How many institutions own HEQ stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own HEQ shares is 41, representing 37.71% of the company's common stock.

Who are the major shareholders selling John Hancock Diversified Income Fund stock?

WELLS FARGO & COMPANY/MN, in the last quarter, reduced its stake in HEQ by -0.15% restricting it's holding to 67.98 thousand shares of worth nearly $738.23K. KESTRA ADVISORY SERVICES, LLC also lessened -13.35% of the HEQ shares from its portfolio, reducing its holding to 38.46 thousand shares of worth $417.71K. ROBINSON CAPITAL MANAGEMENT, LLC also shunned HEQ shares holding by -60.4% last quarter which brought its holding to 13.38 thousand shares worth $154.09K.

Investors who are buying HEQ stock?

As per its latest 13F filing, WILEY BROS.-AINTREE CAPITAL, LLC increased its stake in HEQ by 149.5% in the last quarter. The institutional holder raised its holding to 40.5 thousand shares having worth more than $456.11K. PNC FINANCIAL SERVICES GROUP, INC. also added 100% more shares of HEQ to its portfolio, raising its holding to 10 thousand shares of worth $108.60K. ADVISORY SERVICES NETWORK, LLC also increased its HEQ shares holding by 100% which brought its holding to 1.3 thousand shares worth $14.13K.

HEQ's major insiders: who are they?

The insider with the most stakes in HEQ is Ellison Noni L , Trustee of the Fund at the company. Additionally, HEQ stock is highly held by director Garfield Dean and Trustee of the Fund Bacic William K among others.

Did an insider recently sell HEQ stock?

Company executives, directors, and other insiders own 0.15% percent of John Hancock Diversified Income Fund's stock. Within the last six months, there have been 0 transaction(s) in which HEQ insiders have sold stock, totaling 0 shares. Insiders that have sold shares include PRUCHANSKY STEVEN R, MCCLELLAN HASSELL H, and FEY GRACE K.

Which insider recently purchased HEQ stock?

There have been 3 transaction(s) during the past 6-months in which John Hancock Diversified Income Fund insiders have bought stock, totalling 1413 shares

How much of HEQ does insiders own?

Around 2.4K John Hancock Diversified Income Fund shares are held by insiders, which represents about 0.15% of HEQ stock.

Who is the insider with the largest stake?

HEQ Trustee of the Fund, Ellison Noni L holds the largest portfolio of the company's shares. HEQ shares owned by Ellison total nearly 2.25 thousand.

Which institution holds the most shares in HEQ?

WELLS FARGO & COMPANY/MN is the largest institutional owner in HEQ which holds 67.98 thousand shares worth $738.23K or 0.56% of the total HEQ shares outstanding followed by KESTRA ADVISORY SERVICES, LLC with ownership of 38.46 thousand shares representing 0.32% of the HEQ ownership. WILEY BROS.-AINTREE CAPITAL, LLC is the third largest stakeholder with 40.5 thousand shares or 0.34% of the ownership worth more than $456.11K.

Is John Hancock Diversified Income Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the HEQ is concerned, it is a stock which is not optionable.

Is there a short position on HEQ's shares?

Number of HEQ shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding HEQ shares are there?

As of today, null shares of HEQ are outstanding.

Is there many float in HEQ stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, HEQ has null shares in float.

HEQ short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for HEQ is null.

John Hancock Diversified Income Fund (HEQ) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.15% Percentage of Shares held by All Insiders

37.71% Percentage of Shares held by All Institutions

37.77% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 37.71% of HEQ shares are held by financial institutions. WELLS FARGO & COMPANY/MN is the top corporate investor, holding 67.98K shares valued at $738.23K. A 0.56% stake in John Hancock Diversified Income Fund is owned by the company. KESTRA ADVISORY SERVICES, LLC owns 38.46K shares valued at $417.71K, which translates its holding of 0.32% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	WELLS FARGO & COMPANY/MN	0.56%	67.98K	738.23K	-102	-0.15%
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0.32%	38.46K	417.71K	-5.92K	-13.35%
Mar 31, 2026	WILEY BROS.-AINTREE CAPITAL, LLC	0.34%	40.5K	456.11K	24.27K	+149.50%
Mar 31, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0.08%	10K	108.6K	10K	+100.00%
Mar 31, 2026	ROBINSON CAPITAL MANAGEMENT, LLC	0.11%	13.38K	154.09K	-20.4K	-60.40%
Mar 31, 2026	ADVISORY SERVICES NETWORK, LLC	0.01%	1.3K	14.13K	1.3K	+100.00%
Mar 31, 2026	B. RILEY WEALTH ADVISORS, INC.	0.13%	16.15K	170.89K	283	+1.78%
Mar 31, 2026	INVESCO LTD.	1.08%	130.66K	1.42M	11.21K	+9.38%
Mar 31, 2026	MORGAN STANLEY	1.23%	147.72K	1.6M	-158.1K	-51.70%
Mar 31, 2026	HARBOUR INVESTMENTS, INC.	0.01%	1.1K	11.95K	1.1K	+100.00%
Mar 31, 2026	SHAKER FINANCIAL SERVICES, LLC	0.23%	27.98K	303.87K	-105.09K	-78.97%
Mar 31, 2026	BULLDOG INVESTORS, LLP	4.63%	558.29K	6.06M	176.53K	+46.24%
Mar 31, 2026	PATHSTONE HOLDINGS, LLC	4.33%	522.04K	5.67M	274.38K	+110.79%
Mar 31, 2026	KARPUS MANAGEMENT, INC.	4.3%	518.5K	5.63M	518.5K	+100.00%
Mar 31, 2026	BANK OF AMERICA CORP /DE/	2.53%	304.52K	3.31M	11.91K	+4.07%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	1.28%	154.11K	1.67M	3.67K	+2.44%
Mar 31, 2026	KOVACK ADVISORS, INC.	0.5%	60.6K	665.34K	7.36K	+13.83%
Mar 31, 2026	PRINCIPAL SECURITIES, INC.	1.22%	147.28K	1.6M	-94	-0.06%
Mar 31, 2026	COLONIAL TRUST CO / SC	0.02%	2.37K	25.02K	2.37K	+100.00%
Mar 31, 2026	XTX TOPCO LTD	0%	0	-	-13.35K	-100.00%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	1.14%	137.47K	1.49M	1.38K	+1.02%
Mar 31, 2026	1607 CAPITAL PARTNERS, LLC	1.11%	133.91K	1.45M	4.13K	+3.18%
Mar 31, 2026	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.91%	109.33K	1.19M	11.35K	+11.58%
Mar 31, 2026	AMERIPRISE FINANCIAL INC	0.66%	79.38K	862.01K	2.71K	+3.53%
Mar 31, 2026	LPL FINANCIAL LLC	0.36%	42.88K	465.71K	-1.1K	-2.50%
Mar 31, 2026	HIGHLINE WEALTH PARTNERS LLC	0%	217	2.36K	217	+100.00%
Mar 31, 2026	AQR ARBITRAGE LLC	0%	0	-	-76.02K	-100.00%
Mar 31, 2026	UBS GROUP AG	0.05%	6.52K	70.85K	-10.48K	-61.63%
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.15%	18.52K	201.17K	-111	-0.60%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.2%	24.18K	262.58K	-10.22K	-29.72%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.26%	31.66K	343.86K	5.39K	+20.51%
Mar 31, 2026	SAX WEALTH ADVISORS, LLC	0.28%	33.95K	365K	0	0
Mar 31, 2026	SABA CAPITAL MANAGEMENT, L.P.	0%	0	-	-281.33K	-100.00%
Mar 31, 2026	VERITION FUND MANAGEMENT LLC	0%	0	-	-36.56K	-100.00%
Mar 31, 2026	ADVISORS ASSET MANAGEMENT, INC.	0%	0	-	-22.42K	-100.00%
Mar 31, 2026	TWO SIGMA INVESTMENTS, LP	0%	0	-	-27.36K	-100.00%
Mar 31, 2026	FIFTH THIRD BANCORP	0.04%	4.29K	46.54K	4.29K	+100.00%
Mar 31, 2026	NWF ADVISORY SERVICES INC.	0.15%	18.4K	199.82K	0	0
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0%	0	-	-47.58K	-100.00%
Mar 31, 2026	ROYAL BANK OF CANADA	0.38%	46.31K	503K	-104	-0.22%
Dec 31, 2025	MORGAN STANLEY	2.54%	305.82K	3.29M	-122.65K	-28.62%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.29%	34.4K	369.84K	-3.69K	-9.68%
Dec 31, 2025	VERITION FUND MANAGEMENT LLC	0.3%	36.56K	393.01K	10K	+37.65%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.37%	44.39K	477.16K	2.28K	+5.40%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.22%	26.28K	282.45K	201	+0.77%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	0.23%	27.36K	294.16K	0	0
Dec 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.28%	33.78K	363.12K	3.47K	+11.45%
Dec 31, 2025	ROYAL BANK OF CANADA	0.39%	46.41K	499K	94	+0.20%
Dec 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.39%	47.58K	511.46K	-41.79K	-46.76%
Dec 31, 2025	LPL FINANCIAL LLC	0.37%	43.98K	472.82K	11.28K	+34.51%
Dec 31, 2025	KOVACK ADVISORS, INC.	0.44%	53.24K	572.29K	30.18K	+130.86%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.57%	68.08K	731.85K	-29.79K	-30.44%
Dec 31, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	0	-	-340	-100.00%
Dec 31, 2025	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.41K	-100.00%
Dec 31, 2025	GUGGENHEIM CAPITAL LLC	0%	0	-	-30.83K	-100.00%
Dec 31, 2025	MOTIV8 INVESTMENTS LLC	0%	589	6K	589	+100.00%
Dec 31, 2025	COMERICA BANK	0.04%	4.29K	46.06K	96	+2.29%
Dec 31, 2025	XTX TOPCO LTD	0.11%	13.35K	143.51K	13.35K	+100.00%
Dec 31, 2025	B. RILEY WEALTH ADVISORS, INC.	0.13%	15.87K	170.6K	0	0
Dec 31, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.13%	16.23K	174.49K	16.23K	+100.00%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.15%	18.64K	200.33K	-229	-1.21%
Dec 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.19%	22.42K	241.06K	-42.15K	-65.27%
Dec 31, 2025	AQR ARBITRAGE LLC	0.63%	76.02K	817.22K	-39.84K	-34.38%
Dec 31, 2025	AMERIPRISE FINANCIAL INC	0.64%	76.67K	824.14K	10.97K	+16.70%
Dec 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.81%	97.99K	1.05M	18.07K	+22.61%
Dec 31, 2025	INVESCO LTD.	0.99%	119.46K	1.28M	26.75K	+28.85%
Dec 31, 2025	1607 CAPITAL PARTNERS, LLC	1.08%	129.78K	1.4M	7.44K	+6.08%
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	1.1%	133.07K	1.43M	-114.1K	-46.16%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	1.13%	136.09K	1.46M	-1.96K	-1.42%
Dec 31, 2025	NWF ADVISORY SERVICES INC.	0.15%	18.4K	197.8K	0	0
Dec 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	2.34%	281.33K	3.02M	27.96K	+11.03%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	2.43%	292.61K	3.15M	4.58K	+1.59%
Dec 31, 2025	BULLDOG INVESTORS, LLP	3.17%	381.76K	4.1M	381.76K	+100.00%
Dec 31, 2025	KARPUS MANAGEMENT, INC.	0%	0	-	-10.71K	-100.00%
Dec 31, 2025	UBS GROUP AG	0.14%	17K	182.78K	-8.58K	-33.55%
Dec 31, 2025	PRINCIPAL SECURITIES, INC.	1.22%	147.37K	1.58M	-5.1K	-3.35%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.25%	150.44K	1.62M	-5.25K	-3.37%
Dec 31, 2025	PATHSTONE HOLDINGS, LLC	2.06%	247.66K	2.66M	172.55K	+229.75%
Dec 31, 2025	SAX WEALTH ADVISORS, LLC	0.28%	33.95K	365K	33.95K	+100.00%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.23%	27.36K	291.43K	-5.22K	-16.03%
Sep 30, 2025	PATHSTONE HOLDINGS, LLC	0.62%	75.11K	799.87K	-3.62K	-4.59%
Sep 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.66%	79.92K	851.15K	25.23K	+46.12%
Sep 30, 2025	1607 CAPITAL PARTNERS, LLC	1.02%	122.34K	1.3M	-13.04K	-9.63%
Sep 30, 2025	ALLWORTH FINANCIAL LP	0%	0	-	-470	-100.00%
Sep 30, 2025	VERITION FUND MANAGEMENT LLC	0.22%	26.56K	282.85K	26.56K	+100.00%
Sep 30, 2025	KOVACK ADVISORS, INC.	0.19%	23.06K	245.59K	4.17K	+22.04%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.22%	26.07K	277.69K	123	+0.47%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.32%	38.09K	407.94K	-5.29K	-12.20%
Sep 30, 2025	MORGAN STANLEY	3.56%	428.46K	4.56M	12.53K	+3.01%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	1.15%	138.05K	1.47M	4.36K	+3.26%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.35%	42.11K	448.49K	-2.34K	-5.26%
Sep 30, 2025	ROYAL BANK OF CANADA	0.38%	46.32K	493K	32	+0.07%
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	340	3.62K	340	+100.00%
Sep 30, 2025	ADVISORY SERVICES NETWORK, LLC	0.01%	1.41K	15.01K	1.41K	+100.00%
Sep 30, 2025	COMERICA BANK	0.03%	4.19K	44.61K	95	+2.32%
Sep 30, 2025	KARPUS MANAGEMENT, INC.	0.09%	10.71K	114.09K	-11.88K	-52.58%
Sep 30, 2025	B. RILEY WEALTH ADVISORS, INC.	0.13%	15.87K	169.01K	0	0
Sep 30, 2025	NWF ADVISORY SERVICES INC.	0.15%	18.4K	195.96K	-800	-4.17%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.16%	18.86K	200.9K	18.86K	+100.00%
Sep 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.25%	30.31K	322.78K	0	0
Sep 30, 2025	GUGGENHEIM CAPITAL LLC	0.26%	30.83K	328.38K	-26.16K	-45.90%
Sep 30, 2025	AMERIPRISE FINANCIAL INC	0.55%	65.69K	699.63K	8.29K	+14.44%
Sep 30, 2025	SHAKER FINANCIAL SERVICES, LLC	2.05%	247.18K	2.63M	22.21K	+9.87%
Sep 30, 2025	UBS GROUP AG	0.21%	25.59K	272.5K	274	+1.08%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.54%	64.57K	687.71K	148	+0.23%
Sep 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.74%	89.37K	951.79K	22.83K	+34.31%
Sep 30, 2025	INVESCO LTD.	0.77%	92.71K	987.34K	10.09K	+12.21%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.81%	97.87K	1.04M	2	0.00%
Sep 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	2.1%	253.37K	2.7M	22.62K	+9.80%
Sep 30, 2025	AQR ARBITRAGE LLC	0.96%	115.86K	1.23M	-8.04K	-6.49%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	2.39%	288.04K	3.07M	-243	-0.08%
Sep 30, 2025	PRINCIPAL SECURITIES, INC.	1.27%	152.47K	1.62M	1.99K	+1.32%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.29%	155.69K	1.66M	651	+0.42%
Sep 30, 2025	LPL FINANCIAL LLC	0.27%	32.7K	348.25K	6.72K	+25.88%
Jun 30, 2025	KOVACK ADVISORS, INC.	0.16%	18.9K	199.91K	1.91K	+11.23%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	1.11%	133.69K	1.41M	3.17K	+2.43%
Jun 30, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.55%	66.54K	703.97K	-22.04K	-24.89%
Jun 30, 2025	LPL FINANCIAL LLC	0.22%	25.98K	274.84K	-3.39K	-11.53%
Jun 30, 2025	COMERICA BANK	0.03%	4.09K	43.32K	94	+2.35%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0%	470	4.97K	470	+100.00%
Jun 30, 2025	AQR ARBITRAGE LLC	1.03%	123.9K	1.31M	-10.21K	-7.61%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.81%	97.86K	1.04M	-730	-0.74%
Jun 30, 2025	INVESCO LTD.	0.69%	82.62K	874.1K	24.43K	+41.99%
Jun 30, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.45%	54.69K	578.66K	2.57K	+4.93%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.27%	32.59K	344.77K	32.59K	+100.00%
Jun 30, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.25%	30.31K	320.66K	0	0
Jun 30, 2025	SABA CAPITAL MANAGEMENT, L.P.	1.92%	230.75K	2.44M	18.74K	+8.84%
Jun 30, 2025	SHAKER FINANCIAL SERVICES, LLC	1.87%	224.96K	2.38M	-19.89K	-8.12%
Jun 30, 2025	PATHSTONE HOLDINGS, LLC	0.65%	78.72K	832.88K	13.98K	+21.59%
Jun 30, 2025	GUGGENHEIM CAPITAL LLC	0.47%	57K	603.03K	-43.57K	-43.33%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.22%	25.95K	274.56K	-122	-0.47%
Jun 30, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0%	0	-	-13.95K	-100.00%
Jun 30, 2025	SILVERLAKE WEALTH MANAGEMENT LLC	0%	0	-	-10.21K	-100.00%
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.53%	64.43K	681.63K	-948	-1.45%
Jun 30, 2025	AMERIPRISE FINANCIAL INC	0.48%	57.41K	607.35K	-2.67K	-4.44%
Jun 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.37%	44.45K	470.28K	-2.05K	-4.41%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.36%	43.38K	459.01K	-213	-0.49%
Jun 30, 2025	UBS GROUP AG	0.21%	25.31K	267.81K	-1.33K	-4.97%
Jun 30, 2025	KARPUS MANAGEMENT, INC.	0.19%	22.59K	239.03K	0	0
Jun 30, 2025	AVANTAX ADVISORY SERVICES, INC.	0.14%	16.55K	175.09K	-961	-5.49%
Jun 30, 2025	B. RILEY WEALTH ADVISORS, INC.	0.13%	15.87K	167.9K	15.87K	+100.00%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.29%	155.03K	1.64M	1.5K	+0.98%
Jun 30, 2025	1607 CAPITAL PARTNERS, LLC	1.12%	135.38K	1.43M	-8.3K	-5.78%
Jun 30, 2025	MORGAN STANLEY	3.45%	415.93K	4.4B	-8.45K	-1.99%
Jun 30, 2025	ROYAL BANK OF CANADA	0.38%	46.29K	490K	3.15K	+7.29%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	2.39%	288.28K	3.05M	30.1K	+11.66%
Jun 30, 2025	PRINCIPAL SECURITIES, INC.	1.25%	150.48K	1.59M	1.24K	+0.83%
Jun 30, 2025	NWF ADVISORY SERVICES INC.	0.16%	19.2K	203.14K	0	0
Mar 31, 2025	MORGAN STANLEY	3.52%	424.38K	4.41M	-5.43K	-1.26%
Mar 31, 2025	JANE STREET GROUP, LLC	0%	0	-	-31.18K	-100.00%
Mar 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.39%	46.5K	483.6K	-764	-1.62%
Mar 31, 2025	1607 CAPITAL PARTNERS, LLC	1.19%	143.68K	1.49M	43.17K	+42.96%
Mar 31, 2025	COMERICA BANK	0.03%	4K	41.6K	93	+2.38%
Mar 31, 2025	SILVERLAKE WEALTH MANAGEMENT LLC	0.08%	10.21K	106.16K	0	0
Mar 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.12%	13.95K	145.06K	-4.63K	-24.91%
Mar 31, 2025	KOVACK ADVISORS, INC.	0.14%	16.99K	176.67K	2.13K	+14.32%
Mar 31, 2025	AVANTAX ADVISORY SERVICES, INC.	0.15%	17.51K	182.11K	153	+0.88%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.22%	26.07K	271.16K	4.1K	+18.64%
Mar 31, 2025	UBS GROUP AG	0.22%	26.64K	277.04K	-20.33K	-43.28%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	2.14%	258.18K	2.69M	3.36K	+1.32%
Mar 31, 2025	LPL FINANCIAL LLC	0.24%	29.36K	305.39K	-3.12K	-9.61%
Mar 31, 2025	ROBINSON CAPITAL MANAGEMENT, LLC	0.25%	30.31K	315.2K	0	0
Mar 31, 2025	ROYAL BANK OF CANADA	0.36%	43.14K	449K	8.56K	+24.75%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.36%	43.6K	453.4K	22.55K	+107.12%
Mar 31, 2025	PRINCIPAL SECURITIES, INC.	1.24%	149.24K	1.52M	0	0
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.27%	153.54K	1.6M	-375	-0.24%
Mar 31, 2025	SABA CAPITAL MANAGEMENT, L.P.	1.76%	212.01K	2.2M	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.82%	98.59K	1.03M	15.88K	+19.20%
Mar 31, 2025	GUGGENHEIM CAPITAL LLC	0.83%	100.57K	1.05M	-25.24K	-20.06%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	1.08%	130.52K	1.36M	-1.3K	-0.99%
Mar 31, 2025	KARPUS MANAGEMENT, INC.	0.19%	22.59K	234.97K	-450	-1.95%
Mar 31, 2025	AQR ARBITRAGE LLC	1.11%	134.11K	1.39M	-4.98K	-3.58%
Mar 31, 2025	LOGAN STONE CAPITAL, LLC	0%	0	-	-25.62K	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-73	-100.00%
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0.5%	60.08K	624.79K	10.84K	+22.02%
Mar 31, 2025	PATHSTONE HOLDINGS, LLC	0.54%	64.74K	672.94K	-4.63K	-6.68%
Mar 31, 2025	QUANTEDGE CAPITAL PTE LTD	0%	0	-	-12.77K	-100.00%
Mar 31, 2025	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.43%	52.12K	542.09K	10.48K	+25.15%
Mar 31, 2025	INVESCO LTD.	0.48%	58.19K	605.15K	8.7K	+17.59%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.54%	65.37K	679.89K	0	0
Mar 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.74%	88.58K	921.25K	61.67K	+229.09%
Mar 31, 2025		0.16%	19.2K	199.68K	19.2K	+100.00%
Mar 31, 2025	SHAKER FINANCIAL SERVICES, LLC	2.03%	244.86K	2.55M	-4.75K	-1.90%
Mar 31, 2024	INVESCO LTD.	2.36%	270.58K	2.84M	-5.41K	-1.96%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.78K	-100.00%
Mar 31, 2024	SABA CAPITAL MANAGEMENT, L.P.	0%	0	-	-73.43K	-100.00%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0%	398	4.18K	0	0
Mar 31, 2024	COMERICA BANK	0.03%	3.64K	38.19K	85	+2.39%
Mar 31, 2024	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.04%	4.02K	42.15K	-82	-2.00%
Mar 31, 2024	SILVERLAKE WEALTH MANAGEMENT LLC	0.11%	12.27K	128.74K	0	0
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.15%	17.14K	179.79K	140	+0.82%
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.35%	40.13K	420.98K	6.72K	+20.12%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.39%	44.84K	429.08K	-2.57K	-5.43%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	0.45%	51.87K	544.14K	4.52K	+9.55%
Mar 31, 2024	1607 CAPITAL PARTNERS, LLC	0.54%	61.67K	646.88K	0	0
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.54%	62.27K	653.22K	62.27K	+100.00%
Mar 31, 2024	LOGAN STONE CAPITAL, LLC	0.55%	63.1K	661.92K	-20.31K	-24.35%
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.61%	69.34K	727.41K	-6.34K	-8.37%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.64%	72.76K	763.28K	-2.42K	-3.22%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.65%	74.07K	776.99K	-19.8K	-21.09%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.69%	78.53K	823.81K	17.24K	+28.13%
Mar 31, 2024	REDHAWK WEALTH ADVISORS, INC.	0.87%	100.11K	1.05M	100.11K	+100.00%
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.91%	104.77K	1.1M	-55.87K	-34.78%
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	1%	115.08K	1.21M	-1.32K	-1.13%
Mar 31, 2024	AQR ARBITRAGE LLC	1.14%	130.59K	1.37M	29.39K	+29.04%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	1.19%	136.61K	1.43M	136.61K	+100.00%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	1.75%	200.37K	2.1M	-22.1K	-9.93%
Mar 31, 2024	QUANTEDGE CAPITAL PTE LTD	0.1%	11.47K	120.36K	-1.8K	-13.56%
Mar 31, 2024	FISHER ASSET MANAGEMENT, LLC	0.11%	12.22K	128.14K	12.22K	+100.00%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	2.33%	266.64K	2.8M	26.62K	+11.09%
Mar 31, 2024	GUGGENHEIM CAPITAL LLC	0.98%	112.54K	1.18M	35.76K	+46.57%
Mar 31, 2024	MORGAN STANLEY	3.73%	427.91K	4.49M	-65.72K	-13.31%
Mar 31, 2024	LPL FINANCIAL LLC	0.26%	29.76K	312.18K	-27.89K	-48.37%
Mar 31, 2024	UBS GROUP AG	0.29%	33.42K	350.6K	-6.64K	-16.58%
Mar 31, 2024	ROYAL BANK OF CANADA	0.31%	35.33K	371K	-10.06K	-22.17%
Mar 31, 2024	VIMA LLC	0.34%	38.62K	449.15M	38.62K	+100.00%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.53%	61.29K	615.97K	-17.3K	-22.01%
Dec 31, 2023	1607 CAPITAL PARTNERS, LLC	0.54%	61.67K	619.74K	29.73K	+93.09%
Dec 31, 2023	SABA CAPITAL MANAGEMENT, L.P.	0.64%	73.43K	737.97K	73.43K	+100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.66%	75.18K	755.56K	-31.64K	-29.62%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.66%	75.68K	760.57K	42.24K	+126.35%
Dec 31, 2023	GUGGENHEIM CAPITAL LLC	0.67%	76.78K	771.63K	-7.28K	-8.66%
Dec 31, 2023	LOGAN STONE CAPITAL, LLC	0.73%	83.41K	838.26K	19.41K	+30.33%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.82%	93.87K	943.34K	-44.09K	-31.96%
Dec 31, 2023	AQR ARBITRAGE LLC	0.88%	101.2K	1.02M	69.72K	+221.50%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	1.4%	160.64K	1.61M	-55	-0.03%
Dec 31, 2023	SHAKER FINANCIAL SERVICES, LLC	1.94%	222.48K	2.24M	-22.14K	-9.05%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	2.09%	240.03K	2.41M	86.07K	+55.91%
Dec 31, 2023	INVESCO LTD.	2.41%	275.99K	2.77M	-6.83K	-2.42%
Dec 31, 2023	MORGAN STANLEY	4.31%	493.63K	4.96M	-73.44K	-12.95%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0%	398	4K	0	0
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.02%	1.78K	17.89K	1.78K	+100.00%
Dec 31, 2023	COMERICA BANK	0.03%	3.56K	35.74K	-10.98K	-75.53%
Dec 31, 2023	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	0.04%	4.1K	41.21K	4.1K	+100.00%
Dec 31, 2023	SILVERLAKE WEALTH MANAGEMENT LLC	0.11%	12.27K	123.34K	0	0
Dec 31, 2023	QUANTEDGE CAPITAL PTE LTD	0.12%	13.27K	133.4K	13.27K	+100.00%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.15%	17K	170.84K	1.59K	+10.35%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.29%	33.41K	335.76K	-388	-1.15%
Dec 31, 2023		0.41%	47.35K	475.85K	47.35K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.35%	40.06K	402.63K	-914	-2.23%
Dec 31, 2023	ROYAL BANK OF CANADA	0.4%	45.39K	456K	22.36K	+97.05%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.41%	47.41K	476.46K	2.57K	+5.74%
Dec 31, 2023	LPL FINANCIAL LLC	0.5%	57.65K	579.34K	25.03K	+76.73%

Insiders

Among the HEQ insiders holding of 0.15% of the stake in company, ELLISON NONI L, Trustee of the Fund, holds the largest shares of 2.25K. GARFIELD DEAN, director, is the second largest HEQ insider with ownership of 1.38K shares. BACIC WILLIAM K, Trustee of the Fund, stands third with possession of 1.29K shares of that stake.

Insiders	Designation	Shares Held
ELLISON NONI L	Trustee of the Fund	2.25K
GARFIELD DEAN	director	1.38K
BACIC WILLIAM K	Trustee of the Fund	1.29K
BROMLEY CRAIG		1.25K
WRIGHT THOMAS ROWE	director	1.14K
LADNER CHARLES L		1.1K
BOYLE JAMES		1.06K
RATHKE FRANCES G		910
PHELAN KENNETH J	director	905
VRYSEN JOHN G		900
RUSSO GREGORY A		811
MCCLELLAN HASSELL H		808
BARDELIS CHARLES L		714
JACKSON DEBORAH C		670
CUNNINGHAM WILLIAM H DR		636
FEY GRACE K		621
PRUCHANSKY STEVEN R		590
BURGESS PETER S		585
MOORE JOHN A /MA/		250
MARTIN STANLEY		200
HURTSELLERS CHRISTINE	director	200

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jul 22, 2026	BACIC WILLIAM K	PURCHASE	11.48	308	3.54K	1.29K
May 06, 2026	HURTSELLERS CHRISTINE	PURCHASE	11.56	200	2.31K	200
Jan 27, 2026	PHELAN KENNETH J	PURCHASE	11.10	905	10.05K	905
Apr 08, 2025	WRIGHT THOMAS ROWE	PURCHASE	9.70	1.14K	11.05K	1.14K
Jan 14, 2025	BACIC WILLIAM K	PURCHASE	10.33	986	10.19K	986
Dec 23, 2024	ELLISON NONI L	PURCHASE	10.54	1.07K	11.28K	2.25K
Jan 02, 2024	GARFIELD DEAN	PURCHASE	11.63	1.38K	16.06K	1.38K
Oct 12, 2023	ELLISON NONI L	PURCHASE	9.56	1.15K	11.02K	1.15K
Aug 05, 2022	PRUCHANSKY STEVEN R	SALE	12.57	2.01K	25.32K	590
Nov 17, 2020	RATHKE FRANCES G	PURCHASE	10.98	910	9.99K	910
Sep 30, 2016	MCCLELLAN HASSELL H	SALE	16.05	64	1.03K	808
Jan 04, 2016	BOYLE JAMES	PURCHASE	14.16	1.06K	15.01K	1.06K
Jan 08, 2014	PRUCHANSKY STEVEN R	PURCHASE	17.53	300	5.26K	1.24K
Nov 12, 2013	FEY GRACE K	SALE	17.00	39	663	621
Jul 30, 2013	MCCLELLAN HASSELL H	PURCHASE	16.93	648	10.97K	648
Apr 08, 2013	BARDELIS CHARLES L	PURCHASE	16.40	100	1.64K	714
Apr 05, 2013	BARDELIS CHARLES L	PURCHASE	16.40	300	4.92K	614
Apr 01, 2013	BROMLEY CRAIG	PURCHASE	16.78	1.25K	20.97K	1.25K
Jan 16, 2013	RUSSO GREGORY A	PURCHASE	16.10	311	5.01K	811
Dec 24, 2012	BURGESS PETER S	PURCHASE	15.26	585	8.93K	585
Oct 24, 2012	CUNNINGHAM WILLIAM H DR	PURCHASE	16.29	306	4.98K	636
Sep 27, 2012	PRUCHANSKY STEVEN R	PURCHASE	16.24	184	2.99K	848
Feb 08, 2012	MARTIN STANLEY	PURCHASE	16.60	200	3.32K	200
Nov 07, 2011	CUNNINGHAM WILLIAM H DR	PURCHASE	15.18	330	5.01K	330
Oct 31, 2011	JACKSON DEBORAH C	PURCHASE	15.18	270	4.1K	670
Oct 04, 2011	VRYSEN JOHN G	PURCHASE	13.35	100	1.34K	900
Aug 29, 2011	VRYSEN JOHN G	PURCHASE	15.61	100	1.56K	800
Aug 10, 2011	JACKSON DEBORAH C	PURCHASE	15.52	400	6.21K	400
Aug 04, 2011	VRYSEN JOHN G	PURCHASE	18.00	700	12.6K	700
Jul 27, 2011	LADNER CHARLES L	PURCHASE	18.00	1.1K	19.8K	1.1K
Jun 29, 2011	MOORE JOHN A /MA/	PURCHASE	20.05	250	5.01K	250
Jun 28, 2011	PRUCHANSKY STEVEN R	PURCHASE	20.05	600	12.03K	600
Jun 27, 2011	RUSSO GREGORY A	PURCHASE	20.00	500	10K	500

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE1.41K3

SALES00

NET SHARES1.41K3

SHARES HELD2.4K3

% NET SHARES-41.1%0%

Frequently Asked Questions