.00%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.59%	127.04K	1.52M	33.43K	+35.71%
Sep 30, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.68%	145.44K	1.75M	7.84K	+5.70%
Sep 30, 2025	PRINCIPAL SECURITIES, INC.	0.86%	183.71K	2.2M	1.11K	+0.61%
Sep 30, 2025	SIT INVESTMENT ASSOCIATES INC	0.88%	187.9K	2.26M	187.9K	+100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0.89%	190.64K	2.29M	-10.57K	-5.25%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.9%	192.71K	2.31M	3.06K	+1.61%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	1.19%	256.55K	3.08M	-1.32K	-0.51%
Sep 30, 2025	LPL FINANCIAL LLC	2.4%	516.13K	6.19M	69.3K	+15.51%
Sep 30, 2025	PENSERRA CAPITAL MANAGEMENT LLC	2.81%	603.15K	7.24M	14.75K	+2.51%
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	180	2.16K	180	+100.00%
Sep 30, 2025	WEALTHTRUST ASSET MANAGEMENT, LLC	0.06%	12.94K	155.25K	2.15K	+19.90%
Sep 30, 2025	SOA WEALTH ADVISORS, LLC.	0.01%	2.02K	24.26K	2.02K	+100.00%
Sep 30, 2025	CHANNEL WEALTH LLC	0.06%	12.37K	148.45K	0	0
Sep 30, 2025		0.05%	11.3K	135.6K	11.3K	+100.00%
Sep 30, 2025	STRATEGIC FINANCIAL CONCEPTS, LLC	0.05%	10.8K	129.6K	0	0
Sep 30, 2025	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	31.56K	0	0
Sep 30, 2025	LUMINIST CAPITAL LLC	0%	537	6.41K	0	0
Sep 30, 2025	MORGAN STANLEY	8.3%	1.78M	21.37M	14.65K	+0.83%
Sep 30, 2025	OPPENHEIMER & CO INC	0.23%	50.27K	603.18K	6.88K	+15.85%
Sep 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	0	-	-100	-100.00%
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.72K	0	0
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.53%	114.65K	1.38M	1.85K	+1.64%
Sep 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0.05%	11.3K	135.6K	0	0
Sep 30, 2025	CORECAP ADVISORS, LLC	0.07%	15.39K	184.62K	-8.72K	-36.16%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.09%	19.28K	231.36K	0	0
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.09%	19.7K	236.4K	1.1K	+5.91%
Sep 30, 2025	UBS GROUP AG	0.09%	19.89K	238.63K	-396	-1.95%
Sep 30, 2025	JANE STREET GROUP, LLC	0.09%	20.07K	240.82K	20.07K	+100.00%
Sep 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.1%	22.01K	263.7K	2.7K	+13.97%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.05%	11.74K	140.84K	11.74K	+100.00%
Jun 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	100	1.23K	100	+100.00%
Jun 30, 2025	MARKS GROUP WEALTH MANAGEMENT, INC	0.54%	115.4K	1.41M	0	0
Jun 30, 2025	WEDBUSH SECURITIES INC	0.12%	25.91K	318K	-500	-1.89%
Jun 30, 2025	CORECAP ADVISORS, LLC	0.11%	24.1K	295.47K	-4.1K	-14.54%
Jun 30, 2025	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	32.33K	0	0
Jun 30, 2025	ELEQUIN SECURITIES, LLC	0%	0	-	-851	-100.00%
Jun 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.8K	0	0
Jun 30, 2025	READYSTATE ASSET MANAGEMENT LP	0%	0	-	-27.2K	-100.00%
Jun 30, 2025	MORGAN STANLEY	8.23%	1.77M	21.66B	-1.96K	-0.11%
Jun 30, 2025	ROYAL BANK OF CANADA	0.94%	201.21K	2.47M	2.1K	+1.05%
Jun 30, 2025	PENSERRA CAPITAL MANAGEMENT LLC	2.74%	588.4K	7.21M	17.37K	+3.04%
Jun 30, 2025	ATRIA WEALTH SOLUTIONS, INC.	0%	0	-	-28.85K	-100.00%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.29%	63.22K	775.02K	1.05K	+1.68%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.48%	102.43K	1.26M	20.42K	+24.90%
Jun 30, 2025	ADVISOR OS, LLC	0.25%	53.67K	657.93K	500	+0.94%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.22%	47.44K	581.64K	22.43K	+89.68%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.22%	47.1K	577.4K	47.1K	+100.00%
Jun 30, 2025	OPPENHEIMER & CO INC	0.2%	43.39K	531.93K	-3.48K	-7.43%
Jun 30, 2025	UBS GROUP AG	0.09%	20.28K	248.66K	0	0
Jun 30, 2025	BLACKROCK, INC.	0.03%	5.53K	67.77K	5.53K	+100.00%
Jun 30, 2025	OLIVER LAGORE VANVALIN INVESTMENT GROUP	0.02%	3.4K	40.09M	3.4K	+100.00%
Jun 30, 2025	CWM, LLC	0%	981	12K	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	83	1.02K	0	0
Jun 30, 2025	SUNBELT SECURITIES, INC.	0%	10	117	10	+100.00%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-255	-100.00%
Jun 30, 2025	TRUVESTMENTS CAPITAL LLC	0%	0	-	-9.13K	-100.00%
Jun 30, 2025		0%	537	6.62K	0	0
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.09%	19.28K	236.37K	0	0
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.09%	18.6K	228.04K	-700	-3.63%
Jun 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.08%	17.35K	212.73K	-8.95K	-34.02%
Jun 30, 2025	SEQUOIA FINANCIAL ADVISORS, LLC	0.07%	14K	171.64K	0	0
Jun 30, 2025	CHANNEL WEALTH LLC	0.06%	12.37K	151.67K	0	0
Jun 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0.05%	11.3K	138.54K	0	0
Jun 30, 2025	STRATEGIC FINANCIAL CONCEPTS, LLC	0.05%	10.8K	132.41K	0	0
Jun 30, 2025	WEALTHTRUST ASSET MANAGEMENT, LLC	0.05%	10.79K	132.28K	-3.61K	-25.06%
Jun 30, 2025	KOVACK ADVISORS, INC.	0.18%	38.29K	469.37K	38.29K	+100.00%
Jun 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.17%	37.11K	455K	536	+1.47%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.14%	30.46K	373.49K	-26.51K	-46.53%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.11%	24.09K	295K	51	+0.21%
Jun 30, 2025	OPAL WEALTH ADVISORS, LLC	0.1%	21.64K	265.32K	21.64K	+100.00%
Jun 30, 2025	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.09%	20K	245.2K	0	0
Jun 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.09%	19.31K	236.78K	62	+0.32%
Jun 30, 2025	LPL FINANCIAL LLC	2.08%	446.83K	5.48M	20.44K	+4.79%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	1.2%	257.87K	3.16M	-7.36K	-2.78%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.88%	189.65K	2.33M	-3.26K	-1.69%
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	0.85%	182.59K	2.24M	16.88K	+10.19%
Jun 30, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.64%	137.6K	1.69M	24.4K	+21.55%
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.53%	112.81K	1.38M	-2.62K	-2.27%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.44%	93.61K	1.15M	93.61K	+100.00%
Jun 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.41%	88.09K	1.08M	-1.32K	-1.48%
Jun 30, 2025	EVERSTAR ASSET MANAGEMENT, LLC	0.48%	103.75K	1.27M	10.59K	+11.37%
Jun 30, 2025	TOTAL WEALTH PLANNING & MANAGEMENT, INC.	0.13%	27.11K	332.34K	907	+3.46%
Jun 30, 2025	LUMINIST CAPITAL LLC	0%	537	6.62K	0	0
Jun 30, 2025	NWF ADVISORY SERVICES INC.	0.26%	56.23K	689.34K	0	0
Mar 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.66K	0	0
Mar 31, 2025		0%	537	6.39K	0	0
Mar 31, 2025	ELEQUIN SECURITIES, LLC	0%	851	10.03K	-5.59K	-86.80%
Mar 31, 2025	PRINCIPAL SECURITIES, INC.	0.77%	165.71K	1.9M	0	0
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.9%	192.91K	2.27M	19.96K	+11.54%
Mar 31, 2025	ROYAL BANK OF CANADA	0.93%	199.11K	2.35M	40.03K	+25.16%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	1.24%	265.23K	3.13M	33.51K	+14.46%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.29%	62.17K	732.97K	2.28K	+3.80%
Mar 31, 2025	STRATEGIC WEALTH INVESTMENT GROUP, LLC	0%	0	-	-705	-100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.38%	82K	966.86K	4.47K	+5.76%
Mar 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.42%	89.41K	1.05M	2.1K	+2.40%
Mar 31, 2025	SYNERGY ASSET MANAGEMENT, LLC	0%	0	-	-1.2K	-100.00%
Mar 31, 2025	JANE STREET GROUP, LLC	0%	0	-	-23.46K	-100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.09%	19.3K	227.55K	-700	-3.50%
Mar 31, 2025	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.09%	20K	235.8K	0	0
Mar 31, 2025	LPL FINANCIAL LLC	1.99%	426.39K	5.03M	19.74K	+4.86%
Mar 31, 2025	UBS GROUP AG	0.09%	20.28K	239.13K	-17.66K	-46.55%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.11%	24.04K	283K	101	+0.42%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.12%	25.01K	294.88K	-12.64K	-33.58%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.12%	26.3K	310.06K	-327	-1.23%
Mar 31, 2025	WEDBUSH SECURITIES INC	0.12%	26.41K	311K	-680	-2.51%
Mar 31, 2025	READYSTATE ASSET MANAGEMENT LP	0.13%	27.2K	320.7K	27.2K	+100.00%
Mar 31, 2025	CORECAP ADVISORS, LLC	0.13%	28.2K	332.48K	-2.85K	-9.18%
Mar 31, 2025	ADVISOR OS, LLC	0.25%	53.17K	626.82K	1.37K	+2.64%
Mar 31, 2025	PENSERRA CAPITAL MANAGEMENT LLC	2.66%	571.03K	6.73M	-63.1K	-9.95%
Mar 31, 2025	MORGAN STANLEY	8.24%	1.77M	20.85M	90.28K	+5.38%
Mar 31, 2025	INDEPENDENT ADVISOR ALLIANCE	0%	0	-	-10.02K	-100.00%
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	83	988	0	0
Mar 31, 2025	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	31.11K	0	0
Mar 31, 2025	CWM, LLC	0%	981	12K	623	+174.02%
Mar 31, 2025	WEALTHTRUST ASSET MANAGEMENT, LLC	0.07%	14.4K	169.75K	14.4K	+100.00%
Mar 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.09%	19.25K	226.97K	-4.84K	-20.07%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.09%	19.28K	227.31K	0	0
Mar 31, 2025	ATRIA WEALTH SOLUTIONS, INC.	0.13%	28.85K	340.14K	-84.54K	-74.56%
Mar 31, 2025	OPPENHEIMER & CO INC	0.22%	46.87K	552.57K	2.59K	+5.86%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.27%	56.97K	671.72K	-44.1K	-43.63%
Mar 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.17%	36.57K	431K	177	+0.49%
Mar 31, 2025	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.21%	44.68K	526.78K	1.9K	+4.44%
Mar 31, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.53%	113.21K	1.33M	18.08K	+19.01%
Mar 31, 2025	TRUVESTMENTS CAPITAL LLC	0.04%	9.13K	107.67K	9.13K	+100.00%
Mar 31, 2025	STRATEGIC FINANCIAL CONCEPTS, LLC	0.05%	10.8K	127.33K	-5.8K	-34.94%
Mar 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0.05%	11.3K	117.75K	0	0
Mar 31, 2025	CHANNEL WEALTH LLC	0.06%	12.37K	145.85K	0	0
Mar 31, 2025	SEQUOIA FINANCIAL ADVISORS, LLC	0.07%	14K	165.06K	0	0
Mar 31, 2025	MARKS GROUP WEALTH MANAGEMENT, INC	0.54%	115.4K	1.36M	0	0
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	0.54%	115.43K	1.36M	15.7K	+15.74%
Mar 31, 2025	SUNBELT SECURITIES, INC.	0%	0	-	-10	-100.00%
Mar 31, 2025	CARY STREET PARTNERS FINANCIAL LLC	0%	0	-	-10.5K	-100.00%
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0%	255	3.01K	255	+100.00%
Mar 31, 2024	QUARRY LP	0.25%	54.22K	652.77K	-4.48K	-7.64%
Mar 31, 2024	SEACREST WEALTH MANAGEMENT, LLC	0.1%	21.98K	264.58K	-473	-2.11%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.11%	23.44K	282.18K	-1.3K	-5.24%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.11%	23.5K	282.99K	-9.65K	-29.10%
Mar 31, 2024	CALAMOS ADVISORS LLC	0.11%	23.72K	285.61K	23.72K	+100.00%
Mar 31, 2024	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.41%	88.45K	1.06M	0	0
Mar 31, 2024	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.45%	95.8K	1.15M	303	+0.32%
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	0.48%	101.97K	1.23M	2.08K	+2.08%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.53%	114.16K	1.37M	-13.23K	-10.39%
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0.57%	121.31K	1.46M	6.34K	+5.52%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.58%	124.92K	1.5M	10.34K	+9.03%
Mar 31, 2024	LPL FINANCIAL LLC	0.59%	126.28K	1.52M	25.7K	+25.55%
Mar 31, 2024	ELEQUIN SECURITIES, LLC	0%	0	-	-35.93K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-2.91K	-100.00%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0%	0	-	-4.49K	-100.00%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-24.55K	-100.00%
Mar 31, 2024	CLOUGH CAPITAL PARTNERS L P	0%	0	-	-140.4K	-100.00%
Mar 31, 2024	ALPHAMARK ADVISORS, LLC	0%	42	1K	42	+100.00%
Mar 31, 2024	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.73K	0	0
Mar 31, 2024	CWM, LLC	0%	358	4K	0	0
Mar 31, 2024	OLIVER LAGORE VANVALIN INVESTMENT GROUP	0.01%	2.4K	28.9K	0	0
Mar 31, 2024	NATIONAL BANK OF CANADA /FI/	0.01%	2.64K	32.12K	0	0
Mar 31, 2024	PLANTE MORAN FINANCIAL ADVISORS, LLC	0.02%	3.76K	45.23K	3.76K	+100.00%
Mar 31, 2024	FARTHER FINANCE ADVISORS, LLC	0.03%	6.86K	82.47M	-227	-3.21%
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0.06%	11.79K	141.83K	0	0
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.06%	12.5K	151K	0	0
Mar 31, 2024	MOLONEY SECURITIES ASSET MANAGEMENT, LLC	0.06%	12.55K	151.09K	402	+3.31%
Mar 31, 2024	TRANSCEND CAPITAL ADVISORS, LLC	0.06%	12.55K	151.15K	500	+4.15%
Mar 31, 2024	STRATEGIC FINANCIAL CONCEPTS, LLC	0.07%	14.1K	169.76K	14.1K	+100.00%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.07%	14.57K	175.38K	2.34K	+19.18%
Mar 31, 2024	CHANNEL WEALTH LLC	0.07%	14.62K	176.04K	-7.5K	-33.90%
Mar 31, 2024	U.S. CAPITAL WEALTH ADVISORS, LLC	0.09%	19.06K	229.48K	-10.76K	-36.08%
Mar 31, 2024	UBS GROUP AG	0.09%	19.68K	236.92K	0	0
Mar 31, 2024	SIGMA PLANNING CORP	0.1%	20.73K	249.54K	-2.61K	-11.17%
Mar 31, 2024	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.1%	21.2K	255.25K	0	0
Mar 31, 2024	BLACKDIAMOND WEALTH MANAGEMENT INC.	0.13%	28.01K	337.21K	-929	-3.21%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.13%	28.89K	347.86K	-59K	-67.13%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.14%	28.98K	349K	-92	-0.32%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.14%	29.67K	357K	29.67K	+100.00%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.15%	31.45K	378.66K	2.03K	+6.91%
Mar 31, 2024	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.15%	33K	397.32K	0	0
Mar 31, 2024	CSS LLC/IL	0.16%	34.6K	416.52K	768	+2.27%
Mar 31, 2024	OPPENHEIMER & CO INC	0.2%	41.98K	505.38K	1.74K	+4.33%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.21%	44.71K	538.25K	369	+0.83%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.21%	45.08K	542.7K	-9.9K	-18.01%
Mar 31, 2024	AEGON USA INVESTMENT MANAGEMENT, LLC	0.23%	50.17K	603.99K	0	0
Mar 31, 2024	MARKS GROUP WEALTH MANAGEMENT, INC	0.31%	67.19K	808.94K	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.74%	159.71K	1.92M	1.33K	+0.84%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.9%	193.45K	2.03M	-18.22K	-8.61%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.94%	201.08K	2.42M	23.95K	+13.52%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	1.08%	231.82K	2.79M	-36.47K	-13.59%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	1.23%	263.32K	3.17M	-8K	-2.95%
Mar 31, 2024	MANGROVE PARTNERS	2.4%	515.63K	6.21M	10.38K	+2.05%
Mar 31, 2024	MORGAN STANLEY	7.44%	1.6M	19.22M	78.73K	+5.19%
Dec 31, 2023		0.06%	7.08K	77.84K	7.08K	+100.00%
Dec 31, 2023	SIT INVESTMENT ASSOCIATES INC	0%	0	-	-254.31K	-100.00%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.2%	24.73K	271.81K	24.73K	+100.00%
Dec 31, 2023	BLACKDIAMOND WEALTH MANAGEMENT INC.	0.23%	28.94K	336.53K	28.94K	+100.00%
Dec 31, 2023	WEDBUSH SECURITIES INC	0.23%	29.08K	320K	2.81K	+10.69%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.24%	29.42K	323.28K	514	+1.78%
Dec 31, 2023	U.S. CAPITAL WEALTH ADVISORS, LLC	0.24%	29.82K	327.71K	-3.79K	-11.26%
Dec 31, 2023	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.27%	33K	362.67K	9.5K	+40.43%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	0.27%	33.15K	364.35K	-15.32K	-31.61%
Dec 31, 2023	CSS LLC/IL	0.27%	33.83K	371.76K	824	+2.50%
Dec 31, 2023	ELEQUIN SECURITIES, LLC	0.29%	35.93K	394.84K	34.89K	+3,371.21%
Dec 31, 2023	OPPENHEIMER & CO INC	0.32%	40.23K	442.15K	1.05K	+2.69%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.36%	44.34K	487.25K	12.52K	+39.33%
Dec 31, 2023	AEGON USA INVESTMENT MANAGEMENT, LLC	0.4%	50.17K	551.31K	15.23K	+43.59%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.44%	54.98K	611.96K	3.1K	+5.98%
Dec 31, 2023	QUARRY LP	0.47%	58.7K	645.11K	58.7K	+100.00%
Dec 31, 2023	MARKS GROUP WEALTH MANAGEMENT, INC	0.54%	67.19K	738.4K	0	0
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.71%	87.89K	965.9K	73.4K	+506.67%
Dec 31, 2023	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.71%	88.45K	972.07K	18.93K	+27.23%
Dec 31, 2023	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.77%	95.5K	1.05M	26K	+37.40%
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	0.8%	99.89K	1.1M	1.89K	+1.93%
Dec 31, 2023	LPL FINANCIAL LLC	0.81%	100.58K	1.11M	19.14K	+23.50%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.92%	114.58K	1.26M	13.72K	+13.61%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	1.02%	127.39K	1.4M	-74.99K	-37.05%
Dec 31, 2023	CLOUGH CAPITAL PARTNERS L P	1.13%	140.4K	1.54M	140.4K	+100.00%
Dec 31, 2023	ROYAL BANK OF CANADA	1.27%	158.38K	1.74M	8.66K	+5.78%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	1.42%	177.13K	1.95M	-8.53K	-4.60%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	2.16%	268.3K	2.95M	886	+0.33%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	2.18%	271.32K	2.98M	52.5K	+23.99%
Dec 31, 2023	MANGROVE PARTNERS	4.06%	505.25K	5.55M	72.19K	+16.67%
Dec 31, 2023	MORGAN STANLEY	12.2%	1.52M	16.67M	-58.29K	-3.70%
Dec 31, 2023	GENEOS WEALTH MANAGEMENT INC.	0%	310	3.41K	0	0
Dec 31, 2023	CWM, LLC	0%	358	4K	0	0
Dec 31, 2023	OLIVER LAGORE VANVALIN INVESTMENT GROUP	0.02%	2.4K	26.38K	0	0
Dec 31, 2023	NATIONAL BANK OF CANADA /FI/	0.02%	2.64K	28.9K	2.64K	+100.00%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.02%	2.91K	31.95K	2.91K	+100.00%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.04%	4.49K	49.3K	4.49K	+100.00%
Dec 31, 2023	CIBC PRIVATE WEALTH GROUP, LLC	0.09%	11.79K	129.57K	0	0
Dec 31, 2023	TRANSCEND CAPITAL ADVISORS, LLC	0.1%	12.05K	132.47K	12.05K	+100.00%
Dec 31, 2023	MOLONEY SECURITIES ASSET MANAGEMENT, LLC	0.1%	12.15K	133.5K	12.15K	+100.00%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.1%	12.22K	134.34K	12.22K	+100.00%
Dec 31, 2023	CORECAP ADVISORS, LLC	0.1%	12.43K	136.55K	1.6K	+14.78%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	1.7%	211.67K	2.33M	18.22K	+9.42%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.1%	12.5K	137K	0	0
Dec 31, 2023	UBS GROUP AG	0.16%	19.68K	216.26K	4.16K	+26.81%
Dec 31, 2023	WESTSIDE INVESTMENT MANAGEMENT, INC.	0.17%	21.2K	232.99K	0	0
Dec 31, 2023	CHANNEL WEALTH LLC	0.18%	22.12K	243.11K	-4.28K	-16.20%
Dec 31, 2023	SEACREST WEALTH MANAGEMENT, LLC	0.18%	22.45K	250.97K	-9.71K	-30.20%
Dec 31, 2023	SIGMA PLANNING CORP	0.19%	23.33K	256.4K	-18.82K	-44.64%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.2%	24.55K	269.75K	24.55K	+100.00%

Insiders

Among the RIV insiders holding of 0.37% of the stake in company, GALLEY PATRICK W., President, holds the largest shares of 282.02K. O'NEILL STEPHEN ANDREW, , is the second largest RIV insider with ownership of 67.93K shares. RIVERNORTH CAPITAL MANAGEMENT, LLC, , stands third with possession of 12.57K shares of that stake.

Insiders	Designation	Shares Held
GALLEY PATRICK W.	President	282.02K
O'NEILL STEPHEN ANDREW		67.93K
RIVERNORTH CAPITAL MANAGEMENT, LLC		12.57K
HUTCHENS JOHN WAYNE	director	7.76K
RAIO JERRY	director	4K
OAKES JOHN S.	director	1.97K
SWANSON DAVID	director	1.38K
SCHMUCKER BRIAN H		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Oct 27, 2023	RAIO JERRY	PURCHASE	9.74	2.5K	24.35K	4K
Apr 10, 2023	RAIO JERRY	PURCHASE	11.55	1.5K	17.33K	1.5K
Nov 15, 2022	GALLEY PATRICK W.	PURCHASE	0.00	41.9K	-	282.02K
Nov 08, 2022	HUTCHENS JOHN WAYNE	PURCHASE	11.93	2.77K	33.08K	7.76K
Jan 24, 2022	O'NEILL STEPHEN ANDREW	PURCHASE	14.98	1.7K	25.5K	67.93K
Nov 16, 2021	HUTCHENS JOHN WAYNE	PURCHASE	16.81	1.66K	27.97K	6.65K
Nov 15, 2021	SWANSON DAVID	PURCHASE	16.81	344	5.78K	1.38K
Nov 15, 2021	O'NEILL STEPHEN ANDREW	PURCHASE	16.81	16.56K	278.32K	82.78K
Jun 04, 2021	SCHMUCKER BRIAN H	SALE	17.88	4K	71.52K	0
May 10, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	18.04	4.92K	88.7K	12.57K
May 07, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	18.09	8.8K	159.19K	17.49K
Apr 30, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.68	5.3K	93.74K	26.29K
Apr 23, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.47	5K	87.35K	31.59K
Apr 13, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.77	7.11K	126.42K	36.59K
Apr 05, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.60	4K	70.4K	43.71K
Apr 01, 2021	SCHMUCKER BRIAN H	SALE	17.54	7.62K	133.58K	4K
Mar 31, 2021	SCHMUCKER BRIAN H	SALE	17.38	15K	260.7K	11.62K
Mar 21, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.36	6.28K	109K	47.71K
Mar 17, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.68	5K	88.4K	53.98K
Mar 15, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.72	5.51K	97.64K	58.98K
Mar 12, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.60	5K	88K	64.49K
Mar 05, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.02	8.5K	144.67K	69.49K
Mar 03, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.37	7.64K	132.62K	77.99K
Feb 09, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.50	9.45K	165.38K	85.63K
Feb 05, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.34	8.79K	152.45K	103.87K
Feb 04, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.17	2K	34.34K	112.66K
Feb 03, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.01	7.46K	126.88K	114.66K
Feb 02, 2021	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.01	2K	34.02K	122.12K
Nov 09, 2020	SWANSON DAVID	PURCHASE	14.08	258	3.63K	1.03K
Mar 23, 2020	O'NEILL STEPHEN ANDREW	PURCHASE	9.39	2K	18.78K	47.22K
Mar 12, 2020	GALLEY PATRICK W.	PURCHASE	12.45	1.88K	23.36K	139.57K
Mar 12, 2020	SCHMUCKER BRIAN H	SALE	11.17	29.05K	324.49K	26.62K
Nov 12, 2019	OAKES JOHN S.	PURCHASE	16.20	429	6.95K	1.97K
Nov 12, 2019	HUTCHENS JOHN WAYNE	PURCHASE	16.20	1.25K	20.2K	4.99K
Nov 07, 2019	O'NEILL STEPHEN ANDREW	PURCHASE	16.20	5K	81K	43.79K
Nov 07, 2019	GALLEY PATRICK W.	PURCHASE	16.20	33.17K	537.32K	137.7K
Oct 25, 2019	SWANSON DAVID	PURCHASE	16.60	194	3.22K	774
Oct 24, 2019	O'NEILL STEPHEN ANDREW	SALE	0.05	23.79K	1.27K	15K
Oct 23, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	0.06	10.29K	617.4	0
Oct 22, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	0.04	51.43K	2.06K	10.29K
Oct 21, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	0.04	47.94K	1.72K	61.72K
Oct 18, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	0.06	14.47K	869.35	109.66K
Oct 16, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.70	1.52K	25.42K	115.17K
Oct 08, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.92	1.43K	24.18K	120.69K
Sep 26, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.12	5K	85.6K	124.12K
Sep 25, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.24	2.7K	46.55K	129.12K
Sep 09, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.18	570	9.79K	131.82K
Aug 28, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.95	624	10.58K	132.5K
Aug 27, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.95	3K	50.85K	133.13K
Aug 01, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.45	3.3K	57.59K	136.13K
Jul 16, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.40	1.76K	30.54K	142.43K
Jul 15, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.65	4.02K	70.92K	144.18K
Jul 11, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.62	5.5K	96.91K	148.2K
Jul 10, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.50	2.37K	41.51K	153.7K
Jul 09, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.42	400	6.97K	159.07K
Jul 08, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.31	4.5K	77.9K	159.47K
Jul 05, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.26	3.4K	58.68K	164.71K
Jul 02, 2019	SWANSON DAVID	PURCHASE	17.20	580	9.97K	580
Jul 02, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.26	370	6.39K	168.11K
Jun 21, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.10	581	9.94K	168.48K
Jun 20, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.07	2K	34.14K	169.06K
Jun 18, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.07	513	8.76K	171.06K
Jun 13, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.02	1K	17.02K	171.57K
Jun 10, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.10	200	3.42K	176.57K
Jun 06, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.92	671	11.35K	179.27K
Jun 05, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.92	2K	33.84K	179.94K
Jun 04, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	16.88	800	13.5K	181.96K
May 09, 2019	SCHMUCKER BRIAN H	SALE	16.79	5.5K	92.35K	55.67K
May 08, 2019	SCHMUCKER BRIAN H	SALE	16.91	5.5K	93.01K	61.17K
May 07, 2019	SCHMUCKER BRIAN H	SALE	17.20	5.5K	94.6K	66.67K
May 06, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.22	5.5K	94.71K	184.76K
May 02, 2019	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	17.06	5.5K	93.83K	190.26K
Dec 21, 2018	GALLEY PATRICK W.	PURCHASE	14.53	2K	29.07K	89.97K
Nov 07, 2018	HUTCHENS JOHN WAYNE	PURCHASE	16.93	1.31K	22.2K	3.74K
Nov 07, 2018	OAKES JOHN S.	PURCHASE	16.93	369	6.25K	1.48K
Jun 13, 2018	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	21.55	678	14.61K	195.76K
Jun 11, 2018	RIVERNORTH CAPITAL MANAGEMENT, LLC	SALE	21.49	2.5K	53.73K	203.26K

Frequently Asked Questions