How many institutions own BTO stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own BTO shares is 87, representing 26.06% of the company's common stock.

Who are the major shareholders selling John Hancock Financial Opportunities Fund stock?

STEPHENS INC /AR/, in the last quarter, reduced its stake in BTO by -32.3% restricting it's holding to 9.55 thousand shares of worth nearly $342.52K. ADVISOR GROUP HOLDINGS, INC. also lessened -34.36% of the BTO shares from its portfolio, reducing its holding to 10.81 thousand shares of worth $387.59K. PEAPACK GLADSTONE FINANCIAL CORP also shunned BTO shares holding by -21.22% last quarter which brought its holding to 10.91 thousand shares worth $391.00K.

Investors who are buying BTO stock?

As per its latest 13F filing, XTX TOPCO LTD increased its stake in BTO by 24.62% in the last quarter. The institutional holder raised its holding to 9.68 thousand shares having worth more than $347.15K. KESTRA ADVISORY SERVICES, LLC also added 4.42% more shares of BTO to its portfolio, raising its holding to 15.09 thousand shares of worth $541.27K. COMMONWEALTH EQUITY SERVICES, LLC also increased its BTO shares holding by 9.45% which brought its holding to 15.11 thousand shares worth $541.85K.

BTO's major insiders: who are they?

The insider with the most stakes in BTO is CARLIN JAMES F , at the company. Additionally, BTO stock is highly held by Martin Stanley and Russo Gregory A among others.

Did an insider recently sell BTO stock?

Company executives, directors, and other insiders own 0.05% percent of John Hancock Financial Opportunities Fund's stock. Within the last six months, there have been 0 transaction(s) in which BTO insiders have sold stock, totaling 0 shares. Insiders that have sold shares include PRUCHANSKY STEVEN R, MCCLELLAN HASSELL H, and HOFFMAN THERON S.

Which insider recently purchased BTO stock?

There have been 3 transaction(s) during the past 6-months in which John Hancock Financial Opportunities Fund insiders have bought stock, totalling 617 shares

How much of BTO does insiders own?

Around 905 John Hancock Financial Opportunities Fund shares are held by insiders, which represents about 0.05% of BTO stock.

Who is the insider with the largest stake?

BTO , CARLIN JAMES F holds the largest portfolio of the company's shares. BTO shares owned by CARLIN total nearly 1.4 thousand.

Which institution holds the most shares in BTO?

STEPHENS INC /AR/ is the largest institutional owner in BTO which holds 9.55 thousand shares worth $342.52K or 0.05% of the total BTO shares outstanding followed by XTX TOPCO LTD with ownership of 9.68 thousand shares representing 0.05% of the BTO ownership. ADVISOR GROUP HOLDINGS, INC. is the third largest stakeholder with 10.81 thousand shares or 0.05% of the ownership worth more than $387.59K.

Is John Hancock Financial Opportunities Fund stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the BTO is concerned, it is a stock which is not optionable.

Is there a short position on BTO's shares?

Number of BTO shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding BTO shares are there?

As of today, null shares of BTO are outstanding.

Is there many float in BTO stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, BTO has null shares in float.

BTO short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for BTO is null.

John Hancock Financial Opportunities Fund (BTO) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.05% Percentage of Shares held by All Insiders

26.06% Percentage of Shares held by All Institutions

26.07% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 26.06% of BTO shares are held by financial institutions. STEPHENS INC /AR/ is the top corporate investor, holding 9.55K shares valued at $342.52K. A 0.05% stake in John Hancock Financial Opportunities Fund is owned by the company. XTX TOPCO LTD owns 9.68K shares valued at $347.15K, which translates its holding of 0.05% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Mar 31, 2026	STEPHENS INC /AR/	0.05%	9.55K	342.52K	-4.56K	-32.30%
Mar 31, 2026	XTX TOPCO LTD	0.05%	9.68K	347.15K	1.91K	+24.62%
Mar 31, 2026	ADVISOR GROUP HOLDINGS, INC.	0.05%	10.81K	387.59K	-5.66K	-34.36%
Mar 31, 2026	PEAPACK GLADSTONE FINANCIAL CORP	0.06%	10.91K	391K	-2.94K	-21.22%
Mar 31, 2026	BENJAMIN EDWARDS INC	0.07%	13.39K	480.32K	0	0
Mar 31, 2026	WOLVERINE ASSET MANAGEMENT LLC	0.07%	13.6K	487.94K	-62.55K	-82.14%
Mar 31, 2026	MARINER, LLC	0.07%	14.03K	503.25K	-13.74K	-49.47%
Mar 31, 2026	KESTRA ADVISORY SERVICES, LLC	0.08%	15.09K	541.27K	639	+4.42%
Mar 31, 2026	COMMONWEALTH EQUITY SERVICES, LLC	0.08%	15.11K	541.85K	1.3K	+9.45%
Mar 31, 2026	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.1%	20.71K	742.76K	13	+0.06%
Mar 31, 2026	SAMALIN INVESTMENT COUNSEL, LLC	0.11%	21.08K	756.06K	-4.89K	-18.82%
Mar 31, 2026	PENSIONMARK FINANCIAL GROUP, LLC	0.12%	23.86K	855.66K	-3.74K	-13.54%
Mar 31, 2026	PRIVATE ADVISOR GROUP, LLC	0.12%	23.96K	859.47K	796	+3.44%
Mar 31, 2026	HIGHTOWER ADVISORS, LLC	0.13%	25.2K	903.83K	-972	-3.71%
Mar 31, 2026	OPPENHEIMER & CO INC	0.14%	27.89K	1M	-504	-1.78%
Mar 31, 2026	TRIUMPH CAPITAL MANAGEMENT	0.05%	10.3K	369.53K	-9.07K	-46.82%
Mar 31, 2026	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.15%	30.33K	1.09M	22.79K	+302.30%
Mar 31, 2026	AMERIPRISE FINANCIAL INC	0.17%	34.01K	1.22M	9.47K	+38.59%
Mar 31, 2026		0.04%	8.11K	290.96K	8.11K	+100.00%
Mar 31, 2026	PLANTE MORAN FINANCIAL ADVISORS, LLC	0%	400	14.35K	-185	-31.62%
Mar 31, 2026	TOTH FINANCIAL ADVISORY CORP	0%	502	18.01K	-429	-46.08%
Mar 31, 2026	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	600	21.52K	0	0
Mar 31, 2026	EASTERN BANK	0%	750	26.9K	500	+200.00%
Mar 31, 2026	CWM, LLC	0%	785	28.16K	271	+52.72%
Mar 31, 2026	ATLANTIC UNION BANKSHARES CORP	0.01%	1K	35.87K	0	0
Mar 31, 2026	THOMPSON INVESTMENT MANAGEMENT, INC.	0.01%	1.62K	57.97K	0	0
Mar 31, 2026	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	1.63K	57.8K	0	0
Mar 31, 2026	PRIVATE TRUST CO NA	0.01%	2K	71.74K	0	0
Mar 31, 2026	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	2.03K	72.78K	212	+11.67%
Mar 31, 2026	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.05%	10.78K	386.82K	0	0
Mar 31, 2026	BANK OF AMERICA CORP /DE/	0.23%	45.15K	1.62M	1.31K	+2.99%
Mar 31, 2026	UBS GROUP AG	0.22%	44.54K	1.6M	-3.13K	-6.56%
Mar 31, 2026	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.24%	48.21K	1.73M	4.03K	+9.11%
Mar 31, 2026	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.27%	54.34K	1.95M	5.13K	+10.43%
Mar 31, 2026	NORTH STAR ASSET MANAGEMENT INC	0.34%	67.82K	2.43M	-264	-0.39%
Mar 31, 2026	FCA CORP /TX	0.45%	88.98K	3.19M	2.06K	+2.37%
Mar 31, 2026	STIFEL FINANCIAL CORP	0.52%	102.12K	3.66M	15.39K	+17.74%
Mar 31, 2026	LPL FINANCIAL LLC	0.65%	127.88K	4.59M	-1.91K	-1.47%
Mar 31, 2026	RAYMOND JAMES FINANCIAL INC	0.9%	178.39K	6.4M	2.08K	+1.18%
Mar 31, 2026	JANNEY MONTGOMERY SCOTT LLC	0.97%	193.14K	6.93M	-3.47K	-1.77%
Mar 31, 2026	ROYAL BANK OF CANADA	1.35%	267.8K	9.61M	8.44K	+3.26%
Mar 31, 2026	WELLS FARGO & COMPANY/MN	3.3%	653.44K	23.44M	-13.75K	-2.06%
Mar 31, 2026	MORGAN STANLEY	6%	1.19M	42.67M	65	+0.01%
Mar 31, 2026	CENTAURUS FINANCIAL, INC.	0.01%	2.92K	105K	53	+1.85%
Mar 31, 2026	ALLWORTH FINANCIAL LP	0.02%	4.5K	161.44K	3	+0.07%
Mar 31, 2026	FIFTH THIRD BANCORP	0.03%	5.74K	205.86K	5.74K	+100.00%
Mar 31, 2026	FARTHER FINANCE ADVISORS, LLC	0.01%	2.15K	76.3K	920	+75.10%
Mar 31, 2026	VANGUARD NATIONAL TRUST CO	0.01%	2.92K	104.56K	2.92K	+100.00%
Mar 31, 2026	ENVESTNET ASSET MANAGEMENT INC	0.03%	6.23K	223.61K	6.23K	+100.00%
Mar 31, 2026	CREATIVE PLANNING	0.03%	6.62K	237.49K	22	+0.33%
Mar 31, 2026	ABEL HALL, LLC	0.04%	8K	286.96K	0	0
Mar 31, 2026	CETERA INVESTMENT ADVISERS	0.04%	8.42K	301.86K	1.32K	+18.52%
Mar 31, 2026	D.A. DAVIDSON & CO.	0.05%	9.02K	323.61K	15	+0.17%
Mar 31, 2026	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.05%	9.23K	331.04K	400	+4.53%
Mar 31, 2026	COLONY GROUP, LLC	0.05%	9.47K	339.68K	-532	-5.32%
Mar 31, 2026	CHANCELLOR FINANCIAL GROUP WB LP	0.16%	31.2K	1.12M	209	+0.67%
Mar 31, 2026	GILLILAND JETER WEALTH MANAGEMENT LLC	0.19%	37.39K	1.34M	1.12K	+3.08%
Dec 31, 2025	PRIVATE TRUST CO NA	0.01%	2K	70.16K	0	0
Dec 31, 2025	NEWEDGE ADVISORS, LLC	0.01%	2.08K	72.82K	1K	+92.94%
Dec 31, 2025	CETERA INVESTMENT ADVISERS	0.04%	7.1K	249.09K	14	+0.20%
Dec 31, 2025	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.04%	7.54K	264.43K	7.54K	+100.00%
Dec 31, 2025	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	8.83K	309.72K	0	0
Dec 31, 2025	COLONY GROUP, LLC	0.05%	10K	350.88K	4.24K	+73.50%
Dec 31, 2025	SHAKER FINANCIAL SERVICES, LLC	0.05%	10.58K	371.01K	10.58K	+100.00%
Dec 31, 2025	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.05%	10.78K	378.3K	0	0
Dec 31, 2025	J.W. COLE ADVISORS, INC.	0.06%	12.31K	431.85K	122	+1.00%
Dec 31, 2025	BENJAMIN EDWARDS INC	0.07%	13.39K	469.75K	213	+1.62%
Dec 31, 2025	ALPHACORE CAPITAL LLC	0.07%	13.79K	483.83K	-8.26K	-37.44%
Dec 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.07%	13.8K	484.17K	-362	-2.56%
Dec 31, 2025	LPL FINANCIAL LLC	0.66%	129.79K	4.55M	-10.71K	-7.62%
Dec 31, 2025		0.14%	27K	947.16K	27K	+100.00%
Dec 31, 2025	FARTHER FINANCE ADVISORS, LLC	0.01%	1.23K	42.97K	1.23K	+100.00%
Dec 31, 2025	NORTH STAR ASSET MANAGEMENT INC	0.34%	68.08K	2.39M	-950	-1.38%
Dec 31, 2025	WOLVERINE ASSET MANAGEMENT LLC	0.38%	76.15K	2.67M	76.15K	+100.00%
Dec 31, 2025	STIFEL FINANCIAL CORP	0.44%	86.73K	3.04M	302	+0.35%
Dec 31, 2025	ROYAL BANK OF CANADA	1.31%	259.36K	9.1M	449	+0.17%
Dec 31, 2025	LOGAN STONE CAPITAL, LLC	0.06%	12.67K	444.46K	12.67K	+100.00%
Dec 31, 2025	STEPHENS INC /AR/	0.07%	14.11K	494.79K	1.54K	+12.27%
Dec 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	14.45K	506.96K	-306	-2.07%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.08%	16.46K	577.59K	224	+1.38%
Dec 31, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.1%	20.69K	725.95K	13	+0.06%
Dec 31, 2025	ABEL HALL, LLC	0.04%	8K	280.64K	0	0
Dec 31, 2025	MARINER, LLC	0.14%	27.77K	974K	8.64K	+45.20%
Dec 31, 2025	CHANCELLOR FINANCIAL GROUP WB LP	0.16%	30.99K	1.09M	118	+0.38%
Dec 31, 2025	GILLILAND JETER WEALTH MANAGEMENT LLC	0.18%	36.27K	1.27M	-527	-1.43%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.22%	43.84K	1.54M	-5.5K	-11.15%
Dec 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.22%	44.19K	1.55M	3.95K	+9.81%
Dec 31, 2025	RAYMOND JAMES FINANCIAL INC	0.89%	176.31K	6.19M	-15.78K	-8.21%
Dec 31, 2025	CREATIVE PLANNING	0.03%	6.6K	231.48K	21	+0.32%
Dec 31, 2025	TRIUMPH CAPITAL MANAGEMENT	0.1%	19.37K	679.57K	39	+0.20%
Dec 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.12%	23.17K	812.62K	1.83K	+8.57%
Dec 31, 2025	AMERIPRISE FINANCIAL INC	0.12%	24.54K	860.85K	-600	-2.39%
Dec 31, 2025	READYSTATE ASSET MANAGEMENT LP	0.36%	70.73K	2.48M	70.73K	+100.00%
Dec 31, 2025	THOMPSON INVESTMENT MANAGEMENT, INC.	0.01%	1.62K	56.69K	0	0
Dec 31, 2025	XTX TOPCO LTD	0.04%	7.77K	272.43K	7.77K	+100.00%
Dec 31, 2025	PEAPACK GLADSTONE FINANCIAL CORP	0.07%	13.85K	486K	-294	-2.08%
Dec 31, 2025	FCA CORP /TX	0.44%	86.92K	3.05M	-6.56K	-7.01%
Dec 31, 2025	MORGAN STANLEY	6.01%	1.19M	41.73M	-28.62K	-2.35%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0.02%	4.5K	157.79K	2	+0.04%
Dec 31, 2025	OPPENHEIMER & CO INC	0.14%	28.39K	996.06K	-1.34K	-4.50%
Dec 31, 2025	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.06%	11.16K	391.49K	11.16K	+100.00%
Dec 31, 2025	JANNEY MONTGOMERY SCOTT LLC	0.99%	196.61K	6.9M	-2.03K	-1.02%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	3.37%	667.19K	23.41M	23.82K	+3.70%
Dec 31, 2025	HIGHTOWER ADVISORS, LLC	0.13%	26.17K	918K	9.88K	+60.61%
Dec 31, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.14%	27.59K	967.85K	-769	-2.71%
Dec 31, 2025	UBS GROUP AG	0.24%	47.67K	1.67M	927	+1.98%
Dec 31, 2025	SMARTLEAF ASSET MANAGEMENT LLC	0%	503	17.78K	0	0
Dec 31, 2025	CWM, LLC	0%	514	18K	-62	-10.76%
Dec 31, 2025	PLANTE MORAN FINANCIAL ADVISORS, LLC	0%	585	20.52K	585	+100.00%
Dec 31, 2025	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	600	21.05K	0	0
Dec 31, 2025	TOTH FINANCIAL ADVISORY CORP	0%	931	32.66K	61	+7.01%
Dec 31, 2025	ATLANTIC UNION BANKSHARES CORP	0.01%	1K	35.08K	0	0
Dec 31, 2025	CENTAURUS FINANCIAL, INC.	0.01%	2.87K	101K	38	+1.34%
Dec 31, 2025	COMERICA BANK	0.03%	5.23K	183.57K	200	+3.97%
Dec 31, 2025	SOWELL FINANCIAL SERVICES LLC	0.04%	7.32K	256.77K	7.32K	+100.00%
Dec 31, 2025	D.A. DAVIDSON & CO.	0.05%	9.01K	315.95K	-1.81K	-16.74%
Dec 31, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.13%	25.96K	910.78K	228	+0.89%
Dec 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.25%	49.21K	1.73M	6.69K	+15.74%
Dec 31, 2025	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.01%	1.63K	57.01K	1.63K	+100.00%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0.01%	1.74K	61.04K	0	0
Dec 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	1.82K	63.74K	0	0
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	1%	198.64K	7.15M	-8.47K	-4.09%
Sep 30, 2025	ROYAL BANK OF CANADA	1.31%	258.91K	9.32M	2.93K	+1.14%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	3.25%	643.37K	23.15M	50.98K	+8.61%
Sep 30, 2025	MORGAN STANLEY	6.15%	1.22M	43.83M	-9.97K	-0.81%
Sep 30, 2025	CENTAURUS FINANCIAL, INC.	0.01%	2.83K	102K	2.83K	+100.00%
Sep 30, 2025	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.05%	10.78K	388.01K	0	0
Sep 30, 2025	J.W. COLE ADVISORS, INC.	0.06%	12.19K	438.53K	1.51K	+14.18%
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.01%	1.08K	38.71K	0	0
Sep 30, 2025	STEPHENS INC /AR/	0.06%	12.56K	452.07K	-325	-2.52%
Sep 30, 2025	CWM, LLC	0%	576	21K	-117	-16.88%
Sep 30, 2025	PEAPACK GLADSTONE FINANCIAL CORP	0.07%	14.14K	509K	-803	-5.37%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.07%	14.16K	510K	-3.84K	-21.32%
Sep 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	14.76K	530.96K	1.69K	+12.92%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.08%	16.24K	596.78K	-950	-5.53%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.08%	16.29K	586.27K	-78	-0.48%
Sep 30, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.1%	20.68K	744.12K	20.68K	+100.00%
Sep 30, 2025	ALPHACORE CAPITAL LLC	0.11%	22.05K	793.25K	-440	-1.96%
Sep 30, 2025	ATLANTIC UNION BANKSHARES CORP	0.01%	1K	35.98K	1K	+100.00%
Sep 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	1.82K	65.38K	-200	-9.92%
Sep 30, 2025	MARINER, LLC	0.1%	19.12K	688.01K	138	+0.73%
Sep 30, 2025	AMERIPRISE FINANCIAL INC	0.13%	25.14K	904.54K	2.19K	+9.54%
Sep 30, 2025	SMARTLEAF ASSET MANAGEMENT LLC	0%	503	18.09K	503	+100.00%
Sep 30, 2025	HANTZ FINANCIAL SERVICES, INC.	0%	500	18K	0	0
Sep 30, 2025	RUSSELL INVESTMENTS GROUP, LTD.	0%	340	12.23K	340	+100.00%
Sep 30, 2025	TRIUMPH CAPITAL MANAGEMENT	0.1%	19.33K	695.6K	-7.31K	-27.43%
Sep 30, 2025	MOUNTAIN HILL INVESTMENT PARTNERS CORP.	0%	300	10.79K	300	+100.00%
Sep 30, 2025	SPIRE WEALTH MANAGEMENT	0%	277	9.97K	0	0
Sep 30, 2025	EASTERN BANK	0%	250	9K	0	0
Sep 30, 2025	CORNERSTONE ADVISORS, LLC	0.28%	56.35K	2.03M	-40.21K	-41.64%
Sep 30, 2025	NORTH STAR ASSET MANAGEMENT INC	0.35%	69.03K	2.48M	-3.26K	-4.51%
Sep 30, 2025	BOGART WEALTH, LLC	0%	231	8.31K	0	0
Sep 30, 2025	ADVISORNET FINANCIAL, INC	0%	200	7.2K	0	0
Sep 30, 2025	NAVIGOE, LLC	0%	200	7K	0	0
Sep 30, 2025	GLOBAL WEALTH STRATEGIES & ASSOCIATES	0%	180	6.48K	180	+100.00%
Sep 30, 2025	GLOBAL RETIREMENT PARTNERS, LLC	0%	171	6.15K	0	0
Sep 30, 2025	GENEOS WEALTH MANAGEMENT INC.	0%	165	5.94K	0	0
Sep 30, 2025	HARBOUR INVESTMENTS, INC.	0%	125	4.5K	0	0
Sep 30, 2025	ALLWORTH FINANCIAL LP	0.02%	4.5K	161.75K	3	+0.07%
Sep 30, 2025	TIDEMARK, LLC	0%	125	4.5K	0	0
Sep 30, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.13%	25.74K	925.95K	-1.55K	-5.69%
Sep 30, 2025	COMERICA BANK	0.03%	5.03K	181.09K	0	0
Sep 30, 2025	THOMPSON INVESTMENT MANAGEMENT, INC.	0.01%	1.62K	58.14K	0	0
Sep 30, 2025	HIGHLINE WEALTH PARTNERS LLC	0%	100	3.6K	100	+100.00%
Sep 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.11%	21.34K	767.66K	1.17K	+5.82%
Sep 30, 2025	BENJAMIN EDWARDS INC	0.07%	13.18K	474.13K	13.18K	+100.00%
Sep 30, 2025	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	8.83K	317.67K	0	0
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0.01%	1.74K	62.61K	0	0
Sep 30, 2025	PRIVATE TRUST CO NA	0.01%	2K	71.96K	0	0
Sep 30, 2025	COLONY GROUP, LLC	0.03%	5.77K	207.42K	-215	-3.60%
Sep 30, 2025	AVIDIAN WEALTH SOLUTIONS, LLC	0.03%	5.79K	208.29K	-1.12K	-16.21%
Sep 30, 2025	CREATIVE PLANNING	0.03%	6.58K	236.66K	6.58K	+100.00%
Sep 30, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.14%	28.36K	1.02M	-3.5K	-10.98%
Sep 30, 2025	CHANCELLOR FINANCIAL GROUP WB LP	0.16%	30.87K	1.11M	193	+0.63%
Sep 30, 2025	GILLILAND JETER WEALTH MANAGEMENT LLC	0.19%	36.8K	1.32M	-86	-0.23%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.2%	40.24K	1.45M	2.22K	+5.84%
Sep 30, 2025	INVESCO LTD.	0.03%	6.26K	225.09K	-7.82K	-55.56%
Sep 30, 2025	TOTH FINANCIAL ADVISORY CORP	0%	870	31.3K	90	+11.54%
Sep 30, 2025	CETERA INVESTMENT ADVISERS	0.04%	7.09K	254.97K	7.09K	+100.00%
Sep 30, 2025	ABEL HALL, LLC	0.04%	8K	287.84K	0	0
Sep 30, 2025	D.A. DAVIDSON & CO.	0.05%	10.82K	389.2K	14	+0.13%
Sep 30, 2025	OPPENHEIMER & CO INC	0.15%	29.73K	1.07M	211	+0.71%
Sep 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.21%	42.52K	1.53M	6.82K	+19.11%
Sep 30, 2025	UBS GROUP AG	0.24%	46.74K	1.68M	61	+0.13%
Sep 30, 2025	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	600	21.59K	0	0
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.25%	49.34K	1.78M	8K	+19.34%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.44%	86.43K	3.11M	-685	-0.79%
Sep 30, 2025	FCA CORP /TX	0.47%	93.48K	3.36M	-402	-0.43%
Sep 30, 2025	LPL FINANCIAL LLC	0.71%	140.5K	5.06M	-62.81K	-30.90%
Sep 30, 2025	RAYMOND JAMES FINANCIAL INC	0.97%	192.09K	6.91M	-366.72K	-65.63%
Jun 30, 2025	OPPENHEIMER & CO INC	0.15%	29.52K	1.05M	994	+3.48%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0.21%	41.35K	1.46M	8.24K	+24.89%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.19%	38.02K	1.35M	539	+1.44%
Jun 30, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.14%	27.29K	966.55K	1.04K	+3.94%
Jun 30, 2025	TRIUMPH CAPITAL MANAGEMENT	0.14%	26.64K	943.59K	135	+0.51%
Jun 30, 2025	ALPHACORE CAPITAL LLC	0.11%	22.49K	796.47K	7.49K	+49.89%
Jun 30, 2025	PRIVATE ADVISOR GROUP, LLC	0.1%	20.16K	714.14K	641	+3.28%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.08%	16.37K	579.91K	-264	-1.59%
Jun 30, 2025	MARINER, LLC	0.1%	18.98K	672.43K	503	+2.72%
Jun 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.09%	18K	638K	-348	-1.90%
Jun 30, 2025	MORGAN STANLEY	6.22%	1.23M	43.5M	-24.15K	-1.93%
Jun 30, 2025		0.16%	30.68K	1.09M	157	+0.51%
Jun 30, 2025	ALLWORTH FINANCIAL LP	0.02%	4.49K	159.15K	1.1K	+32.50%
Jun 30, 2025	RONALD BLUE TRUST, INC.	0.01%	1K	35.42K	1K	+100.00%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	3%	592.39K	20.98M	3.74K	+0.64%
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	2.83%	558.81K	19.79M	28.23K	+5.32%
Jun 30, 2025	CORNERSTONE ADVISORS, LLC	0.49%	96.56K	3.42M	-58.34K	-37.66%
Jun 30, 2025	FCA CORP /TX	0.48%	93.88K	3.33M	1.48K	+1.61%
Jun 30, 2025	GILLILAND JETER WEALTH MANAGEMENT LLC	0.19%	36.88K	1.31M	761	+2.11%
Jun 30, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.16%	31.86K	1.13M	-471	-1.46%
Jun 30, 2025	D.A. DAVIDSON & CO.	0.05%	10.8K	382.65K	-486	-4.31%
Jun 30, 2025	ABEL HALL, LLC	0.04%	8K	283.36K	0	0
Jun 30, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	2.02K	71.44K	-900	-30.85%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.18%	35.7K	1.26M	568	+1.62%
Jun 30, 2025	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.05%	10.78K	381.97K	0	0
Jun 30, 2025	LPL FINANCIAL LLC	1.03%	203.31K	7.2M	-6.98K	-3.32%
Jun 30, 2025	PRIVATE TRUST CO NA	0.01%	2K	70.84K	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0.01%	1.74K	61.63K	0	0
Jun 30, 2025	THOMPSON INVESTMENT MANAGEMENT, INC.	0.01%	1.62K	57.24K	967	+149.00%
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.01%	1.08K	38.11K	0	0
Jun 30, 2025	FIFTH THIRD BANCORP	0.01%	1K	35.42K	1K	+100.00%
Jun 30, 2025	ROYAL BANK OF CANADA	1.3%	255.99K	9.07M	6.35K	+2.54%
Jun 30, 2025	JANNEY MONTGOMERY SCOTT LLC	1.05%	207.11K	7.34M	-9.44K	-4.36%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.44%	87.12K	3.09M	1.34K	+1.56%
Jun 30, 2025	NORTH STAR ASSET MANAGEMENT INC	0.37%	72.29K	2.56M	-750	-1.03%
Jun 30, 2025	UBS GROUP AG	0.24%	46.68K	1.65M	4.65K	+11.07%
Jun 30, 2025	KESTRA ADVISORY SERVICES, LLC	0.07%	13.07K	462.87K	732	+5.93%
Jun 30, 2025	STEPHENS INC /AR/	0.07%	12.89K	456.54K	400	+3.20%
Jun 30, 2025	L.M. KOHN & COMPANY	0.07%	12.86K	455.38K	0	0
Jun 30, 2025	J.W. COLE ADVISORS, INC.	0.05%	10.67K	378.07K	491	+4.82%
Jun 30, 2025	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	8.83K	312.72K	0	0
Jun 30, 2025	AVIDIAN WEALTH SOLUTIONS, LLC	0.04%	6.91K	244.72K	-2.24K	-24.44%
Jun 30, 2025	COLONY GROUP, LLC	0.03%	5.98K	211.82K	-51	-0.85%
Jun 30, 2025	ENVESTNET ASSET MANAGEMENT INC	0.03%	5.73K	203.07K	5.73K	+100.00%
Jun 30, 2025	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.03%	5.48K	200.7K	5.48K	+100.00%
Jun 30, 2025	COMERICA BANK	0.03%	5.03K	178.27K	0	0
Jun 30, 2025	CHANCELLOR FINANCIAL GROUP WB LP	0.16%	30.68K	1.09M	157	+0.51%
Jun 30, 2025	PEAPACK GLADSTONE FINANCIAL CORP	0.08%	14.95K	529K	0	0
Jun 30, 2025	INVESCO LTD.	0.07%	14.08K	498.57K	-5.1K	-26.59%
Jun 30, 2025	AMERIPRISE FINANCIAL INC	0.12%	22.95K	812.91K	552	+2.46%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.09%	17.19K	608.65K	4.84K	+39.19%
Mar 31, 2025	ALLWORTH FINANCIAL LP	0.02%	3.39K	109.19K	3	+0.09%
Mar 31, 2025	COMMONWEALTH EQUITY SERVICES, LLC	0.09%	18.35K	626K	-136	-0.74%
Mar 31, 2025	TRIUMPH CAPITAL MANAGEMENT	0.13%	26.51K	904.09K	3.44K	+14.91%
Mar 31, 2025	OPPENHEIMER & CO INC	0.14%	28.53K	973.09K	5.67K	+24.82%
Mar 31, 2025	MARINER, LLC	0.09%	18.48K	630.4K	-1.35K	-6.80%
Mar 31, 2025	INVESCO LTD.	0.1%	19.17K	654.03K	-454	-2.31%
Mar 31, 2025	PRIVATE ADVISOR GROUP, LLC	0.1%	19.52K	665.86K	4.08K	+26.39%
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.17%	33.11K	1.13M	-3.26K	-8.96%
Mar 31, 2025	ROYAL BANK OF CANADA	1.26%	249.63K	8.52M	-6.23K	-2.43%
Mar 31, 2025	COMERICA BANK	0.03%	5.03K	171.68K	0	0
Mar 31, 2025	CREATIVE PLANNING	0.04%	7.21K	245.88K	-422	-5.53%
Mar 31, 2025	ABEL HALL, LLC	0.04%	8K	272.88K	0	0
Mar 31, 2025	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	8.83K	301.16K	0	0
Mar 31, 2025	AVIDIAN WEALTH SOLUTIONS, LLC	0.05%	9.14K	311.9K	0	0
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.01%	1.08K	36.7K	0	0
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0.01%	1.74K	59.35K	0	0
Mar 31, 2025	PRIVATE TRUST CO NA	0.01%	2K	68.22K	500	+33.33%
Mar 31, 2025	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	2.92K	99.5K	-1.1K	-27.38%
Mar 31, 2025	PEAPACK GLADSTONE FINANCIAL CORP	0.08%	14.95K	510K	-2.01K	-11.83%
Mar 31, 2025	GILLILAND JETER WEALTH MANAGEMENT LLC	0.18%	36.12K	1.23M	1.85K	+5.38%
Mar 31, 2025	UBS GROUP AG	0.21%	42.03K	1.43M	77	+0.18%
Mar 31, 2025	LPL FINANCIAL LLC	1.07%	210.29K	7.17M	24.52K	+13.20%
Mar 31, 2025	ALPHACORE CAPITAL LLC	0.08%	15K	511.71K	15K	+100.00%
Mar 31, 2025	L.M. KOHN & COMPANY	0.07%	12.86K	438.54K	550	+4.47%
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.18%	35.13K	1.2M	7.3K	+26.25%
Mar 31, 2025	JANNEY MONTGOMERY SCOTT LLC	1.1%	216.56K	7.39M	15.4K	+7.66%
Mar 31, 2025	J.W. COLE ADVISORS, INC.	0.05%	10.18K	347.36K	1.14K	+12.59%
Mar 31, 2025	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.05%	10.78K	367.84K	0	0
Mar 31, 2025	D.A. DAVIDSON & CO.	0.06%	11.29K	385.07K	15	+0.13%
Mar 31, 2025	KESTRA ADVISORY SERVICES, LLC	0.06%	12.34K	420.78K	651	+5.57%
Mar 31, 2025	TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS	0.1%	20.66K	704.61K	12	+0.06%
Mar 31, 2025	AMERIPRISE FINANCIAL INC	0.11%	22.4K	764.03K	347	+1.57%
Mar 31, 2025	JAFFETILCHIN INVESTMENT PARTNERS, LLC	0.12%	23.88K	814.61K	23.88K	+100.00%
Mar 31, 2025	SAMALIN INVESTMENT COUNSEL, LLC	0.13%	26.25K	895.49K	1.76K	+7.16%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.06%	12.35K	421.31K	1.24K	+11.17%
Mar 31, 2025	STEPHENS INC /AR/	0.06%	12.49K	426.01K	-500	-3.85%
Mar 31, 2025		0.15%	30.52K	1.04M	-3.11K	-9.24%
Mar 31, 2025	PENSIONMARK FINANCIAL GROUP, LLC	0.16%	32.33K	1.1M	-1.69K	-4.97%
Mar 31, 2025	COLONY GROUP, LLC	0.03%	6.03K	205.73K	89	+1.50%
Mar 31, 2025	WILEY BROS.-AINTREE CAPITAL, LLC	0.03%	6.12K	207.65K	6.12K	+100.00%
Mar 31, 2025	WEDBUSH SECURITIES INC	0.03%	6.78K	231K	0	0
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.08%	16.64K	567.45K	0	0
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.19%	37.48K	1.28M	-604	-1.59%
Mar 31, 2025	RAYMOND JAMES FINANCIAL INC	2.69%	530.58K	18.1M	5.37K	+1.02%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	2.98%	588.66K	20.08M	11.23K	+1.94%
Mar 31, 2025	MORGAN STANLEY	6.34%	1.25M	42.72M	-37.95K	-2.94%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.43%	85.78K	2.93M	14.11K	+19.69%
Mar 31, 2025	FCA CORP /TX	0.47%	92.39K	3.15M	-2.24K	-2.36%
Mar 31, 2025	CORNERSTONE ADVISORS, LLC	0.78%	154.9K	5.28M	-81.47K	-34.47%
Mar 31, 2025	NORTH STAR ASSET MANAGEMENT INC	0.37%	73.04K	2.49M	-755	-1.02%
Mar 31, 2024	NORTH STAR ASSET MANAGEMENT INC	0.4%	77K	2.28M	-1.11K	-1.41%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.41%	79.59K	2.35M	5.45K	+7.35%
Mar 31, 2024	WEDBUSH SECURITIES INC	0.04%	8.04K	238K	-800	-9.05%
Mar 31, 2024	OPPENHEIMER & CO INC	0.14%	26.34K	779.05K	831	+3.26%
Mar 31, 2024	GLOBAL RETIREMENT PARTNERS, LLC	0%	171	5.06K	0	0
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0%	225	6.66K	0	0
Mar 31, 2024	BOGART WEALTH, LLC	0%	231	6.83K	0	0
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0%	300	8.73K	300	+100.00%
Mar 31, 2024	SPIRE WEALTH MANAGEMENT	0%	429	12.69K	0	0
Mar 31, 2024	PRIVATE TRUST CO NA	0%	500	14.79K	0	0
Mar 31, 2024	CWM, LLC	0%	514	15K	-75	-12.73%
Mar 31, 2024	TOTH FINANCIAL ADVISORY CORP	0%	560	16.57K	0	0
Mar 31, 2024	ADVISORNET FINANCIAL, INC	0%	600	17.75K	0	0
Mar 31, 2024	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	600	17.75K	0	0
Mar 31, 2024	THOMPSON INVESTMENT MANAGEMENT, INC.	0%	649	19.2K	0	0
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.01%	1.08K	31.83K	500	+86.81%
Mar 31, 2024	HIGHLANDER CAPITAL MANAGEMENT, LLC	0.01%	1.71K	50.67K	0	0
Mar 31, 2024	ALLWORTH FINANCIAL LP	0.02%	3.38K	100.01K	-209	-5.82%
Mar 31, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	4.02K	118.82K	-3.7K	-47.95%
Mar 31, 2024	MENDOTA FINANCIAL GROUP, LLC	0.02%	4.49K	132.67K	0	0
Mar 31, 2024	COMERICA BANK	0.03%	4.84K	143.02K	-3.8K	-44.01%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.03%	6.08K	179.76K	-2.38K	-28.14%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0.04%	7.05K	208.45K	-4.78K	-40.43%
Mar 31, 2024	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	7.33K	216.79K	0	0
Mar 31, 2024	WOLVERINE ASSET MANAGEMENT LLC	0.04%	7.83K	231.58K	-33.17K	-80.90%
Mar 31, 2024	ABEL HALL, LLC	0.04%	8K	236.64K	0	0
Mar 31, 2024	THRIVENT FINANCIAL FOR LUTHERANS	0.05%	8.69K	257K	-2.04K	-19.03%
Mar 31, 2024	STEPHENS INC /AR/	0.05%	8.7K	257.35K	-11.89K	-57.75%
Mar 31, 2024	J.W. COLE ADVISORS, INC.	0.05%	8.7K	257.44K	1.3K	+17.48%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0.05%	9.29K	274.87K	-1.08K	-10.41%
Mar 31, 2024	FORMIDABLE ASSET MANAGEMENT, LLC	0.05%	10.11K	299.05K	-2.8K	-21.69%
Mar 31, 2024	AVIDIAN WEALTH SOLUTIONS, LLC	0.05%	10.46K	309.53K	0	0
Mar 31, 2024	AMERIPRISE FINANCIAL INC	0.05%	10.52K	311.04K	-609	-5.47%
Mar 31, 2024	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.06%	10.8K	319.58K	-64	-0.59%
Mar 31, 2024	WINTRUST INVESTMENTS LLC	0.06%	11.18K	331K	4.37K	+64.21%
Mar 31, 2024	L.M. KOHN & COMPANY	0.06%	12.3K	363.85K	890	+7.80%
Mar 31, 2024	D.A. DAVIDSON & CO.	0.07%	14.03K	415.05K	15	+0.11%
Mar 31, 2024	MARINER, LLC	0.07%	14.36K	424.77K	309	+2.20%
Mar 31, 2024	ALL SEASON FINANCIAL ADVISORS, INC.	0.07%	14.41K	426.33K	-4.99K	-25.73%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.08%	15.89K	470.11K	386	+2.49%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.09%	16.65K	437.1K	2.97K	+21.69%
Mar 31, 2024	PEAPACK GLADSTONE FINANCIAL CORP	0.09%	17.06K	505K	-2.45K	-12.56%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.1%	18.75K	555K	18.75K	+100.00%
Mar 31, 2024	SHAKER FINANCIAL SERVICES, LLC	0.11%	21.21K	627.42K	21.21K	+100.00%
Mar 31, 2024	SAMALIN INVESTMENT COUNSEL, LLC	0.12%	23.58K	697.48K	1.5K	+6.81%
Mar 31, 2024	LINCOLN NATIONAL CORP	0.15%	29.51K	872.9K	-3.6K	-10.87%
Mar 31, 2024	UBS GROUP AG	0.19%	36.38K	1.08M	-922	-2.47%
Mar 31, 2024	GILLILAND JETER WEALTH MANAGEMENT LLC	0.19%	36.47K	1.08M	151	+0.42%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.22%	42.1K	1.25M	-1.57K	-3.60%
Mar 31, 2024	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.23%	44.5K	1.32M	0	0
Mar 31, 2024	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.25%	48.89K	1.45M	15.35K	+45.79%
Mar 31, 2024	LPL FINANCIAL LLC	0.43%	82.92K	2.45M	4.11K	+5.21%
Mar 31, 2024	AURORA INVESTMENT COUNSEL	0.46%	88.85K	2.63M	2.09K	+2.41%
Mar 31, 2024	FCA CORP /TX	0.48%	91.93K	2.72M	632	+0.69%
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.62%	119.28K	3.53M	3.14K	+2.70%
Mar 31, 2024	ROYAL BANK OF CANADA	0.87%	168.44K	4.98M	14.31K	+9.28%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	1.09%	210.61K	6.23M	1.82K	+0.87%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	2.13%	410.14K	12.13M	-10.65K	-2.53%
Mar 31, 2024	MORGAN STANLEY	6.93%	1.34M	39.53M	-9.01K	-0.67%
Mar 31, 2024	PRIVATE ADVISOR GROUP, LLC	0.06%	10.65K	314.95K	984	+10.18%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.18%	34.01K	1.01M	3.25K	+10.57%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	2.98%	575.61K	17.03M	-13.99K	-2.37%
Dec 31, 2023	STEPHENS INC /AR/	0.11%	20.59K	619.43K	10.37K	+101.40%
Dec 31, 2023	REDWOOD WEALTH MANAGEMENT GROUP, LLC	0.04%	7.33K	220.46K	7.33K	+100.00%
Dec 31, 2023	OPPENHEIMER & CO INC	0.14%	25.51K	767.22K	7.44K	+41.18%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.17%	30.76K	925K	-189	-0.61%
Dec 31, 2023	LINCOLN NATIONAL CORP	0.18%	33.11K	995.88K	-6.6K	-16.62%
Dec 31, 2023	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.18%	33.53K	1.01M	33.53K	+100.00%
Dec 31, 2023	UBS GROUP AG	0.2%	37.3K	1.12M	7.67K	+25.90%
Dec 31, 2023	PENSIONMARK FINANCIAL GROUP, LLC	0.2%	38.07K	1.15M	38.07K	+100.00%
Dec 31, 2023	WOLVERINE ASSET MANAGEMENT LLC	0.22%	41K	1.23M	41K	+100.00%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.23%	43.68K	1.31M	-4.53K	-9.39%
Dec 31, 2023	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	0.24%	44.5K	1.34M	44.5K	+100.00%
Dec 31, 2023	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.38%	71.44K	2.38M	71.44K	+100.00%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.4%	74.15K	2.23M	-6.89K	-8.50%
Dec 31, 2023	NORTH STAR ASSET MANAGEMENT INC	0.42%	78.1K	2.35M	-5.04K	-6.06%
Dec 31, 2023	LPL FINANCIAL LLC	0.42%	78.82K	2.37M	6.39K	+8.82%
Dec 31, 2023	AURORA INVESTMENT COUNSEL	0.47%	86.76K	2.21M	5.16K	+6.32%
Dec 31, 2023	FCA CORP /TX	0.49%	91.3K	2.75M	507	+0.56%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.62%	116.15K	3.49M	-4.56K	-3.78%
Dec 31, 2023	ROYAL BANK OF CANADA	0.83%	154.14K	4.64M	5.12K	+3.44%
Dec 31, 2023	JANNEY MONTGOMERY SCOTT LLC	1.12%	208.8K	6.28M	-4.35K	-2.04%
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	2.26%	420.78K	12.66M	30.64K	+7.85%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	3.17%	589.6K	17.74M	0	0
Dec 31, 2023	MORGAN STANLEY	7.23%	1.35M	40.47M	43.21K	+3.32%
Dec 31, 2023	J.W. COLE ADVISORS, INC.	0.04%	7.41K	222.83K	7.41K	+100.00%
Dec 31, 2023	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0.04%	7.59K	228.16K	7.59K	+100.00%
Dec 31, 2023	INVESCO LTD.	0.04%	7.66K	230.5K	-3.02K	-28.24%
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.04%	7.72K	232.13K	0	0
Dec 31, 2023		0.04%	8K	240.64K	8K	+100.00%
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0.05%	8.46K	254.39K	-851	-9.14%
Dec 31, 2023	COMERICA BANK	0.05%	8.64K	259.74K	0	0
Dec 31, 2023	WEDBUSH SECURITIES INC	0.05%	8.84K	266K	0	0
Dec 31, 2023	PRIVATE ADVISOR GROUP, LLC	0.05%	9.66K	290.65K	1.88K	+24.09%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.06%	10.22K	306K	313	+3.16%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.06%	10.37K	311.99K	-2.42K	-18.94%
Dec 31, 2023	AVIDIAN WEALTH SOLUTIONS, LLC	0.06%	10.46K	314.76K	0	0
Dec 31, 2023	THRIVENT FINANCIAL FOR LUTHERANS	0.06%	10.74K	323K	-3.92K	-26.75%
Dec 31, 2023	INSTITUTE FOR WEALTH MANAGEMENT, LLC.	0.06%	10.87K	326.91K	0	0
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.06%	11.12K	334.61K	1.23K	+12.42%
Dec 31, 2023	L.M. KOHN & COMPANY	0.06%	11.41K	343.23K	2.07K	+22.16%
Dec 31, 2023	SAMALIN INVESTMENT COUNSEL, LLC	0.12%	22.08K	664.04K	6.12K	+38.31%
Dec 31, 2023	JPMORGAN CHASE & CO	0.06%	11.79K	354.48K	-4.41K	-27.23%
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.06%	11.83K	355.82K	-2.62K	-18.14%
Dec 31, 2023	ELEQUIN SECURITIES, LLC	0.07%	12.61K	379.28K	12.61K	+100.00%
Dec 31, 2023	FORMIDABLE ASSET MANAGEMENT, LLC	0.07%	12.91K	388.33K	2.5K	+24.02%
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.07%	13.68K	412.26K	-2.97K	-17.83%
Dec 31, 2023	D.A. DAVIDSON & CO.	0.08%	14.02K	421.6K	-1.03K	-6.86%
Dec 31, 2023	MARINER, LLC	0.08%	14.05K	422.64K	5.34K	+61.32%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.08%	15.51K	466.43K	-5.64K	-26.68%
Dec 31, 2023	ALL SEASON FINANCIAL ADVISORS, INC.	0.1%	19.41K	583.78K	6.32K	+48.28%
Dec 31, 2023	PEAPACK GLADSTONE FINANCIAL CORP	0.1%	19.52K	587K	-1.48K	-7.04%

Insiders

Among the BTO insiders holding of 0.05% of the stake in company, CARLIN JAMES F, , holds the largest shares of 1.4K. MARTIN STANLEY, , is the second largest BTO insider with ownership of 900 shares. RUSSO GREGORY A, , stands third with possession of 894 shares of that stake.

Insiders	Designation	Shares Held
CARLIN JAMES F		1.4K
MARTIN STANLEY		900
RUSSO GREGORY A		894
ELLISON NONI L	Trustee of the Fund	756
MCHAFFIE HUGH		700
JACKSON DEBORAH C		697
HOFFMAN THERON S		655
MCGILL PETERSON PATTI		591
BARDELIS CHARLES L		587
BOYLE JAMES		548
GARFIELD DEAN	director	513
CUNNINGHAM WILLIAM H DR		507
MOORE JOHN A /MA/	Trustee of the Fund	500
MCCLELLAN HASSELL H		500
FEY GRACE K		497
BACIC WILLIAM K	Trustee of the Fund	472
WRIGHT THOMAS ROWE	director	378
RATHKE FRANCES G		367
PHELAN KENNETH J	director	270
PRUCHANSKY STEVEN R		212
HURTSELLERS CHRISTINE	director	163
KINZLER THOMAS M	Secretary and CLO of the Fund	150
BURGESS PETER S		100
SHEPHERDSON JAMES A	director	97
VRYSEN JOHN G		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jul 22, 2026	BACIC WILLIAM K	PURCHASE	40.62	184	7.47K	472
May 06, 2026	HURTSELLERS CHRISTINE	PURCHASE	37.38	163	6.09K	163
Jan 26, 2026	PHELAN KENNETH J	PURCHASE	37.10	270	10K	270
Apr 08, 2025	WRIGHT THOMAS ROWE	PURCHASE	29.55	378	11.17K	378
Jan 14, 2025	BACIC WILLIAM K	PURCHASE	34.70	288	9.99K	288
Dec 23, 2024	ELLISON NONI L	PURCHASE	35.90	315	11.31K	756
Jan 02, 2024	GARFIELD DEAN	PURCHASE	30.55	513	15.67K	513
Oct 12, 2023	ELLISON NONI L	PURCHASE	24.48	100	2.45K	100
Aug 05, 2022	PRUCHANSKY STEVEN R	SALE	37.94	1.09K	41.39K	212
Nov 17, 2020	RATHKE FRANCES G	PURCHASE	27.27	367	10.01K	367
Sep 30, 2016	MCCLELLAN HASSELL H	SALE	27.46	147	4.04K	500
Jan 04, 2016	BOYLE JAMES	PURCHASE	27.37	548	15K	548
Nov 19, 2013	HOFFMAN THERON S	SALE	22.22	81	1.8K	655
Nov 18, 2013	BARDELIS CHARLES L	PURCHASE	22.18	300	6.65K	587
Nov 12, 2013	FEY GRACE K	SALE	21.71	73	1.58K	497
Apr 04, 2013	MCCLELLAN HASSELL H	PURCHASE	20.32	100	2.03K	100
Mar 04, 2013	KINZLER THOMAS M	PURCHASE	19.92	150	2.99K	150
Feb 06, 2013	BURGESS PETER S	PURCHASE	19.26	100	1.93K	100
Jan 16, 2013	RUSSO GREGORY A	PURCHASE	18.92	265	5.01K	894
Nov 30, 2012	CUNNINGHAM WILLIAM H DR	PURCHASE	17.40	187	3.25K	507
Nov 21, 2012	VRYSEN JOHN G	SALE	16.75	1K	16.75K	0
Oct 31, 2011	JACKSON DEBORAH C	PURCHASE	14.28	200	2.86K	697
Aug 10, 2011	JACKSON DEBORAH C	PURCHASE	13.17	150	1.98K	488
Jun 27, 2011	RUSSO GREGORY A	PURCHASE	16.01	313	5.01K	629
Mar 28, 2011	CUNNINGHAM WILLIAM H DR	PURCHASE	17.13	175	3K	320
Feb 01, 2011	PRUCHANSKY STEVEN R	PURCHASE	17.90	391	7K	721
Jan 26, 2011	VRYSEN JOHN G	SALE	17.68	45	795.6	1K
Nov 03, 2010	MCHAFFIE HUGH	PURCHASE	15.01	700	10.51K	700
Oct 19, 2010	JACKSON DEBORAH C	PURCHASE	15.00	325	4.88K	325
Sep 16, 2010	PRUCHANSKY STEVEN R	PURCHASE	14.95	130	1.94K	330
Jul 13, 2010	VRYSEN JOHN G	SALE	15.40	500	7.7K	1.5K
Sep 15, 2009	PRUCHANSKY STEVEN R	PURCHASE	13.67	150	2.05K	200
Aug 06, 2009	MOORE JOHN A /MA/	PURCHASE	14.14	500	7.07K	500
Jun 22, 2009	MOORE JOHN A /MA/	SALE	11.71	250	2.93K	0
Jan 20, 2009	VRYSEN JOHN G	PURCHASE	10.68	200	2.14K	1.4K
Jan 16, 2009	VRYSEN JOHN G	PURCHASE	11.60	200	2.32K	1K
Jan 15, 2009	VRYSEN JOHN G	PURCHASE	11.99	200	2.4K	800
Jan 13, 2009	VRYSEN JOHN G	PURCHASE	12.25	200	2.45K	600
Dec 24, 2008	VRYSEN JOHN G	PURCHASE	3.20	400	1.28K	1.6K
Dec 24, 2008	CARLIN JAMES F	PURCHASE	3.26	1K	3.26K	1.4K
Dec 22, 2008	VRYSEN JOHN G	PURCHASE	3.35	400	1.34K	1.2K
Dec 22, 2008	MARTIN STANLEY	PURCHASE	3.35	900	3.02K	900
Dec 22, 2008	MCGILL PETERSON PATTI	PURCHASE	3.27	455	1.49K	591
Nov 17, 2008	RUSSO GREGORY A	PURCHASE	3.98	1.27K	5.03K	1.27K
Jul 13, 2006	PRUCHANSKY STEVEN R	SALE	9.32	100	932	100
Feb 16, 2005	PRUCHANSKY STEVEN R	SALE	10.30	200	2.06K	200
Dec 08, 2004	MCGILL PETERSON PATTI	PURCHASE	10.79	136	1.47K	136
Nov 03, 2004	SHEPHERDSON JAMES A	PURCHASE	10.30	97	999.1	97
Mar 01, 2004	MOORE JOHN A /MA/	PURCHASE	10.54	1K	10.54K	1K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE6173

SALES00

NET SHARES6173

SHARES HELD9053

% NET SHARES-31.82%0%

Frequently Asked Questions