How many institutions own CASI stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own CASI shares is 28, representing 20.42% of the company's common stock.

Who are the major shareholders selling CASI Pharmaceuticals, Inc. stock?

GROUP ONE TRADING, L.P., in the last quarter, reduced its stake in CASI by -100% restricting it's holding to 0 shares of worth nearly -. BANK OF AMERICA CORP /DE/ also lessened -92.18% of the CASI shares from its portfolio, reducing its holding to 19.94 thousand shares of worth $16.95K. FORESITE CAPITAL MANAGEMENT VI LLC also shunned CASI shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying CASI stock?

As per its latest 13F filing, SIMPLEX TRADING, LLC increased its stake in CASI by 100% in the last quarter. The institutional holder raised its holding to 133 shares having worth more than $113.00. MORGAN STANLEY also added 0.55% more shares of CASI to its portfolio, raising its holding to 367 shares of worth $312.00. UBS GROUP AG also increased its CASI shares holding by 4,607.14% which brought its holding to 659 shares worth $560.00.

CASI's major insiders: who are they?

The insider with the most stakes in CASI is SPECTRUM PHARMACEUTICALS INC , director at the company. Additionally, CASI stock is highly held by 10 percent owner SPARKLE BYTE LTD and Chairman and CEO He Wei-Wu among others.

Did an insider recently sell CASI stock?

Company executives, directors, and other insiders own 48.38% percent of CASI Pharmaceuticals, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which CASI insiders have sold stock, totaling 0 shares. Insiders that have sold shares include .

Which insider recently purchased CASI stock?

There have been 0 transaction(s) during the past 6-months in which CASI Pharmaceuticals, Inc. insiders have bought stock, totalling 0 shares

How much of CASI does insiders own?

Around 0 CASI Pharmaceuticals, Inc. shares are held by insiders, which represents about 48.38% of CASI stock.

Who is the insider with the largest stake?

CASI director, SPECTRUM PHARMACEUTICALS INC holds the largest portfolio of the company's shares. CASI shares owned by SPECTRUM total nearly 4.65 million.

Which institution holds the most shares in CASI?

GROUP ONE TRADING, L.P. is the largest institutional owner in CASI which holds 0 shares worth - or 0% of the total CASI shares outstanding followed by COLONIAL TRUST CO / SC with ownership of 11 shares representing 0% of the CASI ownership. JPMORGAN CHASE & CO is the third largest stakeholder with 25 shares or 0% of the ownership worth more than $21.00.

Is CASI Pharmaceuticals, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the CASI is concerned, it is a stock which is optionable.

Is there a short position on CASI's shares?

Number of CASI shares short is 303.48K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding CASI shares are there?

As of today, 15.49M shares of CASI are outstanding.

Is there many float in CASI stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, CASI has 5.98M shares in float.

CASI short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for CASI is 0.1.

CASI Pharmaceuticals (CASI) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares1.96

Short Percent Of Float2.55

Shares Outstanding15.49M

Shares Float5.98M

Shares Short303.48K

Short Ratio0.1

2.55%

Short % of Float

1.96%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

48.38% Percentage of Shares held by All Insiders

20.42% Percentage of Shares held by All Institutions

39.56% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 20.42% of CASI shares are held by financial institutions. GROUP ONE TRADING, L.P. is the top corporate investor, holding 0 shares valued at -. A 0% stake in CASI Pharmaceuticals, Inc. is owned by the company. COLONIAL TRUST CO / SC owns 11 shares valued at $9.00, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-2.3K	-100.00%
Dec 31, 2025	COLONIAL TRUST CO / SC	0%	11	9	0	0
Dec 31, 2025	JPMORGAN CHASE & CO	0%	25	21	0	0
Dec 31, 2025	SIMPLEX TRADING, LLC	0%	133	113	133	+100.00%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	134	114	0	0
Dec 31, 2025	MORGAN STANLEY	0%	367	312	2	+0.55%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	505	429	0	0
Dec 31, 2025	UBS GROUP AG	0%	659	560	645	+4,607.14%
Dec 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.03%	5.23K	145.64K	5.21K	+40,100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0.09%	14.05K	11.94K	14.05K	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.12%	18.81K	15.99K	0	0
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.12%	19.94K	16.95K	-234.95K	-92.18%
Dec 31, 2025	FORESITE CAPITAL MANAGEMENT VI LLC	0%	0	-	-979.96K	-100.00%
Dec 31, 2025	ROYAL BANK OF CANADA	0.06%	9.95K	8K	0	0
Dec 31, 2025	BLACKROCK, INC.	0%	0	-	-296	-100.00%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	0.15%	23.79K	20.22K	-9.48K	-28.50%
Dec 31, 2025	WOODLINE PARTNERS LP	0.83%	133.41K	113.4K	-32.23K	-19.46%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	5	5	0	0
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.27%	43.1K	36.64K	-800	-1.82%
Dec 31, 2025	VR ADVISER, LLC	6.15%	987.26K	839.17K	0	0
Dec 31, 2025	GROUND SWELL CAPITAL, LLC	0%	0	-	-10.14K	-100.00%
Dec 31, 2025	WELLINGTON SHIELDS & CO., LLC	0%	0	-	-30.09K	-100.00%
Dec 31, 2025	WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC	0%	0	-	-69.54K	-100.00%
Sep 30, 2025	ADAR1 CAPITAL MANAGEMENT, LLC	0%	0	-	-44.12K	-100.00%
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	5	9	0	0
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.12%	18.81K	31.22K	0	0
Sep 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-11.6K	-100.00%
Sep 30, 2025	CITIGROUP INC	0%	0	-	-19	-100.00%
Sep 30, 2025	COLONIAL TRUST CO / SC	0%	11	18	0	0
Sep 30, 2025	UBS GROUP AG	0%	14	23	-940	-98.53%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	25	42	0	0
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	134	222	0	0
Sep 30, 2025	BLACKROCK, INC.	0%	296	491	0	0
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	505	838	0	0
Sep 30, 2025	WELLINGTON SHIELDS & CO., LLC	0.19%	30.09K	49.95K	0	0
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.28%	43.9K	72.87K	4.7K	+11.99%
Sep 30, 2025	WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC	0.45%	69.54K	115.43K	-21.31K	-23.46%
Sep 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	13	22	0	0
Sep 30, 2025	MORGAN STANLEY	0%	365	606	0	0
Sep 30, 2025	ROYAL BANK OF CANADA	0.06%	9.95K	16K	0	0
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.21%	33.27K	55.22K	33.27K	+100.00%
Sep 30, 2025	WOODLINE PARTNERS LP	1.07%	165.64K	274.96K	0	0
Sep 30, 2025	FORESITE CAPITAL MANAGEMENT VI LLC	6.32%	979.96K	1.63M	192.84K	+24.50%
Sep 30, 2025	VR ADVISER, LLC	6.37%	987.26K	1.64M	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	1.64%	254.88K	423.11K	242.82K	+2,013.29%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-10.15K	-100.00%
Sep 30, 2025	GROUP ONE TRADING, L.P.	0.01%	2.3K	3.82K	2.3K	+100.00%
Sep 30, 2025	GROUND SWELL CAPITAL, LLC	0.07%	10.14K	16.82K	10.14K	+100.00%
Jun 30, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	13	15	0	0
Jun 30, 2025	CITADEL ADVISORS LLC	0.23%	36.25K	42.77M	36.25K	+100.00%
Jun 30, 2025	MORGAN STANLEY	0%	365	431K	-1.13K	-75.50%
Jun 30, 2025	VR ADVISER, LLC	6.37%	987.26K	1.16M	0	0
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.07%	10.15K	11.98K	-10.99K	-51.99%
Jun 30, 2025	FORESITE CAPITAL MANAGEMENT VI LLC	5.08%	787.12K	928.8K	-542.26K	-40.79%
Jun 30, 2025	WOODLINE PARTNERS LP	1.07%	165.64K	195.46K	1.28K	+0.78%
Jun 30, 2025	WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC	0.59%	90.85K	107.2K	-49	-0.05%
Jun 30, 2025	ADAR1 CAPITAL MANAGEMENT, LLC	0.28%	44.12K	52.06K	-3.3K	-6.96%
Jun 30, 2025	WELLINGTON SHIELDS & CO., LLC	0.19%	30.09K	35.51K	0	0
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.12%	18.81K	22.19K	-555	-2.87%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.08%	12.06K	14.23K	12K	+18,174.24%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0.07%	11.6K	13.69K	11.6K	+100.00%
Jun 30, 2025	UBS GROUP AG	0.01%	954	1.13K	-2.14K	-69.12%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	505	596	0	0
Jun 30, 2025	BLACKROCK, INC.	0%	296	349	0	0
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	134	158	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	25	30	0	0
Jun 30, 2025	CITIGROUP INC	0%	19	22	19	+100.00%
Jun 30, 2025	COLONIAL TRUST CO / SC	0%	11	13	0	0
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.25%	39.2K	46.26K	300	+0.77%
Jun 30, 2025	ROYAL BANK OF CANADA	0.06%	9.95K	11K	250	+2.58%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	5	6	0	0
Jun 30, 2025	ADVISORNET FINANCIAL, INC	0%	0	-	-26	-100.00%
Jun 30, 2025	WEST PACES ADVISORS INC.	0%	0	-	-100	-100.00%
Mar 31, 2025	ADVISORNET FINANCIAL, INC	0%	26	56	26	+100.00%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	66	143	38	+135.71%
Mar 31, 2025	WEST PACES ADVISORS INC.	0%	100	216	0	0
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	505	1.09K	0	0
Mar 31, 2025	MORGAN STANLEY	0.01%	1.49K	3.22K	0	0
Mar 31, 2025	UBS GROUP AG	0.02%	3.09K	6.67K	-8.22K	-72.68%
Mar 31, 2025	ROYAL BANK OF CANADA	0.06%	9.7K	21K	2.8K	+40.58%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.13%	19.36K	41.82K	0	0
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.14%	21.14K	45.67K	21.14K	+100.00%
Mar 31, 2025	WELLINGTON SHIELDS & CO., LLC	0.19%	30.09K	65K	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.25%	38.9K	84.02K	-500	-1.27%
Mar 31, 2025	ADAR1 CAPITAL MANAGEMENT, LLC	0.31%	47.42K	102.43K	1.1K	+2.37%
Mar 31, 2025	WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC	0.59%	90.89K	196.33K	5.06K	+5.89%
Mar 31, 2025	WOODLINE PARTNERS LP	1.06%	164.37K	355.03K	64.68K	+64.88%
Mar 31, 2025		0%	0	-	-2	-100.00%
Mar 31, 2025	COLONIAL TRUST CO / SC	0%	11	24	0	0
Mar 31, 2025	TRUST CO OF VERMONT	0%	0	-	-10	-100.00%
Mar 31, 2025	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	13	28	0	0
Mar 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	134	289	0	0
Mar 31, 2025	BLACKROCK, INC.	0%	296	639	0	0
Mar 31, 2025	FORESITE CAPITAL MANAGEMENT VI LLC	8.58%	1.33M	2.87M	0	0
Mar 31, 2025	VR ADVISER, LLC	6.37%	987.26K	2.13M	0	0
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	5	11	0	0
Mar 31, 2025	JPMORGAN CHASE & CO	0%	25	54	0	0
Mar 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-3.49K	-100.00%
Mar 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-98.13K	-100.00%
Mar 31, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-13	-100.00%
Mar 31, 2023	MORGAN STANLEY	0%	0	-	-1.95K	-100.00%
Mar 31, 2023	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	0	0
Mar 31, 2023	DIMENSIONAL FUND ADVISORS LP	0%	0	-	-11.51K	-100.00%
Mar 31, 2023	IFP ADVISORS, INC	0%	0	-	-9	-100.00%
Mar 31, 2023	BLACKROCK INC.	0%	0	-	-91.72K	-100.00%
Mar 31, 2023	FEDERATED HERMES, INC.	0%	0	-	-900.65K	-100.00%
Mar 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-10.9K	-100.00%
Mar 31, 2023	ROYAL BANK OF CANADA	0%	0	-	-58	-100.00%
Mar 31, 2023	VANGUARD GROUP INC	0%	0	-	-257.62K	-100.00%
Mar 31, 2023	STATE STREET CORP	0%	0	-	-35.56K	-100.00%
Mar 31, 2023	NORTHERN TRUST CORP	0%	0	-	-25.59K	-100.00%
Mar 31, 2023	WELLS FARGO & COMPANY/MN	0%	0	-	-62	-100.00%
Mar 31, 2023	BANK OF AMERICA CORP /DE/	0%	0	-	-12	-100.00%
Mar 31, 2023	FRANKLIN RESOURCES INC	0%	0	-	-24.55K	-100.00%
Mar 31, 2023	JPMORGAN CHASE & CO	0%	0	-	-25	-100.00%
Mar 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-200	-100.00%
Mar 31, 2023	UBS GROUP AG	0%	0	-	-1.42K	-100.00%
Mar 31, 2023	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-57.4K	-100.00%
Dec 31, 2022	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	0	0
Dec 31, 2022	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.42%	57.4K	100.44K	23.76K	+70.63%
Dec 31, 2022	STATE STREET CORP	0.26%	35.56K	62.22K	0	0
Dec 31, 2022	NORTHERN TRUST CORP	0.19%	25.59K	45.81K	0	0
Dec 31, 2022	FRANKLIN RESOURCES INC	0.18%	24.55K	42.96K	0	0
Dec 31, 2022	TOWER RESEARCH CAPITAL LLC (TRC)	0.03%	3.49K	7K	1.19K	+51.58%
Dec 31, 2022	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	13	23	13	+100.00%
Dec 31, 2022	GEODE CAPITAL MANAGEMENT, LLC	0.72%	98.13K	171K	-175	-0.18%
Dec 31, 2022	BLACKROCK INC.	0.67%	91.72K	164.17K	1	0.00%
Dec 31, 2022	UBS GROUP AG	0.01%	1.42K	2.55K	-1.67K	-53.93%
Dec 31, 2022	MORGAN STANLEY	0.01%	1.95K	3.48K	-2.03K	-51.04%
Dec 31, 2022	FEDERATED HERMES, INC.	6.6%	900.65K	1.58M	-114.35K	-11.27%
Dec 31, 2022	JPMORGAN CHASE & CO	0%	25	-	0	0
Dec 31, 2022	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-134	-100.00%
Dec 31, 2022	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-200	-100.00%
Dec 31, 2022	DIMENSIONAL FUND ADVISORS LP	0.08%	11.51K	21K	0	0
Dec 31, 2022	RENAISSANCE TECHNOLOGIES LLC	0.08%	10.9K	20K	500	+4.81%
Dec 31, 2022	WELLS FARGO & COMPANY/MN	0%	62	111	62	+100.00%
Dec 31, 2022	VANGUARD GROUP INC	1.89%	257.62K	461.14K	175	+0.07%
Dec 31, 2022	ROYAL BANK OF CANADA	0%	58	-	40	+222.22%
Dec 31, 2022	IFP ADVISORS, INC	0%	9	1K	0	0
Dec 31, 2022	PRUDENTIAL FINANCIAL INC	0%	0	-	-11K	-100.00%
Dec 31, 2022	BANK OF AMERICA CORP /DE/	0%	12	21	12	+100.00%

Insiders

Among the CASI insiders holding of 48.38% of the stake in company, SPECTRUM PHARMACEUTICALS INC, director, holds the largest shares of 4.65M. SPARKLE BYTE LTD, 10 percent owner, is the second largest CASI insider with ownership of 1.7M shares. HE WEI-WU, Chairman and CEO, stands third with possession of 644.55K shares of that stake.

Insiders	Designation	Shares Held
SPECTRUM PHARMACEUTICALS INC	director	4.65M
SPARKLE BYTE LTD	10 percent owner	1.7M
HE WEI-WU	Chairman and CEO	644.55K
HUANG JAMES		371.52K
BURNS JAMES S	President and CEO	185.3K
IDG-ACCEL CHINA GROWTH FUND III L.P.	10 percent owner	81.73K
ZHANG LARRY	President	20.15K
BAIR KENNETH WALTER	SVP, Research and Development	20K
WONG CYNTHIA	VP,General Counsel,& Secretary	10.83K
XU WEIHAO	Chief Financial Officer	7.72K
REN KEN KEYONG	CEO and Director	7.54K
REN KEN	CEO and Director	7.54K
SAGLIO DANE R	Chief Financial Officer	7.3K
HU CYNTHIA W.	COO	1.39K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Sep 06, 2022	HUANG JAMES	PURCHASE	4.28	33.3K	142.63K	371.52K
Aug 31, 2022	HUANG JAMES	PURCHASE	3.74	400	1.5K	315.94K
Aug 24, 2022	HUANG JAMES	PURCHASE	3.75	39.53K	148.18K	278.75K
Aug 19, 2022	HUANG JAMES	PURCHASE	3.50	40K	139.99K	234.22K
Jun 15, 2022	HE WEI-WU	PURCHASE	3.18	50K	159K	644.55K
Jun 13, 2022	HE WEI-WU	PURCHASE	2.97	36.06K	107.09K	592.46K
Nov 18, 2021	HE WEI-WU	PURCHASE	0.98	200K	196K	5.56M
Nov 17, 2021	HE WEI-WU	PURCHASE	0.99	200K	198K	5.36M
Aug 19, 2021	HE WEI-WU	PURCHASE	1.26	180K	226.8K	5.16M
Aug 18, 2021	HE WEI-WU	PURCHASE	1.29	300K	387K	4.98M
Mar 26, 2021	HE WEI-WU	PURCHASE	2.05	3M	6.15M	3M
Dec 17, 2020	XU WEIHAO	PURCHASE	2.64	1.72K	4.54K	7.72K
Dec 16, 2020	XU WEIHAO	PURCHASE	2.44	2K	4.88K	6K
Nov 23, 2020	HE WEI-WU	PURCHASE	2.18	100K	218K	5.06M
Nov 20, 2020	HE WEI-WU	PURCHASE	2.12	127.47K	270.24K	4.96M
Jul 22, 2020	ZHANG LARRY	PURCHASE	1.90	20.15K	38.29K	20.15K
Jul 22, 2020	HE WEI-WU	PURCHASE	1.90	2.95M	5.61M	4.84M
May 20, 2020	HE WEI-WU	PURCHASE	2.37	56.46K	133.82K	1.88M
May 19, 2020	HE WEI-WU	PURCHASE	2.03	29.8K	60.5K	1.83M
May 18, 2020	HE WEI-WU	PURCHASE	2.02	338.93K	684.64K	1.8M
May 15, 2020	HE WEI-WU	PURCHASE	1.82	100K	182K	1.46M
Mar 27, 2020	HE WEI-WU	PURCHASE	2.08	6.88K	14.31K	1.36M
Mar 26, 2020	HE WEI-WU	PURCHASE	2.09	328.1K	685.72K	1.35M
Mar 25, 2020	HE WEI-WU	PURCHASE	1.94	196.4K	381.01K	1.02M
Mar 19, 2020	HE WEI-WU	PURCHASE	1.57	234.49K	368.15K	6.33M
Mar 18, 2020	HE WEI-WU	PURCHASE	1.52	501.32K	762.01K	6.1M
Mar 17, 2020	HE WEI-WU	PURCHASE	1.50	264.19K	396.29K	5.6M
Aug 16, 2019	HE WEI-WU	PURCHASE	3.20	20K	64K	827.53K
Aug 14, 2019	HE WEI-WU	PURCHASE	3.17	160K	507.2K	807.53K
Mar 21, 2018	IDG-ACCEL CHINA GROWTH FUND III L.P.	PURCHASE	3.69	1.15M	4.25M	81.73K
Mar 19, 2018	HE WEI-WU	PURCHASE	3.24	3.09M	10M	4.96M
Dec 22, 2017	SPECTRUM PHARMACEUTICALS INC	PURCHASE	0.01	611.74K	6.12K	4.65M
Oct 10, 2017	HE WEI-WU	PURCHASE	1.95	100K	195K	847.53K
Oct 06, 2017	HE WEI-WU	PURCHASE	1.86	100K	186K	747.53K
Oct 05, 2017	HE WEI-WU	PURCHASE	1.80	100K	180K	647.53K
Sep 19, 2017	HE WEI-WU	PURCHASE	1.78	34K	60.52K	547.53K
Sep 18, 2017	HE WEI-WU	PURCHASE	1.75	173.5K	303.63K	513.53K
Sep 15, 2017	HE WEI-WU	PURCHASE	1.49	127.7K	190.28K	340.03K
Sep 14, 2017	HE WEI-WU	PURCHASE	1.22	187.63K	228.9K	212.32K
Oct 28, 2016	SPECTRUM PHARMACEUTICALS INC	PURCHASE	0.01	521.69K	5.22K	3.84M
Oct 03, 2016	HE WEI-WU	PURCHASE	1.19	1.87M	2.23M	1.87M
Jul 20, 2016	SPECTRUM PHARMACEUTICALS INC	PURCHASE	0.01	66.26K	662.55	3.32M
Jul 14, 2016	SPECTRUM PHARMACEUTICALS INC	PURCHASE	0.01	394.94K	3.95K	3.25M
Jun 24, 2016	SPARKLE BYTE LTD	PURCHASE	1.69	750.77K	1.27M	1.7M
Feb 22, 2016	SPECTRUM PHARMACEUTICALS INC	PURCHASE	0.01	680.11K	6.8K	2.86M
Jan 19, 2016	REN KEN	PURCHASE	0.73	7.54K	5.5K	7.54K
Jan 19, 2016	REN KEN KEYONG	PURCHASE	0.73	7.54K	5.5K	7.54K
Jan 19, 2016	HU CYNTHIA W.	PURCHASE	0.75	400	299.12	1.39K
Mar 07, 2013	IDG-ACCEL CHINA GROWTH FUND III L.P.	PURCHASE	2.91	34.48K	100.33K	92.04K
May 01, 2012	HU CYNTHIA W.	PURCHASE	1.15	74.98K	86.23K	74.98K
May 01, 2012	HE WEI-WU	PURCHASE	1.15	441.07K	507.23K	441.07K
Sep 17, 2008	WONG CYNTHIA	PURCHASE	0.40	2.5K	1K	10.83K
Sep 16, 2008	BURNS JAMES S	PURCHASE	0.29	45.3K	13.14K	185.3K
Jul 10, 2008	BURNS JAMES S	PURCHASE	0.53	10K	5.3K	140K
Apr 11, 2008	BURNS JAMES S	PURCHASE	0.90	5.4K	4.86K	115.4K
Mar 24, 2008	BAIR KENNETH WALTER	PURCHASE	0.65	20K	13K	20K
Mar 20, 2008	BURNS JAMES S	PURCHASE	0.67	400	268	110.4K
Mar 20, 2008	SAGLIO DANE R	PURCHASE	0.66	3K	1.98K	7.3K
Mar 19, 2008	WONG CYNTHIA	PURCHASE	0.59	7.83K	4.62K	7.83K
Mar 19, 2008	SAGLIO DANE R	PURCHASE	0.60	2K	1.2K	4.3K
Mar 19, 2008	BURNS JAMES S	PURCHASE	0.60	10K	6K	110K
Oct 02, 2007	BURNS JAMES S	PURCHASE	1.09	800	872	75.8K
Jan 19, 2007	BURNS JAMES S	PURCHASE	1.64	5K	8.2K	75K
Jun 12, 2006	BURNS JAMES S	PURCHASE	1.58	5K	7.9K	70K
Apr 06, 2005	BURNS JAMES S	PURCHASE	2.37	7.5K	17.78K	65K

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