How many institutions own HTD stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own HTD shares is 103, representing 17.56% of the company's common stock.

Who are the major shareholders selling John Hancock Tax-Advantaged Dividend Income Fund stock?

MRA ADVISORY GROUP, in the last quarter, reduced its stake in HTD by -0.22% restricting it's holding to 28.15 thousand shares of worth nearly $698.01K. BANK OF AMERICA CORP /DE/ also lessened -5.33% of the HTD shares from its portfolio, reducing its holding to 279.74 thousand shares of worth $6.94M. KARPUS MANAGEMENT, INC. also shunned HTD shares holding by -94.94% last quarter which brought its holding to 11.43 thousand shares worth $283.46K.

Investors who are buying HTD stock?

As per its latest 13F filing, NEWBRIDGE FINANCIAL SERVICES GROUP, INC. increased its stake in HTD by 1.26% in the last quarter. The institutional holder raised its holding to 97.76 thousand shares having worth more than $2.42M. ADVISOR GROUP HOLDINGS, INC. also added 20.83% more shares of HTD to its portfolio, raising its holding to 200.76 thousand shares of worth $4.95M. CAPTRUST FINANCIAL ADVISORS also increased its HTD shares holding by 0.98% which brought its holding to 481.55 thousand shares worth $11.94M.

HTD's major insiders: who are they?

The insider with the most stakes in HTD is Ellison Noni L , Trustee of the Fund at the company. Additionally, HTD stock is highly held by CARLIN JAMES F and Bromley Craig among others.

Did an insider recently sell HTD stock?

Company executives, directors, and other insiders own 0.03% percent of John Hancock Tax-Advantaged Dividend Income Fund's stock. Within the last six months, there have been 0 transaction(s) in which HTD insiders have sold stock, totaling 0 shares. Insiders that have sold shares include PRUCHANSKY STEVEN R, MCCLELLAN HASSELL H, and VRYSEN JOHN G.

Which insider recently purchased HTD stock?

There have been 1 transaction(s) during the past 6-months in which John Hancock Tax-Advantaged Dividend Income Fund insiders have bought stock, totalling 415 shares

How much of HTD does insiders own?

Around 415 John Hancock Tax-Advantaged Dividend Income Fund shares are held by insiders, which represents about 0.03% of HTD stock.

Who is the insider with the largest stake?

HTD Trustee of the Fund, Ellison Noni L holds the largest portfolio of the company's shares. HTD shares owned by Ellison total nearly 1.17 thousand.

Which institution holds the most shares in HTD?

MRA ADVISORY GROUP is the largest institutional owner in HTD which holds 28.15 thousand shares worth $698.01K or 0.08% of the total HTD shares outstanding followed by NEWBRIDGE FINANCIAL SERVICES GROUP, INC. with ownership of 97.76 thousand shares representing 0.28% of the HTD ownership. LIVE OAK PRIVATE WEALTH LLC is the third largest stakeholder with 102.6 thousand shares or 0.29% of the ownership worth more than $2.54M.

Is John Hancock Tax-Advantaged Dividend Income Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the HTD is concerned, it is a stock which is not optionable.

Is there a short position on HTD's shares?

Number of HTD shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding HTD shares are there?

As of today, null shares of HTD are outstanding.

Is there many float in HTD stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, HTD has null shares in float.

HTD short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for HTD is null.

John Hancock Tax-Advantaged Dividend Income Fund (HTD) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.03% Percentage of Shares held by All Insiders

17.56% Percentage of Shares held by All Institutions

17.57% Percentage of Float held by Institutions

103

Number of Institutions Holding Shares

Institutional Ownership

About 17.56% of HTD shares are held by financial institutions. MRA ADVISORY GROUP is the top corporate investor, holding 28.15K shares valued at $698.01K. A 0.08% stake in John Hancock Tax-Advantaged Dividend Income Fund is owned by the company. NEWBRIDGE FINANCIAL SERVICES GROUP, INC. owns 97.76K shares valued at $2.42M, which translates its holding of 0.28% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	MRA ADVISORY GROUP	0.08%	28.15K	698.01K	-63	-0.22%
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.28%	97.76K	2.42M	1.22K	+1.26%
Sep 30, 2025	LIVE OAK PRIVATE WEALTH LLC	0.29%	102.6K	2.54M	0	0
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.57%	200.76K	4.95M	34.61K	+20.83%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.79%	279.74K	6.94M	-15.76K	-5.33%
Sep 30, 2025	CAPTRUST FINANCIAL ADVISORS	1.36%	481.55K	11.94M	4.7K	+0.98%
Sep 30, 2025	KARPUS MANAGEMENT, INC.	0.03%	11.43K	283.46K	-214.61K	-94.94%
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.03%	11.7K	290.16K	0	0
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	16.88K	418.58K	76	+0.45%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.05%	18.1K	448.76K	-5.35K	-22.81%
Sep 30, 2025	FOUNDERS FINANCIAL SECURITIES LLC	0.05%	18.92K	469.09K	0	0
Sep 30, 2025	MUTUAL ADVISORS, LLC	0.07%	24.42K	607.22K	54	+0.22%
Sep 30, 2025	PRESPER FINANCIAL ARCHITECTS, LLC	0.08%	27.03K	670.25K	-548	-1.99%
Sep 30, 2025	1607 CAPITAL PARTNERS, LLC	0.03%	11.77K	291.77K	-12.67K	-51.84%
Sep 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0.08%	28.28K	701.32K	-14.53K	-33.94%
Sep 30, 2025	CENTRAL TRUST CO	0.25%	86.81K	2.15M	-1.42K	-1.61%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.09%	30.38K	753K	-16.2K	-34.78%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.86%	304.36K	7.55M	-6.93K	-2.23%
Sep 30, 2025	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	0.04%	15.49K	384.25K	15.49K	+100.00%
Sep 30, 2025	ABBOT FINANCIAL MANAGEMENT, INC.	0.04%	15.6K	386.88K	0	0
Sep 30, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.09%	30.89K	765.95K	30.89K	+100.00%
Sep 30, 2025	SPIRE WEALTH MANAGEMENT	0.09%	31.05K	770.05K	5.65K	+22.22%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.79%	280.47K	6.96M	9.66K	+3.57%
Sep 30, 2025	SANCTUARY ADVISORS, LLC	0.14%	48.54K	1.2M	17.81K	+57.94%
Sep 30, 2025	CALAMOS ADVISORS LLC	0.08%	27.33K	677.73K	4.88K	+21.74%
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.26%	91.68K	2.27M	7.67K	+9.13%
Sep 30, 2025	AQR ARBITRAGE LLC	0.11%	39.21K	972.38K	-80.41K	-67.22%
Sep 30, 2025	INVESCO LTD.	1.48%	523.8K	12.99M	-21.82K	-4.00%
Sep 30, 2025	PRIVATE TRUST CO NA	0.01%	2K	49.6K	0	0
Sep 30, 2025	FIRST HORIZON CORP	0.01%	2.47K	61.26K	2.47K	+100.00%
Sep 30, 2025	REDMONT WEALTH ADVISORS LLC	0.01%	2.61K	64.78K	2.61K	+100.00%
Sep 30, 2025	US BANCORP \DE\	0.01%	3.2K	79.39K	-7.5K	-70.09%
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	3.47K	86.13K	-2.49K	-41.75%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.02%	6K	148.8K	-1.5K	-20.00%
Sep 30, 2025	GPS WEALTH STRATEGIES GROUP, LLC	0.02%	7.5K	186.05K	0	0
Sep 30, 2025	SILVER OAK SECURITIES, INCORPORATED	0.02%	8.8K	218.23K	8.8K	+100.00%
Sep 30, 2025	SMH CAPITAL ADVISORS INC	0.02%	8.8K	219.22K	76	+0.87%
Sep 30, 2025	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.03%	8.99K	223K	0	0
Sep 30, 2025	SOWELL FINANCIAL SERVICES LLC	0.03%	9.57K	237.39K	53	+0.56%
Sep 30, 2025	POWELL INVESTMENT ADVISORS, LLC	0.03%	10.1K	250.48K	0	0
Sep 30, 2025	CONCURRENT INVESTMENT ADVISORS, LLC	0.03%	10.39K	257.55K	10.39K	+100.00%
Sep 30, 2025	UBS GROUP AG	2.11%	747.63K	18.54M	29.68K	+4.13%
Sep 30, 2025		0.08%	28.55K	708.02K	28.55K	+100.00%
Sep 30, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.04%	13K	322.47K	135	+1.05%
Sep 30, 2025	PFG INVESTMENTS, LLC	0.04%	14.27K	353.81K	-694	-4.64%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.05%	19.4K	481.09K	-615	-3.07%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.06%	22.22K	551K	-486	-2.14%
Sep 30, 2025	WALLEYE CAPITAL LLC	0.06%	22.54K	558.97K	-4.56K	-16.83%
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	1.05%	372.55K	9.24M	9.37K	+2.58%
Sep 30, 2025	ROYAL BANK OF CANADA	0.53%	188.03K	4.66M	28.3K	+17.71%
Sep 30, 2025	LPL FINANCIAL LLC	0.82%	289.5K	7.18M	14.25K	+5.18%
Sep 30, 2025	FIRST TRUST ADVISORS LP	0.39%	137.06K	3.4M	16.88K	+14.05%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.51%	179.59K	4.45M	16.53K	+10.14%
Sep 30, 2025	MORGAN STANLEY	1.17%	415.31K	10.3M	20.14K	+5.10%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.36%	127.04K	3.15M	-490	-0.38%
Sep 30, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.14%	49.11K	1.22M	-646	-1.30%
Sep 30, 2025	ARGENTARII, LLC	0.03%	10.82K	268.41K	0	0
Sep 30, 2025	CONNING INC.	0.03%	11.15K	276.52K	0	0
Sep 30, 2025	MEZZASALMA ADVISORS, LLC	0.03%	12.27K	304.39K	235	+1.95%
Sep 30, 2025	LIDO ADVISORS, LLC	0.04%	12.67K	314.14K	-4.9K	-27.89%
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	13.7K	339.64K	62	+0.45%
Sep 30, 2025	JANE STREET GROUP, LLC	0.05%	16.14K	400.22K	16.14K	+100.00%
Sep 30, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.06%	19.67K	487.77K	1.95K	+11.01%
Sep 30, 2025	AMERIPRISE FINANCIAL INC	0.06%	21.68K	537.73K	-3.22K	-12.93%
Sep 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.06%	22.09K	547.83K	0	0
Sep 30, 2025	WELCH & FORBES LLC	0.14%	50K	1.24M	0	0
Sep 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.12%	42.4K	1.05M	73	+0.17%
Jun 30, 2025	UBS GROUP AG	2.03%	717.94K	16.79M	-5.74K	-0.79%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0.27%	96.54K	2.26M	96.54K	+100.00%
Jun 30, 2025	CENTRAL TRUST CO	0.25%	88.22K	2.06M	0	0
Jun 30, 2025	COHEN & STEERS, INC.	0.21%	72.84K	1.7M	0	0
Jun 30, 2025	WELCH & FORBES LLC	0.14%	50K	1.17M	0	0
Jun 30, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.14%	49.76K	1.16M	-2.13K	-4.10%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.13%	46.58K	1.09M	634	+1.38%
Jun 30, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0.12%	42.81K	1M	-1.27K	-2.88%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.06%	20.01K	468.13K	-2.63K	-11.60%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.47%	166.16K	3.89M	38.29K	+29.95%
Jun 30, 2025	AQR ARBITRAGE LLC	0.34%	119.62K	2.8M	-38.56K	-24.38%
Jun 30, 2025	FIRST NATIONAL BANK OF MOUNT DORA, TRUST INVESTMENT SERVICES	0.08%	27.8K	650.24K	0	0
Jun 30, 2025	MRA ADVISORY GROUP	0.08%	28.21K	659.78K	-565	-1.96%
Jun 30, 2025	CONGRESS WEALTH MANAGEMENT LLC / DE /	0.08%	29.73K	695.34K	4.51K	+17.87%
Jun 30, 2025	SPIRE WEALTH MANAGEMENT	0.07%	25.4K	594.2K	4.6K	+22.09%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	16.8K	393.01K	91	+0.54%
Jun 30, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.05%	17.72K	414.41K	17.72K	+100.00%
Jun 30, 2025	FIRST TRUST ADVISORS LP	0.34%	120.18K	2.81M	2.68K	+2.28%
Jun 30, 2025	ROYAL BANK OF CANADA	0.45%	159.74K	3.74M	-5.9K	-3.56%
Jun 30, 2025		0.08%	27.57K	645K	27.57K	+100.00%
Jun 30, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.04%	12.87K	300.99K	178	+1.40%
Jun 30, 2025	ABBOT FINANCIAL MANAGEMENT, INC.	0.04%	15.6K	364.88K	0	0
Jun 30, 2025	CALAMOS ADVISORS LLC	0.06%	22.45K	525.06K	-1.95K	-8.00%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.06%	22.71K	531K	-8.02K	-26.09%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	0.07%	23.44K	548.33K	23.44K	+100.00%
Jun 30, 2025	1607 CAPITAL PARTNERS, LLC	0.07%	24.43K	571.44K	-4.3K	-14.97%
Jun 30, 2025	AMERIPRISE FINANCIAL INC	0.07%	24.9K	582.52K	-893	-3.46%
Jun 30, 2025	READYSTATE ASSET MANAGEMENT LP	0.08%	26.74K	625.47K	26.74K	+100.00%
Jun 30, 2025	WALLEYE CAPITAL LLC	0.08%	27.1K	633.87K	2.84K	+11.71%
Jun 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.12%	42.33K	1.01M	147	+0.35%
Jun 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.24%	84.01K	1.97M	20.08K	+31.41%
Jun 30, 2025	LIVE OAK PRIVATE WEALTH LLC	0.29%	102.6K	2.4M	0	0
Jun 30, 2025	STIFEL FINANCIAL CORP	0.36%	127.53K	2.98M	-1.1K	-0.86%
Jun 30, 2025	MEZZASALMA ADVISORS, LLC	0.03%	12.04K	281.6K	215	+1.82%
Jun 30, 2025	AVANTAX ADVISORY SERVICES, INC.	0.03%	12.3K	287.58K	-303	-2.41%
Jun 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	13.63K	318.89K	-29	-0.21%
Jun 30, 2025	PFG INVESTMENTS, LLC	0.04%	14.96K	349.9K	2.91K	+24.12%
Jun 30, 2025	LIDO ADVISORS, LLC	0.05%	17.57K	410.89K	0	0
Jun 30, 2025	FOUNDERS FINANCIAL SECURITIES LLC	0.05%	18.92K	442.42K	0	0
Jun 30, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.06%	22.09K	516.69K	750	+3.51%
Jun 30, 2025	MUTUAL ADVISORS, LLC	0.07%	24.36K	589.31K	383	+1.60%
Jun 30, 2025	PRESPER FINANCIAL ARCHITECTS, LLC	0.08%	27.57K	645K	27.57K	+100.00%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.46%	163.06K	3.81M	3.49K	+2.19%
Jun 30, 2025	KARPUS MANAGEMENT, INC.	0.64%	226.04K	5.29M	-4.28K	-1.86%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.76%	270.81K	6.33M	-8K	-2.87%
Jun 30, 2025	LPL FINANCIAL LLC	0.78%	275.25K	6.44M	-16.37K	-5.61%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.83%	295.5K	6.91M	-4.5K	-1.50%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.88%	311.3K	7.28M	12.71K	+4.26%
Jun 30, 2025	GUGGENHEIM CAPITAL LLC	1.02%	363.18K	8.49M	-43.45K	-10.68%
Jun 30, 2025	MORGAN STANLEY	1.12%	395.17K	9.24B	171	+0.04%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	1.35%	476.86K	11.15M	-14.39K	-2.93%
Jun 30, 2025	INVESCO LTD.	1.54%	545.63K	12.76M	26.89K	+5.18%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.79%	278.81K	6.67M	43K	+18.23%
Mar 31, 2025	WALLEYE CAPITAL LLC	0.07%	24.26K	580.52K	-4.65K	-16.08%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.06%	22.64K	541.77K	6.57K	+40.89%
Mar 31, 2025	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.06%	21.34K	510.67K	-735	-3.33%
Mar 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.12%	42.18K	1.01M	1.54K	+3.80%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.09%	30.72K	735K	11.17K	+57.12%
Mar 31, 2025	MRA ADVISORY GROUP	0.08%	28.77K	688.54K	-417	-1.43%
Mar 31, 2025	1607 CAPITAL PARTNERS, LLC	0.08%	28.73K	687.53K	-11.2K	-28.04%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.05%	16.71K	399.89K	-1.11K	-6.20%
Mar 31, 2025	ABBOT FINANCIAL MANAGEMENT, INC.	0.04%	15.6K	373.31K	0	0
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.13%	45.94K	1.1M	-10.67K	-18.85%
Mar 31, 2025	HENNION & WALSH ASSET MANAGEMENT, INC.	0.12%	44.08K	1.05M	-44	-0.10%
Mar 31, 2025	PFG INVESTMENTS, LLC	0.03%	12.05K	288.43K	6	+0.05%
Mar 31, 2025	UBS GROUP AG	2.04%	723.69K	17.32M	15.8K	+2.23%
Mar 31, 2025	INVESCO LTD.	1.46%	518.74K	12.41M	18.92K	+3.79%
Mar 31, 2025	COHEN & STEERS, INC.	0.21%	72.84K	1.74M	0	0
Mar 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.18%	63.93K	1.53M	10.49K	+19.63%
Mar 31, 2025	CONNING INC.	0.03%	11.15K	266.82K	0	0
Mar 31, 2025		0.03%	10.82K	258.99K	0	0
Mar 31, 2025	MORGAN STANLEY	1.11%	395K	9.45M	22.37K	+6.00%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.85%	300K	7.18M	-45.11K	-13.07%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.84%	298.59K	7.15M	33	+0.01%
Mar 31, 2025	GUGGENHEIM CAPITAL LLC	1.15%	406.62K	9.73M	30.69K	+8.16%
Mar 31, 2025	FOUNDERS FINANCIAL SECURITIES LLC	0.05%	18.92K	428.24K	-2.3K	-10.84%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	1.39%	491.25K	11.76M	36.83K	+8.10%
Mar 31, 2025	LPL FINANCIAL LLC	0.82%	291.62K	6.98M	25.09K	+9.41%
Mar 31, 2025	KARPUS MANAGEMENT, INC.	0.65%	230.31K	5.51M	-13.85K	-5.67%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.36%	127.87K	3.06M	-22.86K	-15.17%
Mar 31, 2025	FIRST TRUST ADVISORS LP	0.33%	117.5K	2.81M	-3.59K	-2.96%
Mar 31, 2025	LIVE OAK PRIVATE WEALTH LLC	0.29%	102.6K	2.46M	0	0
Mar 31, 2025	CENTRAL TRUST CO	0.25%	88.22K	2.11M	-1.53K	-1.71%
Mar 31, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.15%	51.88K	1.24M	288	+0.56%
Mar 31, 2025	WELCH & FORBES LLC	0.14%	50K	1.2M	0	0
Mar 31, 2025	FIRST NATIONAL BANK OF MOUNT DORA, TRUST INVESTMENT SERVICES	0.08%	27.8K	665.25K	0	0
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0.07%	25.8K	617.33K	8.48K	+48.96%
Mar 31, 2025	CONGRESS WEALTH MANAGEMENT LLC / DE /	0.07%	25.22K	603.54K	25.22K	+100.00%
Mar 31, 2025	CALAMOS ADVISORS LLC	0.07%	24.4K	583.89K	-976	-3.85%
Mar 31, 2025	MUTUAL ADVISORS, LLC	0.07%	23.98K	543.85K	163	+0.68%
Mar 31, 2025	SPIRE WEALTH MANAGEMENT	0.06%	20.81K	497.91K	3.33K	+19.07%
Mar 31, 2025	LIDO ADVISORS, LLC	0.05%	17.57K	420.38K	4.9K	+38.68%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	13.66K	326.94K	-2.87K	-17.35%
Mar 31, 2025	KINGSVIEW WEALTH MANAGEMENT, LLC	0.04%	12.69K	303.67K	233	+1.87%
Mar 31, 2025	AVANTAX ADVISORY SERVICES, INC.	0.04%	12.6K	301.47K	213	+1.72%
Mar 31, 2025	MEZZASALMA ADVISORS, LLC	0.03%	11.82K	282.95K	-477	-3.88%
Mar 31, 2025	US BANCORP \DE\	0.03%	10.7K	256.08K	0	0
Mar 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.03%	10.36K	247.95K	-1.14K	-9.94%
Mar 31, 2025	ROYAL BANK OF CANADA	0.47%	165.63K	3.96M	708	+0.43%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.45%	159.57K	3.82M	6.53K	+4.27%
Mar 31, 2025	AQR ARBITRAGE LLC	0.45%	158.18K	3.78M	-50.36K	-24.15%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.36%	128.63K	3.08M	4.64K	+3.74%
Mar 31, 2024	COHEN & STEERS, INC.	0.14%	47.84K	940K	0	0
Mar 31, 2024	FERNWOOD INVESTMENT MANAGEMENT, LLC	0.08%	26.56K	522.21K	11.31K	+74.15%
Mar 31, 2024	PLATTE RIVER WEALTH ADVISORS, LLC	0.08%	26.79K	526.73K	5.59K	+26.35%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.08%	27.48K	540.22K	-522	-1.86%
Mar 31, 2024	FIRST NATIONAL BANK OF MOUNT DORA, TRUST INVESTMENT SERVICES	0.08%	27.8K	546.55K	0	0
Mar 31, 2024	LINCOLN NATIONAL CORP	0.08%	30.05K	590.84K	15.88K	+112.11%
Mar 31, 2024	MRA ADVISORY GROUP	0.09%	30.93K	607.99K	249	+0.81%
Mar 31, 2024	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.12%	43.83K	861.62K	773	+1.80%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.17%	61.09K	1.2M	-18.69K	-23.43%
Mar 31, 2024	CORNERSTONE ADVISORS, LLC	0.22%	79.15K	1.56M	61.25K	+342.20%
Mar 31, 2024	FOUNDERS FINANCIAL SECURITIES LLC	0.23%	79.98K	1.57M	-15.1K	-15.88%
Mar 31, 2024	LIVE OAK PRIVATE WEALTH LLC	0.29%	102.6K	2.02M	0	0
Mar 31, 2024	ROYAL BANK OF CANADA	0.3%	104.97K	2.07M	17.9K	+20.55%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.31%	108.73K	2.14M	-39.93K	-26.86%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.32%	114.22K	2.25M	-6.37K	-5.28%
Mar 31, 2024	FIRST TRUST ADVISORS LP	0.32%	114.25K	2.25M	10.73K	+10.37%
Mar 31, 2024	KARPUS MANAGEMENT, INC.	0.33%	116.9K	2.3M	-1.23K	-1.04%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.41%	146.66K	2.88M	-26.46K	-15.29%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.42%	147.22K	2.89M	-13.12K	-8.18%
Mar 31, 2024	CETERA ADVISOR NETWORKS LLC	0.49%	173.57K	3.41M	-17.09K	-8.96%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.5%	177.65K	3.49M	177.65K	+100.00%
Mar 31, 2024	AQR ARBITRAGE LLC	0.55%	193.34K	3.8M	24.94K	+14.81%
Mar 31, 2024	LPL FINANCIAL LLC	0.66%	235.39K	4.63M	17.11K	+7.84%
Mar 31, 2024	GUGGENHEIM CAPITAL LLC	0.72%	254.77K	5.01M	18.81K	+7.97%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	1.04%	367.27K	7.22M	45.45K	+14.12%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	1.17%	413.2K	8.12M	25.19K	+6.49%
Mar 31, 2024	WELCH & FORBES LLC	0.14%	50K	983K	0	0
Mar 31, 2024	SAMALIN INVESTMENT COUNSEL, LLC	0.14%	51.07K	1M	-12.38K	-19.52%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.16%	55.67K	1.09M	55.67K	+100.00%
Mar 31, 2024	UBS GROUP AG	1.97%	699.51K	13.75M	49.03K	+7.54%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.07%	23.14K	455K	-1.43K	-5.81%
Mar 31, 2024	MUTUAL ADVISORS, LLC	0.1%	34.4K	676.32K	-655	-1.87%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.11%	38.36K	754K	4.04K	+11.78%
Mar 31, 2024	FLOW STATE INVESTMENTS, L.P.	0.11%	40.07K	787.7K	-43.06K	-51.80%
Mar 31, 2024	POWELL INVESTMENT ADVISORS, LLC	0.03%	10.1K	198.57K	-4	-0.04%
Mar 31, 2024	SMH CAPITAL ADVISORS INC	0.03%	10.52K	206.86K	10.52K	+100.00%
Mar 31, 2024	CONNING INC.	0.03%	11.25K	221.18K	0	0
Mar 31, 2024	SEACREST WEALTH MANAGEMENT, LLC	0.03%	11.42K	224.56K	29	+0.25%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.03%	11.9K	234K	88	+0.74%
Mar 31, 2024	KINGSVIEW WEALTH MANAGEMENT, LLC	0.03%	11.92K	234.3M	192	+1.64%
Mar 31, 2024	MORGAN STANLEY	0.73%	258.5K	5.08M	78.5K	+43.61%
Mar 31, 2024	INVESCO LTD.	1.17%	413.45K	8.13M	-19.13K	-4.42%
Mar 31, 2024	CAPITAL CS GROUP, LLC	0.04%	12.46K	244.94K	0	0
Mar 31, 2024	PFG INVESTMENTS, LLC	0.04%	13.71K	269.5K	13.71K	+100.00%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.23%	81.02K	1.59M	2.26K	+2.87%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0.23%	83.14K	1.63M	8.45K	+11.31%
Mar 31, 2024	CENTRAL TRUST CO	0.28%	98.72K	1.94M	-10.62K	-9.71%
Mar 31, 2024	CALAMOS ADVISORS LLC	0.03%	12K	235.84K	12K	+100.00%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.04%	14.41K	283.28K	-644	-4.28%
Mar 31, 2024	SOWELL FINANCIAL SERVICES LLC	0.04%	14.63K	288K	-2.94K	-16.72%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	14.9K	292.86K	14.9K	+100.00%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.04%	15.85K	311.53K	554	+3.62%
Mar 31, 2024	ABBOT FINANCIAL MANAGEMENT, INC.	0.05%	16.6K	326.36K	0	0
Mar 31, 2024	HB WEALTH MANAGEMENT, LLC	0.05%	17.24K	338.99K	1.35K	+8.52%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.05%	17.63K	346.52K	227	+1.30%
Mar 31, 2024	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.06%	21.78K	428.1K	-1.21K	-5.28%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.03%	11.82K	223K	-81	-0.68%
Dec 31, 2023	WELCH & FORBES LLC	0.14%	50K	948.5K	0	0
Dec 31, 2023	WEALTHTRUST ASSET MANAGEMENT, LLC	0.03%	11.86K	224.98K	11.86K	+100.00%
Dec 31, 2023	CAPITAL CS GROUP, LLC	0.04%	12.46K	236.35K	0	0
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	0.04%	13.18K	249.97K	13.18K	+100.00%
Dec 31, 2023	LINCOLN NATIONAL CORP	0.04%	14.17K	268.77K	14.17K	+100.00%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.04%	15.05K	283.34K	-3.12K	-17.16%
Dec 31, 2023	FERNWOOD INVESTMENT MANAGEMENT, LLC	0.04%	15.25K	289.33K	1.38K	+9.97%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.04%	15.29K	290.08K	-48	-0.31%
Dec 31, 2023	HB WEALTH MANAGEMENT, LLC	0.04%	15.89K	301.43K	1.35K	+9.28%
Dec 31, 2023	ABBOT FINANCIAL MANAGEMENT, INC.	0.05%	16.6K	314.9K	0	0
Dec 31, 2023	ELEQUIN SECURITIES, LLC	0.05%	16.63K	315.41K	5.6K	+50.77%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.05%	17.4K	330.06K	1.08K	+6.62%
Dec 31, 2023	SOWELL FINANCIAL SERVICES LLC	0.05%	17.57K	333K	17.57K	+100.00%
Dec 31, 2023	CORNERSTONE ADVISORS, LLC	0.05%	17.9K	339.56K	17.9K	+100.00%
Dec 31, 2023	PLATTE RIVER WEALTH ADVISORS, LLC	0.06%	21.2K	402.24K	-7.51K	-26.14%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.06%	22.65K	1.19M	22.65K	+100.00%
Dec 31, 2023	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	0.06%	22.99K	436.1K	1	0.00%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.07%	24.57K	466K	-14.93K	-37.80%
Dec 31, 2023	FIRST NATIONAL BANK OF MOUNT DORA, TRUST INVESTMENT SERVICES	0.08%	27.8K	527.37K	0	0
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.08%	28K	531.16K	-717	-2.50%
Dec 31, 2023	MRA ADVISORY GROUP	0.09%	30.68K	581.92K	258	+0.85%
Dec 31, 2023	LPL FINANCIAL LLC	0.62%	218.28K	4.14M	46.03K	+26.72%
Dec 31, 2023	GUGGENHEIM CAPITAL LLC	0.67%	235.96K	4.48M	31K	+15.13%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.91%	321.81K	6.1M	-32.19K	-9.09%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	1.1%	388.01K	7.36M	-11.74K	-2.94%
Dec 31, 2023	UBS GROUP AG	1.84%	650.48K	12.34M	-37.11K	-5.40%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	0.1%	34.32K	651K	-34.46K	-50.10%
Dec 31, 2023	MUTUAL ADVISORS, LLC	0.1%	35.06K	665K	-5.26K	-13.05%
Dec 31, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.12%	43.05K	816.72K	-18.54K	-30.10%
Dec 31, 2023	COHEN & STEERS, INC.	0.14%	47.84K	907K	0	0
Dec 31, 2023	INVESCO LTD.	1.22%	432.58K	8.21M	53.98K	+14.26%
Dec 31, 2023	SAMALIN INVESTMENT COUNSEL, LLC	0.18%	63.45K	1.2M	-19.18K	-23.21%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.21%	74.69K	1.42M	4.19K	+5.94%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.22%	78.76K	1.49M	-1.97K	-2.44%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.23%	79.78K	1.51M	32.95K	+70.36%
Dec 31, 2023	FLOW STATE INVESTMENTS, L.P.	0.23%	83.13K	1.58M	68.88K	+483.54%
Dec 31, 2023	ROYAL BANK OF CANADA	0.25%	87.08K	1.65M	-5.53K	-5.97%
Dec 31, 2023	FOUNDERS FINANCIAL SECURITIES LLC	0.27%	95.07K	1.8M	-300	-0.31%
Dec 31, 2023	LIVE OAK PRIVATE WEALTH LLC	0.29%	102.6K	1.95M	0	0
Dec 31, 2023	FIRST TRUST ADVISORS LP	0.29%	103.52K	1.96M	-4.49K	-4.15%
Dec 31, 2023	CENTRAL TRUST CO	0.31%	109.34K	2.07B	-14.94K	-12.02%
Dec 31, 2023	KARPUS MANAGEMENT, INC.	0.33%	118.13K	2.24M	118.13K	+100.00%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.34%	120.59K	2.29M	26.33K	+27.93%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.42%	148.66K	2.82M	123.46K	+489.89%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.45%	160.33K	3.04M	-19.7K	-10.94%
Dec 31, 2023	AQR ARBITRAGE LLC	0.48%	168.39K	3.19M	142.79K	+557.76%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.49%	173.12K	3.28M	-28.63K	-14.19%
Dec 31, 2023	MORGAN STANLEY	0.51%	179.99K	3.41M	746	+0.42%
Dec 31, 2023	CETERA ADVISOR NETWORKS LLC	0.54%	190.66K	3.62M	-4.84K	-2.47%

Insiders

Among the HTD insiders holding of 0.03% of the stake in company, ELLISON NONI L, Trustee of the Fund, holds the largest shares of 1.17K. CARLIN JAMES F, , is the second largest HTD insider with ownership of 1.05K shares. BROMLEY CRAIG, , stands third with possession of 1.05K shares of that stake.

Insiders	Designation	Shares Held
ELLISON NONI L	Trustee of the Fund	1.17K
CARLIN JAMES F		1.05K
BROMLEY CRAIG		1.05K
JACKSON DEBORAH C		987
RUSSO GREGORY A		893
BOYLE JAMES	director	742
GARFIELD DEAN	director	701
SMITH NORMAN H	director	700
BURGESS PETER S		666
CUNNINGHAM WILLIAM H DR		642
FEY GRACE K		594
BARDELIS CHARLES L		564
MCCLELLAN HASSELL H		549
WRIGHT THOMAS ROWE	director	518
MOORE JOHN A /MA/		500
RATHKE FRANCES G		475
BACIC WILLIAM K	Trustee of the Fund	459
PHELAN KENNETH J	director	415
MCHAFFIE HUGH	director	300
MARTIN STANLEY		300
PRUCHANSKY STEVEN R	Trustee of the Fund	293
GREENE HOWARD C	VP, the Adviser	285
MCGILL PETERSON PATTI		241
LADNER CHARLES L	director	200
SHEPHERDSON JAMES A	director	56
VRYSEN JOHN G		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jan 26, 2026	PHELAN KENNETH J	PURCHASE	24.09	415	10K	415
Apr 08, 2025	WRIGHT THOMAS ROWE	PURCHASE	21.30	518	11.03K	518
Jan 14, 2025	BACIC WILLIAM K	PURCHASE	21.97	459	10.08K	459
Dec 23, 2024	ELLISON NONI L	PURCHASE	22.38	505	11.3K	1.17K
Jan 02, 2024	GARFIELD DEAN	PURCHASE	21.58	701	15.12K	701
Oct 12, 2023	ELLISON NONI L	PURCHASE	17.06	650	11.09K	650
Aug 08, 2022	PRUCHANSKY STEVEN R	SALE	25.20	0	5.67	293
Aug 05, 2022	PRUCHANSKY STEVEN R	SALE	25.09	800	20.07K	294
Nov 17, 2020	RATHKE FRANCES G	PURCHASE	21.03	475	9.99K	475
Sep 30, 2016	MCCLELLAN HASSELL H	SALE	24.30	145	3.52K	549
Jan 04, 2016	BOYLE JAMES	PURCHASE	20.24	742	15.02K	742
Nov 25, 2013	JACKSON DEBORAH C	PURCHASE	17.80	135	2.4K	987
Nov 18, 2013	CUNNINGHAM WILLIAM H DR	PURCHASE	17.85	28	499.8	642
Nov 12, 2013	FEY GRACE K	PURCHASE	17.68	43	760.24	594
Jul 10, 2013	BARDELIS CHARLES L	PURCHASE	18.45	300	5.54K	564
Apr 04, 2013	MCCLELLAN HASSELL H	PURCHASE	20.01	550	11.01K	550
Apr 03, 2013	BROMLEY CRAIG	PURCHASE	19.91	1.05K	20.91K	1.05K
Jan 16, 2013	RUSSO GREGORY A	PURCHASE	18.49	271	5.01K	893
Dec 24, 2012	BURGESS PETER S	PURCHASE	18.00	666	11.99K	666
Nov 21, 2012	VRYSEN JOHN G	SALE	18.03	900	16.23K	0
Oct 24, 2012	CUNNINGHAM WILLIAM H DR	PURCHASE	19.03	262	4.99K	597
Sep 27, 2012	PRUCHANSKY STEVEN R	PURCHASE	19.48	359	6.99K	1.19K
Oct 31, 2011	JACKSON DEBORAH C	PURCHASE	16.83	270	4.54K	600
Jun 27, 2011	RUSSO GREGORY A	PURCHASE	16.19	116	1.88K	622
Apr 04, 2011	PRUCHANSKY STEVEN R	PURCHASE	15.97	375	5.99K	777
Mar 28, 2011	CUNNINGHAM WILLIAM H DR	PURCHASE	15.92	95	1.51K	335
Nov 04, 2010	MCHAFFIE HUGH	PURCHASE	15.77	300	4.73K	300
Oct 19, 2010	JACKSON DEBORAH C	PURCHASE	15.35	310	4.76K	310
Sep 17, 2010	PRUCHANSKY STEVEN R	PURCHASE	14.80	102	1.51K	402
Feb 08, 2010	VRYSEN JOHN G	PURCHASE	12.47	100	1.25K	900
Jan 22, 2010	VRYSEN JOHN G	PURCHASE	13.18	100	1.32K	800
Sep 17, 2009	PRUCHANSKY STEVEN R	SALE	11.97	100	1.2K	300
Aug 06, 2009	MOORE JOHN A /MA/	PURCHASE	11.45	500	5.73K	500
Jun 23, 2009	PRUCHANSKY STEVEN R	PURCHASE	9.60	150	1.44K	400
Jun 22, 2009	MOORE JOHN A /MA/	SALE	9.54	2K	19.07K	0
Dec 24, 2008	CARLIN JAMES F	PURCHASE	9.51	1K	9.51K	1.05K
Dec 22, 2008	MCGILL PETERSON PATTI	PURCHASE	9.53	155	1.48K	241
Dec 22, 2008	MARTIN STANLEY	PURCHASE	9.75	300	2.93K	300
Nov 17, 2008	RUSSO GREGORY A	PURCHASE	9.75	506	4.93K	506
Oct 29, 2008	CUNNINGHAM WILLIAM H DR	PURCHASE	10.42	240	2.5K	240
Oct 24, 2008	VRYSEN JOHN G	PURCHASE	9.59	300	2.88K	300
Oct 13, 2008	PRUCHANSKY STEVEN R	PURCHASE	8.25	150	1.24K	250
May 08, 2007	MOORE JOHN A /MA/	PURCHASE	21.00	1K	21K	41.03K
Dec 18, 2006	GREENE HOWARD C	PURCHASE	19.90	285	5.67K	285
Feb 09, 2006	GREENE HOWARD C	PURCHASE	17.22	300	5.17K	300
Aug 15, 2005	GREENE HOWARD C	PURCHASE	18.24	1.4K	25.54K	1.4K
Aug 02, 2005	GREENE HOWARD C	PURCHASE	18.87	300	5.66K	300
Nov 03, 2004	SHEPHERDSON JAMES A	PURCHASE	17.60	56	985.6	56
Apr 29, 2004	SMITH NORMAN H	PURCHASE	17.78	200	3.56K	700
Apr 20, 2004	LADNER CHARLES L	PURCHASE	18.68	200	3.74K	200
Mar 25, 2004	SMITH NORMAN H	PURCHASE	20.07	300	6.02K	500
Mar 10, 2004	MOORE JOHN A /MA/	PURCHASE	20.03	1K	20.03K	1K
Feb 25, 2004	SMITH NORMAN H	PURCHASE	20.58	200	4.12K	200

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE4151

SALES00

NET SHARES4151

SHARES HELD4151

% NET SHARES0%0%

Frequently Asked Questions