How many institutions own PSTV stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own PSTV shares is 20, representing 1.27% of the company's common stock.

Who are the major shareholders selling Plus Therapeutics, Inc. stock?

SCIENTECH RESEARCH LLC, in the last quarter, reduced its stake in PSTV by -100% restricting it's holding to 0 shares of worth nearly -. ALTIUM CAPITAL MANAGEMENT LP also lessened -100% of the PSTV shares from its portfolio, reducing its holding to 0 shares of worth -. TOWER RESEARCH CAPITAL LLC (TRC) also shunned PSTV shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying PSTV stock?

As per its latest 13F filing, JANE STREET GROUP, LLC increased its stake in PSTV by 100% in the last quarter. The institutional holder raised its holding to 1.02 million shares having worth more than $524.55K. GEODE CAPITAL MANAGEMENT, LLC also added 72.49% more shares of PSTV to its portfolio, raising its holding to 1.4 million shares of worth $719.03K. ROYAL BANK OF CANADA also increased its PSTV shares holding by 100% which brought its holding to 1.4 thousand shares worth $1.00K.

PSTV's major insiders: who are they?

The insider with the most stakes in PSTV is Lim Kian Thiam , 10 percent owner at the company. Additionally, PSTV stock is highly held by 10 percent owner Swissquote Bank SA and 10 percent owner PostFinance AG among others.

Did an insider recently sell PSTV stock?

Company executives, directors, and other insiders own 1.77% percent of Plus Therapeutics, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which PSTV insiders have sold stock, totaling 0 shares. Insiders that have sold shares include HEDRICK MARC H, LENK ROBERT P, and POSTFINANCE AG.

Which insider recently purchased PSTV stock?

There have been 1 transaction(s) during the past 6-months in which Plus Therapeutics, Inc. insiders have bought stock, totalling 20000 shares

How much of PSTV does insiders own?

Around 68.14K Plus Therapeutics, Inc. shares are held by insiders, which represents about 1.77% of PSTV stock.

Who is the insider with the largest stake?

PSTV 10 percent owner, Lim Kian Thiam holds the largest portfolio of the company's shares. PSTV shares owned by Lim total nearly 7.4 million.

Which institution holds the most shares in PSTV?

SCIENTECH RESEARCH LLC is the largest institutional owner in PSTV which holds 0 shares worth - or 0% of the total PSTV shares outstanding followed by JANE STREET GROUP, LLC with ownership of 1.02 million shares representing 0.95% of the PSTV ownership. GEODE CAPITAL MANAGEMENT, LLC is the third largest stakeholder with 1.4 million shares or 1.31% of the ownership worth more than $719.03K.

Is Plus Therapeutics, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the PSTV is concerned, it is a stock which is not optionable.

Is there a short position on PSTV's shares?

Number of PSTV shares short is 3.12M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding PSTV shares are there?

As of today, 99.26M shares of PSTV are outstanding.

Is there many float in PSTV stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, PSTV has 99.06M shares in float.

PSTV short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for PSTV is 0.17.

Plus Therapeutics (PSTV) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares3.15

Short Percent Of Float3.15

Shares Outstanding99.26M

Shares Float99.06M

Shares Short3.12M

Short Ratio0.17

3.15%

Short % of Float

3.15%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.77% Percentage of Shares held by All Insiders

1.27% Percentage of Shares held by All Institutions

1.3% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 1.27% of PSTV shares are held by financial institutions. SCIENTECH RESEARCH LLC is the top corporate investor, holding 0 shares valued at -. A 0% stake in Plus Therapeutics, Inc. is owned by the company. JANE STREET GROUP, LLC owns 1.02M shares valued at $524.55K, which translates its holding of 0.95% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	SCIENTECH RESEARCH LLC	0%	0	-	-146.65K	-100.00%
Dec 31, 2025	JANE STREET GROUP, LLC	0.95%	1.02M	524.55K	1.02M	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.31%	1.4M	719.03K	589.54K	+72.49%
Dec 31, 2025	ROYAL BANK OF CANADA	0%	1.4K	1K	1.4K	+100.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.27%	293.3K	150.26K	27.81K	+10.48%
Dec 31, 2025	BLACKROCK, INC.	1.65%	1.78M	910.04K	1.31M	+278.44%
Dec 31, 2025		2.12%	2.28M	1.17B	2.28M	+100.00%
Dec 31, 2025	VANGUARD GROUP INC	2.12%	2.28M	1.17M	832.59K	+57.55%
Dec 31, 2025	CITIGROUP INC	0.05%	48.46K	24.82K	48.46K	+100.00%
Dec 31, 2025	ALTIUM CAPITAL MANAGEMENT LP	0%	0	-	-918.91K	-100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-3.52K	-100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-67.26K	-100.00%
Dec 31, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-1	-100.00%
Dec 31, 2025	MERCER GLOBAL ADVISORS INC /ADV	0%	0	-	-28.47K	-100.00%
Dec 31, 2025	DANSKE BANK A/S	0%	1	1	0	0
Dec 31, 2025	BARCLAYS PLC	0%	2	1	0	0
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0%	28	8	28	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	53	27	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	67	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0%	1.27K	648	434	+52.23%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	1.84K	944	-1.5K	-44.90%
Dec 31, 2025	J.W. COLE ADVISORS, INC.	0.01%	10K	5.12K	10K	+100.00%
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.01%	13.45K	7K	2.95K	+28.10%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.01%	16K	8.2K	16K	+100.00%
Dec 31, 2025	ASHTON THOMAS PRIVATE WEALTH, LLC	0.02%	24.91K	12.76K	24.91K	+100.00%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.02%	25.8K	13.22K	0	0
Dec 31, 2025	DAGCO, INC.	0.02%	25.88K	13.26K	0	0
Dec 31, 2025	TWO SIGMA SECURITIES, LLC	0.05%	55.88K	28.63K	44.81K	+404.45%
Dec 31, 2025	CITADEL ADVISORS LLC	0.17%	185.06K	94.8K	185.06K	+100.00%
Dec 31, 2025	XTX TOPCO LTD	0.23%	248.56K	127.34K	248.56K	+100.00%
Dec 31, 2025	VIRTU FINANCIAL LLC	0.46%	496.76K	254K	496.76K	+100.00%
Dec 31, 2025	STATE STREET CORP	0.44%	468.89K	240.21K	127K	+37.15%
Dec 31, 2025	UBS GROUP AG	0.82%	875.85K	448.43K	251.97K	+40.39%
Sep 30, 2025	MERCER GLOBAL ADVISORS INC /ADV	0.06%	28.47K	19.47K	28.47K	+100.00%
Sep 30, 2025	JANE STREET GROUP, LLC	0%	0	-	-117.45K	-100.00%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0%	0	-	-24.23K	-100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	53	36	-304	-85.15%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	10.5K	7K	10.5K	+100.00%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.05%	25.8K	17.64K	25.8K	+100.00%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.68%	813.25K	556.02K	762.07K	+1,489.12%
Sep 30, 2025	ALTIUM CAPITAL MANAGEMENT LP	1.9%	918.91K	628.26K	918.91K	+100.00%
Sep 30, 2025	VANGUARD GROUP INC	2.99%	1.45M	989.63K	1.41M	+4,346.17%
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0%	0	-	-26.75K	-100.00%
Sep 30, 2025	SCIENTECH RESEARCH LLC	0.3%	146.65K	100.27K	146.65K	+100.00%
Sep 30, 2025	NORTHERN TRUST CORP	0.55%	265.49K	181.52K	265.49K	+100.00%
Sep 30, 2025	STATE STREET CORP	0.71%	341.89K	233.75K	341.89K	+100.00%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	1	1	1	+100.00%
Sep 30, 2025	DANSKE BANK A/S	0%	1	1	1	+100.00%
Sep 30, 2025	ATLANTIC UNION BANKSHARES CORP	0%	0	-	-500	-100.00%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-26	-100.00%
Sep 30, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	0	-	-200	-100.00%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0.01%	3.35K	2.29K	1.09K	+48.14%
Sep 30, 2025	BARCLAYS PLC	0%	2	1	2	+100.00%
Sep 30, 2025	DAGCO, INC.	0.05%	25.88K	17.7K	25.88K	+100.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	3.52K	2.41K	-2.53K	-41.77%
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0.02%	11.08K	7.57K	11.08K	+100.00%
Sep 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.02%	11.66K	7.97K	1.44K	+14.05%
Sep 30, 2025	UBS GROUP AG	1.29%	623.87K	426.73K	536.24K	+611.88%
Sep 30, 2025	BLACKROCK, INC.	0.97%	469.39K	320.92K	462.43K	+6,644.09%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	67.26K	45.99K	67.26K	+100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	831	567	673	+425.95%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	59	0	0
Sep 30, 2025	GROUND SWELL CAPITAL, LLC	0%	0	-	-11.45K	-100.00%
Jun 30, 2025	BARCLAYS PLC	0%	0	-	-1.04K	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	357	124	357	+100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0.81%	117.45K	40.85K	117.45K	+100.00%
Jun 30, 2025	UBS GROUP AG	0.6%	87.64K	30.5K	54.2K	+162.10%
Jun 30, 2025		0.02%	2.26K	785	2K	+775.19%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0.02%	2.26K	785	2K	+775.19%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.35%	51.18K	17.8K	-5.88K	-10.30%
Jun 30, 2025	VANGUARD GROUP INC	0.22%	32.54K	11.32K	0	0
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.18%	26.75K	9.31K	26.75K	+100.00%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	0.17%	24.23K	8.43K	24.23K	+100.00%
Jun 30, 2025	GROUND SWELL CAPITAL, LLC	0.08%	11.45K	3.98K	-2.2K	-16.14%
Jun 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.07%	10.22K	3.56K	10.22K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.05%	6.96K	2.42K	0	0
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	6.05K	2.1K	-1.63K	-21.25%
Jun 30, 2025	ATLANTIC UNION BANKSHARES CORP	0%	500	174	500	+100.00%
Jun 30, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	200	70	200	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	158	55	108	+216.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	45	0	0
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	26	8	26	+100.00%
Jun 30, 2025	CITIGROUP INC	0%	0	-	-146	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-1	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-80.51K	-100.00%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-13.61K	-100.00%
Jun 30, 2025	HRT FINANCIAL LP	0%	0	-	-102.07K	-100.00%
Jun 30, 2025	VIRTU FINANCIAL LLC	0%	0	-	-40.03K	-100.00%
Mar 31, 2025	BLACKROCK, INC.	0.12%	6.96K	6.61K	0	0
Mar 31, 2025	VANGUARD GROUP INC	0.55%	32.54K	30.91K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	126	0	0
Mar 31, 2025	BARCLAYS PLC	0.02%	1.04K	1K	1.04K	+100.00%
Mar 31, 2025	UBS GROUP AG	0.57%	33.44K	31.77K	33.44K	+100.00%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.68%	40.03K	38K	40.03K	+100.00%
Mar 31, 2025	HRT FINANCIAL LP	1.73%	102.07K	96K	102.07K	+100.00%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.97%	57.05K	54.21K	-1.1K	-1.89%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	50	48	2	+4.17%
Mar 31, 2025		0%	258	245	192	+290.91%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.13%	7.68K	7.29K	2.89K	+60.52%
Mar 31, 2025	CITIGROUP INC	0%	146	139	146	+100.00%
Mar 31, 2025	AIGH CAPITAL MANAGEMENT LLC	0%	0	-	-560.91K	-100.00%
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.23%	13.61K	12.93K	-978	-6.70%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0%	1	1	0	0
Mar 31, 2025	GROUND SWELL CAPITAL, LLC	0.02%	13.66K	12.98K	13.66K	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1.37%	80.51K	76.49K	80.51K	+100.00%
Mar 31, 2023	UMB BANK, N.A.	0%	54	16	54	+100.00%
Mar 31, 2023	WELLS FARGO & COMPANY/MN	0%	234	68	4	+1.74%
Mar 31, 2023	FMR LLC	0%	2K	580	2K	+100.00%
Mar 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	2K	580	0	0
Mar 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	9.06K	3K	-34	-0.37%
Mar 31, 2023	ASHTON THOMAS PRIVATE WEALTH, LLC	0%	12.23K	3.55K	0	0
Mar 31, 2023	TWO SIGMA SECURITIES, LLC	0%	23.45K	6.8K	-17.3K	-42.45%
Mar 31, 2023	NORTHERN TRUST CORP	0.01%	57.58K	16.7K	25.49K	+79.44%
Mar 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.05%	255.15K	73.99K	-2.9K	-1.13%
Mar 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.05%	264.31K	77K	185.94K	+237.26%
Mar 31, 2023	TWO SIGMA ADVISERS, LP	0.01%	32.1K	9.31K	-700	-2.13%
Mar 31, 2023	CREATIVE PLANNING	0.01%	33.54K	9.73K	1	0.00%
Mar 31, 2023	GREAT VALLEY ADVISOR GROUP, INC.	0.01%	33.6K	9.74K	0	0
Mar 31, 2023	STATE STREET CORP	0.01%	34.41K	9.98K	0	0
Mar 31, 2023	PARKMAN HEALTHCARE PARTNERS LLC	0%	0	-	-583.47K	-100.00%
Mar 31, 2023		0%	12.23K	3.55K	0	0
Mar 31, 2023	VANGUARD GROUP INC	0.21%	1.09M	316.96K	0	0
Mar 31, 2023	WARBERG ASSET MANAGEMENT LLC	0%	0	-	-10K	-100.00%
Mar 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0%	0	-	-190.4K	-100.00%
Mar 31, 2023	MILLENNIUM MANAGEMENT LLC	0.01%	69.67K	20K	-67.23K	-49.11%
Mar 31, 2023	BLACKROCK INC.	0.02%	104.43K	30.28K	0	0
Mar 31, 2023	VIRTU FINANCIAL LLC	0%	0	-	-13.65K	-100.00%
Mar 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0%	0	-	-25K	-100.00%
Mar 31, 2023	TWO SIGMA INVESTMENTS, LP	0%	0	-	-10.6K	-100.00%
Mar 31, 2023	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	0	0
Mar 31, 2023	BANK OF AMERICA CORP /DE/	0%	0	-	-39	-100.00%
Mar 31, 2023	JPMORGAN CHASE & CO	0%	0	-	-1	-100.00%
Mar 31, 2023	HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0%	1	-	1	+100.00%
Mar 31, 2023	ROYAL BANK OF CANADA	0%	1	-	0	0
Mar 31, 2023	BARCLAYS PLC	0%	1	-	0	0
Mar 31, 2023	ALLWORTH FINANCIAL LP	0%	1	1	1	+100.00%
Mar 31, 2023	MORGAN STANLEY	0%	10	3	8	+400.00%
Mar 31, 2023	UBS GROUP AG	0%	13	4	-18.99K	-99.93%
Mar 31, 2023	GROUP ONE TRADING, L.P.	0%	21	6	0	0

Insiders

Among the PSTV insiders holding of 1.77% of the stake in company, LIM KIAN THIAM, 10 percent owner, holds the largest shares of 7.4M. SWISSQUOTE BANK SA, 10 percent owner, is the second largest PSTV insider with ownership of 5.33M shares. POSTFINANCE AG, 10 percent owner, stands third with possession of 4.54M shares of that stake.

Insiders	Designation	Shares Held
LIM KIAN THIAM	10 percent owner	7.4M
SWISSQUOTE BANK SA	10 percent owner	5.33M
POSTFINANCE AG	10 percent owner	4.54M
CALHOUN CHRISTOPHER J	Chief Executive Officer	146.77K
LENK ROBERT P	director	139.33K
GIRAO TIAGO	VP & Chief Financial Officer	88K
THOMPSON TOMMY G	director	83.6K
SIMS ANDREW JOHN HUGH MACINTYRE	Chief Financial Officer	68.14K
RICKEY DAVID	director	55.23K
PETERSEN GREG	director	48.92K
CLOWES HOWARD	director	26.5K
HAYDEN JEREMY B.	General Counsel & VP of BD	26.2K
HEDRICK MARC H	Chief Executive Officer	20.43K
HAWKINS RICHARD J	director	15.19K
HARRIS JOHN DAVID	VP and GM Cell Therapy	7K
KESTEN STEVEN	Exec VP and Chief MO	6K
NAUGHTON GAIL K	director	2.4K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 04, 2025	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	0.51	20K	10.2K	68.14K
Aug 22, 2025	LENK ROBERT P	PURCHASE	0.49	110K	53.78K	139.33K
Sep 13, 2024	HAWKINS RICHARD J	PURCHASE	1.50	4K	6K	15.19K
Sep 12, 2024	HAWKINS RICHARD J	PURCHASE	1.35	6.29K	8.51K	11.19K
Sep 11, 2024	PETERSEN GREG	PURCHASE	1.35	12.5K	16.88K	48.92K
Sep 11, 2024	CLOWES HOWARD	PURCHASE	1.34	5K	6.68K	26.5K
Sep 10, 2024	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.27	4.1K	5.2K	9.82K
Sep 10, 2024	HEDRICK MARC H	PURCHASE	1.23	8K	9.84K	20.43K
May 08, 2024	LENK ROBERT P	PURCHASE	2.04	4.17K	8.5K	29.33K
May 08, 2024	HAWKINS RICHARD J	PURCHASE	2.04	4.9K	10K	4.9K
May 08, 2024	CLOWES HOWARD	PURCHASE	2.04	9.8K	20K	21.5K
May 08, 2024	PETERSEN GREG	PURCHASE	2.04	12.26K	25K	36.42K
May 08, 2024	HEDRICK MARC H	PURCHASE	2.04	12.26K	25K	12.43K
May 08, 2024	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	2.04	4.9K	10K	5.72K
Nov 20, 2023	HEDRICK MARC H	SALE	1.96	2.07K	4.05K	170
Nov 16, 2023	LENK ROBERT P	PURCHASE	1.95	1K	1.95K	25.16K
Nov 15, 2023	LENK ROBERT P	PURCHASE	1.77	1K	1.77K	24.16K
Nov 13, 2023	LENK ROBERT P	PURCHASE	1.43	4K	5.72K	23.16K
Nov 10, 2023	LENK ROBERT P	PURCHASE	1.45	2K	2.9K	19.16K
Nov 09, 2023	LENK ROBERT P	PURCHASE	1.59	4.2K	6.68K	17.16K
Nov 08, 2023	LENK ROBERT P	PURCHASE	1.65	5K	8.25K	12.96K
Nov 07, 2023	LENK ROBERT P	PURCHASE	1.64	6K	9.84K	7.96K
Nov 06, 2023	LENK ROBERT P	PURCHASE	1.50	1.4K	2.09K	1.96K
Sep 13, 2023	CLOWES HOWARD	PURCHASE	1.43	6.99K	10.02K	11.69K
Sep 11, 2023	PETERSEN GREG	PURCHASE	1.70	20K	34.06K	24.17K
Jun 06, 2023	CLOWES HOWARD	PURCHASE	3.98	1K	3.98K	4.7K
May 03, 2023	CLOWES HOWARD	PURCHASE	3.64	2.5K	9.1K	3.7K
Mar 03, 2023	HAWKINS RICHARD J	PURCHASE	1000.00	1	1K	1
Dec 30, 2022	LENK ROBERT P	SALE	0.31	1.5K	472.05	8.5K
Jun 15, 2022	HEDRICK MARC H	PURCHASE	0.65	5K	3.24K	33.58K
Jun 02, 2022	CLOWES HOWARD	PURCHASE	0.57	15K	8.59K	18K
May 17, 2022	PETERSEN GREG	PURCHASE	0.55	30K	16.5K	62.5K
Apr 27, 2022	HEDRICK MARC H	PURCHASE	0.68	2.5K	1.71K	28.58K
Apr 26, 2022	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	0.67	3K	2.02K	12.23K
Apr 26, 2022	HEDRICK MARC H	PURCHASE	0.69	5K	3.45K	26.08K
Mar 01, 2022	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.10	2K	2.2K	9.23K
Nov 02, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.86	1K	1.86K	7.23K
Oct 27, 2021	PETERSEN GREG	PURCHASE	1.72	12.5K	21.5K	32.5K
Oct 26, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.67	2K	3.34K	6.23K
Oct 26, 2021	HEDRICK MARC H	PURCHASE	1.66	2.5K	4.15K	21.08K
Sep 13, 2021	LENK ROBERT P	PURCHASE	1.86	7K	13.01K	10K
Jul 28, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.91	2.24K	4.29K	4.23K
Jul 27, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	2.05	1.99K	4.07K	1.99K
Apr 30, 2021	HEDRICK MARC H	PURCHASE	2.28	2.18K	4.97K	18.58K
Mar 04, 2021	HEDRICK MARC H	PURCHASE	2.50	2.5K	6.25K	16.4K
Mar 03, 2021	CLOWES HOWARD	PURCHASE	2.42	3K	7.26K	3K
Dec 10, 2020	HEDRICK MARC H	PURCHASE	1.99	2.5K	4.98K	13.87K
Nov 30, 2020	HEDRICK MARC H	PURCHASE	2.14	2.2K	4.71K	11.37K
Aug 25, 2020	LENK ROBERT P	PURCHASE	2.49	3K	7.46K	3K
Aug 13, 2020	PETERSEN GREG	PURCHASE	2.80	10K	28K	20K
Aug 12, 2020	PETERSEN GREG	PURCHASE	2.52	10K	25.2K	10K
Aug 12, 2020	HEDRICK MARC H	PURCHASE	2.58	4K	10.32K	9.17K
Jun 22, 2020	HEDRICK MARC H	PURCHASE	2.10	5K	10.5K	5.17K
Feb 14, 2018	POSTFINANCE AG	SALE	0.34	473.83K	161.01K	4.54M
Feb 13, 2018	POSTFINANCE AG	SALE	0.31	101.71K	31.65K	5.02M
Feb 12, 2018	POSTFINANCE AG	SALE	0.31	185.27K	58.32K	5.12M
Feb 09, 2018	POSTFINANCE AG	SALE	0.34	7.55K	2.57K	5.3M
Feb 08, 2018	POSTFINANCE AG	SALE	0.34	228.6K	78.43K	5.31M
Jan 11, 2018	SWISSQUOTE BANK SA	SALE	0.34	20K	6.8K	5.33M
Jan 10, 2018	SWISSQUOTE BANK SA	SALE	0.38	15.8K	6.01K	5.4M
Jan 09, 2018	SWISSQUOTE BANK SA	SALE	0.39	20K	7.8K	5.42M
Aug 10, 2016	HARRIS JOHN DAVID	PURCHASE	2.03	2.5K	5.08K	7K
Jun 14, 2016	NAUGHTON GAIL K	PURCHASE	2.10	1K	2.1K	2.4K
Jun 14, 2016	RICKEY DAVID	PURCHASE	2.10	5K	10.5K	55.23K
May 13, 2016	HARRIS JOHN DAVID	PURCHASE	2.71	2K	5.42K	2K
Mar 09, 2016	RICKEY DAVID	PURCHASE	0.19	50K	9.43K	270.06K
Sep 03, 2015	THOMPSON TOMMY G	PURCHASE	0.37	25.45K	9.53K	83.6K
Sep 02, 2015	HAYDEN JEREMY B.	PURCHASE	0.35	8.2K	2.91K	26.2K
Aug 28, 2015	HEDRICK MARC H	PURCHASE	0.31	1.2K	372	44.8K
Aug 28, 2015	RICKEY DAVID	PURCHASE	0.31	35K	11.02K	220.06K
Aug 27, 2015	RICKEY DAVID	PURCHASE	0.30	50K	14.96K	632.39K
Aug 27, 2015	HEDRICK MARC H	PURCHASE	0.31	10K	3.05K	43.6K
Aug 26, 2015	RICKEY DAVID	PURCHASE	0.33	25K	8.18K	582.39K
Aug 21, 2015	RICKEY DAVID	PURCHASE	0.38	50K	18.75K	557.39K
Aug 21, 2015	HEDRICK MARC H	PURCHASE	0.38	5K	1.9K	28.6K
Aug 20, 2015	HEDRICK MARC H	PURCHASE	0.40	300	119.7	13.9K
Aug 19, 2015	RICKEY DAVID	PURCHASE	0.39	48.6K	19.12K	507.39K
Aug 19, 2015	HAYDEN JEREMY B.	PURCHASE	0.39	18K	7.06K	18K
Aug 19, 2015	KESTEN STEVEN	PURCHASE	0.39	6K	2.32K	6K
Aug 18, 2015	HEDRICK MARC H	PURCHASE	0.39	100	38.99	3.7K
Aug 18, 2015	GIRAO TIAGO	PURCHASE	0.39	25K	9.75K	88K
Aug 18, 2015	RICKEY DAVID	PURCHASE	0.39	51.4K	20.2K	458.79K
Apr 06, 2015	LIM KIAN THIAM	SALE	1.37	600K	822.54K	7.4M
Nov 13, 2014	RICKEY DAVID	PURCHASE	0.47	20K	9.4K	391.57K
Nov 12, 2014	RICKEY DAVID	PURCHASE	0.38	50K	19K	371.57K
Nov 12, 2014	GIRAO TIAGO	PURCHASE	0.39	44.11K	17.2K	60K
Nov 11, 2014	GIRAO TIAGO	PURCHASE	0.39	15.89K	6.2K	15.89K
Nov 11, 2014	RICKEY DAVID	PURCHASE	0.39	16.61K	6.48K	151.66K
Jun 05, 2014	RICKEY DAVID	PURCHASE	2.32	66	153.12	211.63K
Jan 10, 2014	CALHOUN CHRISTOPHER J	SALE	2.81	500	1.41K	146.77K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE20K1

SALES00

NET SHARES20K1

SHARES HELD68.14K1

% NET SHARES-70.65%0%

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares3.15

Short Percent Of Float3.15

Shares Outstanding99.26M

Shares Float99.06M

Shares Short3.12M

Short Ratio0.17

3.15%

Short % of Float

3.15%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.77% Percentage of Shares held by All Insiders

1.27% Percentage of Shares held by All Institutions

1.3% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	SCIENTECH RESEARCH LLC	0%	0	-	-146.65K	-100.00%
Dec 31, 2025	JANE STREET GROUP, LLC	0.95%	1.02M	524.55K	1.02M	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.31%	1.4M	719.03K	589.54K	+72.49%
Dec 31, 2025	ROYAL BANK OF CANADA	0%	1.4K	1K	1.4K	+100.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.27%	293.3K	150.26K	27.81K	+10.48%
Dec 31, 2025	BLACKROCK, INC.	1.65%	1.78M	910.04K	1.31M	+278.44%
Dec 31, 2025		2.12%	2.28M	1.17B	2.28M	+100.00%
Dec 31, 2025	VANGUARD GROUP INC	2.12%	2.28M	1.17M	832.59K	+57.55%
Dec 31, 2025	CITIGROUP INC	0.05%	48.46K	24.82K	48.46K	+100.00%
Dec 31, 2025	ALTIUM CAPITAL MANAGEMENT LP	0%	0	-	-918.91K	-100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-3.52K	-100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-67.26K	-100.00%
Dec 31, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-1	-100.00%
Dec 31, 2025	MERCER GLOBAL ADVISORS INC /ADV	0%	0	-	-28.47K	-100.00%
Dec 31, 2025	DANSKE BANK A/S	0%	1	1	0	0
Dec 31, 2025	BARCLAYS PLC	0%	2	1	0	0
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0%	28	8	28	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	53	27	0	0
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	67	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0%	1.27K	648	434	+52.23%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	1.84K	944	-1.5K	-44.90%
Dec 31, 2025	J.W. COLE ADVISORS, INC.	0.01%	10K	5.12K	10K	+100.00%
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.01%	13.45K	7K	2.95K	+28.10%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.01%	16K	8.2K	16K	+100.00%
Dec 31, 2025	ASHTON THOMAS PRIVATE WEALTH, LLC	0.02%	24.91K	12.76K	24.91K	+100.00%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.02%	25.8K	13.22K	0	0
Dec 31, 2025	DAGCO, INC.	0.02%	25.88K	13.26K	0	0
Dec 31, 2025	TWO SIGMA SECURITIES, LLC	0.05%	55.88K	28.63K	44.81K	+404.45%
Dec 31, 2025	CITADEL ADVISORS LLC	0.17%	185.06K	94.8K	185.06K	+100.00%
Dec 31, 2025	XTX TOPCO LTD	0.23%	248.56K	127.34K	248.56K	+100.00%
Dec 31, 2025	VIRTU FINANCIAL LLC	0.46%	496.76K	254K	496.76K	+100.00%
Dec 31, 2025	STATE STREET CORP	0.44%	468.89K	240.21K	127K	+37.15%
Dec 31, 2025	UBS GROUP AG	0.82%	875.85K	448.43K	251.97K	+40.39%
Sep 30, 2025	MERCER GLOBAL ADVISORS INC /ADV	0.06%	28.47K	19.47K	28.47K	+100.00%
Sep 30, 2025	JANE STREET GROUP, LLC	0%	0	-	-117.45K	-100.00%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0%	0	-	-24.23K	-100.00%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	53	36	-304	-85.15%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	10.5K	7K	10.5K	+100.00%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.05%	25.8K	17.64K	25.8K	+100.00%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.68%	813.25K	556.02K	762.07K	+1,489.12%
Sep 30, 2025	ALTIUM CAPITAL MANAGEMENT LP	1.9%	918.91K	628.26K	918.91K	+100.00%
Sep 30, 2025	VANGUARD GROUP INC	2.99%	1.45M	989.63K	1.41M	+4,346.17%
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0%	0	-	-26.75K	-100.00%
Sep 30, 2025	SCIENTECH RESEARCH LLC	0.3%	146.65K	100.27K	146.65K	+100.00%
Sep 30, 2025	NORTHERN TRUST CORP	0.55%	265.49K	181.52K	265.49K	+100.00%
Sep 30, 2025	STATE STREET CORP	0.71%	341.89K	233.75K	341.89K	+100.00%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0%	1	1	1	+100.00%
Sep 30, 2025	DANSKE BANK A/S	0%	1	1	1	+100.00%
Sep 30, 2025	ATLANTIC UNION BANKSHARES CORP	0%	0	-	-500	-100.00%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-26	-100.00%
Sep 30, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	0	-	-200	-100.00%
Sep 30, 2025	SBI SECURITIES CO., LTD.	0.01%	3.35K	2.29K	1.09K	+48.14%
Sep 30, 2025	BARCLAYS PLC	0%	2	1	2	+100.00%
Sep 30, 2025	DAGCO, INC.	0.05%	25.88K	17.7K	25.88K	+100.00%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	3.52K	2.41K	-2.53K	-41.77%
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0.02%	11.08K	7.57K	11.08K	+100.00%
Sep 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.02%	11.66K	7.97K	1.44K	+14.05%
Sep 30, 2025	UBS GROUP AG	1.29%	623.87K	426.73K	536.24K	+611.88%
Sep 30, 2025	BLACKROCK, INC.	0.97%	469.39K	320.92K	462.43K	+6,644.09%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	67.26K	45.99K	67.26K	+100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0%	831	567	673	+425.95%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	59	0	0
Sep 30, 2025	GROUND SWELL CAPITAL, LLC	0%	0	-	-11.45K	-100.00%
Jun 30, 2025	BARCLAYS PLC	0%	0	-	-1.04K	-100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	357	124	357	+100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0.81%	117.45K	40.85K	117.45K	+100.00%
Jun 30, 2025	UBS GROUP AG	0.6%	87.64K	30.5K	54.2K	+162.10%
Jun 30, 2025		0.02%	2.26K	785	2K	+775.19%
Jun 30, 2025	SBI SECURITIES CO., LTD.	0.02%	2.26K	785	2K	+775.19%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.35%	51.18K	17.8K	-5.88K	-10.30%
Jun 30, 2025	VANGUARD GROUP INC	0.22%	32.54K	11.32K	0	0
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.18%	26.75K	9.31K	26.75K	+100.00%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	0.17%	24.23K	8.43K	24.23K	+100.00%
Jun 30, 2025	GROUND SWELL CAPITAL, LLC	0.08%	11.45K	3.98K	-2.2K	-16.14%
Jun 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.07%	10.22K	3.56K	10.22K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.05%	6.96K	2.42K	0	0
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	6.05K	2.1K	-1.63K	-21.25%
Jun 30, 2025	ATLANTIC UNION BANKSHARES CORP	0%	500	174	500	+100.00%
Jun 30, 2025	TRADEWINDS CAPITAL MANAGEMENT, LLC	0%	200	70	200	+100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	158	55	108	+216.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	45	0	0
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	26	8	26	+100.00%
Jun 30, 2025	CITIGROUP INC	0%	0	-	-146	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-1	-100.00%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-80.51K	-100.00%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-13.61K	-100.00%
Jun 30, 2025	HRT FINANCIAL LP	0%	0	-	-102.07K	-100.00%
Jun 30, 2025	VIRTU FINANCIAL LLC	0%	0	-	-40.03K	-100.00%
Mar 31, 2025	BLACKROCK, INC.	0.12%	6.96K	6.61K	0	0
Mar 31, 2025	VANGUARD GROUP INC	0.55%	32.54K	30.91K	0	0
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	133	126	0	0
Mar 31, 2025	BARCLAYS PLC	0.02%	1.04K	1K	1.04K	+100.00%
Mar 31, 2025	UBS GROUP AG	0.57%	33.44K	31.77K	33.44K	+100.00%
Mar 31, 2025	VIRTU FINANCIAL LLC	0.68%	40.03K	38K	40.03K	+100.00%
Mar 31, 2025	HRT FINANCIAL LP	1.73%	102.07K	96K	102.07K	+100.00%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.97%	57.05K	54.21K	-1.1K	-1.89%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	50	48	2	+4.17%
Mar 31, 2025		0%	258	245	192	+290.91%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.13%	7.68K	7.29K	2.89K	+60.52%
Mar 31, 2025	CITIGROUP INC	0%	146	139	146	+100.00%
Mar 31, 2025	AIGH CAPITAL MANAGEMENT LLC	0%	0	-	-560.91K	-100.00%
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.23%	13.61K	12.93K	-978	-6.70%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0%	1	1	0	0
Mar 31, 2025	GROUND SWELL CAPITAL, LLC	0.02%	13.66K	12.98K	13.66K	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1.37%	80.51K	76.49K	80.51K	+100.00%
Mar 31, 2023	UMB BANK, N.A.	0%	54	16	54	+100.00%
Mar 31, 2023	WELLS FARGO & COMPANY/MN	0%	234	68	4	+1.74%
Mar 31, 2023	FMR LLC	0%	2K	580	2K	+100.00%
Mar 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	2K	580	0	0
Mar 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	9.06K	3K	-34	-0.37%
Mar 31, 2023	ASHTON THOMAS PRIVATE WEALTH, LLC	0%	12.23K	3.55K	0	0
Mar 31, 2023	TWO SIGMA SECURITIES, LLC	0%	23.45K	6.8K	-17.3K	-42.45%
Mar 31, 2023	NORTHERN TRUST CORP	0.01%	57.58K	16.7K	25.49K	+79.44%
Mar 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.05%	255.15K	73.99K	-2.9K	-1.13%
Mar 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.05%	264.31K	77K	185.94K	+237.26%
Mar 31, 2023	TWO SIGMA ADVISERS, LP	0.01%	32.1K	9.31K	-700	-2.13%
Mar 31, 2023	CREATIVE PLANNING	0.01%	33.54K	9.73K	1	0.00%
Mar 31, 2023	GREAT VALLEY ADVISOR GROUP, INC.	0.01%	33.6K	9.74K	0	0
Mar 31, 2023	STATE STREET CORP	0.01%	34.41K	9.98K	0	0
Mar 31, 2023	PARKMAN HEALTHCARE PARTNERS LLC	0%	0	-	-583.47K	-100.00%
Mar 31, 2023		0%	12.23K	3.55K	0	0
Mar 31, 2023	VANGUARD GROUP INC	0.21%	1.09M	316.96K	0	0
Mar 31, 2023	WARBERG ASSET MANAGEMENT LLC	0%	0	-	-10K	-100.00%
Mar 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0%	0	-	-190.4K	-100.00%
Mar 31, 2023	MILLENNIUM MANAGEMENT LLC	0.01%	69.67K	20K	-67.23K	-49.11%
Mar 31, 2023	BLACKROCK INC.	0.02%	104.43K	30.28K	0	0
Mar 31, 2023	VIRTU FINANCIAL LLC	0%	0	-	-13.65K	-100.00%
Mar 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0%	0	-	-25K	-100.00%
Mar 31, 2023	TWO SIGMA INVESTMENTS, LP	0%	0	-	-10.6K	-100.00%
Mar 31, 2023	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	0	0
Mar 31, 2023	BANK OF AMERICA CORP /DE/	0%	0	-	-39	-100.00%
Mar 31, 2023	JPMORGAN CHASE & CO	0%	0	-	-1	-100.00%
Mar 31, 2023	HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	0%	1	-	1	+100.00%
Mar 31, 2023	ROYAL BANK OF CANADA	0%	1	-	0	0
Mar 31, 2023	BARCLAYS PLC	0%	1	-	0	0
Mar 31, 2023	ALLWORTH FINANCIAL LP	0%	1	1	1	+100.00%
Mar 31, 2023	MORGAN STANLEY	0%	10	3	8	+400.00%
Mar 31, 2023	UBS GROUP AG	0%	13	4	-18.99K	-99.93%
Mar 31, 2023	GROUP ONE TRADING, L.P.	0%	21	6	0	0

Insiders

Insiders	Designation	Shares Held
LIM KIAN THIAM	10 percent owner	7.4M
SWISSQUOTE BANK SA	10 percent owner	5.33M
POSTFINANCE AG	10 percent owner	4.54M
CALHOUN CHRISTOPHER J	Chief Executive Officer	146.77K
LENK ROBERT P	director	139.33K
GIRAO TIAGO	VP & Chief Financial Officer	88K
THOMPSON TOMMY G	director	83.6K
SIMS ANDREW JOHN HUGH MACINTYRE	Chief Financial Officer	68.14K
RICKEY DAVID	director	55.23K
PETERSEN GREG	director	48.92K
CLOWES HOWARD	director	26.5K
HAYDEN JEREMY B.	General Counsel & VP of BD	26.2K
HEDRICK MARC H	Chief Executive Officer	20.43K
HAWKINS RICHARD J	director	15.19K
HARRIS JOHN DAVID	VP and GM Cell Therapy	7K
KESTEN STEVEN	Exec VP and Chief MO	6K
NAUGHTON GAIL K	director	2.4K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 04, 2025	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	0.51	20K	10.2K	68.14K
Aug 22, 2025	LENK ROBERT P	PURCHASE	0.49	110K	53.78K	139.33K
Sep 13, 2024	HAWKINS RICHARD J	PURCHASE	1.50	4K	6K	15.19K
Sep 12, 2024	HAWKINS RICHARD J	PURCHASE	1.35	6.29K	8.51K	11.19K
Sep 11, 2024	PETERSEN GREG	PURCHASE	1.35	12.5K	16.88K	48.92K
Sep 11, 2024	CLOWES HOWARD	PURCHASE	1.34	5K	6.68K	26.5K
Sep 10, 2024	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.27	4.1K	5.2K	9.82K
Sep 10, 2024	HEDRICK MARC H	PURCHASE	1.23	8K	9.84K	20.43K
May 08, 2024	LENK ROBERT P	PURCHASE	2.04	4.17K	8.5K	29.33K
May 08, 2024	HAWKINS RICHARD J	PURCHASE	2.04	4.9K	10K	4.9K
May 08, 2024	CLOWES HOWARD	PURCHASE	2.04	9.8K	20K	21.5K
May 08, 2024	PETERSEN GREG	PURCHASE	2.04	12.26K	25K	36.42K
May 08, 2024	HEDRICK MARC H	PURCHASE	2.04	12.26K	25K	12.43K
May 08, 2024	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	2.04	4.9K	10K	5.72K
Nov 20, 2023	HEDRICK MARC H	SALE	1.96	2.07K	4.05K	170
Nov 16, 2023	LENK ROBERT P	PURCHASE	1.95	1K	1.95K	25.16K
Nov 15, 2023	LENK ROBERT P	PURCHASE	1.77	1K	1.77K	24.16K
Nov 13, 2023	LENK ROBERT P	PURCHASE	1.43	4K	5.72K	23.16K
Nov 10, 2023	LENK ROBERT P	PURCHASE	1.45	2K	2.9K	19.16K
Nov 09, 2023	LENK ROBERT P	PURCHASE	1.59	4.2K	6.68K	17.16K
Nov 08, 2023	LENK ROBERT P	PURCHASE	1.65	5K	8.25K	12.96K
Nov 07, 2023	LENK ROBERT P	PURCHASE	1.64	6K	9.84K	7.96K
Nov 06, 2023	LENK ROBERT P	PURCHASE	1.50	1.4K	2.09K	1.96K
Sep 13, 2023	CLOWES HOWARD	PURCHASE	1.43	6.99K	10.02K	11.69K
Sep 11, 2023	PETERSEN GREG	PURCHASE	1.70	20K	34.06K	24.17K
Jun 06, 2023	CLOWES HOWARD	PURCHASE	3.98	1K	3.98K	4.7K
May 03, 2023	CLOWES HOWARD	PURCHASE	3.64	2.5K	9.1K	3.7K
Mar 03, 2023	HAWKINS RICHARD J	PURCHASE	1000.00	1	1K	1
Dec 30, 2022	LENK ROBERT P	SALE	0.31	1.5K	472.05	8.5K
Jun 15, 2022	HEDRICK MARC H	PURCHASE	0.65	5K	3.24K	33.58K
Jun 02, 2022	CLOWES HOWARD	PURCHASE	0.57	15K	8.59K	18K
May 17, 2022	PETERSEN GREG	PURCHASE	0.55	30K	16.5K	62.5K
Apr 27, 2022	HEDRICK MARC H	PURCHASE	0.68	2.5K	1.71K	28.58K
Apr 26, 2022	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	0.67	3K	2.02K	12.23K
Apr 26, 2022	HEDRICK MARC H	PURCHASE	0.69	5K	3.45K	26.08K
Mar 01, 2022	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.10	2K	2.2K	9.23K
Nov 02, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.86	1K	1.86K	7.23K
Oct 27, 2021	PETERSEN GREG	PURCHASE	1.72	12.5K	21.5K	32.5K
Oct 26, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.67	2K	3.34K	6.23K
Oct 26, 2021	HEDRICK MARC H	PURCHASE	1.66	2.5K	4.15K	21.08K
Sep 13, 2021	LENK ROBERT P	PURCHASE	1.86	7K	13.01K	10K
Jul 28, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	1.91	2.24K	4.29K	4.23K
Jul 27, 2021	SIMS ANDREW JOHN HUGH MACINTYRE	PURCHASE	2.05	1.99K	4.07K	1.99K
Apr 30, 2021	HEDRICK MARC H	PURCHASE	2.28	2.18K	4.97K	18.58K
Mar 04, 2021	HEDRICK MARC H	PURCHASE	2.50	2.5K	6.25K	16.4K
Mar 03, 2021	CLOWES HOWARD	PURCHASE	2.42	3K	7.26K	3K
Dec 10, 2020	HEDRICK MARC H	PURCHASE	1.99	2.5K	4.98K	13.87K
Nov 30, 2020	HEDRICK MARC H	PURCHASE	2.14	2.2K	4.71K	11.37K
Aug 25, 2020	LENK ROBERT P	PURCHASE	2.49	3K	7.46K	3K
Aug 13, 2020	PETERSEN GREG	PURCHASE	2.80	10K	28K	20K
Aug 12, 2020	PETERSEN GREG	PURCHASE	2.52	10K	25.2K	10K
Aug 12, 2020	HEDRICK MARC H	PURCHASE	2.58	4K	10.32K	9.17K
Jun 22, 2020	HEDRICK MARC H	PURCHASE	2.10	5K	10.5K	5.17K
Feb 14, 2018	POSTFINANCE AG	SALE	0.34	473.83K	161.01K	4.54M
Feb 13, 2018	POSTFINANCE AG	SALE	0.31	101.71K	31.65K	5.02M
Feb 12, 2018	POSTFINANCE AG	SALE	0.31	185.27K	58.32K	5.12M
Feb 09, 2018	POSTFINANCE AG	SALE	0.34	7.55K	2.57K	5.3M
Feb 08, 2018	POSTFINANCE AG	SALE	0.34	228.6K	78.43K	5.31M
Jan 11, 2018	SWISSQUOTE BANK SA	SALE	0.34	20K	6.8K	5.33M
Jan 10, 2018	SWISSQUOTE BANK SA	SALE	0.38	15.8K	6.01K	5.4M
Jan 09, 2018	SWISSQUOTE BANK SA	SALE	0.39	20K	7.8K	5.42M
Aug 10, 2016	HARRIS JOHN DAVID	PURCHASE	2.03	2.5K	5.08K	7K
Jun 14, 2016	NAUGHTON GAIL K	PURCHASE	2.10	1K	2.1K	2.4K
Jun 14, 2016	RICKEY DAVID	PURCHASE	2.10	5K	10.5K	55.23K
May 13, 2016	HARRIS JOHN DAVID	PURCHASE	2.71	2K	5.42K	2K
Mar 09, 2016	RICKEY DAVID	PURCHASE	0.19	50K	9.43K	270.06K
Sep 03, 2015	THOMPSON TOMMY G	PURCHASE	0.37	25.45K	9.53K	83.6K
Sep 02, 2015	HAYDEN JEREMY B.	PURCHASE	0.35	8.2K	2.91K	26.2K
Aug 28, 2015	HEDRICK MARC H	PURCHASE	0.31	1.2K	372	44.8K
Aug 28, 2015	RICKEY DAVID	PURCHASE	0.31	35K	11.02K	220.06K
Aug 27, 2015	RICKEY DAVID	PURCHASE	0.30	50K	14.96K	632.39K
Aug 27, 2015	HEDRICK MARC H	PURCHASE	0.31	10K	3.05K	43.6K
Aug 26, 2015	RICKEY DAVID	PURCHASE	0.33	25K	8.18K	582.39K
Aug 21, 2015	RICKEY DAVID	PURCHASE	0.38	50K	18.75K	557.39K
Aug 21, 2015	HEDRICK MARC H	PURCHASE	0.38	5K	1.9K	28.6K
Aug 20, 2015	HEDRICK MARC H	PURCHASE	0.40	300	119.7	13.9K
Aug 19, 2015	RICKEY DAVID	PURCHASE	0.39	48.6K	19.12K	507.39K
Aug 19, 2015	HAYDEN JEREMY B.	PURCHASE	0.39	18K	7.06K	18K
Aug 19, 2015	KESTEN STEVEN	PURCHASE	0.39	6K	2.32K	6K
Aug 18, 2015	HEDRICK MARC H	PURCHASE	0.39	100	38.99	3.7K
Aug 18, 2015	GIRAO TIAGO	PURCHASE	0.39	25K	9.75K	88K
Aug 18, 2015	RICKEY DAVID	PURCHASE	0.39	51.4K	20.2K	458.79K
Apr 06, 2015	LIM KIAN THIAM	SALE	1.37	600K	822.54K	7.4M
Nov 13, 2014	RICKEY DAVID	PURCHASE	0.47	20K	9.4K	391.57K
Nov 12, 2014	RICKEY DAVID	PURCHASE	0.38	50K	19K	371.57K
Nov 12, 2014	GIRAO TIAGO	PURCHASE	0.39	44.11K	17.2K	60K
Nov 11, 2014	GIRAO TIAGO	PURCHASE	0.39	15.89K	6.2K	15.89K
Nov 11, 2014	RICKEY DAVID	PURCHASE	0.39	16.61K	6.48K	151.66K
Jun 05, 2014	RICKEY DAVID	PURCHASE	2.32	66	153.12	211.63K
Jan 10, 2014	CALHOUN CHRISTOPHER J	SALE	2.81	500	1.41K	146.77K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE20K1

SALES00

NET SHARES20K1

SHARES HELD68.14K1

% NET SHARES-70.65%0%

PSTV Stock Ownership Breakdown