How many institutions own GAIN stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own GAIN shares is 102, representing 15.25% of the company's common stock.

Who are the major shareholders selling Gladstone Investment Corporation stock?

STEWARD PARTNERS INVESTMENT ADVISORY, LLC, in the last quarter, reduced its stake in GAIN by -16.67% restricting it's holding to 3 thousand shares of worth nearly $41.91K. JPMORGAN CHASE & CO also lessened -4.61% of the GAIN shares from its portfolio, reducing its holding to 6.92 thousand shares of worth $96.60K. PRIME CAPITAL INVESTMENT ADVISORS, LLC also shunned GAIN shares holding by -0.02% last quarter which brought its holding to 10.73 thousand shares worth $149.87K.

Investors who are buying GAIN stock?

As per its latest 13F filing, MAI CAPITAL MANAGEMENT increased its stake in GAIN by 64.18% in the last quarter. The institutional holder raised its holding to 1.41 thousand shares having worth more than $19.66K. RITTER DANIHER FINANCIAL ADVISORY LLC / DE also added 100% more shares of GAIN to its portfolio, raising its holding to 1.54 thousand shares of worth $21.56K. KESTRA ADVISORY SERVICES, LLC also increased its GAIN shares holding by 100% which brought its holding to 1.87 thousand shares worth $26.13K.

GAIN's major insiders: who are they?

The insider with the most stakes in GAIN is GLADSTONE DAVID , CEO at the company. Additionally, GAIN stock is highly held by President DULLUM DAVID A R and director WILKINSON WALTER H among others.

Did an insider recently sell GAIN stock?

Company executives, directors, and other insiders own 1.92% percent of Gladstone Investment Corporation's stock. Within the last six months, there have been 0 transaction(s) in which GAIN insiders have sold stock, totaling 0 shares. Insiders that have sold shares include BRUBAKER TERRY LEE.

Which insider recently purchased GAIN stock?

There have been 0 transaction(s) during the past 6-months in which Gladstone Investment Corporation insiders have bought stock, totalling 0 shares

How much of GAIN does insiders own?

Around 0 Gladstone Investment Corporation shares are held by insiders, which represents about 1.92% of GAIN stock.

Who is the insider with the largest stake?

GAIN CEO, GLADSTONE DAVID holds the largest portfolio of the company's shares. GAIN shares owned by GLADSTONE total nearly 666.55 thousand.

Which institution holds the most shares in GAIN?

EVERSOURCE WEALTH ADVISORS, LLC is the largest institutional owner in GAIN which holds 1.2 thousand shares worth $16.76K or 0% of the total GAIN shares outstanding followed by MAI CAPITAL MANAGEMENT with ownership of 1.41 thousand shares representing 0% of the GAIN ownership. RITTER DANIHER FINANCIAL ADVISORY LLC / DE is the third largest stakeholder with 1.54 thousand shares or 0% of the ownership worth more than $21.56K.

Is Gladstone Investment Corporation stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the GAIN is concerned, it is a stock which is optionable.

Is there a short position on GAIN's shares?

Number of GAIN shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding GAIN shares are there?

As of today, null shares of GAIN are outstanding.

Is there many float in GAIN stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, GAIN has null shares in float.

GAIN short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for GAIN is null.

Gladstone Investment (GAIN) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

1.92% Percentage of Shares held by All Insiders

15.25% Percentage of Shares held by All Institutions

15.55% Percentage of Float held by Institutions

102

Number of Institutions Holding Shares

Institutional Ownership

About 15.25% of GAIN shares are held by financial institutions. EVERSOURCE WEALTH ADVISORS, LLC is the top corporate investor, holding 1.2K shares valued at $16.76K. A 0% stake in Gladstone Investment Corporation is owned by the company. MAI CAPITAL MANAGEMENT owns 1.41K shares valued at $19.66K, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	16.76K	0	0
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	1.41K	19.66K	550	+64.18%
Dec 31, 2025	RITTER DANIHER FINANCIAL ADVISORY LLC / DE	0%	1.54K	21.56K	1.54K	+100.00%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0%	1.87K	26.13K	1.87K	+100.00%
Dec 31, 2025	KENTUCKY TRUST CO	0.01%	2K	27.94K	0	0
Dec 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	2.19K	30.59K	2.19K	+100.00%
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	3K	41.91K	-600	-16.67%
Dec 31, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	69.85K	0	0
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.01%	5.17K	72.18K	27	+0.53%
Dec 31, 2025	JPMORGAN CHASE & CO	0.02%	6.92K	96.6K	-334	-4.61%
Dec 31, 2025	REGISTER FINANCIAL ADVISORS LLC	0.02%	9.5K	132.72K	9.5K	+100.00%
Dec 31, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.03%	10.73K	149.87K	-2	-0.02%
Dec 31, 2025	SOUND INCOME STRATEGIES, LLC	0.03%	10.74K	151.11K	10.74K	+100.00%
Dec 31, 2025	HARDY REED LLC	0.03%	11.11K	155.19K	190	+1.74%
Dec 31, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	0.03%	11.97K	167.23K	-482	-3.87%
Dec 31, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	12.1K	168.28K	12.1K	+100.00%
Dec 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.04%	13.99K	195.5K	-1.4K	-9.08%
Dec 31, 2025	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	0.04%	14K	195.58K	0	0
Dec 31, 2025	JANE STREET GROUP, LLC	0.04%	14.01K	195.65K	14.01K	+100.00%
Dec 31, 2025	STATE OF WYOMING	0.04%	14.67K	204.9K	-11.34K	-43.60%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0.04%	14.78K	206.44K	1.5K	+11.30%
Dec 31, 2025	UNION BANCAIRE PRIVEE, UBP SA	0.04%	15.39K	32.96M	-4.41K	-22.28%
Dec 31, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.04%	16K	223.52K	-3.4K	-17.53%
Dec 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.05%	19.38K	271K	0	0
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.07%	28.4K	396.69K	-2.7K	-8.69%
Dec 31, 2025	GARNER ASSET MANAGEMENT CORP	0.09%	36.29K	507.02K	4	+0.01%
Dec 31, 2025	TRUEMARK INVESTMENTS, LLC	0.11%	41.68K	582.24K	41.68K	+100.00%
Dec 31, 2025	ALBERT D MASON INC	0.17%	66.83K	933.65K	15.82K	+31.01%
Dec 31, 2025	UNITED ADVISOR GROUP, LLC	0.18%	70.75K	988.41K	-7.68K	-9.79%
Dec 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.24%	94.78K	1.32M	-19.05K	-16.74%
Dec 31, 2025	ATLANTIC UNION BANKSHARES CORP	0.24%	97.16K	1.36M	-2.63K	-2.63%
Dec 31, 2025	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.28%	111.33K	1.56M	10.12K	+10.00%
Dec 31, 2025	CASSADAY & CO WEALTH MANAGEMENT LLC	0.33%	132K	1.84M	4K	+3.13%
Dec 31, 2025	DAVENPORT & CO LLC	0.35%	137.86K	1.93M	2.6K	+1.92%
Dec 31, 2025	MARSHALL WACE, LLP	0.41%	164.58K	2.3M	-130.76K	-44.27%
Dec 31, 2025	LPL FINANCIAL LLC	0.49%	193.93K	2.71M	-1.83K	-0.93%
Dec 31, 2025	OUTFITTER FINANCIAL LLC	0.52%	204.35K	2.85M	2.45K	+1.21%
Dec 31, 2025	LEGAL & GENERAL GROUP PLC	0.69%	273.75K	3.83M	51.21K	+23.01%
Dec 31, 2025	PFG ADVISORS	0.77%	305.25K	4.26M	205.5K	+206.03%
Dec 31, 2025	BLACKROCK, INC.	0.81%	319.77K	4.47M	4.18K	+1.32%
Dec 31, 2025	MORGAN STANLEY	0.85%	335.65K	4.69M	17.72K	+5.57%
Dec 31, 2025	UBS GROUP AG	1.8%	713.02K	9.96M	228.17K	+47.06%
Dec 31, 2025	MELIA WEALTH LLC	2.84%	1.13M	15.75M	-70.3K	-5.87%
Dec 31, 2025	CORECAP ADVISORS, LLC	0%	1.01K	14.1K	1.01K	+100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	1.29K	18.04K	0	0
Dec 31, 2025	NATIONAL BANK OF CANADA /FI/	0.01%	2K	27.96K	1K	+100.00%
Dec 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	14.29K	199.56K	-1.44K	-9.13%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	30.74K	429.47K	-7.35K	-19.30%
Dec 31, 2025	ROYAL BANK OF CANADA	0.17%	66.23K	926K	3K	+4.75%
Dec 31, 2025	CREWE ADVISORS LLC	0%	766	10.7K	0	0
Dec 31, 2025	CALDWELL SUTTER CAPITAL, INC.	0%	800	11.18K	0	0
Dec 31, 2025	CITIGROUP INC	0%	805	11.25K	795	+7,950.00%
Dec 31, 2025	COMERICA BANK	0%	950	13.27K	0	0
Dec 31, 2025	SIGNATUREFD, LLC	0%	999	13.96K	-91	-8.35%
Dec 31, 2025	ORG PARTNERS LLC	0%	1K	13.97K	0	0
Sep 30, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	16.58K	0	0
Sep 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	1.22K	16.82K	-4.15K	-77.31%
Sep 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	1.29K	17.8K	0	0
Sep 30, 2025	VAN ECK ASSOCIATES CORP	2.32%	854.73K	11.81M	18.09K	+2.16%
Sep 30, 2025	MELIA WEALTH LLC	3.24%	1.2M	16.55M	64.56K	+5.70%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.08%	31.1K	430K	-5.53K	-15.10%
Sep 30, 2025	CITADEL ADVISORS LLC	0.09%	31.7K	438.09K	-45.4K	-58.88%
Sep 30, 2025	LEGAL & GENERAL GROUP PLC	0.6%	222.55K	3.08M	-20.05K	-8.27%
Sep 30, 2025	BLACKROCK, INC.	0.86%	315.6K	4.36M	64.4K	+25.64%
Sep 30, 2025	UBS GROUP AG	1.31%	484.85K	6.7M	229.19K	+89.65%
Sep 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.04%	15.39K	212.7K	-1.4K	-8.35%
Sep 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.19%	70.25K	970.91K	16.49K	+30.66%
Sep 30, 2025	OXFORD ASSET MANAGEMENT LLP	0.05%	17.73K	244.99K	17.73K	+100.00%
Sep 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.25%	90.8K	1.25M	0	0
Sep 30, 2025	KENTUCKY TRUST CO	0.01%	2K	27.64K	0	0
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.01%	3.6K	49.75K	0	0
Sep 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	69.1K	0	0
Sep 30, 2025	JPMORGAN CHASE & CO	0.02%	7.25K	100.18K	1.95K	+36.67%
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.02%	9K	124.4K	152	+1.72%
Sep 30, 2025	MARINER, LLC	0.03%	10.11K	139.78K	10.11K	+100.00%
Sep 30, 2025	PRIME CAPITAL INVESTMENT ADVISORS, LLC	0.03%	10.73K	148.29K	10.73K	+100.00%
Sep 30, 2025	HARDY REED LLC	0.03%	10.92K	150.89K	185	+1.72%
Sep 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.31%	113.83K	1.57M	-1.03K	-0.90%
Sep 30, 2025	MORGAN STANLEY	0.86%	317.94K	4.39M	31.54K	+11.01%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	16.5K	228.03K	16.5K	+100.00%
Sep 30, 2025	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	0.04%	14K	193.48K	14K	+100.00%
Sep 30, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.05%	19.4K	268.11K	-5.3K	-21.46%
Sep 30, 2025	STATE OF WYOMING	0.07%	26K	359.36K	13.97K	+116.10%
Sep 30, 2025	GARNER ASSET MANAGEMENT CORP	0.1%	36.29K	501.51K	-516	-1.40%
Sep 30, 2025	ALBERT D MASON INC	0.14%	51.01K	704.99K	2.96K	+6.15%
Sep 30, 2025	INVESCO LTD.	0.16%	59.45K	821.56K	7.97K	+15.48%
Sep 30, 2025	ROYAL BANK OF CANADA	0.17%	63.23K	874K	-14.64K	-18.80%
Sep 30, 2025	PFG ADVISORS	0.27%	99.74K	1.38M	-660	-0.66%
Sep 30, 2025	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.27%	101.21K	1.4M	-1.05K	-1.03%
Sep 30, 2025	ATLANTIC UNION BANKSHARES CORP	0.27%	99.79K	1.38M	14.18K	+16.56%
Sep 30, 2025	D. E. SHAW & CO., INC.	0.12%	43.15K	596.32K	43.15K	+100.00%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	19.38K	267.78K	-250	-1.27%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.12%	44.55K	615.63K	-124.65K	-73.67%
Sep 30, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.13%	48.37K	666K	11.13K	+29.90%
Sep 30, 2025	CASSADAY & CO WEALTH MANAGEMENT LLC	0.35%	128K	1.77M	15.5K	+13.78%
Sep 30, 2025	DAVENPORT & CO LLC	0.37%	135.26K	1.87M	0	0
Sep 30, 2025	BLAIR WILLIAM & CO/IL	0.45%	164.91K	2.28M	-4.66K	-2.75%
Sep 30, 2025	LPL FINANCIAL LLC	0.53%	195.76K	2.71M	7.57K	+4.02%
Sep 30, 2025	OUTFITTER FINANCIAL LLC	0.55%	201.9K	2.79M	-400	-0.20%
Sep 30, 2025	VERITION FUND MANAGEMENT LLC	0.03%	11.05K	152.77K	11.05K	+100.00%
Sep 30, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	0.03%	12.45K	172.09K	-2.96K	-19.20%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.04%	13.28K	183.5K	1.17K	+9.66%
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	15.72K	217.26K	-31	-0.20%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.05%	17.84K	250.87K	-6.98K	-28.13%
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	0.05%	19.38K	268K	19.38K	+100.00%
Sep 30, 2025	UNION BANCAIRE PRIVEE, UBP SA	0.05%	19.81K	40.83M	0	0
Sep 30, 2025	COLONY GROUP, LLC	0.05%	20.2K	279.1K	340	+1.71%
Sep 30, 2025	NORTHERN TRUST CORP	0.07%	27.44K	379.21K	2.59K	+10.40%
Sep 30, 2025	MAGNETAR FINANCIAL LLC	0.08%	30.09K	415.84K	30.09K	+100.00%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.09%	33.38K	461.37K	2.7K	+8.81%
Sep 30, 2025	AMERIFLEX GROUP, INC.	0.11%	42.34K	585.11K	42.34K	+100.00%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.12%	43.95K	607.43K	3.1K	+7.58%
Sep 30, 2025	UNITED ADVISOR GROUP, LLC	0.21%	78.43K	1.08M	0	0
Sep 30, 2025	MARSHALL WACE, LLP	0.8%	295.34K	4.08M	265.37K	+885.39%
Sep 30, 2025	ASSETMARK, INC	0%	622	8.6K	-223	-26.39%
Sep 30, 2025	PFLUG KOORY, LLC	0%	675	9.33K	0	0
Sep 30, 2025	SIMPLEX TRADING, LLC	0%	747	10K	747	+100.00%
Sep 30, 2025	CREWE ADVISORS LLC	0%	766	10.59K	766	+100.00%
Sep 30, 2025	CALDWELL SUTTER CAPITAL, INC.	0%	800	11.06K	0	0
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	857	11.84K	-14	-1.61%
Sep 30, 2025	BRYN MAWR TRUST CO	0%	884	12.21K	0	0
Sep 30, 2025	ORG PARTNERS LLC	0%	1K	13.82K	1K	+100.00%
Sep 30, 2025	SIGNATUREFD, LLC	0%	1.09K	15.06K	-232	-17.55%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.07%	24.83K	354.32K	-1.58K	-5.97%
Jun 30, 2025	COASTAL INVESTMENT ADVISORS, INC.	0.11%	42.23K	602.58K	32.23K	+322.27%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0.11%	40.86K	583.02K	814	+2.03%
Jun 30, 2025	NORTHERN TRUST CORP	0.07%	24.85K	354.67K	12.5K	+101.13%
Jun 30, 2025	GARNER ASSET MANAGEMENT CORP	0.1%	36.81K	525.2K	-896	-2.38%
Jun 30, 2025	CETERA INVESTMENT ADVISERS	0.08%	30.68K	437.82K	445	+1.47%
Jun 30, 2025	EQUITABLE HOLDINGS, INC.	0.03%	10.6K	151.29K	526	+5.22%
Jun 30, 2025	CORNERSTONE WEALTH MANAGEMENT, LLC	0.03%	10.48K	149.55K	-1.35K	-11.41%
Jun 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0.02%	8.85K	126.27K	389	+4.60%
Jun 30, 2025	QUANTBOT TECHNOLOGIES LP	0.02%	7.39K	105.48K	7.39K	+100.00%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0.01%	5.36K	76.54K	82	+1.55%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.01%	5.03K	71.78K	5.02K	+38,592.31%
Jun 30, 2025	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	71.35K	0	0
Jun 30, 2025	EXCHANGE TRADED CONCEPTS, LLC	0.01%	1.9K	27.13K	1.9K	+100.00%
Jun 30, 2025	JONES FINANCIAL COMPANIES LLLP	0%	1.29K	18.18K	0	0
Jun 30, 2025	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	17.12K	0	0
Jun 30, 2025	NATIONAL BANK OF CANADA /FI/	0%	1K	14.23K	0	0
Jun 30, 2025	BRYN MAWR TRUST CO	0%	884	12.61K	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	871	12.43K	314	+56.37%
Jun 30, 2025	ASSETMARK, INC	0%	845	12.06K	845	+100.00%
Jun 30, 2025	CALDWELL SUTTER CAPITAL, INC.	0%	800	11.42K	0	0
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.1%	36.63K	523K	2.02K	+5.84%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.09%	32.16K	458.85K	1.52K	+4.97%
Jun 30, 2025	JANE STREET GROUP, LLC	0.04%	14.19K	202.53K	-8.39K	-37.14%
Jun 30, 2025	STATE OF WYOMING	0.03%	12.03K	171.71K	8.08K	+204.32%
Jun 30, 2025	OAKWORTH CAPITAL, INC.	0%	100	1.43K	100	+100.00%
Jun 30, 2025	ROBLE, BELKO & COMPANY, INC	0%	93	1K	1	+1.09%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	10	143	0	0
Jun 30, 2025	DHJJ FINANCIAL ADVISORS, LTD.	0%	5	72	0	0
Jun 30, 2025	QUARRY LP	0%	1	14	1	+100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-3K	-100.00%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0%	0	-	-42.24K	-100.00%
Jun 30, 2025	SIMPLEX TRADING, LLC	0%	0	-	-6.91K	-100.00%
Jun 30, 2025	QUADRANT CAPITAL GROUP LLC	0%	0	-	-37	-100.00%
Jun 30, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0%	0	-	-35.97K	-100.00%
Jun 30, 2025	SOUND INCOME STRATEGIES, LLC	0%	0	-	-14.83K	-100.00%
Jun 30, 2025	AQUATIC CAPITAL MANAGEMENT LLC	0%	0	-	-284	-100.00%
Jun 30, 2025	COLONY GROUP, LLC	0.05%	19.86K	283.32K	328	+1.68%
Jun 30, 2025		0.05%	19.81K	40.36M	959	+5.09%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	19.63K	280.06K	0	0
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.05%	16.79K	239.64K	46	+0.27%
Jun 30, 2025	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	600	8.56K	0	0
Jun 30, 2025	MID-AMERICAN WEALTH ADVISORY GROUP, INC.	0%	401	5.72K	401	+100.00%
Jun 30, 2025	LARSON FINANCIAL GROUP LLC	0%	224	3.2K	4	+1.82%
Jun 30, 2025	MELIA WEALTH LLC	3.07%	1.13M	16.17M	44.23K	+4.06%
Jun 30, 2025	VAN ECK ASSOCIATES CORP	2.27%	836.64K	11.94M	28.2K	+3.49%
Jun 30, 2025	PFLUG KOORY, LLC	0%	675	9.63K	0	0
Jun 30, 2025	HARDY REED LLC	0.03%	10.73K	153.16K	566	+5.57%
Jun 30, 2025	MORGAN STANLEY	0.78%	286.4K	4.09B	30.21K	+11.79%
Jun 30, 2025	UBS GROUP AG	0.69%	255.66K	3.65M	34.56K	+15.63%
Jun 30, 2025	CITADEL ADVISORS LLC	0.21%	77.1K	1.1B	17.9K	+30.24%
Jun 30, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.1%	37.24K	531K	2.14K	+6.09%
Jun 30, 2025	VIRTU FINANCIAL LLC	0.03%	12.59K	180K	12.59K	+100.00%
Jun 30, 2025	BLACKROCK, INC.	0.68%	251.2K	3.58M	51.2K	+25.60%
Jun 30, 2025	LEGAL & GENERAL GROUP PLC	0.66%	242.6K	3.46M	0	0
Jun 30, 2025	OUTFITTER FINANCIAL LLC	0.55%	202.3K	2.89M	1.15K	+0.57%
Jun 30, 2025	LPL FINANCIAL LLC	0.51%	188.19K	2.69M	1.54K	+0.82%
Jun 30, 2025	BLAIR WILLIAM & CO/IL	0.46%	169.57K	2.42M	1.14K	+0.67%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	0.46%	169.2K	2.41M	91.77K	+118.53%
Jun 30, 2025	DAVENPORT & CO LLC	0.37%	135.26K	1.93M	-19.28K	-12.47%
Jun 30, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.31%	114.87K	1.64M	-593	-0.51%
Jun 30, 2025	CASSADAY & CO WEALTH MANAGEMENT LLC	0.3%	112.5K	1.61M	0	0
Jun 30, 2025	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.28%	102.26K	1.46M	-3.83K	-3.61%
Jun 30, 2025	PFG ADVISORS	0.27%	100.4K	1.43M	0	0
Jun 30, 2025	INVESCO LTD.	0.14%	51.48K	734.59K	51.48K	+100.00%
Jun 30, 2025	ALBERT D MASON INC	0.13%	48.06K	685.76K	-3.19K	-6.22%
Jun 30, 2025	MARSHALL WACE, LLP	0.08%	29.97K	427.7K	29.97K	+100.00%
Jun 30, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.07%	24.7K	352.47K	-7.05K	-22.20%
Jun 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	15.75K	224.77K	152	+0.97%
Jun 30, 2025	FOUNDATIONS INVESTMENT ADVISORS, LLC	0.04%	15.41K	219.91K	15.41K	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.03%	12.11K	172.77K	-999	-7.62%
Jun 30, 2025	KINGSTONE CAPITAL PARTNERS TEXAS, LLC	4.77%	1.76M	23.81K	1.76M	+100.00%
Jun 30, 2025	BAIRD FINANCIAL GROUP, INC.	0.25%	90.8K	1.3M	-636	-0.70%
Jun 30, 2025	ATLANTIC UNION BANKSHARES CORP	0.23%	85.61K	1.22M	-3K	-3.39%
Jun 30, 2025	UNITED ADVISOR GROUP, LLC	0.21%	78.43K	1.12M	2.08K	+2.73%
Jun 30, 2025	ROYAL BANK OF CANADA	0.21%	77.87K	1.11M	2.23K	+2.95%
Jun 30, 2025	HRT FINANCIAL LP	0.16%	57.5K	820K	41.55K	+260.39%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.15%	56.08K	800.19K	-23.05K	-29.13%
Jun 30, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.15%	53.77K	767.27K	-33K	-38.03%
Jun 30, 2025	UNION BANCAIRE PRIVEE, UBP SA	0.05%	19.81K	40.36M	959	+5.09%
Jun 30, 2025	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.04%	13.5K	192.65K	1.5K	+12.50%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.09%	34.61K	462K	547	+1.61%
Mar 31, 2025	PROSPERITY FINANCIAL GROUP, INC.	0.09%	31.75K	424.18K	-2.35K	-6.89%
Mar 31, 2025	NORTHERN TRUST CORP	0.03%	12.36K	165.09K	-14.84K	-54.57%
Mar 31, 2025		0.05%	18.85K	251.8K	0	0
Mar 31, 2025	ATLANTIC UNION BANKSHARES CORP	0.24%	88.61K	1.18M	-1.81K	-2.00%
Mar 31, 2025	BLAIR WILLIAM & CO/IL	0.46%	168.44K	2.25M	6.69K	+4.14%
Mar 31, 2025	LPL FINANCIAL LLC	0.51%	186.66K	2.49M	-3.41K	-1.79%
Mar 31, 2025	VAN ECK ASSOCIATES CORP	2.2%	808.44K	10.8M	-121.91K	-13.10%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.08%	30.63K	409.26K	15.66K	+104.59%
Mar 31, 2025	CETERA INVESTMENT ADVISERS	0.08%	30.24K	403.95K	-4.38K	-12.64%
Mar 31, 2025	MORGAN STANLEY	0.7%	256.18K	3.42M	47.17K	+22.56%
Mar 31, 2025	OUTFITTER FINANCIAL LLC	0.55%	201.15K	2.69M	-1.45K	-0.72%
Mar 31, 2025	CASSADAY & CO WEALTH MANAGEMENT LLC	0.31%	112.5K	1.5M	4.5K	+4.17%
Mar 31, 2025	ALBERT D MASON INC	0.14%	51.24K	684.58K	1.33K	+2.67%
Mar 31, 2025	DAVENPORT & CO LLC	0.42%	154.54K	2.06M	-10.18K	-6.18%
Mar 31, 2025	ENVESTNET ASSET MANAGEMENT INC	0.05%	16.75K	223.76K	-3.57K	-17.58%
Mar 31, 2025	COLONY GROUP, LLC	0.05%	19.53K	260.88K	19.53K	+100.00%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.05%	19.63K	262.2K	1.15K	+6.22%
Mar 31, 2025	JANE STREET GROUP, LLC	0.06%	22.58K	301.67K	22.58K	+100.00%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.07%	26.41K	352.78K	-2.81K	-9.62%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0.04%	13.11K	175.1K	3.92K	+42.61%
Mar 31, 2025	UNITED ADVISOR GROUP, LLC	0.21%	76.35K	1.02M	-38	-0.05%
Mar 31, 2025	BLACKROCK, INC.	0.54%	200K	2.67M	-5.32K	-2.59%
Mar 31, 2025	UBS GROUP AG	0.6%	221.1K	2.95M	135.32K	+157.77%
Mar 31, 2025	LEGAL & GENERAL GROUP PLC	0.66%	242.6K	3.24M	-279	-0.11%
Mar 31, 2025	MELIA WEALTH LLC	2.96%	1.09M	14.55M	44.38K	+4.25%
Mar 31, 2025	HARDY REED LLC	0.03%	10.17K	135.84K	10.17K	+100.00%
Mar 31, 2025	CORNERSTONE WEALTH MANAGEMENT, LLC	0.03%	11.83K	158.02K	1.6K	+15.64%
Mar 31, 2025	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.03%	12K	160.32K	12K	+100.00%
Mar 31, 2025	GREAT WEST LIFE ASSURANCE CO /CAN/	0.1%	35.1K	470K	5.38K	+18.09%
Mar 31, 2025	QUBE RESEARCH & TECHNOLOGIES LTD	0.1%	35.97K	480.56K	2.85K	+8.60%
Mar 31, 2025	GARNER ASSET MANAGEMENT CORP	0.1%	37.7K	503.68K	-2.35K	-5.86%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	0.11%	40.04K	534.98K	-9.05K	-18.44%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	0.12%	42.24K	564.35K	-4.6K	-9.82%
Mar 31, 2025	CITADEL ADVISORS LLC	0.05%	19K	253.84K	2.5K	+15.15%
Mar 31, 2025	BAIRD FINANCIAL GROUP, INC.	0.25%	91.44K	1.22M	0	0
Mar 31, 2025	PFG ADVISORS	0.27%	100.4K	1.34M	-500	-0.50%
Mar 31, 2025	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.29%	106.09K	1.42M	11.23K	+11.84%
Mar 31, 2025	ADVISORS ASSET MANAGEMENT, INC.	0.31%	115.46K	1.54M	-1.31K	-1.12%
Mar 31, 2025	SOUND INCOME STRATEGIES, LLC	0.04%	14.83K	198.14K	185	+1.26%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.04%	15.6K	208.4K	26	+0.17%
Mar 31, 2025	HRT FINANCIAL LP	0.04%	15.96K	213K	15.96K	+100.00%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.22%	79.12K	1.06M	17.69K	+28.80%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.21%	77.42K	1.03M	46.41K	+149.62%
Mar 31, 2025	ROYAL BANK OF CANADA	0.21%	75.64K	1.01M	4.83K	+6.82%
Mar 31, 2025	D. E. SHAW & CO., INC.	0.17%	63.41K	847.18K	45.78K	+259.60%
Mar 31, 2025	VIRTUS INVESTMENT ADVISERS, INC.	0.24%	86.77K	1.16M	86.77K	+100.00%
Mar 31, 2024	ENTRYPOINT CAPITAL, LLC	0%	923	13.13K	-3.83K	-80.58%
Mar 31, 2024	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	29.98K	427K	-329	-1.09%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.09%	33.04K	470.17K	24.95K	+308.42%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.1%	35.62K	507K	35.62K	+100.00%
Mar 31, 2024	UBS GROUP AG	0.1%	34.66K	493.17K	3.86K	+12.54%
Mar 31, 2024	PROSPERITY FINANCIAL GROUP, INC.	0.1%	36.8K	523.66K	-250	-0.67%
Mar 31, 2024	VIRTUS ETF ADVISERS LLC	0.11%	40.28K	573.11K	18.28K	+83.09%
Mar 31, 2024	GARNER ASSET MANAGEMENT CORP	0.11%	41.33K	588K	3.45K	+9.11%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.14%	48.01K	683.22K	-1.59K	-3.20%
Mar 31, 2024	UNITED ADVISOR GROUP, LLC	0.16%	59.45K	845.92K	24.02K	+67.80%
Mar 31, 2024	ALBERT D MASON INC	0.19%	68.54K	975K	704	+1.04%
Mar 31, 2024	CITADEL ADVISORS LLC	0.21%	70.47K	1M	18.82K	+36.44%
Mar 31, 2024	ROYAL BANK OF CANADA	0.21%	72.41K	1.03M	788	+1.10%
Mar 31, 2024	ATLANTIC UNION BANKSHARES CORP	0.25%	90.06K	1.28M	-2.2K	-2.38%
Mar 31, 2024	BAIRD FINANCIAL GROUP, INC.	0.26%	92.35K	1.31M	-8.59K	-8.51%
Mar 31, 2024	PFG ADVISORS	0.29%	103.3K	1.47M	-500	-0.48%
Mar 31, 2024	MILLENNIUM MANAGEMENT LLC	0.32%	109.39K	1.56M	-36K	-24.76%
Mar 31, 2024	MORGAN STANLEY	0.33%	113.09K	1.61M	15.85K	+16.29%
Mar 31, 2024	LPL FINANCIAL LLC	0.45%	153.07K	2.18M	-12.77K	-7.70%
Mar 31, 2024	BLAIR WILLIAM & CO/IL	0.45%	154.86K	2.2M	335	+0.22%
Mar 31, 2024	ADVISORS ASSET MANAGEMENT, INC.	0.47%	162.49K	2.31M	10.02K	+6.57%
Mar 31, 2024	BLACKROCK INC.	0.52%	177.14K	2.52M	4.35K	+2.52%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	0.64%	221.54K	3.15M	-38.7K	-14.87%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	0.65%	224.33K	3.19M	-76.31K	-25.38%
Mar 31, 2024	MARSHALL WACE, LLP	0.67%	240.3K	3.42M	92.98K	+63.12%
Mar 31, 2024	LEGAL & GENERAL GROUP PLC	0.77%	276.29K	3.93M	18.86K	+7.32%
Mar 31, 2024	VAN ECK ASSOCIATES CORP	1.95%	704.35K	10.02M	85.79K	+13.87%
Mar 31, 2024	EVERGREEN CAPITAL MANAGEMENT LLC	0.03%	10.37K	147.61K	10.37K	+100.00%
Mar 31, 2024	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	170.76K	0	0
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	11.8K	167.91K	11.8K	+100.00%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.04%	14K	199.18K	-3.46K	-19.80%
Mar 31, 2024	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.38K	204.7K	200	+1.41%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.04%	13.94K	198K	13.94K	+100.00%
Mar 31, 2024	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.56K	192.96K	-405	-2.90%
Mar 31, 2024	MERCER GLOBAL ADVISORS INC /ADV	0.04%	12.95K	184K	1.1K	+9.29%
Mar 31, 2024	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.77K	182K	-154	-1.19%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.08%	28.49K	405K	-1.77K	-5.85%
Mar 31, 2024	DAVENPORT & CO LLC	0.57%	206.84K	2.94M	-1K	-0.48%
Mar 31, 2024	NATIXIS	0.04%	15.19K	216.18K	0	0
Mar 31, 2024	OUTFITTER FINANCIAL LLC	0.57%	207.55K	2.95M	-6.25K	-2.92%
Mar 31, 2024	MELIA WEALTH LLC	2.62%	945.54K	13.46M	945.54K	+100.00%
Mar 31, 2024	LINDBROOK CAPITAL, LLC	0%	835	11.88K	-33	-3.80%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0%	850	12.1K	0	0
Mar 31, 2024	CITIGROUP INC	0%	894	12.72K	302	+51.01%
Mar 31, 2024	SOUND INCOME STRATEGIES, LLC	0.08%	27.76K	395.07K	-3.36K	-10.80%
Mar 31, 2024	NATIONAL BANK OF CANADA /FI/	0%	1K	14.2K	1K	+100.00%
Mar 31, 2024	SIMPLEX TRADING, LLC	0%	1.17K	16K	176	+17.71%
Mar 31, 2024	EVERSOURCE WEALTH ADVISORS, LLC	0%	1.2K	16.98K	0	0
Mar 31, 2024	FNY INVESTMENT ADVISERS, LLC	0%	1.4K	19K	1.4K	+100.00%
Mar 31, 2024	SIGNATUREFD, LLC	0.01%	2.39K	33.97K	-385	-13.89%
Mar 31, 2024	JUMP FINANCIAL, LLC	0.05%	17.14K	243.86K	-3.66K	-17.61%
Mar 31, 2024	TREXQUANT INVESTMENT LP	0.05%	19.78K	281.47K	9.11K	+85.29%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.06%	20.06K	285.48K	-1.41K	-6.55%
Mar 31, 2024	NORTHWEST FINANCIAL ADVISORS	0.01%	4K	56.92K	0	0
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.01%	4.85K	68.99K	-5.8K	-54.47%
Mar 31, 2024	NORTH STAR INVESTMENT MANAGEMENT CORP.	0.01%	5K	71.15K	0	0
Mar 31, 2024	STATE OF WYOMING	0.02%	8.48K	120.71K	-5.44K	-39.08%
Mar 31, 2024	MONOGRAPH WEALTH ADVISORS, LLC	0.03%	10K	142.3K	10K	+100.00%
Mar 31, 2024	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.03%	10.33K	144.86K	135	+1.32%
Mar 31, 2024	JOHNSON INVESTMENT COUNSEL INC	0.06%	21.79K	310.1K	-790	-3.50%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.06K	328K	-774	-3.25%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.07%	25.64K	364.87K	-33	-0.13%
Dec 31, 2023	CASTLE ROCK WEALTH MANAGEMENT, LLC	0.04%	14.18K	209.22K	0	0
Dec 31, 2023	CALDWELL SUTTER CAPITAL, INC.	0.04%	13.97K	197.61K	-307	-2.15%
Dec 31, 2023	BOOTHBAY FUND MANAGEMENT, LLC	0.04%	13.93K	197.11K	13.93K	+100.00%
Dec 31, 2023	STATE OF WYOMING	0.04%	13.93K	197.04K	2.94K	+26.78%
Dec 31, 2023	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	12.92K	183K	12.92K	+100.00%
Dec 31, 2023	BAIRD FINANCIAL GROUP, INC.	0.29%	100.94K	1.43M	-2.24K	-2.17%
Dec 31, 2023	LEGACY CAPITAL WEALTH PARTNERS, LLC	0.3%	102.49K	1.45M	5.05K	+5.18%
Dec 31, 2023	PFG ADVISORS	0.3%	103.8K	1.47M	-21.35K	-17.06%
Dec 31, 2023	MORGAN STANLEY	0.28%	97.25K	1.38M	13.99K	+16.80%
Dec 31, 2023	OUTFITTER FINANCIAL LLC	0.62%	213.8K	3.03M	-1K	-0.47%
Dec 31, 2023	DAVENPORT & CO LLC	0.61%	207.84K	2.94M	-7.6K	-3.53%
Dec 31, 2023	BLACKROCK INC.	0.5%	172.78K	2.44M	28.89K	+20.07%
Dec 31, 2023	LPL FINANCIAL LLC	0.48%	165.84K	2.35M	-20.72K	-11.11%
Dec 31, 2023	BLAIR WILLIAM & CO/IL	0.45%	154.53K	2.19M	1.1K	+0.72%
Dec 31, 2023	QUANTBOT TECHNOLOGIES LP	0.04%	12.81K	181.19K	12.81K	+100.00%
Dec 31, 2023	CAPTRUST FINANCIAL ADVISORS	0.03%	12K	169.8K	371	+3.19%
Dec 31, 2023	ADVISORS ASSET MANAGEMENT, INC.	0.44%	152.47K	2.16M	-61.77K	-28.83%
Dec 31, 2023	MARSHALL WACE, LLP	0.43%	147.32K	2.08M	135.63K	+1,160.10%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.42%	145.39K	2.06M	53.29K	+57.86%
Dec 31, 2023	MERCER GLOBAL ADVISORS INC /ADV	0.03%	11.85K	168K	11.85K	+100.00%
Dec 31, 2023	CITADEL ADVISORS LLC	0.15%	51.65K	730.81K	-38.58K	-42.76%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.14%	49.6K	701.84K	22.17K	+80.84%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.13%	42.98K	608.15K	42.98K	+100.00%
Dec 31, 2023	VAN ECK ASSOCIATES CORP	1.8%	618.56K	8.75M	58.93K	+10.53%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.88%	300.65K	4.25M	131.01K	+77.23%
Dec 31, 2023	ALBERT D MASON INC	0.2%	67.84K	960K	-224	-0.33%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.76%	260.24K	3.68M	98.8K	+61.20%
Dec 31, 2023	LEGAL & GENERAL GROUP PLC	0.75%	257.44K	3.64M	15.87K	+6.57%
Dec 31, 2023	GARNER ASSET MANAGEMENT CORP	0.11%	37.88K	511.22K	-3.81K	-9.14%
Dec 31, 2023		0.04%	15.44K	218.46K	15.44K	+100.00%
Dec 31, 2023	WINTON GROUP LTD	0.11%	36.87K	521.73K	7.88K	+27.19%
Dec 31, 2023	SOUND INCOME STRATEGIES, LLC	0.09%	31.12K	440.39K	31.12K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.09%	30.8K	435.75K	-1.91K	-5.83%
Dec 31, 2023	GREAT WEST LIFE ASSURANCE CO /CAN/	0.09%	30.31K	425K	-2.97K	-8.93%
Dec 31, 2023	WEDBUSH SECURITIES INC	0.09%	30.27K	428K	1.09K	+3.73%
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.07%	25.67K	363.28K	9.5K	+58.78%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	0.07%	23.83K	337K	-961	-3.88%
Dec 31, 2023	JOHNSON INVESTMENT COUNSEL INC	0.07%	22.58K	319.54K	790	+3.63%
Dec 31, 2023	VIRTUS ETF ADVISERS LLC	0.06%	22K	311.26K	-15.63K	-41.55%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.06%	21.47K	303.77K	-169.4K	-88.75%
Dec 31, 2023	JUMP FINANCIAL, LLC	0.06%	20.8K	294.32K	20.8K	+100.00%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.05%	17.45K	246.96K	17.45K	+100.00%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.05%	16.81K	237.89K	3.5K	+26.24%
Dec 31, 2023	NATIXIS	0.04%	15.19K	214.97K	0	0
Dec 31, 2023	ROYAL BANK OF CANADA	0.21%	71.62K	1.01M	612	+0.86%
Dec 31, 2023	ATLANTIC UNION BANKSHARES CORP	0.27%	92.26K	1.31M	-800	-0.86%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.04%	14.9K	207.35K	4.79K	+47.43%

Insiders

Among the GAIN insiders holding of 1.92% of the stake in company, GLADSTONE DAVID, CEO, holds the largest shares of 666.55K. DULLUM DAVID A R, President, is the second largest GAIN insider with ownership of 149.92K shares. WILKINSON WALTER H, director, stands third with possession of 26.15K shares of that stake.

Insiders	Designation	Shares Held
GLADSTONE DAVID	CEO	666.55K
DULLUM DAVID A R	President	149.92K
WILKINSON WALTER H	director	26.15K
BRUBAKER TERRY LEE	Chief Operating Officer	16.23K
MEAD GERARD	director	12.47K
WATSON DAVID HIBBERT	CFO and Treasurer	11.58K
LICALSI MICHAEL	General Counsel and Secretary	9.14K
RYAN JULIA	Chief Financial Officer	4K
REILLY JOHN	director	4K
ADELGREN PAUL W	director	3.72K
MERRICK CAREN D	director	1.97K
EASTON RACHAEL Z.	CFO and Treasurer	1.4K
SMITH JENNIFER A	Chief Valuation Officer	100

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 06, 2023	EASTON RACHAEL Z.	PURCHASE	14.67	650	9.54K	1.4K
Aug 07, 2023	DULLUM DAVID A R	PURCHASE	13.39	5K	66.97K	149.92K
Mar 16, 2023	EASTON RACHAEL Z.	PURCHASE	13.12	375	4.92K	750
Mar 14, 2023	DULLUM DAVID A R	PURCHASE	12.84	3K	38.52K	144.92K
Feb 06, 2023	WILKINSON WALTER H	PURCHASE	13.96	3.66K	51.11K	26.15K
Dec 16, 2022	DULLUM DAVID A R	PURCHASE	13.06	3K	39.18K	141.92K
Aug 19, 2022	SMITH JENNIFER A	PURCHASE	15.61	100	1.56K	100
Jun 14, 2022	DULLUM DAVID A R	PURCHASE	12.75	4K	51K	138.92K
May 20, 2022	EASTON RACHAEL Z.	PURCHASE	14.52	175	2.54K	375
Feb 24, 2022	DULLUM DAVID A R	PURCHASE	14.46	3K	43.38K	132.42K
Feb 23, 2022	EASTON RACHAEL Z.	PURCHASE	14.93	200	2.99K	200
Dec 03, 2021	DULLUM DAVID A R	PURCHASE	16.54	3K	49.62K	129.42K
Mar 23, 2020	BRUBAKER TERRY LEE	PURCHASE	6.83	2.5K	17.07K	16.23K
Mar 23, 2020	DULLUM DAVID A R	PURCHASE	6.80	2.5K	17K	126.42K
Mar 20, 2020	RYAN JULIA	PURCHASE	8.18	2.5K	20.44K	4K
Mar 19, 2020	BRUBAKER TERRY LEE	PURCHASE	6.73	2.5K	16.83K	13.73K
Mar 18, 2020	BRUBAKER TERRY LEE	PURCHASE	7.35	2.5K	18.38K	11.23K
Mar 18, 2020	DULLUM DAVID A R	PURCHASE	7.20	8K	57.6K	123.92K
Mar 16, 2020	LICALSI MICHAEL	PURCHASE	8.73	1K	8.73K	9.14K
Mar 12, 2020	DULLUM DAVID A R	PURCHASE	8.99	5K	44.95K	115.92K
Mar 11, 2020	DULLUM DAVID A R	PURCHASE	10.49	10K	104.9K	110.92K
Mar 02, 2020	DULLUM DAVID A R	PURCHASE	11.86	3.3K	39.14K	100.92K
Sep 13, 2019	DULLUM DAVID A R	PURCHASE	12.44	2.4K	29.86K	97.62K
Sep 09, 2019	GLADSTONE DAVID	PURCHASE	11.99	20.58K	246.77K	666.55K
Aug 16, 2019	BRUBAKER TERRY LEE	SALE	11.52	21.5K	247.7K	8.73K
Aug 14, 2019	BRUBAKER TERRY LEE	SALE	11.38	21.5K	244.69K	30.24K
Jun 04, 2019	DULLUM DAVID A R	PURCHASE	11.10	2K	22.2K	95.22K
Dec 12, 2018	DULLUM DAVID A R	PURCHASE	9.90	1.4K	13.86K	93.22K
Nov 08, 2018	RYAN JULIA	PURCHASE	9.98	1.5K	14.97K	1.5K
Nov 08, 2018	DULLUM DAVID A R	PURCHASE	9.94	5.6K	55.66K	91.82K
Mar 05, 2018	DULLUM DAVID A R	PURCHASE	9.56	5K	47.8K	86.22K
Nov 28, 2017	WILKINSON WALTER H	PURCHASE	10.84	5.73K	62.11K	14.42K
Jun 14, 2017	GLADSTONE DAVID	PURCHASE	9.26	4K	37.03K	625.97K
Mar 13, 2017	GLADSTONE DAVID	PURCHASE	8.70	5K	43.48K	621.97K
Mar 13, 2017	DULLUM DAVID A R	PURCHASE	8.77	5K	43.84K	81.22K
Mar 09, 2017	DULLUM DAVID A R	PURCHASE	8.49	3.1K	26.32K	75.32K
Mar 06, 2017	BRUBAKER TERRY LEE	SALE	9.18	104.94K	963.31K	34.98K
Mar 03, 2017	BRUBAKER TERRY LEE	SALE	9.20	59.96K	551.66K	139.92K
Nov 07, 2016	DULLUM DAVID A R	PURCHASE	7.65	4K	30.6K	73.57K
Aug 16, 2016	BRUBAKER TERRY LEE	SALE	8.78	15.32K	134.47K	198.86K
Aug 15, 2016	BRUBAKER TERRY LEE	SALE	8.74	4.38K	38.27K	0
Aug 12, 2016	BRUBAKER TERRY LEE	SALE	8.67	5.4K	46.83K	4.38K
Feb 08, 2016	DULLUM DAVID A R	PURCHASE	6.69	5K	33.45K	69.57K
Dec 14, 2015	GLADSTONE DAVID	PURCHASE	7.53	90K	677.7K	616.97K
Jun 15, 2015	GLADSTONE DAVID	PURCHASE	7.90	1.1K	8.65K	369.57K
Jun 01, 2015	MERRICK CAREN D	PURCHASE	7.63	1.97K	14.99K	1.97K
Mar 13, 2015	WILKINSON WALTER H	PURCHASE	7.39	6.75K	49.88K	6.75K
Dec 09, 2014	DULLUM DAVID A R	PURCHASE	7.00	5K	35K	64.57K
Dec 09, 2014	WATSON DAVID HIBBERT	PURCHASE	6.98	500	3.49K	11.58K
Dec 08, 2014	DULLUM DAVID A R	PURCHASE	7.09	700	4.96K	59.57K
Nov 13, 2014	GLADSTONE DAVID	PURCHASE	7.35	50K	367.45K	368.38K
Aug 08, 2014	BRUBAKER TERRY LEE	PURCHASE	7.33	40K	293.2K	202.45K
Mar 14, 2014	DULLUM DAVID A R	PURCHASE	8.30	15K	124.5K	58.87K
Mar 14, 2014	LICALSI MICHAEL	PURCHASE	8.20	100	820	3.45K
Feb 10, 2014	WATSON DAVID HIBBERT	PURCHASE	7.43	1K	7.43K	11.08K
Feb 10, 2014	GLADSTONE DAVID	PURCHASE	7.43	2K	14.86K	317.5K
Feb 07, 2014	BRUBAKER TERRY LEE	PURCHASE	7.41	80K	592.8K	157.43K
Dec 12, 2013	BRUBAKER TERRY LEE	PURCHASE	7.59	29.1K	220.87K	76.76K
Dec 11, 2013	BRUBAKER TERRY LEE	PURCHASE	7.55	2.8K	21.14K	47.46K
Dec 10, 2013	GLADSTONE DAVID	PURCHASE	7.55	24K	181.1K	315.5K
Dec 09, 2013	BRUBAKER TERRY LEE	PURCHASE	7.51	1K	7.51K	44.66K
Nov 27, 2013	BRUBAKER TERRY LEE	PURCHASE	7.56	3K	22.68K	43.66K
Nov 26, 2013	BRUBAKER TERRY LEE	PURCHASE	7.54	6K	45.24K	10.28K
Nov 18, 2013	GLADSTONE DAVID	PURCHASE	7.38	20K	147.6K	291.49K
Nov 13, 2013	DULLUM DAVID A R	PURCHASE	7.30	100	730	34.82K
Nov 11, 2013	WATSON DAVID HIBBERT	PURCHASE	7.35	3.6K	26.44K	10.08K
Mar 14, 2012	ADELGREN PAUL W	PURCHASE	7.96	875	6.97K	3.72K
Sep 12, 2011	MEAD GERARD	PURCHASE	6.33	100	633	12.47K
Sep 09, 2011	GLADSTONE DAVID	PURCHASE	6.33	6K	37.98K	250.25K
Sep 06, 2011	WATSON DAVID HIBBERT	PURCHASE	6.44	1K	6.44K	6.16K
Sep 06, 2011	DULLUM DAVID A R	PURCHASE	6.40	4K	25.6K	34.72K
Sep 06, 2011	BRUBAKER TERRY LEE	PURCHASE	6.58	10K	65.8K	30.02K
Aug 11, 2011	BRUBAKER TERRY LEE	SALE	6.80	9.5K	64.6K	19.91K
Aug 10, 2011	MEAD GERARD	PURCHASE	6.88	100	688	12.38K
Aug 09, 2011	BRUBAKER TERRY LEE	SALE	6.98	500	3.49K	29.41K
Aug 05, 2011	BRUBAKER TERRY LEE	PURCHASE	7.30	10K	73K	29.91K
Jun 06, 2011	WATSON DAVID HIBBERT	PURCHASE	7.00	500	3.5K	5.06K
Jun 01, 2011	DULLUM DAVID A R	PURCHASE	7.37	3.4K	25.04K	30.72K
May 26, 2011	WATSON DAVID HIBBERT	PURCHASE	7.22	1K	7.22K	4.54K
Feb 24, 2011	ADELGREN PAUL W	PURCHASE	7.76	650	5.04K	2.62K
Feb 07, 2011	LICALSI MICHAEL	PURCHASE	7.80	402	3.14K	1.44K
Feb 04, 2011	REILLY JOHN	PURCHASE	7.61	4K	30.43K	4K
Feb 04, 2011	DULLUM DAVID A R	PURCHASE	7.69	3K	23.07K	27.32K
Nov 19, 2010	DULLUM DAVID A R	PURCHASE	7.70	1.5K	11.55K	24.32K
Sep 30, 2010	BRUBAKER TERRY LEE	PURCHASE	6.78	4.3K	29.15K	19.07K
Aug 11, 2010	WATSON DAVID HIBBERT	PURCHASE	6.19	500	3.09K	3.5K
Aug 11, 2010	LICALSI MICHAEL	PURCHASE	6.30	1K	6.3K	1K

Frequently Asked Questions