How many institutions own ASXC stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own ASXC shares is N/A, representing N/A of the company's common stock.

Who are the major shareholders selling Asensus Surgical, Inc. stock?

LJI WEALTH MANAGEMENT, LLC, in the last quarter, reduced its stake in ASXC by -23.08% restricting it's holding to 10 thousand shares of worth nearly $3.33K. LEVEL FOUR ADVISORY SERVICES, LLC also lessened -1.37% of the ASXC shares from its portfolio, reducing its holding to 10 thousand shares of worth $3.33K. GROUP ONE TRADING, L.P. also shunned ASXC shares holding by -9.89% last quarter which brought its holding to 10.01 thousand shares worth $3.33K.

Investors who are buying ASXC stock?

As per its latest 13F filing, STATE STREET CORP increased its stake in ASXC by 5.07% in the last quarter. The institutional holder raised its holding to 946.83 thousand shares having worth more than $315.29K. ASSET DEDICATION, LLC also added 100% more shares of ASXC to its portfolio, raising its holding to 1.11 thousand shares of worth $368.00. CIBC PRIVATE WEALTH GROUP, LLC also increased its ASXC shares holding by 1,000% which brought its holding to 3.3 thousand shares worth $1.11K.

ASXC's major insiders: who are they?

The insider with the most stakes in ASXC is SOFAR, S.p.A , 10 percent owner at the company. Additionally, ASXC stock is highly held by 10 percent owner AISLING CAPITAL III LP and director Dougherty Dennis among others.

Did an insider recently sell ASXC stock?

Company executives, directors, and other insiders own N/A percent of Asensus Surgical, Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which ASXC insiders have sold stock, totaling 0 shares. Insiders that have sold shares include STARLING WILLIAM N JR, FERNANDO ANTHONY C. J., and MILNE DAVID BRUCE.

Which insider recently purchased ASXC stock?

There have been 0 transaction(s) during the past 6-months in which Asensus Surgical, Inc. insiders have bought stock, totalling 0 shares

How much of ASXC does insiders own?

Around 0 Asensus Surgical, Inc. shares are held by insiders, which represents about N/A of ASXC stock.

Who is the insider with the largest stake?

ASXC 10 percent owner, SOFAR, S.p.A holds the largest portfolio of the company's shares. ASXC shares owned by SOFAR, total nearly 19.27 million.

Which institution holds the most shares in ASXC?

STATE STREET CORP is the largest institutional owner in ASXC which holds 946.83 thousand shares worth $315.29K or 0.35% of the total ASXC shares outstanding followed by ACTIVEST WEALTH MANAGEMENT with ownership of 462 shares representing 0% of the ASXC ownership. COMERICA BANK is the third largest stakeholder with 1.08 thousand shares or 0% of the ownership worth more than $359.00.

Is Asensus Surgical, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the ASXC is concerned, it is a stock which is optionable.

Is there a short position on ASXC's shares?

Number of ASXC shares short is 11.29M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding ASXC shares are there?

As of today, 272.84M shares of ASXC are outstanding.

Is there many float in ASXC stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, ASXC has 245.78M shares in float.

ASXC short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for ASXC is 7.11.

Asensus Surgical (ASXC) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableNo

OptionableYes

Short Percent Of Outstanding Shares4.14

Short Percent Of Float4.23

Shares Outstanding272.84M

Shares Float245.78M

Shares Short11.29M

Short Ratio7.11

4.23%

Short % of Float

4.14%

Short % of Shares Outstanding

Institutional Ownership

About N/A of shares are held by financial institutions. STATE STREET CORP is the top corporate investor, holding 946.83K shares valued at $315.29K. A 0.35% stake in Asensus Surgical, Inc. is owned by the company. ACTIVEST WEALTH MANAGEMENT owns 462 shares valued at $154.00, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2024	STATE STREET CORP	0.35%	946.83K	315.29K	45.7K	+5.07%
Jun 30, 2024	ACTIVEST WEALTH MANAGEMENT	0%	462	154	0	0
Jun 30, 2024	COMERICA BANK	0%	1.08K	359	0	0
Jun 30, 2024	ASSET DEDICATION, LLC	0%	1.11K	368	1.11K	+100.00%
Jun 30, 2024	NEWEDGE ADVISORS, LLC	0%	2K	666	0	0
Jun 30, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0%	3.3K	1.11K	3K	+1,000.00%
Jun 30, 2024	TD WATERHOUSE CANADA INC.	0%	4K	1.33K	4K	+100.00%
Jun 30, 2024	FMR LLC	0%	4.81K	1.6K	4.8K	+48,040.00%
Jun 30, 2024	LJI WEALTH MANAGEMENT, LLC	0%	10K	3.33K	-3K	-23.08%
Jun 30, 2024	LEVEL FOUR ADVISORY SERVICES, LLC	0%	10K	3.33K	-139	-1.37%
Jun 30, 2024	CLEAR HARBOR ASSET MANAGEMENT, LLC	0%	10K	3.33K	10K	+100.00%
Jun 30, 2024	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	10K	3.33K	0	0
Jun 30, 2024	GROUP ONE TRADING, L.P.	0%	10.01K	3.33K	-1.1K	-9.89%
Jun 30, 2024	CHOREO, LLC	0%	10.66K	3.57K	0	0
Jun 30, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0%	12.18K	4K	-121	-0.98%
Jun 30, 2024	CETERA INVESTMENT ADVISERS	0%	12.38K	4.12K	0	0
Jun 30, 2024	GTS SECURITIES LLC	0%	12.4K	4.13K	12.4K	+100.00%
Jun 30, 2024	AVANTAX PLANNING PARTNERS, INC.	0%	12.94K	4.31K	0	0
Jun 30, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.01%	14.07K	4.69K	39	+0.28%
Jun 30, 2024	ALPHA CUBED INVESTMENTS, LLC	0.01%	15K	5K	0	0
Jun 30, 2024	BAADER BANK AKTIENGESELLSCHAFT	0.01%	22.9K	6.2K	22.9K	+100.00%
Jun 30, 2024	BANK OF NEW YORK MELLON CORP	0.01%	24.2K	8.06K	0	0
Jun 30, 2024	DIMENSIONAL FUND ADVISORS LP	0.01%	24.24K	8.07K	0	0
Jun 30, 2024	FNY INVESTMENT ADVISERS, LLC	0.01%	25K	8K	25K	+100.00%
Jun 30, 2024	WELLS FARGO & COMPANY/MN	0.02%	46.52K	15.49K	1.95K	+4.37%
Jun 30, 2024	JPMORGAN CHASE & CO	0.03%	87.51K	29.14K	18.46K	+26.74%
Jun 30, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	88.73K	29.55K	0	0
Jun 30, 2024	TWO SIGMA SECURITIES, LLC	0.03%	91.48K	30.46K	91.48K	+100.00%
Jun 30, 2024	MORGAN STANLEY	0.04%	100.05K	33.32K	-17.21K	-14.68%
Jun 30, 2024	BANK OF AMERICA CORP /DE/	0.04%	100.79K	33.56K	0	0
Jun 30, 2024	MIRADOR CAPITAL PARTNERS LP	0.04%	110K	36.63K	0	0
Jun 30, 2024	LPL FINANCIAL LLC	0.06%	162.63K	54.16K	-15.19K	-8.54%
Jun 30, 2024	ADVISOR GROUP HOLDINGS, INC.	0.1%	279.94K	92.38K	-1.43K	-0.51%
Jun 30, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.93%	2.5M	832.12K	98.72K	+4.11%
Jun 30, 2024	BLACKROCK INC.	1.29%	3.47M	1.15M	3	0.00%
Jun 30, 2024	VANGUARD GROUP INC	4.3%	11.59M	3.86M	0	0
Jun 30, 2024	BERYL CAPITAL MANAGEMENT LLC	5.39%	14.5M	4.83M	14.5M	+100.00%
Jun 30, 2024	CRYSTALLINE MANAGEMENT INC.	0.19%	516.16K	171.88K	516.16K	+100.00%
Jun 30, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.47%	1.28M	425.21K	1.25M	+4,200.70%
Jun 30, 2024	NORTHERN TRUST CORP	0.21%	572.08K	190.5K	-395	-0.07%
Jun 30, 2024	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	364	121	0	0
Jun 30, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	500	167	0	0
Jun 30, 2024	IFP ADVISORS, INC	0%	10.49K	3.49K	0	0
Jun 30, 2024	JBF CAPITAL, INC.	0.01%	23.02K	7.66K	23.02K	+100.00%
Jun 30, 2024	EQUITABLE HOLDINGS, INC.	0.02%	50K	16.65K	0	0
Jun 30, 2024	LAZARI CAPITAL MANAGEMENT, INC.	0.03%	70K	23.31K	0	0
Jun 30, 2024	UBS GROUP AG	0.11%	283.54K	94.42K	-402.36K	-58.66%
Jun 30, 2024	JANE STREET GROUP, LLC	0.18%	489.25K	162.92K	220.24K	+81.87%
Jun 30, 2024	MASTERS CAPITAL MANAGEMENT LLC	0.74%	2M	666K	0	0
Jun 30, 2024	SIGNATUREFD, LLC	0%	302	101	0	0
Mar 31, 2024	GUARDIAN ASSET ADVISORS, LLC	0.01%	20K	4.6K	0	0
Mar 31, 2024	ACTIVEST WEALTH MANAGEMENT	0%	462	106	0	0
Mar 31, 2024	FUTURE FINANCIAL WEALTH MANAGMENT LLC	0%	385	89	385	+100.00%
Mar 31, 2024	SIGNATUREFD, LLC	0%	302	69	-56	-15.64%
Mar 31, 2024	CIBC PRIVATE WEALTH GROUP, LLC	0%	300	66	300	+100.00%
Mar 31, 2024	INVESTORS RESEARCH CORP	0%	265	61	265	+100.00%
Mar 31, 2024	ICA GROUP WEALTH MANAGEMENT, LLC	0%	193	44	0	0
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	129	30	0	0
Mar 31, 2024	FRAZIER FINANCIAL ADVISORS, LLC	0%	95	22	95	+100.00%
Mar 31, 2024	GLOBAL RETIREMENT PARTNERS, LLC	0%	77	18	0	0
Mar 31, 2024	JFS WEALTH ADVISORS, LLC	0%	39	9	0	0
Mar 31, 2024	GLEASON GROUP, INC.	0%	20	5	0	0
Mar 31, 2024	NEWSQUARE CAPITAL LLC	0%	16	4	0	0
Mar 31, 2024	CENTER FOR FINANCIAL PLANNING, INC.	0%	16	4	0	0
Mar 31, 2024	FMR LLC	0%	10	2	-47	-82.46%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	0	-	-10.08K	-100.00%
Mar 31, 2024	SIMPLEX TRADING, LLC	0%	0	-	-84.5K	-100.00%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-1.45K	-100.00%
Mar 31, 2024	FOCUSED WEALTH MANAGEMENT, INC	0%	0	-	-26	-100.00%
Mar 31, 2024	VANGUARD GROUP INC	4.64%	11.59M	2.67M	1.12K	+0.01%
Mar 31, 2024	BLACKROCK INC.	1.39%	3.47M	797.55K	477	+0.01%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.96%	2.4M	552.02K	0	0
Mar 31, 2024	MASTERS CAPITAL MANAGEMENT LLC	0.8%	2M	460K	0	0
Mar 31, 2024	STATE STREET CORP	0.36%	901.13K	207.26K	-51.8K	-5.44%
Mar 31, 2024	UBS GROUP AG	0.27%	685.9K	157.76K	-11.06K	-1.59%
Mar 31, 2024	NORTHERN TRUST CORP	0.23%	572.48K	131.67K	77.1K	+15.56%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.11%	281.37K	64.71K	-332	-0.12%
Mar 31, 2024	JANE STREET GROUP, LLC	0.11%	269.01K	61.87K	221.37K	+464.68%
Mar 31, 2024	ALPHACENTRIC ADVISORS LLC	0.1%	250K	57.5K	-50K	-16.67%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.1%	249.02K	57K	222.37K	+834.37%
Mar 31, 2024	MILLENNIUM MANAGEMENT LLC	0.09%	223.29K	51.36K	-43.61K	-16.34%
Mar 31, 2024	PRICE T ROWE ASSOCIATES INC /MD/	0.07%	185.5K	43K	0	0
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.01%	14.03K	3.23K	-110	-0.78%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.04%	100.79K	23.18K	0	0
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.04%	88.73K	20.41K	0	0
Mar 31, 2024	LAZARI CAPITAL MANAGEMENT, INC.	0.03%	70K	16.1K	0	0
Mar 31, 2024	LPL FINANCIAL LLC	0.07%	177.82K	40.9K	-760	-0.43%
Mar 31, 2024	MORGAN STANLEY	0.05%	117.26K	26.97K	-66.56K	-36.21%
Mar 31, 2024	MIRADOR CAPITAL PARTNERS LP	0.04%	110K	25.3K	0	0
Mar 31, 2024	DIMENSIONAL FUND ADVISORS LP	0.01%	24.24K	5.58K	0	0
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.01%	24.2K	5.57K	-99.97K	-80.51%
Mar 31, 2024	UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	16K	3.68K	16K	+100.00%
Mar 31, 2024	B. RILEY WEALTH ADVISORS, INC.	0.01%	15.51K	4.19K	-11.25K	-42.05%
Mar 31, 2024	ALPHA CUBED INVESTMENTS, LLC	0.01%	15K	3.45K	0	0
Mar 31, 2024	XTX TOPCO LTD	0.01%	13.7K	3.15K	13.7K	+100.00%
Mar 31, 2024	LJI WEALTH MANAGEMENT, LLC	0.01%	13K	2.99K	3K	+30.00%
Mar 31, 2024	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	500	115	-231	-31.60%
Mar 31, 2024	JPMORGAN CHASE & CO	0.03%	69.04K	15.88K	-115.67K	-62.62%
Mar 31, 2024	EQUITABLE HOLDINGS, INC.	0.02%	50K	11.5K	50K	+100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.02%	44.57K	10.25K	37	+0.08%
Mar 31, 2024	CREATIVE PLANNING	0.02%	43.58K	10.02K	-613	-1.39%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.01%	29.69K	6.83K	-89.7K	-75.13%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.01%	16K	3.68K	16K	+100.00%
Mar 31, 2024	AVANTAX PLANNING PARTNERS, INC.	0.01%	12.94K	2.98K	-100K	-88.55%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.01%	12.38K	2.85K	12.38K	+100.00%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0%	12.3K	3K	12.3K	+100.00%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	0%	11.9K	2.74K	11.9K	+100.00%
Mar 31, 2024	GROUP ONE TRADING, L.P.	0%	11.11K	2.56K	-54.32K	-83.02%
Mar 31, 2024	CHOREO, LLC	0%	10.66K	2.45K	10	+0.09%
Mar 31, 2024	LEVEL FOUR ADVISORY SERVICES, LLC	0%	10.14K	3.23K	0	0
Mar 31, 2024	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	10K	2.3K	0	0
Mar 31, 2024	MGO PRIVATE WEALTH, LLC	0%	10K	2.3K	10K	+100.00%
Mar 31, 2024	CITADEL ADVISORS LLC	0%	4.4K	1.01K	-60.8K	-93.25%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0%	2K	460	0	0
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0%	1.39K	318	1.12K	+428.63%
Mar 31, 2024	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	1.24K	285	1K	+414.94%
Mar 31, 2024	COMERICA BANK	0%	1.08K	248	0	0
Mar 31, 2024	OLD POINT TRUST & FINANCIAL SERVICES N A	0%	1K	230	1K	+100.00%
Dec 31, 2023	VIRTU FINANCIAL LLC	0.01%	26.65K	8K	26.65K	+100.00%
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.01%	24.24K	7.73K	0	0
Dec 31, 2023	WOLVERINE TRADING, LLC	0.01%	21.1K	6.73K	-4.8K	-18.53%
Dec 31, 2023	FOSTER VICTOR WEALTH ADVISORS, LLC	0.01%	20.09K	6.99K	0	0
Dec 31, 2023	ALPHA CUBED INVESTMENTS, LLC	0.01%	15K	4.78K	0	0
Dec 31, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.01%	14.14K	4.51K	110	+0.78%
Dec 31, 2023	CHOREO, LLC	0%	10.65K	3.4K	197	+1.88%
Dec 31, 2023	IFP ADVISORS, INC	0%	10.49K	3.35K	0	0
Dec 31, 2023	LEVEL FOUR ADVISORY SERVICES, LLC	0%	10.14K	3.23K	-248	-2.39%
Dec 31, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0%	10.08K	3K	-10K	-49.81%
Dec 31, 2023	CREATIVE FINANCIAL DESIGNS INC /ADV	0%	10K	3.19K	0	0
Dec 31, 2023	GLASS JACOBSON INVESTMENT ADVISORS LLC	0%	3K	957	0	0
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0%	2K	638	0	0
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0%	1.45K	462	1.45K	+100.00%
Dec 31, 2023	COMERICA BANK	0%	1.08K	343	0	0
Dec 31, 2023	MASTERS CAPITAL MANAGEMENT LLC	0.78%	2M	637.8K	0	0
Dec 31, 2023	STATE STREET CORP	0.37%	952.93K	303.89K	0	0
Dec 31, 2023	UBS GROUP AG	0.27%	696.96K	222.33K	27.63K	+4.13%
Dec 31, 2023	NORTHERN TRUST CORP	0.19%	495.38K	157.98K	57.25K	+13.07%
Dec 31, 2023	ALPHACENTRIC ADVISORS LLC	0.12%	300K	95.67K	-200K	-40.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.11%	281.7K	89.83K	-1.48K	-0.52%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.1%	266.9K	85.11K	-970.5K	-78.43%
Dec 31, 2023	PRICE T ROWE ASSOCIATES INC /MD/	0.07%	185.5K	60K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.07%	184.71K	58.91K	-9.15K	-4.72%
Dec 31, 2023	MORGAN STANLEY	0.07%	183.82K	58.62K	-19.98K	-9.81%
Dec 31, 2023	LPL FINANCIAL LLC	0.07%	178.58K	56.95K	0	0
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.05%	124.17K	39.6K	0	0
Dec 31, 2023	AVANTAX PLANNING PARTNERS, INC.	0.04%	112.94K	36.02K	0	0
Dec 31, 2023	MIRADOR CAPITAL PARTNERS LP	0.04%	110K	35.08K	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.04%	100.79K	32.05K	0	0
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	88.73K	28.29K	0	0
Dec 31, 2023	SIMPLEX TRADING, LLC	0.03%	84.5K	26K	76.44K	+948.52%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.94%	2.4M	765.38K	117.37K	+5.14%
Dec 31, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	731	233	0	0
Dec 31, 2023	BLACKROCK INC.	1.35%	3.47M	1.11M	0	0
Dec 31, 2023	VANGUARD GROUP INC	4.52%	11.59M	3.7M	193.7K	+1.70%
Dec 31, 2023	GROUP ONE TRADING, L.P.	0.03%	65.43K	20.87M	5.42K	+9.03%
Dec 31, 2023	JANE STREET GROUP, LLC	0.02%	47.64K	15.19K	47.64K	+100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.02%	44.53K	14.2K	28	+0.06%
Dec 31, 2023	CREATIVE PLANNING	0.02%	44.2K	14.09K	385	+0.88%
Dec 31, 2023	CITADEL ADVISORS LLC	0.01%	33.3K	10.62K	-200	-0.60%
Dec 31, 2023		0%	4K	1.28K	0	0
Dec 31, 2023	B. RILEY WEALTH ADVISORS, INC.	0.01%	26.76K	8.53K	11.25K	+72.56%
Sep 30, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	241	-	0	0
Sep 30, 2023	SIGNATUREFD, LLC	0%	358	-	0	0
Sep 30, 2023	ACTIVEST WEALTH MANAGEMENT	0%	462	-	0	0
Sep 30, 2023	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	731	-	0	0
Sep 30, 2023	FMR LLC	0%	558	-	-17.09K	-96.84%
Sep 30, 2023	COMERICA BANK	0%	1.08K	-	1.08K	+100.00%
Sep 30, 2023	NEWEDGE ADVISORS, LLC	0%	2K	-	0	0
Sep 30, 2023	ROYAL BANK OF CANADA	0%	2.73K	-	2.73K	+100.00%
Sep 30, 2023	GLASS JACOBSON INVESTMENT ADVISORS LLC	0%	3K	-	0	0
Sep 30, 2023	SIMPLEX TRADING, LLC	0%	8.06K	-	-7.55K	-48.37%
Sep 30, 2023	LEVEL FOUR ADVISORY SERVICES, LLC	0%	10.39K	-	0	0
Sep 30, 2023	CHOREO, LLC	0%	10.45K	-	10.45K	+100.00%
Sep 30, 2023	IFP ADVISORS, INC	0%	10.49K	-	0	0
Sep 30, 2023	CUBIST SYSTEMATIC STRATEGIES, LLC	0%	11.12K	-	11.12K	+100.00%
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.01%	12.4K	-	-100	-0.80%
Sep 30, 2023	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.01%	14.03K	-	0	0
Sep 30, 2023	BLACKROCK INC.	1.45%	3.47M	-	-232.85K	-6.29%
Sep 30, 2023	ALPHA CUBED INVESTMENTS, LLC	0.01%	15K	-	0	0
Sep 30, 2023	B. RILEY WEALTH ADVISORS, INC.	0.01%	15.51K	-	750	+5.08%
Sep 30, 2023	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.01%	20.08K	-	4.84K	+31.79%
Sep 30, 2023	FOSTER VICTOR WEALTH ADVISORS, LLC	0.01%	20.09K	-	0	0
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.01%	24.24K	-	0	0
Sep 30, 2023	LIDO ADVISORS, LLC	0.01%	24.62K	-	24.62K	+100.00%
Sep 30, 2023	WOLVERINE TRADING, LLC	0.01%	25.9K	-	-7.8K	-23.15%
Sep 30, 2023	VICTORY CAPITAL MANAGEMENT INC	0.01%	28.42K	-	3K	+11.82%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	34.78K	-	34.52K	+13,174.43%
Sep 30, 2023	CREATIVE PLANNING	0.02%	43.81K	-	10K	+29.58%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.02%	44.5K	-	-552	-1.23%
Sep 30, 2023	GROUP ONE TRADING, L.P.	0.03%	60.01K	-	-3.04K	-4.82%
Sep 30, 2023		0.03%	70K	-	0	0
Sep 30, 2023	DEUTSCHE BANK AG\	0.03%	73.28K	-	-215.32K	-74.61%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.04%	88.73K	-	0	0
Sep 30, 2023	MIRADOR CAPITAL PARTNERS LP	0.05%	110K	-	49.96K	+83.21%
Sep 30, 2023	AVANTAX PLANNING PARTNERS, INC.	0.05%	112.94K	-	100K	+773.04%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.05%	124.17K	-	0	0
Sep 30, 2023	LPL FINANCIAL LLC	0.07%	178.58K	-	19K	+11.91%
Sep 30, 2023	MORGAN STANLEY	0.09%	203.8K	-	61.66K	+43.38%
Sep 30, 2023	GSA CAPITAL PARTNERS LLP	0.09%	225.54K	-	-675.67K	-74.97%
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.12%	283.17K	-	109.2K	+62.76%
Sep 30, 2023	NORTHERN TRUST CORP	0.18%	438.13K	-	0	0
Sep 30, 2023	ALPHACENTRIC ADVISORS LLC	0.21%	500K	-	0	0
Sep 30, 2023	UBS GROUP AG	0.28%	669.33K	-	80.6K	+13.69%
Sep 30, 2023	MASTERS CAPITAL MANAGEMENT LLC	0.83%	2M	-	0	0
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.95%	2.28M	-	173.94K	+8.25%
Sep 30, 2023	STUDIO INVESTMENT MANAGEMENT LLC	0%	49	-	0	0
Sep 30, 2023	GLOBAL RETIREMENT PARTNERS, LLC	0%	77	-	0	0
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	129	-	129	+100.00%

Insiders

Among the ASXC insiders holding of N/A of the stake in company, SOFAR, S.P.A, 10 percent owner, holds the largest shares of 19.27M. AISLING CAPITAL III LP, 10 percent owner, is the second largest ASXC insider with ownership of 8.34M shares. DOUGHERTY DENNIS, director, stands third with possession of 3.94M shares of that stake.

Insiders	Designation	Shares Held
SOFAR, S.P.A	10 percent owner	19.27M
AISLING CAPITAL III LP	10 percent owner	8.34M
DOUGHERTY DENNIS	director	3.94M
SYNERGY LIFE SCIENCE PARTNERS L P	10 percent owner	866.23K
FROST PHILLIP MD ET AL	director	742K
BIFFI ANDREA	director	492.82K
MILNE DAVID BRUCE	director	444.88K
HSIAO JANE PH D	director	437.5K
FERNANDO ANTHONY C. J.	President and CEO	324.82K
POPE TODD	President and CEO	316.07K
SVLSF IV, LLC	10 percent owner	208.34K
PFENNIGER RICHARD C JR	director	148K
KWO ELIZABETH		72.2K
KELLEY WILLAM N	director	50K
DAVIS STEWART B	COO	1K
MUELLER RICHARD	Chief Operating Officer	0
STARLING WILLIAM N JR	director	0
SLATTERY JOSEPH P	EVP and CFO	0
SPRAGENS JEFFREY G	President and CEO	0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Dec 14, 2023	STARLING WILLIAM N JR	SALE	0.28	18.13K	5.08K	0
Mar 03, 2023	BIFFI ANDREA	PURCHASE	0.71	293.08K	207.56K	492.82K
Jun 13, 2022	STARLING WILLIAM N JR	SALE	0.40	27.01K	10.8K	13.85K
Mar 15, 2022	KWO ELIZABETH	PURCHASE	0.53	18K	9.56K	72.2K
Mar 07, 2022	MILNE DAVID BRUCE	PURCHASE	0.61	50K	30.33K	444.88K
Mar 04, 2022	MILNE DAVID BRUCE	PURCHASE	0.64	50K	31.89K	294.88K
Jun 09, 2021	FERNANDO ANTHONY C. J.	SALE	3.10	112.34K	348.27K	324.82K
Jun 08, 2021	FERNANDO ANTHONY C. J.	SALE	3.51	2.11K	7.41K	437.16K
Jan 15, 2021	MILNE DAVID BRUCE	SALE	2.10	147.06K	308.82K	207.31K
Mar 10, 2020	MILNE DAVID BRUCE	PURCHASE	0.68	147.06K	100K	147.06K
Feb 24, 2020	BIFFI ANDREA	PURCHASE	1.24	151.22K	187.51K	199.74K
Dec 19, 2019	STARLING WILLIAM N JR	SALE	1.44	6.02K	8.66K	11.97K
Feb 22, 2019	SLATTERY JOSEPH P	SALE	3.25	71.22K	231.47K	0
Feb 21, 2019	SLATTERY JOSEPH P	SALE	3.25	17.65K	57.36K	44.93K
Oct 02, 2018	SLATTERY JOSEPH P	SALE	5.77	8.5K	49.05K	0
Oct 01, 2018	SLATTERY JOSEPH P	SALE	5.73	56.15K	321.75K	0
Sep 27, 2018	STARLING WILLIAM N JR	SALE	6.13	1.14M	6.99M	1.7M
Sep 26, 2018	STARLING WILLIAM N JR	SALE	6.26	775K	4.85M	2.84M
Sep 25, 2018	STARLING WILLIAM N JR	SALE	6.40	1.7M	10.88M	3.62M
Sep 25, 2018	SLATTERY JOSEPH P	SALE	7.03	4.92K	34.62K	0
Jul 19, 2018	SLATTERY JOSEPH P	SALE	5.00	67.78K	338.88K	0
Jul 05, 2018	SLATTERY JOSEPH P	SALE	4.00	37.34K	149.35K	56.62K
Jul 03, 2018	SLATTERY JOSEPH P	SALE	4.00	11.88K	47.53K	93.96K
Jun 27, 2018	SLATTERY JOSEPH P	SALE	6.00	200.2K	1.2M	0
Jun 26, 2018	SLATTERY JOSEPH P	SALE	5.01	4.48K	22.46K	82.37K
Jun 26, 2018	POPE TODD	SALE	5.35	160.09K	856.46K	316.07K
Jun 25, 2018	POPE TODD	SALE	4.85	100K	485K	316.07K
Jun 25, 2018	SLATTERY JOSEPH P	SALE	5.00	233.84K	1.17M	163.37K
Jun 19, 2018	SLATTERY JOSEPH P	SALE	4.00	15K	60K	163.37K
Jun 01, 2018	FERNANDO ANTHONY C. J.	SALE	3.67	27K	99.09K	50.35K
Nov 16, 2017	SLATTERY JOSEPH P	SALE	2.56	86.61K	221.72K	244.37K
Nov 15, 2017	SLATTERY JOSEPH P	SALE	2.59	110K	284.9K	330.97K
Nov 14, 2017	SLATTERY JOSEPH P	SALE	2.93	333K	975.69K	440.97K
Oct 18, 2017	POPE TODD	SALE	3.68	600K	2.21M	150K
Aug 08, 2017	KELLEY WILLAM N	PURCHASE	0.71	30K	21.17K	50K
May 16, 2017	PFENNIGER RICHARD C JR	PURCHASE	0.54	100K	53.95K	148K
May 03, 2017	BIFFI ANDREA	PURCHASE	1.00	187.5K	187.5K	187.5K
May 03, 2017	SLATTERY JOSEPH P	PURCHASE	1.00	150K	150K	150K
Jan 04, 2017	SOFAR, S.P.A	PURCHASE	1.40	3.72M	5.23M	19.27M
Aug 22, 2016	BIFFI ANDREA	PURCHASE	1.40	40K	55.84K	90K
Jun 14, 2016	FERNANDO ANTHONY C. J.	PURCHASE	1.46	27K	39.42K	27K
May 13, 2016	SLATTERY JOSEPH P	PURCHASE	1.95	25K	48.63K	25K
Nov 16, 2015	BIFFI ANDREA	PURCHASE	2.87	10K	28.65K	35K
Nov 13, 2015	KELLEY WILLAM N	PURCHASE	2.81	10K	28.1K	20K
Nov 12, 2015	SLATTERY JOSEPH P	PURCHASE	2.77	15K	41.55K	135.09K
Nov 12, 2015	KELLEY WILLAM N	PURCHASE	2.78	10K	27.8K	10K
Oct 02, 2014	SLATTERY JOSEPH P	SALE	4.19	33K	138.27K	83.67K
Sep 08, 2014	MUELLER RICHARD	SALE	3.61	880	3.18K	0
Sep 08, 2014	POPE TODD	SALE	3.60	10K	36K	0
Sep 05, 2014	POPE TODD	SALE	3.63	14.8K	53.72K	0
Sep 04, 2014	POPE TODD	SALE	3.78	25.2K	95.26K	0
Apr 21, 2014	STARLING WILLIAM N JR	PURCHASE	4.00	221.45K	885.8K	5.32M
Apr 21, 2014	SVLSF IV, LLC	PURCHASE	4.00	20.71K	82.82K	208.34K
Apr 21, 2014	AISLING CAPITAL III LP	PURCHASE	4.00	1.04M	4.15M	8.34M
Apr 21, 2014	DOUGHERTY DENNIS	PURCHASE	4.00	415.78K	1.66M	3.94M
Sep 03, 2013	SYNERGY LIFE SCIENCE PARTNERS L P	PURCHASE	0.40	866.23K	346.49K	866.23K
Sep 03, 2013	STARLING WILLIAM N JR	PURCHASE	0.40	866.23K	346.49K	866.23K
Sep 03, 2013	HSIAO JANE PH D	PURCHASE	0.40	437.5K	175K	437.5K
Sep 03, 2013	DOUGHERTY DENNIS	PURCHASE	0.40	598.71K	239.48K	598.71K
Sep 03, 2013	FROST PHILLIP MD ET AL	PURCHASE	0.40	742K	296.8K	742K
Sep 03, 2013	AISLING CAPITAL III LP	PURCHASE	0.40	1.24M	496.07K	1.24M
Mar 22, 2013	FROST PHILLIP MD ET AL	PURCHASE	0.33	1M	330K	1M
Mar 22, 2013	HSIAO JANE PH D	PURCHASE	0.33	2M	660K	2M
Mar 22, 2013	SPRAGENS JEFFREY G	PURCHASE	0.33	200K	66K	0
Feb 17, 2012	PFENNIGER RICHARD C JR	PURCHASE	0.40	125K	50K	240K
Feb 17, 2012	FROST PHILLIP MD ET AL	PURCHASE	0.40	4.5M	1.8M	10.48M
Feb 17, 2012	SPRAGENS JEFFREY G	PURCHASE	0.40	250K	100K	2.13M
Feb 17, 2012	HSIAO JANE PH D	PURCHASE	0.40	4.5M	1.8M	7.3M
Apr 05, 2011	SPRAGENS JEFFREY G	PURCHASE	1.18	5.5K	6.48K	1.87M
Oct 01, 2010	SPRAGENS JEFFREY G	PURCHASE	2.00	2K	4K	1.86M
Sep 23, 2010	SPRAGENS JEFFREY G	PURCHASE	1.98	500	990	1.86M
Sep 22, 2010	SPRAGENS JEFFREY G	PURCHASE	2.09	500	1.05K	1.86M
Jun 22, 2010	FROST PHILLIP MD ET AL	PURCHASE	1.50	5K	7.5K	5.43M
Jun 22, 2010	DAVIS STEWART B	PURCHASE	1.60	1K	1.6K	1K
Jun 21, 2010	FROST PHILLIP MD ET AL	PURCHASE	1.40	4.1K	5.74K	5.42M

Frequently Asked Questions