How many institutions own HTGC stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own HTGC shares is 374, representing 27.64% of the company's common stock.

Who are the major shareholders selling Hercules Capital, Inc. stock?

ROYAL BANK OF CANADA, in the last quarter, reduced its stake in HTGC by -3.53% restricting it's holding to 760.56 thousand shares of worth nearly $14.38M. VOLORIDGE INVESTMENT MANAGEMENT, LLC also lessened -8.21% of the HTGC shares from its portfolio, reducing its holding to 578.86 thousand shares of worth $10.95M. LEGAL & GENERAL GROUP PLC also shunned HTGC shares holding by -6.46% last quarter which brought its holding to 1.17 million shares worth $22.17M.

Investors who are buying HTGC stock?

As per its latest 13F filing, CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. increased its stake in HTGC by 99.08% in the last quarter. The institutional holder raised its holding to 434.12 thousand shares having worth more than $8.21M. GILMAN HILL ASSET MANAGEMENT, LLC also added 2.4% more shares of HTGC to its portfolio, raising its holding to 584.05 thousand shares of worth $11.04M. MARSHALL WACE, LLP also increased its HTGC shares holding by 100% which brought its holding to 592.24 thousand shares worth $11.20M.

HTGC's major insiders: who are they?

The insider with the most stakes in HTGC is Bluestein Scott , Chief Executive Officer at the company. Additionally, HTGC stock is highly held by President & CEO Henriquez Manuel A and Senior Managing Director Shah Parag among others.

Did an insider recently sell HTGC stock?

Company executives, directors, and other insiders own 1.75% percent of Hercules Capital, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which HTGC insiders have sold stock, totaling 0 shares. Insiders that have sold shares include FOLLMANN CHRISTIAN, BLUESTEIN SCOTT, and BADAVAS ROBERT P.

Which insider recently purchased HTGC stock?

There have been 1 transaction(s) during the past 6-months in which Hercules Capital, Inc. insiders have bought stock, totalling 6000 shares

How much of HTGC does insiders own?

Around 78.73K Hercules Capital, Inc. shares are held by insiders, which represents about 1.75% of HTGC stock.

Who is the insider with the largest stake?

HTGC Chief Executive Officer, Bluestein Scott holds the largest portfolio of the company's shares. HTGC shares owned by Bluestein total nearly 2.16 million.

Which institution holds the most shares in HTGC?

ROYAL BANK OF CANADA is the largest institutional owner in HTGC which holds 760.56 thousand shares worth $14.38M or 0.43% of the total HTGC shares outstanding followed by CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. with ownership of 434.12 thousand shares representing 0.25% of the HTGC ownership. VOLORIDGE INVESTMENT MANAGEMENT, LLC is the third largest stakeholder with 578.86 thousand shares or 0.33% of the ownership worth more than $10.95M.

Is Hercules Capital, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the HTGC is concerned, it is a stock which is optionable.

Is there a short position on HTGC's shares?

Number of HTGC shares short is 5.25M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding HTGC shares are there?

As of today, 181.68M shares of HTGC are outstanding.

Is there many float in HTGC stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, HTGC has 166.79M shares in float.

HTGC short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for HTGC is 4.58.

Hercules Capital (HTGC) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares2.89

Short Percent Of Float2.94

Shares Outstanding181.68M

Shares Float166.79M

Shares Short5.25M

Short Ratio4.58

2.94%

Short % of Float

2.89%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.75% Percentage of Shares held by All Insiders

27.64% Percentage of Shares held by All Institutions

28.13% Percentage of Float held by Institutions

374

Number of Institutions Holding Shares

Institutional Ownership

About 27.64% of HTGC shares are held by financial institutions. ROYAL BANK OF CANADA is the top corporate investor, holding 760.56K shares valued at $14.38M. A 0.43% stake in Hercules Capital, Inc. is owned by the company. CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. owns 434.12K shares valued at $8.21M, which translates its holding of 0.25% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	ROYAL BANK OF CANADA	0.43%	760.56K	14.38M	-27.82K	-3.53%
Sep 30, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.25%	434.12K	8.21M	216.06K	+99.08%
Sep 30, 2025	VOLORIDGE INVESTMENT MANAGEMENT, LLC	0.33%	578.86K	10.95M	-51.78K	-8.21%
Sep 30, 2025	GILMAN HILL ASSET MANAGEMENT, LLC	0.33%	584.05K	11.04M	13.67K	+2.40%
Sep 30, 2025	MARSHALL WACE, LLP	0.34%	592.24K	11.2M	592.24K	+100.00%
Sep 30, 2025	FRANKLIN RESOURCES INC	0.53%	928.63K	17.56M	85.52K	+10.14%
Sep 30, 2025	MUZINICH & CO., INC.	0.56%	992.82K	18.77M	254.65K	+34.50%
Sep 30, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.58%	1.03M	19.43M	446.86K	+76.99%
Sep 30, 2025	LEGAL & GENERAL GROUP PLC	0.66%	1.17M	22.17M	-80.97K	-6.46%
Sep 30, 2025	MORGAN STANLEY	0.66%	1.17M	22.19M	-255.96K	-17.90%
Sep 30, 2025	UBS GROUP AG	0.75%	1.32M	24.94M	165.76K	+14.38%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.75%	1.33M	25.11M	7.7K	+0.58%
Sep 30, 2025	SCHONFELD STRATEGIC ADVISORS LLC	0.12%	217.33K	4.11M	82.8K	+61.54%
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.13%	221.75K	4.19M	-161.21K	-42.10%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.13%	222K	4.2M	26.2K	+13.38%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.13%	228.67K	4.32M	-58.49K	-20.37%
Sep 30, 2025	DENALI ADVISORS LLC	0.15%	265.58K	5.02M	-68.28K	-20.45%
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.15%	268.32K	5.07M	-380	-0.14%
Sep 30, 2025	CREDIT AGRICOLE S A	0.16%	278.72K	5.27M	278.72K	+100.00%
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.16%	287.55K	5.44M	287.55K	+100.00%
Sep 30, 2025	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.17%	302.51K	5.72M	-81.27K	-21.18%
Sep 30, 2025	D.A. DAVIDSON & CO.	0.17%	300.14K	5.68M	4.63K	+1.57%
Sep 30, 2025	TECTONIC ADVISORS LLC	0.39%	689.51K	13.04M	67.95K	+10.93%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.4%	705.97K	13.35M	72.23K	+11.40%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.43%	757.05K	14.32M	3.4K	+0.45%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.22%	391.63K	7.41M	8.88K	+2.32%
Sep 30, 2025	ADVISORS CAPITAL MANAGEMENT, LLC	0.45%	794.25K	15.02M	39.73K	+5.27%
Sep 30, 2025	BLACKROCK, INC.	0.76%	1.34M	25.32M	272.22K	+25.52%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.77%	1.36M	25.76M	-1.55M	-53.17%
Sep 30, 2025	LPL FINANCIAL LLC	1.01%	1.79M	33.93M	497.58K	+38.38%
Sep 30, 2025	TWO SIGMA ADVISERS, LP	1.11%	1.96M	37M	-125.2K	-6.01%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.12%	211.34K	4M	18.52K	+9.60%
Sep 30, 2025	NORTHERN TRUST CORP	0.12%	215.04K	4.07M	91.69K	+74.33%
Sep 30, 2025	CITADEL ADVISORS LLC	0.12%	215.6K	4.08M	189.9K	+738.91%
Sep 30, 2025	JPMORGAN CHASE & CO	0.24%	419.59K	7.93M	-106.78K	-20.29%
Sep 30, 2025	HRT FINANCIAL LP	0.28%	493.94K	9.34M	-64.08K	-11.48%
Sep 30, 2025	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.05%	81.66K	1.54M	-373	-0.45%
Sep 30, 2025	SHARPEPOINT LLC	0.05%	88.34K	1.67M	1.88K	+2.17%
Sep 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.05%	89.58K	1.61M	56.8K	+173.28%
Sep 30, 2025	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.05%	92.49K	1.75M	1.58K	+1.74%
Sep 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.05%	96.69K	1.83M	2.63K	+2.79%
Sep 30, 2025	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	0.06%	107.15K	2.03M	19K	+21.55%
Sep 30, 2025	NAPA WEALTH MANAGEMENT	0.06%	111.05K	2.1M	2.02K	+1.85%
Sep 30, 2025		0.06%	111.28K	2.1M	111.28K	+100.00%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.06%	111.96K	2.12M	-202	-0.18%
Sep 30, 2025	PFG INVESTMENTS, LLC	0.06%	112.18K	2.12M	2.35K	+2.14%
Sep 30, 2025	DNB ASSET MANAGEMENT AS	0.06%	114.19K	2.16M	0	0
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.07%	125.81K	2.38M	406	+0.32%
Sep 30, 2025	QUANTBOT TECHNOLOGIES LP	0.08%	132.9K	2.51M	-8.89K	-6.27%
Sep 30, 2025	DEUTSCHE BANK AG\	0.08%	140.75K	2.66M	137.5K	+4,231.98%
Sep 30, 2025	JUMP FINANCIAL, LLC	0.08%	144.08K	2.72M	-119.43K	-45.32%
Sep 30, 2025	TAYLOR FRIGON CAPITAL MANAGEMENT LLC	0.09%	154.41K	2.92M	2.88K	+1.90%
Sep 30, 2025	WATERLOO CAPITAL, L.P.	0.09%	158.05K	2.99M	6.7K	+4.43%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.09%	167.47K	3.17M	2.71K	+1.65%
Sep 30, 2025	FAS WEALTH PARTNERS, INC.	0.1%	185.05K	3.5M	-1.5K	-0.80%
Sep 30, 2025	S&T BANK/PA	0.14%	249.02K	4.71M	-39.38K	-13.65%
Sep 30, 2025	D. E. SHAW & CO., INC.	0.29%	516.36K	9.76M	173.51K	+50.61%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.32%	566.74K	10.72M	-2.46K	-0.43%
Sep 30, 2025	SOUND INCOME STRATEGIES, LLC	1.56%	2.75M	46.96M	-177.47K	-6.06%
Sep 30, 2025	VAN ECK ASSOCIATES CORP	2.06%	3.65M	68.97M	28.76K	+0.79%
Sep 30, 2025	MELIA WEALTH LLC	0.46%	813.54K	15.38M	19.95K	+2.51%
Sep 30, 2025	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.21%	375K	7.09M	0	0
Sep 30, 2025	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.16%	290.88K	5.5M	6.82K	+2.40%
Sep 30, 2025	TRUVESTMENTS CAPITAL LLC	0.11%	188.62K	3.57M	-22.52K	-10.67%
Sep 30, 2025	ARES MANAGEMENT LLC	0.11%	201.61K	3.81M	0	0
Sep 30, 2025	BARCLAYS PLC	0.11%	202.93K	3.84M	100.41K	+97.94%
Sep 30, 2025	BLAIR WILLIAM & CO/IL	0.11%	203.21K	3.84M	0	0
Sep 30, 2025	FJ CAPITAL MANAGEMENT LLC	0.12%	203.99K	3.86M	53.56K	+35.60%
Sep 30, 2025	NAVITER WEALTH, LLC	0.12%	209.01K	3.95M	5.31K	+2.61%
Sep 30, 2025	TREXQUANT INVESTMENT LP	0.22%	380.52K	7.2M	380.52K	+100.00%
Sep 30, 2025	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.5%	884.95K	16.73M	263.22K	+42.34%
Sep 30, 2025	NEUBERGER BERMAN GROUP LLC	0.18%	321.75K	6.08M	-27.63K	-7.91%
Sep 30, 2025	AMERIPRISE FINANCIAL INC	0.16%	289.01K	5.47M	-38.01K	-11.62%
Sep 30, 2025	ATOM INVESTORS LP	0.22%	385.59K	7.29M	-2.89K	-0.74%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.75%	1.32M	24.14M	55.23K	+4.37%
Jun 30, 2025	MORGAN STANLEY	0.81%	1.43M	26.13B	-144.91K	-9.20%
Jun 30, 2025	BLACKROCK, INC.	0.6%	1.07M	19.5M	184.52K	+20.91%
Jun 30, 2025	FRANKLIN RESOURCES INC	0.48%	843.11K	15.41M	247.86K	+41.64%
Jun 30, 2025	VOLORIDGE INVESTMENT MANAGEMENT, LLC	0.36%	630.64K	11.53M	191.63K	+43.65%
Jun 30, 2025	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.35%	621.72K	11.37M	122.03K	+24.42%
Jun 30, 2025	TECTONIC ADVISORS LLC	0.35%	621.56K	11.36M	89.77K	+16.88%
Jun 30, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.33%	580.41K	10.61M	469.99K	+425.62%
Jun 30, 2025	ATOM INVESTORS LP	0.22%	388.48K	7.1M	331.59K	+582.77%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	1.18%	2.08M	38.05M	62K	+3.07%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	1.65%	2.91M	53.18M	2.52M	+648.94%
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	1.66%	2.93M	53.57M	55.89K	+1.94%
Jun 30, 2025	VAN ECK ASSOCIATES CORP	2.05%	3.62M	66.15M	255.03K	+7.58%
Jun 30, 2025		16.07%	28.42M	522.45K	28.42M	+100.00%
Jun 30, 2025	AMERIPRISE FINANCIAL INC	0.19%	327.02K	5.98M	-2.76K	-0.84%
Jun 30, 2025	ROYAL BANK OF CANADA	0.45%	788.37K	14.41M	-15.7K	-1.95%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.11%	195.8K	3.58M	-49.9K	-20.31%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.11%	192.82K	3.52M	1.73K	+0.90%
Jun 30, 2025	ENGINEERS GATE MANAGER LP	0.14%	240.95K	4.4M	129.23K	+115.67%
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.15%	268.7K	4.91M	-5.31K	-1.94%
Jun 30, 2025	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.16%	284.07K	5.19M	5.17K	+1.86%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.16%	287.16K	5.25M	12.75K	+4.64%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.32%	569.2K	10.41M	90.31K	+18.86%
Jun 30, 2025	GILMAN HILL ASSET MANAGEMENT, LLC	0.32%	570.38K	10.43M	1.71K	+0.30%
Jun 30, 2025	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.21%	375K	6.86M	25K	+7.14%
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.22%	382.75K	7M	-30.66K	-7.42%
Jun 30, 2025	ARES MANAGEMENT LLC	0.11%	201.61K	3.69M	0	0
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0.11%	201.87K	3.69M	45.03K	+28.71%
Jun 30, 2025	BLAIR WILLIAM & CO/IL	0.11%	203.21K	3.71M	3.21K	+1.60%
Jun 30, 2025	NAVITER WEALTH, LLC	0.12%	203.69K	3.72M	19.24K	+10.43%
Jun 30, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.12%	218.06K	3.99M	-151.31K	-40.96%
Jun 30, 2025	D.A. DAVIDSON & CO.	0.17%	295.51K	5.4M	9.59K	+3.35%
Jun 30, 2025	DENALI ADVISORS LLC	0.19%	333.85K	6.1M	-7.19K	-2.11%
Jun 30, 2025	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.22%	383.78K	7.02M	1.15K	+0.30%
Jun 30, 2025	S&T BANK/PA	0.16%	288.4K	5.27M	-18.23K	-5.95%
Jun 30, 2025	TWINBEECH CAPITAL LP	0.15%	262.82K	4.8M	151.39K	+135.86%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.36%	633.74K	11.58M	-10.48K	-1.63%
Jun 30, 2025	JPMORGAN CHASE & CO	0.3%	526.37K	9.62M	-154.46K	-22.69%
Jun 30, 2025	HRT FINANCIAL LP	0.32%	558.01K	10.2M	280.2K	+100.86%
Jun 30, 2025	MUZINICH & CO., INC.	0.42%	738.17K	13.49M	227.8K	+44.63%
Jun 30, 2025	ADVISORS CAPITAL MANAGEMENT, LLC	0.43%	754.52K	13.79M	-258.66K	-25.53%
Jun 30, 2025	NEUBERGER BERMAN GROUP LLC	0.2%	349.37K	6.39M	229.92K	+192.48%
Jun 30, 2025	MELIA WEALTH LLC	0.45%	793.59K	14.51M	31.07K	+4.08%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.43%	753.65K	13.78M	-4.64K	-0.61%
Jun 30, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.25%	447.64K	8.18M	110.65K	+32.84%
Jun 30, 2025	TRUVESTMENTS CAPITAL LLC	0.12%	211.14K	3.86M	-180	-0.09%
Jun 30, 2025	JUMP FINANCIAL, LLC	0.15%	263.51K	4.82M	244.8K	+1,308.16%
Jun 30, 2025	KINGSTONE CAPITAL PARTNERS TEXAS, LLC	16.07%	28.42M	522.45K	28.42M	+100.00%
Jun 30, 2025	D. E. SHAW & CO., INC.	0.19%	342.86K	6.27B	59.55K	+21.02%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.22%	382.96K	7B	347.22K	+971.53%
Jun 30, 2025	CITADEL ADVISORS LLC	0.12%	206.9K	3.78B	-3.8K	-1.80%
Jun 30, 2025	UBS GROUP AG	0.65%	1.15M	21.08M	341.95K	+42.16%
Jun 30, 2025	LEGAL & GENERAL GROUP PLC	0.71%	1.25M	22.91M	77.19K	+6.56%
Jun 30, 2025	LPL FINANCIAL LLC	0.73%	1.3M	23.7M	166.17K	+14.70%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	1.18%	2.02M	38.8M	612.7K	+43.55%
Mar 31, 2025	NAVITER WEALTH, LLC	0.11%	184.45K	3.55M	26.37K	+16.68%
Mar 31, 2025	LPL FINANCIAL LLC	0.66%	1.13M	21.71M	143.04K	+14.49%
Mar 31, 2025	ADVISORS CAPITAL MANAGEMENT, LLC	0.59%	1.01M	19.46M	-5.03K	-0.49%
Mar 31, 2025	BLACKROCK, INC.	0.51%	882.3K	16.95M	24.78K	+2.89%
Mar 31, 2025	UBS GROUP AG	0.47%	811.06K	15.58M	360.17K	+79.88%
Mar 31, 2025	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.16%	278.89K	5.36M	3.02K	+1.09%
Mar 31, 2025	HRT FINANCIAL LP	0.16%	277.81K	5.34M	-44.15K	-13.71%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.24%	413.42K	7.94M	7.22K	+1.78%
Mar 31, 2025	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.2%	350K	6.72M	0	0
Mar 31, 2025	DENALI ADVISORS LLC	0.2%	341.05K	6.55M	-8.46K	-2.42%
Mar 31, 2025	S&T BANK/PA	0.18%	306.63K	5.89M	-5.95K	-1.90%
Mar 31, 2025	D. E. SHAW & CO., INC.	0.17%	283.31K	5.44M	-309.26K	-52.19%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	245.7K	4.72M	-79.8K	-24.52%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.44%	758.29K	14.57M	87.62K	+13.06%
Mar 31, 2025	JPMORGAN CHASE & CO	0.4%	680.83K	13.08M	237.71K	+53.65%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.38%	644.22K	12.38M	48.76K	+8.19%
Mar 31, 2025	GILMAN HILL ASSET MANAGEMENT, LLC	0.33%	568.67K	10.92M	-8.49K	-1.47%
Mar 31, 2025	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.22%	369.37K	7.1M	206.07K	+126.19%
Mar 31, 2025	ARES MANAGEMENT LLC	0.12%	201.61K	3.87M	-25K	-11.03%
Mar 31, 2025	BLAIR WILLIAM & CO/IL	0.12%	200K	3.84M	-12.81K	-6.02%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.11%	191.1K	3.67M	38.52K	+25.25%
Mar 31, 2025	FAS WEALTH PARTNERS, INC.	0.11%	188.1K	3.61M	-8.11K	-4.13%
Mar 31, 2025	BAKER AVENUE ASSET MANAGEMENT, LP	0.1%	165.9K	3.19M	3.05K	+1.87%
Mar 31, 2025	MORGAN STANLEY	0.92%	1.57M	30.25M	294.82K	+23.04%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.74%	1.27M	24.3M	319.24K	+33.75%
Mar 31, 2025	LEGAL & GENERAL GROUP PLC	0.69%	1.18M	22.6M	98.17K	+9.11%
Mar 31, 2025	CUBIST SYSTEMATIC STRATEGIES, LLC	0.2%	336.99K	6.47M	212.33K	+170.32%
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0.19%	329.79K	6.33M	3.87K	+1.19%
Mar 31, 2025	VAN ECK ASSOCIATES CORP	1.96%	3.36M	64.61M	-75.05K	-2.18%
Mar 31, 2025	SOUND INCOME STRATEGIES, LLC	1.68%	2.87M	55.22M	59.24K	+2.10%
Mar 31, 2025	ROYAL BANK OF CANADA	0.47%	804.08K	15.45M	15.72K	+1.99%
Mar 31, 2025	MELIA WEALTH LLC	0.44%	762.51K	14.65M	2.15K	+0.28%
Mar 31, 2025	FRANKLIN RESOURCES INC	0.35%	595.25K	11.43M	205.97K	+52.91%
Mar 31, 2025	TECTONIC ADVISORS LLC	0.31%	531.79K	10.22M	37.98K	+7.69%
Mar 31, 2025	CREDIT AGRICOLE S A	0.31%	527.24K	10.13M	166.67K	+46.23%
Mar 31, 2025	MUZINICH & CO., INC.	0.3%	510.37K	9.8M	60.38K	+13.42%
Mar 31, 2025	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.29%	499.7K	9.6M	56.93K	+12.86%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.28%	478.9K	9.2M	58.62K	+13.95%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.23%	388.44K	7.46M	-40.69K	-9.48%
Mar 31, 2025	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.22%	382.63K	7.35M	466	+0.12%
Mar 31, 2025	D.A. DAVIDSON & CO.	0.17%	285.93K	5.49M	-3.25K	-1.13%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.16%	274.41K	5.27M	-52.96K	-16.18%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.16%	274K	5.26M	-20.68K	-7.02%
Mar 31, 2025	ATRIA WEALTH SOLUTIONS, INC.	0.14%	238.41K	4.58M	-15.02K	-5.93%
Mar 31, 2025	TRUVESTMENTS CAPITAL LLC	0.12%	211.32K	4.06M	67.21K	+46.64%
Mar 31, 2025	VOLORIDGE INVESTMENT MANAGEMENT, LLC	0.26%	439.02K	8.43M	53.01K	+13.73%
Mar 31, 2025	CITADEL ADVISORS LLC	0.12%	210.7K	4.05M	23.7K	+12.67%
Mar 31, 2024	ROCKEFELLER CAPITAL MANAGEMENT L.P.	0.09%	135.44K	2.5M	746	+0.55%
Mar 31, 2024	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.91M	0	0
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.84%	1.21M	22.41M	43.78K	+3.74%
Mar 31, 2024	MARSHALL WACE, LLP	1.04%	1.5M	27.66M	-314.76K	-17.35%
Mar 31, 2024	VAN ECK ASSOCIATES CORP	1.75%	2.53M	46.6M	111.1K	+4.60%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.1%	147.4K	2.72M	-64.4K	-30.41%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.1%	148.7K	2.74M	92.18K	+163.10%
Mar 31, 2024	TUDOR INVESTMENT CORP ET AL	0.1%	148.91K	2.75M	16.3K	+12.29%
Mar 31, 2024	BAKER AVENUE ASSET MANAGEMENT, LP	0.11%	158.82K	2.93M	-9.03K	-5.38%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.11%	161.92K	2.99M	12.89K	+8.65%
Mar 31, 2024	CUBIST SYSTEMATIC STRATEGIES, LLC	0.12%	171.18K	3.16M	151.66K	+776.87%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.14%	200.33K	3.77M	3K	+1.52%
Mar 31, 2024	FAS WEALTH PARTNERS, INC.	0.15%	209.99K	3.87M	-8.71K	-3.98%
Mar 31, 2024	GLOBAL ASSETS ADVISORY, LLC	0.15%	221.05K	12.14M	210.11K	+1,920.76%
Mar 31, 2024	CITADEL ADVISORS LLC	0.17%	239.2K	4.41M	156.9K	+190.64%
Mar 31, 2024	CENTAURUS FINANCIAL, INC.	0.17%	240.82K	4.44M	-3.77K	-1.54%
Mar 31, 2024	D.A. DAVIDSON & CO.	0.17%	248.12K	4.58M	26.12K	+11.77%
Mar 31, 2024	UBS GROUP AG	0.18%	253.43K	4.68M	82.03K	+47.86%
Mar 31, 2024	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.98M	0	0
Mar 31, 2024	FRANKLIN RESOURCES INC	0.19%	271.57K	5.01M	271.57K	+100.00%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.19%	277.99K	5.13M	-6.18K	-2.18%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.21%	297.35K	5.49M	297.35K	+100.00%
Mar 31, 2024	TECTONIC ADVISORS LLC	0.24%	344.86K	6.36M	20.07K	+6.18%
Mar 31, 2024	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.18K	6.85M	120	+0.03%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.26%	374.01K	6.9M	6.64K	+1.81%
Mar 31, 2024	CONFLUENCE INVESTMENT MANAGEMENT LLC	0.26%	376.67K	6.95M	376.67K	+100.00%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.26%	376.7K	6.95M	3.06K	+0.82%
Mar 31, 2024	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	0	0
Mar 31, 2024	S&T BANK/PA	0.37%	528.55K	9.75M	-46.85K	-8.14%
Mar 31, 2024	JPMORGAN CHASE & CO	0.37%	535.37K	9.88M	-65.66K	-10.93%
Mar 31, 2024	HUDSON BAY CAPITAL MANAGEMENT LP	0.73%	1.06M	19.49M	1.06M	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.79%	1.14M	21.05M	117.23K	+11.45%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	1.84%	2.65M	48.97M	73.75K	+2.86%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.41%	584K	10.77M	70.66K	+13.76%
Mar 31, 2024	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	600.18K	11.07M	-9.14K	-1.50%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.43%	614.76K	11.34M	219.4K	+55.50%
Mar 31, 2024	BLACKROCK INC.	0.44%	627.45K	11.58M	-14.56K	-2.27%
Mar 31, 2024	MELIA WEALTH LLC	0.48%	691.54K	12.76M	36.33K	+5.54%
Mar 31, 2024	ROYAL BANK OF CANADA	0.54%	779.78K	14.39M	51.07K	+7.01%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.54%	779.95K	14.39M	-77.73K	-9.06%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	0.55%	785.4K	14.49M	66.8K	+9.30%
Mar 31, 2024	LPL FINANCIAL LLC	0.55%	786.13K	14.5M	204.74K	+35.22%
Mar 31, 2024	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	928.04K	17.12M	-1.46K	-0.16%
Mar 31, 2024	WINTRUST INVESTMENTS LLC	0.08%	110.26K	2.03M	1.68K	+1.54%
Mar 31, 2024	TAYLOR FRIGON CAPITAL MANAGEMENT LLC	0.08%	111.03K	2.05M	238	+0.21%
Mar 31, 2024	GREAT WEST LIFE ASSURANCE CO /CAN/	0.08%	112.34K	2.08M	-10.31K	-8.41%
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0.08%	115.5K	2.1M	1K	+0.87%
Mar 31, 2024	DNB ASSET MANAGEMENT AS	0.08%	115.63K	2.13M	10.35K	+9.83%
Mar 31, 2024	TRUVESTMENTS CAPITAL LLC	0.09%	123.19K	2.27M	103.37K	+521.72%
Mar 31, 2024	POLARIS CAPITAL MANAGEMENT, LLC	0.09%	125.55K	2.32M	0	0
Mar 31, 2024	GRAYPOINT LLC	0.09%	133.37K	2.46M	3.42K	+2.63%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0.1%	137.3K	2.53M	-33.82K	-19.76%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.1%	140.16K	2.59M	-71.24K	-33.70%
Mar 31, 2024	BLAIR WILLIAM & CO/IL	0.1%	141.88K	2.62M	1.5K	+1.07%
Mar 31, 2024	WATERLOO CAPITAL, L.P.	0.1%	144.35K	2.66M	36.17K	+33.43%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.11%	159.05K	2.93M	-86.39K	-35.20%
Mar 31, 2024	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.13%	181.4K	3.35M	16.58K	+10.06%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.21%	297.81K	5.49M	1.17K	+0.39%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.21%	301.37K	5.56M	18.78K	+6.64%
Mar 31, 2024	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.21%	303.82K	5.61M	24.72K	+8.86%
Mar 31, 2024	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	341.87K	6.31M	-10.59K	-3.00%
Dec 31, 2023	LEFT BRAIN WEALTH MANAGEMENT, LLC	0.11%	164.82K	2.75M	-8.98K	-5.17%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.2%	284.17K	4.74M	-13.46K	-4.52%
Dec 31, 2023	JUMP FINANCIAL, LLC	0.11%	165.4K	2.76M	50.39K	+43.81%
Dec 31, 2023	BAKER AVENUE ASSET MANAGEMENT, LP	0.12%	167.85K	2.8M	12.17K	+7.82%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.12%	171.12K	2.85M	41.12K	+31.63%
Dec 31, 2023	UBS GROUP AG	0.12%	171.4K	2.86M	-105.47K	-38.09%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.14%	197.33K	3.29M	-11.33K	-5.43%
Dec 31, 2023	JEFFERIES FINANCIAL GROUP INC.	0.14%	197.6K	3.29M	-462.4K	-70.06%
Dec 31, 2023	ALLIANCEBERNSTEIN L.P.	0.15%	211.4K	3.52M	0	0
Dec 31, 2023	PUTNAM INVESTMENTS LLC	0.15%	215.07K	3.59M	44.04K	+25.75%
Dec 31, 2023	FAS WEALTH PARTNERS, INC.	0.15%	218.7K	3.65M	-3.45K	-1.55%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.15%	221.99K	3.7M	18.47K	+9.08%
Dec 31, 2023	CITADEL ADVISORS LLC	0.16%	231.46K	3.86M	161.89K	+232.71%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.17%	241K	4.02M	95.89K	+66.08%
Dec 31, 2023	CENTAURUS FINANCIAL, INC.	0.17%	244.59K	4.08M	-88.16K	-26.50%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.17%	245.44K	4.09M	203.91K	+491.00%
Dec 31, 2023	MILLER HOWARD INVESTMENTS INC /NY	0.19%	270K	4.5M	-130K	-32.50%
Dec 31, 2023	MORGAN STANLEY	0.71%	1.02M	17.07M	-61.82K	-5.69%
Dec 31, 2023	LEGAL & GENERAL GROUP PLC	0.81%	1.17M	19.52M	138.16K	+13.38%
Dec 31, 2023	MARSHALL WACE, LLP	1.25%	1.81M	30.24M	598.1K	+49.19%
Dec 31, 2023	VAN ECK ASSOCIATES CORP	1.67%	2.41M	40.25M	381.32K	+18.75%
Dec 31, 2023	SOUND INCOME STRATEGIES, LLC	1.78%	2.58M	43.01M	59.26K	+2.35%
Dec 31, 2023	MOUNT YALE INVESTMENT ADVISORS, LLC	0.1%	138.98K	2.32M	-21.96K	-13.64%
Dec 31, 2023	FJ CAPITAL MANAGEMENT LLC	0.1%	140.35K	2.34M	79.55K	+130.82%
Dec 31, 2023	BLAIR WILLIAM & CO/IL	0.1%	140.38K	2.34M	3K	+2.18%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.1%	148.46K	2.47M	59.34K	+66.59%
Dec 31, 2023	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	0.19%	279.1K	4.65M	178	+0.06%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	0.2%	282.6K	4.71M	-27.98K	-9.01%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.1%	149.03K	2.48M	21.76K	+17.10%
Dec 31, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0.1%	149.8K	2.5M	116.7K	+352.57%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.2%	296.64K	4.94M	5.37K	+1.84%
Dec 31, 2023	TECTONIC ADVISORS LLC	0.22%	324.79K	5.41M	26.81K	+9.00%
Dec 31, 2023	MCKINLEY CAPITAL MANAGEMENT LLC	0.24%	352.45K	5.88M	3.46K	+0.99%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.25%	367.36K	6.12M	-53.61K	-12.73%
Dec 31, 2023	SUMITOMO MITSUI TRUST HOLDINGS, INC.	0.26%	371.06K	6.19M	12.22K	+3.41%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.26%	373.64K	6.23M	-9.09K	-2.37%
Dec 31, 2023	BORDER TO COAST PENSIONS PARTNERSHIP LTD	0.26%	374.84K	6.25M	0	0
Dec 31, 2023	MUZINICH & CO., INC.	0.26%	378.29K	6.31M	6.91K	+1.86%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.27%	395.35K	6.59M	-98.84K	-20.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.35%	513.34K	8.56M	-23.29K	-4.34%
Dec 31, 2023	S&T BANK/PA	0.4%	575.4K	9.59M	-28.8K	-4.77%
Dec 31, 2023	LPL FINANCIAL LLC	0.4%	581.39K	9.69M	54.3K	+10.30%
Dec 31, 2023	JPMORGAN CHASE & CO	0.42%	601.04K	10.02M	11.01K	+1.87%
Dec 31, 2023	GILMAN HILL ASSET MANAGEMENT, LLC	0.42%	609.32K	10.16M	-17.06K	-2.72%
Dec 31, 2023	BLACKROCK INC.	0.44%	642.01K	10.7M	3.5K	+0.55%
Dec 31, 2023		0.45%	655.22K	10.92M	655.22K	+100.00%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.5%	718.6K	11.98M	-32.9K	-4.38%
Dec 31, 2023	ROYAL BANK OF CANADA	0.5%	728.71K	12.15M	197.61K	+37.21%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.59%	857.68K	14.3M	-32.49K	-3.65%
Dec 31, 2023	ADVISORS CAPITAL MANAGEMENT, LLC	0.64%	929.5K	15.5M	-76.81K	-7.63%

Insiders

Among the HTGC insiders holding of 1.75% of the stake in company, BLUESTEIN SCOTT, Chief Executive Officer, holds the largest shares of 2.16M. HENRIQUEZ MANUEL A, President & CEO, is the second largest HTGC insider with ownership of 1.84M shares. SHAH PARAG, Senior Managing Director, stands third with possession of 251.83K shares of that stake.

Insiders	Designation	Shares Held
BLUESTEIN SCOTT	Chief Executive Officer	2.16M
HENRIQUEZ MANUEL A	President & CEO	1.84M
SHAH PARAG	Senior Managing Director	251.83K
WOODWARD ALLYN C JR	director	208.03K
BHAUMIK SAM	Senior Managing Director	196.95K
FOLLMANN CHRISTIAN	Chief Operating Officer	120.56K
CHOW JOSEPH W	director	108.17K
BARON JESSICA T	CFO	99.63K
FALLON THOMAS J	director	98.88K
CROWELL GAYLE A	director	78.73K
HARVEY H SCOTT	Chief Legal Officer & Sec	52.66K
JAQUEZ-FISSORI TODD	Senior Managing Director	44.98K
DENOMME MARK	Senior Managing Director	38.35K
FOSTER CAROL L	director	16.55K
RANDHAWA PARAMJEET K	director	15.97K
AGUIRRE DEANNE	director	13.53K
LOO WADE	director	13.15K
THEODOSOPOULOS NIKOS	director	11.96K
BADAVAS ROBERT P	director	6.03K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 03, 2025	CROWELL GAYLE A	PURCHASE	17.77	6K	106.65K	78.73K
Jun 05, 2025	FOLLMANN CHRISTIAN	SALE	17.83	395	7.04K	120.56K
May 08, 2025	AGUIRRE DEANNE	PURCHASE	17.49	6K	104.92K	13.53K
May 08, 2025	THEODOSOPOULOS NIKOS	PURCHASE	17.49	6K	104.92K	11.96K
May 08, 2025	FALLON THOMAS J	PURCHASE	17.53	5.98K	104.76K	98.88K
May 08, 2025	CROWELL GAYLE A	PURCHASE	17.49	6K	104.92K	69.34K
May 08, 2025	LOO WADE	PURCHASE	17.49	6K	104.92K	13.15K
May 08, 2025	BADAVAS ROBERT P	PURCHASE	17.49	1.8K	31.46K	6.03K
Sep 26, 2024	BLUESTEIN SCOTT	SALE	19.59	100K	1.96M	2.16M
Aug 06, 2024	THEODOSOPOULOS NIKOS	PURCHASE	18.03	1.61K	29K	5.61K
Aug 06, 2024	FALLON THOMAS J	PURCHASE	18.33	5.72K	104.88K	92.4K
Aug 06, 2024	AGUIRRE DEANNE	PURCHASE	18.49	5.66K	104.66K	11.87K
Aug 06, 2024	CROWELL GAYLE A	PURCHASE	18.06	5.79K	104.59K	59.37K
Aug 06, 2024	RANDHAWA PARAMJEET K	PURCHASE	18.07	2.9K	52.38K	15.97K
Aug 06, 2024	LOO WADE	PURCHASE	18.54	5.65K	104.68K	8.75K
Jun 25, 2024	CROWELL GAYLE A	PURCHASE	20.05	702	14.07K	53.58K
Jun 20, 2024	BADAVAS ROBERT P	SALE	19.69	13.3K	261.89K	4.23K
Jun 18, 2024	BADAVAS ROBERT P	SALE	19.60	1.7K	33.32K	4.23K
May 24, 2023	FOLLMANN CHRISTIAN	SALE	13.72	455	6.24K	72.18K
May 08, 2023	CROWELL GAYLE A	PURCHASE	13.66	7.2K	98.35K	38.85K
Mar 17, 2023	LOO WADE	PURCHASE	11.95	4K	47.8K	8.06K
Nov 21, 2022	BLUESTEIN SCOTT	SALE	14.16	100K	1.42M	946.62K
Aug 18, 2022	LOO WADE	PURCHASE	15.63	57	890.91	3.47K
May 24, 2022	FOLLMANN CHRISTIAN	SALE	14.23	420	5.98K	48.45K
May 12, 2022	FALLON THOMAS J	PURCHASE	14.88	10K	148.8K	61.6K
Mar 24, 2022	LOO WADE	PURCHASE	17.89	75	1.34K	1.18K
Nov 15, 2021	BLUESTEIN SCOTT	SALE	17.11	80K	1.37M	845.45K
May 04, 2021	BADAVAS ROBERT P	SALE	17.49	10K	174.9K	107.45K
May 03, 2021	CROWELL GAYLE A	PURCHASE	17.50	377	6.6K	14.11K
Mar 18, 2021	BLUESTEIN SCOTT	SALE	15.80	80K	1.26M	923.09K
Mar 15, 2021	FALLON THOMAS J	SALE	16.56	15K	248.4K	49.94K
Nov 18, 2020	FOSTER CAROL L	PURCHASE	12.99	3.85K	50.01K	16.55K
Oct 07, 2019	FOSTER CAROL L	SALE	13.27	1.33K	17.62K	6.06K
Dec 14, 2015	HENRIQUEZ MANUEL A	PURCHASE	10.99	1K	10.99K	1.84M
Nov 23, 2015	FALLON THOMAS J	PURCHASE	11.16	10K	111.6K	20.94K
Jun 19, 2015	HENRIQUEZ MANUEL A	PURCHASE	11.80	2.5K	29.5K	1.92M
May 19, 2015	BLUESTEIN SCOTT	SALE	12.65	6K	75.9K	159.87K
Apr 23, 2015	BARON JESSICA T	SALE	14.06	2K	28.12K	99.63K
Apr 20, 2015	BLUESTEIN SCOTT	SALE	13.90	6K	83.4K	166.11K
Mar 23, 2015	BARON JESSICA T	SALE	13.99	2K	27.98K	109.78K
Mar 19, 2015	BLUESTEIN SCOTT	SALE	13.48	6K	80.88K	184.19K
Feb 23, 2015	BARON JESSICA T	SALE	15.44	2K	30.88K	94.61K
Feb 19, 2015	BLUESTEIN SCOTT	SALE	15.36	6K	92.16K	144.4K
Jan 23, 2015	BARON JESSICA T	SALE	15.00	2K	30K	97.28K
Jan 20, 2015	BLUESTEIN SCOTT	SALE	13.96	6K	83.76K	149.43K
Dec 23, 2014	BARON JESSICA T	SALE	14.74	2K	29.48K	99.89K
Dec 19, 2014	HENRIQUEZ MANUEL A	SALE	14.80	43.13K	638.35K	1.74M
Dec 19, 2014	BLUESTEIN SCOTT	SALE	14.81	6K	88.86K	155.75K
Dec 18, 2014	HENRIQUEZ MANUEL A	SALE	14.69	50K	734.5K	1.78M
Dec 10, 2014	BARON JESSICA T	SALE	15.02	2K	30.04K	101.89K
Dec 01, 2014	SHAH PARAG	SALE	15.33	22.5K	344.93K	251.83K
Nov 24, 2014	BARON JESSICA T	SALE	15.63	2K	31.26K	113.61K
Nov 19, 2014	SHAH PARAG	SALE	15.63	22.5K	351.68K	274.84K
Nov 03, 2014	BLUESTEIN SCOTT	SALE	15.84	6K	95.04K	163.73K
Oct 23, 2014	BARON JESSICA T	SALE	15.14	2K	30.28K	116.18K
Oct 01, 2014	BLUESTEIN SCOTT	SALE	14.33	6K	85.98K	149.33K
Oct 01, 2014	SHAH PARAG	SALE	14.33	22.5K	322.43K	299.2K
Sep 23, 2014	BARON JESSICA T	SALE	14.51	2K	29.02K	118.85K
Sep 12, 2014	HENRIQUEZ MANUEL A	SALE	15.40	41.96K	646.21K	1.85M
Sep 11, 2014	HENRIQUEZ MANUEL A	SALE	15.39	8.04K	123.7K	1.9M
Sep 02, 2014	SHAH PARAG	SALE	15.25	33K	503.25K	324.66K
Sep 02, 2014	BLUESTEIN SCOTT	SALE	15.25	6K	91.5K	157.39K
Aug 29, 2014	HENRIQUEZ MANUEL A	SALE	15.24	12.42K	189.31K	1.93M
Aug 28, 2014	HENRIQUEZ MANUEL A	SALE	15.15	37.58K	569.31K	1.94M
Aug 25, 2014	BARON JESSICA T	SALE	15.22	2K	30.44K	122.83K
Aug 20, 2014	SHAH PARAG	SALE	15.75	33K	519.75K	358.16K
Aug 01, 2014	BLUESTEIN SCOTT	SALE	16.55	6K	99.3K	163.73K
Jul 23, 2014	BARON JESSICA T	SALE	16.61	2K	33.22K	125.51K
Jul 01, 2014	BLUESTEIN SCOTT	SALE	16.21	6K	97.26K	170.03K
Jul 01, 2014	SHAH PARAG	SALE	16.21	33K	534.93K	393.24K
Jun 23, 2014	BARON JESSICA T	SALE	15.44	2K	30.88K	128.08K
Jun 16, 2014	BLUESTEIN SCOTT	SALE	15.50	6K	93K	176.08K
Jun 12, 2014	SHAH PARAG	SALE	15.37	33K	507.21K	426.66K
Jun 05, 2014	HENRIQUEZ MANUEL A	SALE	15.60	100K	1.56M	1.99M
May 16, 2014	BARON JESSICA T	SALE	13.88	10K	138.8K	131.74K
May 07, 2014	BLUESTEIN SCOTT	SALE	14.24	17.73K	252.52K	184.04K
Dec 24, 2013	BARON JESSICA T	SALE	16.85	200	3.37K	111.85K
Sep 10, 2013	HENRIQUEZ MANUEL A	PURCHASE	14.32	5K	71.6K	1.74M
Aug 08, 2013	WOODWARD ALLYN C JR	PURCHASE	14.75	1.5K	22.13K	208.03K
Aug 06, 2013	BADAVAS ROBERT P	PURCHASE	14.63	5K	73.15K	122.96K
Mar 12, 2013	JAQUEZ-FISSORI TODD	SALE	15.36	22.23K	341.44K	44.98K
Sep 17, 2012	JAQUEZ-FISSORI TODD	SALE	11.50	500	5.75K	48.49K
Aug 08, 2012	JAQUEZ-FISSORI TODD	SALE	11.13	500	5.57K	48.05K
Jun 01, 2012	BADAVAS ROBERT P	PURCHASE	10.40	10K	104K	111.91K
May 22, 2012	JAQUEZ-FISSORI TODD	SALE	10.30	2.5K	25.75K	33.45K
Mar 16, 2012	SHAH PARAG	SALE	10.59	113.63K	1.2M	277.06K
Mar 15, 2012	SHAH PARAG	SALE	10.67	46.11K	491.97K	390.69K
Mar 06, 2012	CHOW JOSEPH W	PURCHASE	10.44	5K	52.2K	108.17K
Mar 06, 2012	HARVEY H SCOTT	SALE	10.58	5.5K	58.19K	52.66K
Mar 05, 2012	WOODWARD ALLYN C JR	PURCHASE	10.48	22.5K	235.8K	173.85K
Dec 12, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.12	5K	45.6K	1.22M
Nov 10, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.05	2K	18.1K	1.21M
Nov 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	9.24	2.5K	23.1K	1.21M
Oct 04, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.40	7K	58.8K	1.21M
Sep 26, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.75	5K	43.75K	1.2M
Sep 06, 2011	CHOW JOSEPH W	PURCHASE	8.68	5K	43.4K	102.93K
Aug 10, 2011	BLUESTEIN SCOTT	PURCHASE	8.73	2.75K	24.01K	20.41K
Aug 10, 2011	BADAVAS ROBERT P	PURCHASE	8.70	5K	43.5K	96.9K
Aug 09, 2011	HENRIQUEZ MANUEL A	PURCHASE	8.78	7K	61.46K	1.2M
Jun 16, 2011	BADAVAS ROBERT P	PURCHASE	10.48	3K	31.44K	87.66K
Jun 15, 2011	BADAVAS ROBERT P	PURCHASE	10.50	2K	21K	84.66K
Jun 08, 2011	HARVEY H SCOTT	SALE	10.40	11.5K	119.6K	55.19K
Jun 02, 2011	BLUESTEIN SCOTT	PURCHASE	10.58	10K	105.8K	17.5K
May 31, 2011	BHAUMIK SAM	SALE	10.77	20K	215.4K	196.95K
May 11, 2011	CHOW JOSEPH W	PURCHASE	10.36	5K	51.8K	89.58K
May 10, 2011	WOODWARD ALLYN C JR	PURCHASE	10.50	10K	105K	139.91K
Dec 28, 2010	WOODWARD ALLYN C JR	PURCHASE	10.47	3.5K	36.65K	127.75K
Dec 22, 2010	DENOMME MARK	SALE	10.66	6.95K	74.07K	38.35K
Nov 30, 2010	WOODWARD ALLYN C JR	PURCHASE	9.96	4K	39.84K	122.2K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE6K1

SALES00

NET SHARES6K1

SHARES HELD78.73K1

% NET SHARES-92.38%0%

Frequently Asked Questions