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Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.
Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.
About 3.07% of NCPL shares are held by financial institutions. SHEETS SMITH WEALTH MANAGEMENT is the top corporate investor, holding 30K shares valued at $3.27K. A 0.26% stake in Netcapital Inc. is owned by the company. UBS GROUP AG owns 34.08K shares valued at $3.72K, which translates its holding of 0.3% of the stake in the company.
| Date | Holder | % Stake | Shares Held | Total Value ($) | Shares | % Change in Portfolio |
|---|---|---|---|---|---|---|
| Jun 30, 2024 | SHEETS SMITH WEALTH MANAGEMENT | 0.26% | 30K | 3.27K | 0 | 0 |
| Jun 30, 2024 | UBS GROUP AG | 0.3% | 34.08K | 3.72K | 34.08K | +100.00% |
| Jun 30, 2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.82% | 94K | 10.26K | 71.97K | +326.76% |
| Jun 30, 2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 0.57% | 65.73K | 7.17K | 58.73K | +838.51% |
| Jun 30, 2024 | WINTHROP ADVISORY GROUP LLC | 0.8% | 91.2K | 9.95K | 0 | 0 |
| Jun 30, 2024 | JANE STREET GROUP, LLC | 0.96% | 110.16K | 12.02K | 110.16K | +100.00% |
| Jun 30, 2024 | TRAYNOR CAPITAL MANAGEMENT, INC. | 0.83% | 95K | 10.37K | 95K | +100.00% |
| Jun 30, 2024 | CI PRIVATE WEALTH, LLC | 0.09% | 10K | 1.09K | 0 | 0 |
| Jun 30, 2024 | ARMISTICE CAPITAL, LLC | 0% | 0 | - | -1.52M | -100.00% |
| Jun 30, 2024 | XTX TOPCO LTD | 0% | 0 | - | -10.34K | -100.00% |
| Jun 30, 2024 | WARBERG ASSET MANAGEMENT LLC | 0% | 0 | - | -25K | -100.00% |
| Jun 30, 2024 | BARD ASSOCIATES INC | 9.79% | 1.12M | 122.43K | -13.13K | -1.16% |
| Jun 30, 2024 | VANGUARD GROUP INC | 0.46% | 52.82K | 5.76K | 0 | 0 |
| Jun 30, 2024 | CITADEL ADVISORS LLC | 0% | 0 | - | -90.03K | -100.00% |
| Jun 30, 2024 | HRT FINANCIAL LP | 0% | 0 | - | -13.45K | -100.00% |
| Jun 30, 2024 | WELLS FARGO & COMPANY/MN | 0% | 0 | - | -59 | -100.00% |
| Jun 30, 2024 | VIRTU FINANCIAL LLC | 0% | 0 | - | -39.98K | -100.00% |
| Jun 30, 2024 | GEODE CAPITAL MANAGEMENT, LLC | 0.44% | 49.92K | 5.45K | 0 | 0 |
| Jun 30, 2024 | BANK OF AMERICA CORP /DE/ | 0% | 150 | 16 | 150 | +100.00% |
| Jun 30, 2024 | MORGAN STANLEY | 0% | 397 | 43 | -1K | -71.58% |
| Jun 30, 2024 | STONEX GROUP INC. | 0.13% | 14.69K | 1.6K | 14.69K | +100.00% |
| Mar 31, 2024 | SHEETS SMITH WEALTH MANAGEMENT | 0.26% | 30K | 3.74K | 0 | 0 |
| Mar 31, 2024 | CI PRIVATE WEALTH, LLC | 0.09% | 10K | 1.25K | 0 | 0 |
| Mar 31, 2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 0.06% | 7K | 876 | 930 | +15.31% |
| Mar 31, 2024 | MORGAN STANLEY | 0.01% | 1.4K | 174 | 0 | 0 |
| Mar 31, 2024 | WELLS FARGO & COMPANY/MN | 0% | 59 | 7 | 1 | +1.72% |
| Mar 31, 2024 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 0% | 0 | - | -2K | -100.00% |
| Mar 31, 2024 | RENAISSANCE TECHNOLOGIES LLC | 0% | 0 | - | -21.8K | -100.00% |
| Mar 31, 2024 | BARD ASSOCIATES INC | 9.9% | 1.14M | 141.46K | -40.3K | -3.43% |
| Mar 31, 2024 | WINTHROP ADVISORY GROUP LLC | 0.8% | 91.2K | 11.36K | 0 | 0 |
| Mar 31, 2024 | CITADEL ADVISORS LLC | 0.79% | 90.03K | 11.22K | 90.03K | +100.00% |
| Mar 31, 2024 | VANGUARD GROUP INC | 0.46% | 52.82K | 6.58K | 0 | 0 |
| Mar 31, 2024 | GEODE CAPITAL MANAGEMENT, LLC | 0.44% | 49.92K | 6.22K | 0 | 0 |
| Mar 31, 2024 | VIRTU FINANCIAL LLC | 0.35% | 39.98K | 5K | 39.98K | +100.00% |
| Mar 31, 2024 | WARBERG ASSET MANAGEMENT LLC | 0.22% | 25K | 3.14K | 0 | 0 |
| Mar 31, 2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.19% | 22.03K | 2.74K | 22.03K | +100.00% |
| Mar 31, 2024 | HRT FINANCIAL LP | 0.12% | 13.45K | 1K | 13.45K | +100.00% |
| Mar 31, 2024 | ARMISTICE CAPITAL, LLC | 13.21% | 1.52M | 188.77K | 655K | +76.16% |
| Mar 31, 2024 | XTX TOPCO LTD | 0.09% | 10.34K | 1.29K | 10.34K | +100.00% |
| Dec 31, 2023 | SHEETS SMITH WEALTH MANAGEMENT | 0.32% | 30K | 6.37K | 0 | 0 |
| Dec 31, 2023 | GEODE CAPITAL MANAGEMENT, LLC | 0.53% | 49.92K | 10.73K | 0 | 0 |
| Dec 31, 2023 | VANGUARD GROUP INC | 0.56% | 52.82K | 11.21K | 7.51K | +16.59% |
| Dec 31, 2023 | WINTHROP ADVISORY GROUP LLC | 0.97% | 91.2K | 19.35K | 0 | 0 |
| Dec 31, 2023 | ARMISTICE CAPITAL, LLC | 9.11% | 860K | 182.49K | 860K | +100.00% |
| Dec 31, 2023 | BARD ASSOCIATES INC | 12.46% | 1.18M | 249.47K | -91.1K | -7.19% |
| Dec 31, 2023 | SABBY MANAGEMENT, LLC | 0% | 0 | - | -334.04K | -100.00% |
| Dec 31, 2023 | CITADEL ADVISORS LLC | 0% | 0 | - | -14.84K | -100.00% |
| Dec 31, 2023 | WELLS FARGO & COMPANY/MN | 0% | 58 | 12 | 3 | +5.45% |
| Dec 31, 2023 | MORGAN STANLEY | 0.01% | 1.4K | 296 | 0 | 0 |
| Dec 31, 2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 0.06% | 6.07K | 1.29K | 167 | +2.83% |
| Dec 31, 2023 | CI PRIVATE WEALTH, LLC | 0.11% | 10K | 2.12K | 0 | 0 |
| Dec 31, 2023 | RENAISSANCE TECHNOLOGIES LLC | 0.23% | 21.8K | 5K | 21.8K | +100.00% |
| Dec 31, 2023 | WARBERG ASSET MANAGEMENT LLC | 0.27% | 25K | 5.31M | 5K | +25.00% |
Among the NCPL insiders holding of 44.46% of the stake in company, LENK CECILIA, CEO, Chair of Board, holds the largest shares of 45M. KRAYSLER COREEN SARAH, CFO, is the second largest NCPL insider with ownership of 45M shares. GEARY STEVEN F, director, stands third with possession of 249.57K shares of that stake.
| Insiders | Designation | Shares Held |
|---|---|---|
| LENK CECILIA | CEO, Chair of Board | 45M |
| KRAYSLER COREEN SARAH | CFO | 45M |
| GEARY STEVEN F | director | 249.57K |
| Date | Insider | Type | Cost | Shares | Value ($) | Shares Total |
|---|---|---|---|---|---|---|
| Apr 24, 2024 | GEARY STEVEN F | PURCHASE | 0.13 | 239.27K | 31.68K | 249.57K |
| Sep 09, 2019 | LENK CECILIA | PURCHASE | 0.01 | 25M | 300K | 45M |
| Sep 09, 2019 | KRAYSLER COREEN SARAH | PURCHASE | 0.01 | 25M | 300K | 45M |