How many institutions own NCV stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own NCV shares is 73, representing 28.08% of the company's common stock.

Who are the major shareholders selling Virtus Convertible & Income Fund stock?

GENEOS WEALTH MANAGEMENT INC., in the last quarter, reduced its stake in NCV by -18.25% restricting it's holding to 6.94 thousand shares of worth nearly $98.59K. GRIDIRON PARTNERS, LLC also lessened -100% of the NCV shares from its portfolio, reducing its holding to 0 shares of worth -. DOLIVER ADVISORS, LP also shunned NCV shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying NCV stock?

As per its latest 13F filing, ADVISOR GROUP HOLDINGS, INC. increased its stake in NCV by 100% in the last quarter. The institutional holder raised its holding to 162.05 thousand shares having worth more than $562.56K. DOLIVER ADVISORS, LP also added 100% more shares of NCV to its portfolio, raising its holding to 10.86 thousand shares of worth $140.37K. GENEOS WEALTH MANAGEMENT INC. also increased its NCV shares holding by 41.43% which brought its holding to 8.49 thousand shares worth $109.81K.

NCV's major insiders: who are they?

The insider with the most stakes in NCV is UBS Group AG , 10 percent owner at the company. Additionally, NCV stock is highly held by director MACLEOD JAMES S and President and CEO AYLWARD GEORGE R among others.

Did an insider recently sell NCV stock?

Company executives, directors, and other insiders own 0.01% percent of Virtus Convertible & Income Fund's stock. Within the last six months, there have been 0 transaction(s) in which NCV insiders have sold stock, totaling 0 shares. Insiders that have sold shares include UBS GROUP AG, KASS JUSTIN, and FORSYTH DOUGLAS.

Which insider recently purchased NCV stock?

There have been 0 transaction(s) during the past 6-months in which Virtus Convertible & Income Fund insiders have bought stock, totalling 0 shares

How much of NCV does insiders own?

Around 0 Virtus Convertible & Income Fund shares are held by insiders, which represents about 0.01% of NCV stock.

Who is the insider with the largest stake?

NCV 10 percent owner, UBS Group AG holds the largest portfolio of the company's shares. NCV shares owned by UBS total nearly 273.01 thousand.

Which institution holds the most shares in NCV?

GENEOS WEALTH MANAGEMENT INC. is the largest institutional owner in NCV which holds 6.94 thousand shares worth $98.59K or 0.03% of the total NCV shares outstanding followed by GRIDIRON PARTNERS, LLC with ownership of 0 shares representing 0% of the NCV ownership. ADVISOR GROUP HOLDINGS, INC. is the third largest stakeholder with 162.05 thousand shares or 0.72% of the ownership worth more than $562.56K.

Is Virtus Convertible & Income Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the NCV is concerned, it is a stock which is not optionable.

Is there a short position on NCV's shares?

Number of NCV shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding NCV shares are there?

As of today, null shares of NCV are outstanding.

Is there many float in NCV stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, NCV has null shares in float.

NCV short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for NCV is null.

Virtus Convertible & Income Fund (NCV) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.01% Percentage of Shares held by All Insiders

28.08% Percentage of Shares held by All Institutions

28.08% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 28.08% of NCV shares are held by financial institutions. GENEOS WEALTH MANAGEMENT INC. is the top corporate investor, holding 6.94K shares valued at $98.59K. A 0.03% stake in Virtus Convertible & Income Fund is owned by the company. GRIDIRON PARTNERS, LLC owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.03%	6.94K	98.59K	-1.55K	-18.25%
Jun 30, 2025	GRIDIRON PARTNERS, LLC	0%	0	-	-75.01K	-100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.72%	162.05K	562.56K	162.05K	+100.00%
Jun 30, 2025	DOLIVER ADVISORS, LP	0%	0	-	-10.86K	-100.00%
Mar 31, 2025	PARK AVENUE SECURITIES LLC	0%	0	-	-418.67K	-100.00%
Mar 31, 2025	PEOPLES FINANCIAL SERVICES CORP.	0%	0	-	-2.83K	-100.00%
Mar 31, 2025	SEQUOIA FINANCIAL ADVISORS, LLC	0%	0	-	-10K	-100.00%
Mar 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0%	0	-	-125.14K	-100.00%
Mar 31, 2025	E&G ADVISORS, LP	0%	0	-	-53.58K	-100.00%
Mar 31, 2025	CAPITAL INVESTMENT ADVISORS, LLC	0%	0	-	-12.36K	-100.00%
Mar 31, 2025	COMERICA BANK	0%	0	-	-12.05K	-100.00%
Mar 31, 2025	MORGAN STANLEY	0%	0	-	-7.26M	-100.00%
Mar 31, 2025	OPPENHEIMER & CO INC	0%	0	-	-25.22K	-100.00%
Mar 31, 2025	STIFEL FINANCIAL CORP	0%	0	-	-47K	-100.00%
Mar 31, 2025	FMR LLC	0%	0	-	-79	-100.00%
Mar 31, 2025	MARINER, LLC	0%	0	-	-108.52K	-100.00%
Mar 31, 2025	THRIVENT FINANCIAL FOR LUTHERANS	0%	0	-	-158.2K	-100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-82.93K	-100.00%
Mar 31, 2025	ROYAL BANK OF CANADA	0%	0	-	-166.25K	-100.00%
Mar 31, 2025	BANK OF MONTREAL /CAN/	0%	0	-	-10K	-100.00%
Mar 31, 2025	INVESCO LTD.	0%	0	-	-279.49K	-100.00%
Mar 31, 2025	JPMORGAN CHASE & CO	0%	0	-	-4.9K	-100.00%
Mar 31, 2025	DOLIVER ADVISORS, LP	0.05%	10.86K	140.37K	10.86K	+100.00%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0%	0	-	-412.72K	-100.00%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0%	0	-	-17.56K	-100.00%
Mar 31, 2025	WEDBUSH SECURITIES INC	0%	0	-	-40.31K	-100.00%
Mar 31, 2025	BESSEMER GROUP INC	0%	0	-	-3.09K	-100.00%
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0%	0	-	-817.88K	-100.00%
Mar 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	0	-	-1.14K	-100.00%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-1.12M	-100.00%
Mar 31, 2025	GRIDIRON PARTNERS, LLC	0.33%	75.01K	969.88K	-131.95K	-63.76%
Mar 31, 2025	SVB WEALTH LLC	0%	0	-	-22.11K	-100.00%
Mar 31, 2025	UBS GROUP AG	0%	0	-	-231.69K	-100.00%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0%	0	-	-256.41K	-100.00%
Mar 31, 2025	OXBOW ADVISORS, LLC	0%	0	-	-22.99K	-100.00%
Mar 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0%	0	-	-36.58K	-100.00%
Mar 31, 2025	CWM, LLC	0%	0	-	-18.54K	-100.00%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0%	0	-	-94.61K	-100.00%
Mar 31, 2025	RIVERNORTH CAPITAL MANAGEMENT, LLC	0%	0	-	-525.8K	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-10.41K	-100.00%
Mar 31, 2025	MML INVESTORS SERVICES, LLC	0%	0	-	-25.18K	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-13	-100.00%
Mar 31, 2025	IONIC CAPITAL MANAGEMENT LLC	0%	0	-	-112.06K	-100.00%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-475.44K	-100.00%
Mar 31, 2025	LPL FINANCIAL LLC	0%	0	-	-1.04M	-100.00%
Mar 31, 2025	ASSETMARK, INC	0%	0	-	-229	-100.00%
Mar 31, 2025	GENEOS WEALTH MANAGEMENT INC.	0.04%	8.49K	109.81K	2.49K	+41.43%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0%	0	-	-142.36K	-100.00%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0%	0	-	-279.51K	-100.00%
Mar 31, 2025	ARETE WEALTH ADVISORS, LLC	0%	0	-	-13.72K	-100.00%
Mar 31, 2025	INTEGRATED CAPITAL MANAGEMENT, INC.	0%	0	-	-78.06K	-100.00%
Mar 31, 2025	LIDO ADVISORS, LLC	0%	0	-	-126.92K	-100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0%	0	-	-98.75K	-100.00%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0%	0	-	-2.64M	-100.00%
Mar 31, 2024	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.04%	32.62K	108.94K	-132	-0.40%
Mar 31, 2024	MORGAN STANLEY	7.79%	7.04M	23.51M	89.31K	+1.29%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	2.39%	2.16M	7.23M	2.1M	+3,368.65%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	1.78%	1.61M	5.37M	-175.74K	-9.86%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.85%	767.63K	2.57M	12.23K	+1.62%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.41%	373.77K	1.25M	-88.89K	-19.21%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.36%	321.5K	1.07M	116.5K	+56.83%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.32%	284.96K	951.75K	-28.72K	-9.15%
Mar 31, 2024	CETERA ADVISORS LLC	0.29%	257.94K	861.51K	230.87K	+852.88%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.26%	232.05K	775.03K	9.83K	+4.42%
Mar 31, 2024	GRIDIRON PARTNERS, LLC	0.23%	206.96K	691.25K	0	0
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.22%	199.46K	666.21K	25.94K	+14.95%
Mar 31, 2024	INVESCO LTD.	0.21%	188.5K	629.59K	43.57K	+30.06%
Mar 31, 2024	ROBINSON CAPITAL MANAGEMENT, LLC	0.18%	166.6K	530.62K	0	0
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.18%	159.14K	532K	159.14K	+100.00%
Mar 31, 2024	LIDO ADVISORS, LLC	0.14%	126.92K	423.91K	0	0
Mar 31, 2024	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.14%	123.56K	412.69K	3.32K	+2.76%
Mar 31, 2024	ROYAL BANK OF CANADA	0.12%	108.35K	362K	-6.75K	-5.87%
Mar 31, 2024	CREDIT SUISSE AG/	0.11%	100K	334K	-35K	-25.93%
Mar 31, 2024	THRIVENT FINANCIAL FOR LUTHERANS	0.11%	98.2K	328K	8K	+8.87%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.09%	80.13K	251.94K	338	+0.42%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.09%	79.67K	266.1K	1.19K	+1.51%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.08%	68.44K	229K	257	+0.38%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.07%	59.12K	197.47K	10.69K	+22.08%
Mar 31, 2024	E&G ADVISORS, LP	0.07%	59.08K	197.33K	-200	-0.34%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.06%	58.08K	194K	-6.52K	-10.10%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.06%	57.37K	192K	-3.37K	-5.54%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	1.35%	1.22M	4.09M	217.04K	+21.56%
Mar 31, 2024	CONGRESS PARK CAPITAL LLC	1.13%	1.03M	3.42M	15.78K	+1.56%
Mar 31, 2024	CORNERSTONE ADVISORS, LLC	0.87%	783.81K	2.62M	-202.11K	-20.50%
Mar 31, 2024	WNY ASSET MANAGEMENT, LLC	0.83%	748.53K	2.5M	135.79K	+22.16%
Mar 31, 2024	LPL FINANCIAL LLC	0.8%	726.98K	2.43M	168.55K	+30.18%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.48%	432.88K	1.45M	-20.42K	-4.50%
Mar 31, 2024	INTEGRATED CAPITAL MANAGEMENT, INC.	0.06%	56.92K	190.12K	3.55K	+6.65%
Mar 31, 2024	GARDEN STATE INVESTMENT ADVISORY SERVICES LLC	0.03%	30K	98.99K	116	+0.39%
Mar 31, 2024	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.03%	29.87K	99.77K	1.68K	+5.96%
Mar 31, 2024	ATOMI FINANCIAL GROUP, INC.	0.03%	25.94K	86.63K	1.68K	+6.91%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.03%	23.94K	79.94K	2.04K	+9.30%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0.03%	23.91K	79.87K	-7.84K	-24.69%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.03%	23.4K	78.15K	387	+1.68%
Mar 31, 2024	HERON BAY CAPITAL MANAGEMENT	0.03%	23.16K	77.36K	0	0
Mar 31, 2024	OXBOW ADVISORS, LLC	0.03%	22.99K	76.78K	0	0
Mar 31, 2024	NORTHERN TRUST CORP	0.03%	22.65K	75.63K	22.65K	+100.00%
Mar 31, 2024	MGO ONE SEVEN LLC	0.02%	22.44K	74.94K	-857	-3.68%
Mar 31, 2024	VENTURE VISIONARY PARTNERS LLC	0.02%	21.7K	72.47K	0	0
Mar 31, 2024	MML INVESTORS SERVICES, LLC	0.02%	21.27K	71K	630	+3.05%
Mar 31, 2024	ESCHLER ASSET MANAGEMENT LLP	0.05%	45K	148.5K	45K	+100.00%
Mar 31, 2024	JOSEPH P. LUCIA & ASSOCIATES, LLC	0.05%	40.79K	136.24K	0	0
Mar 31, 2024	VIRTU FINANCIAL LLC	0.04%	38.37K	128K	38.37K	+100.00%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.04%	37.24K	125K	-56.37K	-60.22%
Mar 31, 2024	MELFA WEALTH MANAGEMENT, LLC	0.04%	36.2K	120.92K	0	0
Mar 31, 2024	KESTRA ADVISORY SERVICES, LLC	0.04%	36.11K	120.59K	36.11K	+100.00%
Mar 31, 2024	PARK AVENUE SECURITIES LLC	0.42%	380.7K	1.27M	-11.61K	-2.96%
Mar 31, 2024	ARLINGTON CAPITAL MANAGEMENT, INC.	0.17%	151.11K	504.69K	-7.6K	-4.79%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.17%	150.99K	504.27K	-62.88K	-29.40%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.14%	129.08K	431.13K	-7.72K	-5.64%
Mar 31, 2024	PROSPERITY FINANCIAL GROUP, INC.	0.06%	55.44K	185.18K	-4.6K	-7.65%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.06%	51.07K	170.56K	51.07K	+100.00%
Mar 31, 2024	MARINER, LLC	0.05%	49.15K	164.15K	-3K	-5.75%
Mar 31, 2024	CITADEL ADVISORS LLC	0.05%	47.39K	158.29K	47.39K	+100.00%
Mar 31, 2024	UBS GROUP AG	0.05%	46.86K	156.5K	-6.76K	-12.60%
Mar 31, 2024	BOOTHBAY FUND MANAGEMENT, LLC	0.05%	45K	150.3K	0	0
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.84%	755.4K	2.55M	333.39K	+79.00%
Dec 31, 2023	CORNERSTONE ADVISORS, LLC	1.09%	985.92K	3.32M	233.48K	+31.03%
Dec 31, 2023	CONGRESS PARK CAPITAL LLC	1.12%	1.01M	3.4M	690.15K	+216.01%
Dec 31, 2023	BISON WEALTH, LLC	0.03%	29.39K	99.04K	1.4K	+5.00%
Dec 31, 2023	GARDEN STATE INVESTMENT ADVISORY SERVICES LLC	0.03%	29.88K	100.69K	90	+0.30%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.04%	31.76K	107.01K	-7.91K	-19.94%
Dec 31, 2023	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.04%	32.75K	110.36K	0	0
Dec 31, 2023	MELFA WEALTH MANAGEMENT, LLC	0.04%	36.2K	122.01K	0	0
Dec 31, 2023	JOSEPH P. LUCIA & ASSOCIATES, LLC	0.05%	40.79K	137.46K	0	0
Dec 31, 2023	CTC ALTERNATIVE STRATEGIES, LTD.	0.05%	43.08K	145.17K	43.08K	+100.00%
Dec 31, 2023	BOOTHBAY FUND MANAGEMENT, LLC	0.05%	45K	151.65K	0	0
Dec 31, 2023	STIFEL FINANCIAL CORP	0.05%	48.43K	163.21K	-12.4K	-20.38%
Dec 31, 2023	MARINER, LLC	0.06%	52.15K	175.74K	6.79K	+14.97%
Dec 31, 2023	INTEGRATED CAPITAL MANAGEMENT, INC.	0.06%	53.37K	179.87K	-2.01K	-3.63%
Dec 31, 2023	UBS GROUP AG	0.06%	53.61K	180.68K	-8.69K	-13.94%
Dec 31, 2023	E&G ADVISORS, LP	0.07%	59.28K	199.78K	-10.8K	-15.41%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.07%	60.73K	205K	-5.64K	-8.49%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.07%	62.37K	210.19K	-2.36M	-97.42%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.07%	64.61K	217.73K	-57.12K	-46.93%
Dec 31, 2023	CORECAP ADVISORS, LLC	0.07%	65.15K	219.56K	23K	+54.57%
Dec 31, 2023	WEDBUSH SECURITIES INC	0.08%	68.19K	230K	20.83K	+43.97%
Dec 31, 2023	WEISS ASSET MANAGEMENT LP	0.08%	75.45K	254.26K	75.45K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.09%	78.49K	264.5K	-12.55K	-13.78%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.09%	79.8K	271.63K	-338	-0.42%
Dec 31, 2023	THRIVENT FINANCIAL FOR LUTHERANS	0.1%	90.2K	304K	0	0
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.1%	93.61K	317K	75.52K	+417.58%
Dec 31, 2023	ROYAL BANK OF CANADA	0.13%	115.1K	388K	5.13K	+4.67%
Dec 31, 2023	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.13%	120.24K	405.2K	5.92K	+5.18%
Dec 31, 2023	LIDO ADVISORS, LLC	0.14%	126.92K	432.03K	126.92K	+100.00%
Dec 31, 2023	CREDIT SUISSE AG/	0.15%	135K	454.95K	-40K	-22.86%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.15%	136.8K	450.74K	2.73K	+2.03%
Dec 31, 2023	INVESCO LTD.	0.16%	144.93K	488.42K	35.98K	+33.02%
Dec 31, 2023	ARLINGTON CAPITAL MANAGEMENT, INC.	0.18%	158.7K	534.83K	158.7K	+100.00%
Dec 31, 2023	ROBINSON CAPITAL MANAGEMENT, LLC	0.18%	166.6K	557.27K	37.5K	+29.05%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.19%	173.53K	584.79K	113.96K	+191.33%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	0.23%	205K	695.03K	95.97K	+88.03%
Dec 31, 2023		0.07%	60.04K	202.33K	1.03K	+1.75%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.24%	213.88K	720.63K	40.78K	+23.56%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.25%	222.22K	748.87K	1.36K	+0.61%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	1.97%	1.78M	6.01M	-219.37K	-10.96%
Dec 31, 2023	SHEAFF BROCK INVESTMENT ADVISORS, LLC	0.03%	28.19K	95.01K	1.08K	+4.00%
Dec 31, 2023	MORGAN STANLEY	7.69%	6.95M	23.42M	67.08K	+0.97%
Dec 31, 2023	CETERA ADVISOR NETWORKS LLC	0.3%	274.36K	924.6K	-7.72K	-2.74%
Dec 31, 2023	CETERA INVESTMENT ADVISERS	0.35%	313.67K	1.06M	30.05K	+10.60%
Dec 31, 2023	PARK AVENUE SECURITIES LLC	0.43%	392.31K	1.32M	44.99K	+12.95%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.5%	453.3K	1.53M	297.67K	+191.27%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.51%	462.65K	1.56M	32.19K	+7.48%
Dec 31, 2023	LPL FINANCIAL LLC	0.62%	558.43K	1.88M	-6.28K	-1.11%
Dec 31, 2023	WNY ASSET MANAGEMENT, LLC	0.68%	612.73K	2.06M	53.7K	+9.61%

Insiders

Among the NCV insiders holding of 0.01% of the stake in company, UBS GROUP AG, 10 percent owner, holds the largest shares of 273.01K. MACLEOD JAMES S, director, is the second largest NCV insider with ownership of 13.89K shares. AYLWARD GEORGE R, President and CEO, stands third with possession of 8.82K shares of that stake.

Insiders	Designation	Shares Held
UBS GROUP AG	10 percent owner	273.01K
MACLEOD JAMES S	director	13.89K
AYLWARD GEORGE R	President and CEO	8.82K
YEE MICHAEL		8.6K
UBS AG	10 percent owner	8.06K
MCCRAW JOHN		4.7K
MAHER C WILLIAM		2.5K
MCLOUGHLIN PHILIP R	director	2.1K
RAPPAPORT ALAN	director	2K
COGAN SARAH E	director	1.8K
DRUMMOND F FORD	director	1.72K
JOHN MATTHEW E		1.35K
ALTADONNA LAWRENCE G	Treasurer	1.1K
DECOTIS DEBORAH A		989
MCDANIEL CONNIE D	director	367
LARRABEE NICOLE		300
LEMESEVSKI ELIZABETH		300
BANK OF AMERICA CORP /DE/	10 percent owner	0
ALLIANZ GLOBAL INVESTORS OF AMERICA L P		0
FORSYTH DOUGLAS		0
STICKNEY WILLIAM		0
KASS JUSTIN		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 16, 2025	MCDANIEL CONNIE D	PURCHASE	13.59	367	4.99K	367
Mar 03, 2022	DECOTIS DEBORAH A	PURCHASE	5.03	989	4.97K	989
Feb 25, 2022	MCLOUGHLIN PHILIP R	PURCHASE	4.95	2.1K	10.38K	2.1K
Dec 21, 2021	AYLWARD GEORGE R	PURCHASE	5.67	8.82K	50K	8.82K
Oct 01, 2021	MACLEOD JAMES S	PURCHASE	5.94	12.89K	76.64K	13.89K
Apr 29, 2021	DRUMMOND F FORD	PURCHASE	5.81	1.72K	9.96K	1.72K
Apr 27, 2021	RAPPAPORT ALAN	PURCHASE	5.86	1K	5.86K	2K
Feb 05, 2021	UBS GROUP AG	PURCHASE	5.88	241	1.42K	273.01K
Aug 21, 2019	COGAN SARAH E	PURCHASE	5.70	1.8K	10.26K	1.8K
Jun 17, 2019	UBS GROUP AG	SALE	25.20	29	730.8	59
Dec 20, 2017	MACLEOD JAMES S	PURCHASE	7.06	1K	7.06K	1K
Jun 27, 2017	KASS JUSTIN	SALE	6.98	7.83K	54.65K	0
Sep 04, 2015	KASS JUSTIN	PURCHASE	6.46	3K	19.37K	10.16K
Jun 25, 2014	FORSYTH DOUGLAS	SALE	10.58	2.5K	26.45K	0
Oct 18, 2013	UBS AG	PURCHASE	0.00	1	-	8.06K
Sep 07, 2011	KASS JUSTIN	PURCHASE	8.87	3.35K	29.71K	3.35K
Mar 04, 2011	KASS JUSTIN	SALE	11.07	18.61K	206.01K	0
Feb 07, 2011	KASS JUSTIN	SALE	10.82	15K	162.3K	18.46K
Dec 15, 2010	BANK OF AMERICA CORP /DE/	SALE	9.87	30	296.1	0
Sep 07, 2010	RAPPAPORT ALAN	PURCHASE	9.69	1K	9.69K	1K
Mar 11, 2008	JOHN MATTHEW E	PURCHASE	11.81	500	5.91K	1.35K
Mar 07, 2008	STICKNEY WILLIAM	SALE	12.25	2.39K	29.29K	0
Feb 14, 2008	YEE MICHAEL	PURCHASE	12.15	600	7.29K	8.6K
Feb 13, 2008	KASS JUSTIN	PURCHASE	13.05	200	2.61K	11.2K
Jan 28, 2008	KASS JUSTIN	PURCHASE	12.84	200	2.57K	200
Aug 17, 2007	LARRABEE NICOLE	PURCHASE	13.29	300	3.99K	300
Aug 17, 2007	ALTADONNA LAWRENCE G	PURCHASE	13.65	1.1K	15.02K	1.1K
Aug 17, 2007	LEMESEVSKI ELIZABETH	PURCHASE	11.75	300	3.53K	300
Aug 16, 2007	JOHN MATTHEW E	PURCHASE	11.04	300	3.31K	300
Aug 16, 2007	LEMESEVSKI ELIZABETH	PURCHASE	10.84	500	5.42K	800
Aug 16, 2007	YEE MICHAEL	PURCHASE	11.50	1K	11.5K	6K
Aug 15, 2007	YEE MICHAEL	PURCHASE	11.95	3K	35.85K	3K
Aug 15, 2007	FORSYTH DOUGLAS	PURCHASE	11.72	1.36K	15.96K	1.36K
Aug 15, 2007	MCCRAW JOHN	PURCHASE	12.00	4.7K	56.4K	4.7K
Aug 15, 2007	STICKNEY WILLIAM	PURCHASE	12.13	8.72K	105.8K	8.72K
Aug 15, 2007	LARRABEE NICOLE	PURCHASE	12.01	100	1.2K	100
May 22, 2007	ALLIANZ GLOBAL INVESTORS OF AMERICA L P	SALE	16.45	63	1.03K	0
Mar 27, 2007	YEE MICHAEL	SALE	16.07	300	4.82K	0
Apr 28, 2004	MAHER C WILLIAM	PURCHASE	15.38	2.5K	38.45K	2.5K

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