How many institutions own ASRT stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own ASRT shares is 83, representing 27.14% of the company's common stock.

Who are the major shareholders selling Assertio Holdings, Inc. stock?

UBS GROUP AG, in the last quarter, reduced its stake in ASRT by -30.39% restricting it's holding to 232.65 thousand shares of worth nearly $204.97K. ROYAL BANK OF CANADA also lessened -21.11% of the ASRT shares from its portfolio, reducing its holding to 27.93 thousand shares of worth $25.00K. BELPOINTE ASSET MANAGEMENT LLC also shunned ASRT shares holding by -60.91% last quarter which brought its holding to 33.2 thousand shares worth $29.24K.

Investors who are buying ASRT stock?

As per its latest 13F filing, ROYAL BANK OF CANADA increased its stake in ASRT by 100% in the last quarter. The institutional holder raised its holding to 946 shares having worth more than $9.00K. ACADIAN ASSET MANAGEMENT LLC also added 100% more shares of ASRT to its portfolio, raising its holding to 1.81 thousand shares of worth $16.00K. THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. also increased its ASRT shares holding by 100% which brought its holding to 4.5 thousand shares worth $40.81K.

ASRT's major insiders: who are they?

The insider with the most stakes in ASRT is Peisert Daniel A. , President & CEO at the company. Additionally, ASRT stock is highly held by director Mason Heather L and director MCKEE WILLIAM among others.

Did an insider recently sell ASRT stock?

Company executives, directors, and other insiders own 2.5% percent of Assertio Holdings, Inc.'s stock. Within the last six months, there have been 1 transaction(s) in which ASRT insiders have sold stock, totaling 8.96K shares. Insiders that have sold shares include STARK DAVID MATTHEW, TYREE JAMES L, and PEISERT DANIEL A..

Which insider recently purchased ASRT stock?

There have been 0 transaction(s) during the past 6-months in which Assertio Holdings, Inc. insiders have bought stock, totalling 0 shares

How much of ASRT does insiders own?

Around 98.54K Assertio Holdings, Inc. shares are held by insiders, which represents about 2.5% of ASRT stock.

Who is the insider with the largest stake?

ASRT President & CEO, Peisert Daniel A. holds the largest portfolio of the company's shares. ASRT shares owned by Peisert total nearly 324.94 thousand.

Which institution holds the most shares in ASRT?

ROYAL BANK OF CANADA is the largest institutional owner in ASRT which holds 946 shares worth $9.00K or 0.01% of the total ASRT shares outstanding followed by ACADIAN ASSET MANAGEMENT LLC with ownership of 1.81 thousand shares representing 0.03% of the ASRT ownership. THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. is the third largest stakeholder with 4.5 thousand shares or 0.07% of the ownership worth more than $40.81K.

Is Assertio Holdings, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the ASRT is concerned, it is a stock which is optionable.

Is there a short position on ASRT's shares?

Number of ASRT shares short is 255.62K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding ASRT shares are there?

As of today, 6.42M shares of ASRT are outstanding.

Is there many float in ASRT stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, ASRT has 5.70M shares in float.

ASRT short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for ASRT is 4.89.

Assertio (ASRT) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares3.98

Short Percent Of Float4.02

Shares Outstanding6.42M

Shares Float5.70M

Shares Short255.62K

Short Ratio4.89

4.02%

Short % of Float

3.98%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

2.5% Percentage of Shares held by All Insiders

27.14% Percentage of Shares held by All Institutions

27.84% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 27.14% of ASRT shares are held by financial institutions. ROYAL BANK OF CANADA is the top corporate investor, holding 946 shares valued at $9.00K. A 0.01% stake in Assertio Holdings, Inc. is owned by the company. ACADIAN ASSET MANAGEMENT LLC owns 1.81K shares valued at $16.00K, which translates its holding of 0.03% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	ROYAL BANK OF CANADA	0.01%	946	9K	946	+100.00%
Dec 31, 2025	ACADIAN ASSET MANAGEMENT LLC	0.03%	1.81K	16K	1.81K	+100.00%
Dec 31, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	4.5K	40.81K	4.5K	+100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0.18%	11.7K	106.16K	11.7K	+100.00%
Dec 31, 2025	JANE STREET GROUP, LLC	0.18%	11.84K	107.4K	11.84K	+100.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.21%	13.5K	122.43K	13.5K	+100.00%
Dec 31, 2025	EMPOWERED FUNDS, LLC	0.23%	14.96K	135.64K	14.96K	+100.00%
Dec 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	14.96K	135.64K	14.96K	+100.00%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	0.29%	18.67K	169.34K	18.67K	+100.00%
Dec 31, 2025	STATE STREET CORP	0.4%	25.67K	232.85K	25.67K	+100.00%
Dec 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.22%	14.17K	128.54K	14.17K	+100.00%
Dec 31, 2025	EDGEWOOD MANAGEMENT LLC	1.68%	107.52K	975.19K	107.52K	+100.00%
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	2.97%	190.7K	1.73M	190.7K	+100.00%
Dec 31, 2025	OPALEYE MANAGEMENT INC.	4.44%	285K	2.58M	285K	+100.00%
Dec 31, 2025	VANGUARD GROUP INC	4.63%	297.25K	2.7M	297.25K	+100.00%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	39	354	39	+100.00%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	40	362	40	+100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	2	18	2	+100.00%
Dec 31, 2025	FINANCIAL MANAGEMENT PROFESSIONALS, INC.	0%	45	408	45	+100.00%
Dec 31, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	46	421	46	+100.00%
Dec 31, 2025	ACTIVEST WEALTH MANAGEMENT	0%	50	454	50	+100.00%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	60	544	60	+100.00%
Dec 31, 2025	LARSON FINANCIAL GROUP LLC	0%	1	9	1	+100.00%
Dec 31, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0%	50	454	50	+100.00%
Dec 31, 2025	KEY FINANCIAL INC	0%	29	263	29	+100.00%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	29	264	29	+100.00%
Dec 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0%	35	317	35	+100.00%
Dec 31, 2025	SRS CAPITAL ADVISORS, INC.	0%	63	572	63	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	82	744	82	+100.00%
Dec 31, 2025	FMR LLC	0%	84	762	84	+100.00%
Dec 31, 2025	JPMORGAN CHASE & CO	0%	88	798	88	+100.00%
Dec 31, 2025	MINDSET WEALTH MANAGEMENT, LLC	0%	139	2.17K	139	+100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	328	2.98K	328	+100.00%
Dec 31, 2025	SENTINUS, LLC	0.3%	19K	172.33K	19K	+100.00%
Dec 31, 2025	PERRITT CAPITAL MANAGEMENT INC	0.3%	19K	172.33K	19K	+100.00%
Dec 31, 2025	TWO SIGMA ADVISERS, LP	0.33%	21.21K	192.4K	21.21K	+100.00%
Dec 31, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.39%	25.06K	227.26K	25.06K	+100.00%
Dec 31, 2025	MORGAN STANLEY	0.4%	25.35K	229.88K	25.35K	+100.00%
Dec 31, 2025	MILLENNIUM MANAGEMENT LLC	0.54%	34.48K	312.72K	34.48K	+100.00%
Dec 31, 2025	CM MANAGEMENT, LLC	0.78%	50K	453.5K	50K	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.08%	69.07K	626.64K	69.07K	+100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1.12%	71.8K	651.23K	71.8K	+100.00%
Dec 31, 2025	BLACKROCK, INC.	1.4%	90.03K	816.61K	90.03K	+100.00%
Dec 31, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.15%	587.34K	5.33M	587.34K	+100.00%
Dec 31, 2025	TD WATERHOUSE CANADA INC.	0%	2	18	2	+100.00%
Dec 31, 2025	INSPIRE INVESTING, LLC	0%	2	18	2	+100.00%
Dec 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	8	73	8	+100.00%
Dec 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	13	118	13	+100.00%
Dec 31, 2025	SOA WEALTH ADVISORS, LLC.	0%	16	145	16	+100.00%
Dec 31, 2025	SMARTLEAF ASSET MANAGEMENT LLC	0%	16	147	16	+100.00%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0%	18	164	18	+100.00%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.01%	379	3.44K	379	+100.00%
Dec 31, 2025	UBS GROUP AG	0.01%	945	8.57K	945	+100.00%
Sep 30, 2025	UBS GROUP AG	0.24%	232.65K	204.97K	-101.56K	-30.39%
Sep 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	978	861	328	+50.46%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	2.68K	2.24K	72	+2.76%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	3.27K	2.88K	0	0
Sep 30, 2025	CITADEL ADVISORS LLC	0.03%	27.6K	24.31K	5.1K	+22.67%
Sep 30, 2025	ROYAL BANK OF CANADA	0.03%	27.93K	25K	-7.48K	-21.11%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.03%	29.43K	26K	29.43K	+100.00%
Sep 30, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.03%	33.2K	29.24K	-51.73K	-60.91%
Sep 30, 2025	MINDSET WEALTH MANAGEMENT, LLC	0.04%	36.56K	32.2K	9K	+32.66%
Sep 30, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	39.4K	0	0
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	42.79K	0	0
Sep 30, 2025	SUMMIT WEALTH GROUP LLC / CO	0.01%	11.67K	29.87K	11.67K	+100.00%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	19.03K	17K	0	0
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.3K	16.99K	45	+0.23%
Sep 30, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	8.81K	0	0
Sep 30, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	9.95K	0	0
Sep 30, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	27.75K	0	0
Sep 30, 2025	HRT FINANCIAL LP	0.03%	32.44K	28K	21.25K	+189.95%
Sep 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.38%	369.89K	325.8K	-81.01K	-17.97%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.63%	605.98K	533.75K	-88.54K	-12.75%
Sep 30, 2025	CM MANAGEMENT, LLC	0.75%	724.38K	638.04K	0	0
Sep 30, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	10.31K	0	0
Sep 30, 2025	LPL FINANCIAL LLC	0.02%	14.41K	12.69K	-2.38K	-14.15%
Sep 30, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	15.85K	0	0
Sep 30, 2025	JANE STREET GROUP, LLC	0.03%	24.65K	21.71K	8.82K	+55.69%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	48.7K	42.86K	11.2K	+29.87%
Sep 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	57.49K	50.64K	0	0
Sep 30, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	56.23K	0	0
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.08%	80.24K	70.68K	33.72K	+72.50%
Sep 30, 2025	MARINER, LLC	0.08%	80.5K	70.9K	80.5K	+100.00%
Sep 30, 2025	INVESCO LTD.	0.14%	133.61K	117.68K	-137.12K	-50.65%
Sep 30, 2025	NORTHERN TRUST CORP	0.19%	178.86K	157.54K	-48.36K	-21.28%
Sep 30, 2025	EMPOWERED FUNDS, LLC	0.23%	224.32K	197.58K	920	+0.41%
Sep 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	224.32K	197.58K	920	+0.41%
Sep 30, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.33%	316.88K	279.1K	0	0
Sep 30, 2025	PERRITT CAPITAL MANAGEMENT INC	0.36%	350.32K	308.56K	-10K	-2.78%
Sep 30, 2025	STATE STREET CORP	0.38%	366.81K	323.09K	-111	-0.03%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.39%	371.43K	327.16K	-63.94K	-14.69%
Sep 30, 2025	GSA CAPITAL PARTNERS LLP	0.4%	381.58K	336K	321.58K	+535.97%
Sep 30, 2025	TWO SIGMA ADVISERS, LP	0.44%	427.53K	376.57K	-5K	-1.16%
Sep 30, 2025	MORGAN STANLEY	0.62%	597.59K	526.35K	159.09K	+36.28%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.06%	1.02M	900.75K	883	+0.09%
Sep 30, 2025	BLACKROCK, INC.	1.42%	1.36M	1.2M	-9.96K	-0.72%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	3.06%	2.94M	2.59M	120.14K	+4.26%
Sep 30, 2025	VANGUARD GROUP INC	4.6%	4.43M	3.9M	41.33K	+0.94%
Sep 30, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.15%	8.81M	7.76M	0	0
Sep 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	0	-	-1	-100.00%
Sep 30, 2025	CBIZ INVESTMENT ADVISORY SERVICES, LLC	0%	0	-	-17	-100.00%
Sep 30, 2025	GROUND SWELL CAPITAL, LLC	0%	0	-	-12.69K	-100.00%
Sep 30, 2025	TOTAL INVESTMENT MANAGEMENT INC	0%	0	-	-3.2K	-100.00%
Sep 30, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0%	0	-	-67.5K	-100.00%
Sep 30, 2025	BARCLAYS PLC	0%	4	4	4	+100.00%
Sep 30, 2025	UMB BANK, N.A.	0%	35	31	0	0
Sep 30, 2025	TD WATERHOUSE CANADA INC.	0%	41	37	-47	-53.41%
Sep 30, 2025	MAIN STREET GROUP, LTD	0%	125	110	0	0
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	125	110	0	0
Sep 30, 2025	SOA WEALTH ADVISORS, LLC.	0%	250	220	0	0
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	445	392	0	0
Sep 30, 2025	KEY FINANCIAL INC	0%	445	404	0	0
Sep 30, 2025	SBI SECURITIES CO., LTD.	0%	629	554	-32	-4.84%
Sep 30, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	697	613	0	0
Sep 30, 2025	ACTIVEST WEALTH MANAGEMENT	0%	750	661	0	0
Sep 30, 2025	FINANCIAL MANAGEMENT PROFESSIONALS, INC.	0%	1.07K	942	1.07K	+100.00%
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	1.08K	947	0	0
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	1.27K	1.12K	3	+0.24%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.01%	5.69K	5.01K	4.49K	+371.75%
Sep 30, 2025	FMR LLC	0%	2.73K	2.4K	14	+0.52%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	4.43K	3.9K	-1.57K	-26.18%
Sep 30, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	4.63K	0	0
Jun 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.47%	450.9K	289.12K	-185.87K	-29.19%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	1.08K	689K	0	0
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	88	56	0	0
Jun 30, 2025	UMB BANK, N.A.	0%	35	22	0	0
Jun 30, 2025	CBIZ INVESTMENT ADVISORY SERVICES, LLC	0%	17	11	0	0
Jun 30, 2025	NATIONAL BANK OF CANADA /FI/	0%	1	1	-1.08K	-99.91%
Jun 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	1	1	1	+100.00%
Jun 30, 2025	BARCLAYS PLC	0%	0	-	-4.37K	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-11.36K	-100.00%
Jun 30, 2025	SIMPLEX TRADING, LLC	0%	0	-	-18.68K	-100.00%
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-2.5K	-100.00%
Jun 30, 2025	PALUMBO WEALTH MANAGEMENT LLC	0%	0	-	-171.18K	-100.00%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-144	-100.00%
Jun 30, 2025	STATE STREET CORP	0.38%	366.92K	235.27K	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	3.27K	2.1K	0	0
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	31.15K	0	0
Jun 30, 2025	VANGUARD GROUP INC	4.57%	4.38M	2.81M	0	0
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.06%	1.02M	655.14K	-86.31K	-7.79%
Jun 30, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	11.54K	0	0
Jun 30, 2025	ROYAL BANK OF CANADA	0.04%	35.4K	23K	31.52K	+811.95%
Jun 30, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	3.37K	0	0
Jun 30, 2025	MINDSET WEALTH MANAGEMENT, LLC	0.03%	27.56K	17.67K	4.4K	+19.00%
Jun 30, 2025		0.03%	27.56K	17.67K	4.4K	+19.00%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	20.2K	0	0
Jun 30, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	28.69K	0	0
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	37.5K	24K	-66.5K	-63.94%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.05%	46.52K	29.83K	-21.86K	-31.97%
Jun 30, 2025	CM MANAGEMENT, LLC	0.75%	724.38K	464.47K	249.38K	+52.50%
Jun 30, 2025	BLACKROCK, INC.	1.43%	1.37M	881.43K	-11.56K	-0.83%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	6K	3.85K	1.13K	+23.18%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.45%	435.37K	279.16K	-234.09K	-34.97%
Jun 30, 2025	UBS GROUP AG	0.35%	334.21K	214.23K	121.54K	+57.15%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	7.72K	6.72K	355	+4.82%
Jun 30, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	6.41K	0	0
Jun 30, 2025	XTX TOPCO LTD	0.01%	10.58K	6.79K	10.58K	+100.00%
Jun 30, 2025	HRT FINANCIAL LP	0.01%	11.19K	7K	11.19K	+100.00%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	2.94%	2.82M	1.81M	117.69K	+4.35%
Jun 30, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.18%	8.81M	5.65M	370.31K	+4.39%
Jun 30, 2025	SOA WEALTH ADVISORS, LLC.	0%	250	160	0	0
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	0.72%	694.53K	445.33K	-90.05K	-11.48%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	125	80	0	0
Jun 30, 2025	MAIN STREET GROUP, LTD	0%	125	80	0	0
Jun 30, 2025	FMR LLC	0%	2.72K	1.74M	108	+4.14%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	1.27K	815	-365	-22.32%
Jun 30, 2025	ACTIVEST WEALTH MANAGEMENT	0%	750	481	0	0
Jun 30, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	697	446	697	+100.00%
Jun 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	650	417	650	+100.00%
Jun 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0%	534	342	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	445	286	0	0
Jun 30, 2025	KEY FINANCIAL INC	0%	445	285	0	0
Jun 30, 2025	ALLWORTH FINANCIAL LP	0%	280	180	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	197	126	197	+100.00%
Jun 30, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	7.25K	0	0
Jun 30, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	7.51K	0	0
Jun 30, 2025	GROUND SWELL CAPITAL, LLC	0.01%	12.69K	8.13K	12.69K	+100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0.02%	15.83K	10.15K	-10.82K	-40.59%
Jun 30, 2025	LPL FINANCIAL LLC	0.02%	16.79K	10.77K	-4.44K	-20.92%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	19.03K	12K	-1K	-4.99%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.25K	12.34K	-16	-0.08%
Jun 30, 2025	CITADEL ADVISORS LLC	0.02%	22.5K	14.43K	-9.6K	-29.91%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	57.49K	36.86K	-1.33K	-2.26%
Jun 30, 2025	GSA CAPITAL PARTNERS LLP	0.06%	60K	38K	60K	+100.00%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0.45%	432.53K	277.34K	-123.1K	-22.15%
Jun 30, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	40.94K	0	0
Jun 30, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	67.5K	43.28K	0	0
Jun 30, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.09%	84.93K	54.46K	-10.75K	-11.24%
Jun 30, 2025	EMPOWERED FUNDS, LLC	0.23%	223.4K	143.25K	-40K	-15.19%
Jun 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	223.4K	143.25K	-40K	-15.19%
Jun 30, 2025	NORTHERN TRUST CORP	0.24%	227.22K	145.69K	0	0
Jun 30, 2025	INVESCO LTD.	0.28%	270.73K	173.59K	-154.76K	-36.37%
Jun 30, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.33%	316.88K	203.18K	34.55K	+12.24%
Jun 30, 2025	PERRITT CAPITAL MANAGEMENT INC	0.38%	360.32K	231.04K	-21.75K	-5.69%
Jun 30, 2025	MORGAN STANLEY	0.46%	438.49K	281.16K	-111.83K	-20.32%
Jun 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	196	126	0	0
Mar 31, 2025	EMPOWERED FUNDS, LLC	0.28%	263.4K	177.69K	-191.88K	-42.15%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	20.03K	14K	-142	-0.70%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.27K	13K	-2.38K	-10.97%
Mar 31, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	6.6K	-2.5K	-20.00%
Mar 31, 2025	BLACKROCK, INC.	1.45%	1.39M	935.15K	-13.17K	-0.94%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	0.58%	555.63K	374.83K	-160.5K	-22.41%
Mar 31, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	7.62K	-45.4K	-80.07%
Mar 31, 2025	UBS GROUP AG	0.22%	212.67K	143.55K	-247K	-53.73%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	32.77K	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.01%	10.56K	7.12K	-391	-3.57%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	7.37K	4.93K	-655	-8.16%
Mar 31, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	3.54K	0	0
Mar 31, 2025	VANGUARD GROUP INC	4.58%	4.38M	2.96M	0	0
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.16%	1.11M	747.54K	11.78K	+1.08%
Mar 31, 2025	INVESCO LTD.	0.44%	425.49K	287.03K	-137.26K	-24.39%
Mar 31, 2025	PERRITT CAPITAL MANAGEMENT INC	0.4%	382.07K	257.74K	9.17K	+2.46%
Mar 31, 2025	STATE STREET CORP	0.38%	366.92K	247.53K	0	0
Mar 31, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.3%	282.33K	190.46K	65.7K	+30.33%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	0.07%	68.37K	46.13K	-24.5K	-26.38%
Mar 31, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	67.5K	45.54K	0	0
Mar 31, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	43.08K	-471	-0.73%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	58.82K	39.68K	30K	+104.09%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	21.25K	0	0
Mar 31, 2025	JANE STREET GROUP, LLC	0.03%	26.65K	17.98K	-43.05K	-61.77%
Mar 31, 2025		0.02%	23.16K	15.62K	1.34K	+6.14%
Mar 31, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	7.9K	-1	-0.01%
Mar 31, 2025	LPL FINANCIAL LLC	0.02%	21.23K	14.32K	129	+0.61%
Mar 31, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	8.82%	8.44M	5.69M	291.43K	+3.58%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.82%	784.58K	529.28K	-316.7K	-28.76%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.7%	669.46K	451.62K	-240.59K	-26.44%
Mar 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.67%	636.77K	429.57K	-265.8K	-29.45%
Mar 31, 2025	MORGAN STANLEY	0.58%	550.32K	371.25K	-68.26K	-11.03%
Mar 31, 2025	CM MANAGEMENT, LLC	0.5%	475K	320.44K	75K	+18.75%
Mar 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.28%	263.4K	177.69K	-191.88K	-42.15%
Mar 31, 2025	NORTHERN TRUST CORP	0.24%	227.22K	153.28K	0	0
Mar 31, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	30.18K	0	0
Mar 31, 2025	SIMPLEX TRADING, LLC	0.02%	18.68K	12K	18.68K	+100.00%
Mar 31, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	12.14K	18K	+100.00%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0.01%	11.36K	7.67K	-51.01K	-81.78%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	36.41K	24.56K	3.62K	+11.05%
Mar 31, 2025	CITADEL ADVISORS LLC	0.03%	32.1K	21.66K	-66.5K	-67.44%
Mar 31, 2025	PALUMBO WEALTH MANAGEMENT LLC	0.18%	171.18K	115.48K	-34.42K	-16.74%
Mar 31, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.1%	95.68K	64.55K	95.68K	+100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	4.87K	3.29K	-3.94K	-44.70%
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	2.83%	2.7M	1.82M	-289.05K	-9.66%
Mar 31, 2024	SG AMERICAS SECURITIES, LLC	0.04%	31.63K	30K	-24.14K	-43.28%
Mar 31, 2024	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.05%	44.14K	42.35K	44.14K	+100.00%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.05%	38.98K	37K	19.04K	+95.50%
Mar 31, 2024	JPMORGAN CHASE & CO	0.06%	40.58K	38.92K	-20.99K	-34.10%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.06%	55.68K	53.41K	0	0
Mar 31, 2024	AMERICAN INTERNATIONAL GROUP, INC.	0.06%	44.87K	43.05K	763	+1.73%
Mar 31, 2024	SQUAREPOINT OPS LLC	0.06%	60.59K	58.12K	-19.17K	-24.04%
Mar 31, 2024	ROYCE & ASSOCIATES LP	0.08%	75.81K	72.72K	64.28K	+557.49%
Mar 31, 2024	DIMENSIONAL FUND ADVISORS LP	0.09%	66K	63.31K	0	0
Mar 31, 2024	US BANCORP \DE\	0.1%	69.38K	66.56K	0	0
Mar 31, 2024	BARCLAYS PLC	0.1%	69.54K	67K	-59.53K	-46.13%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.11%	79.56K	76.3K	-119.11K	-59.95%
Mar 31, 2024	ALETHEA CAPITAL MANAGEMENT, LLC	0.14%	128.45K	123.22K	-5.35K	-4.00%
Mar 31, 2024	PALUMBO WEALTH MANAGEMENT LLC	0.15%	143.63K	137.78K	143.63K	+100.00%
Mar 31, 2024	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.15%	145.39K	139.48K	10.03K	+7.41%
Mar 31, 2024	RHUMBLINE ADVISERS	0.17%	119.26K	114.36K	-27.14K	-18.54%
Mar 31, 2024	DENALI ADVISORS LLC	0.17%	165.2K	158.48K	122.5K	+286.89%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	135.44K	129.93K	22.89K	+20.34%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.34%	244.82K	234.85K	0	0
Mar 31, 2024	CM MANAGEMENT, LLC	0.36%	345K	330.96K	0	0
Mar 31, 2024	FIRST TRUST ADVISORS LP	0.38%	268.27K	257.35K	8.11K	+3.12%
Mar 31, 2024	PERRITT CAPITAL MANAGEMENT INC	0.39%	367.52K	352.56K	-5.67K	-1.52%
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.54%	380.42K	364.93K	-269.79K	-41.49%
Mar 31, 2024	AQR CAPITAL MANAGEMENT LLC	4.55%	3.23M	3.1M	1.23M	+61.74%
Mar 31, 2024	NANTAHALA CAPITAL MANAGEMENT, LLC	9.76%	9.27M	8.89M	1.65M	+21.67%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.05%	33.11K	31.76K	3.63K	+12.31%
Mar 31, 2024	SARGENT INVESTMENT GROUP, LLC	0.05%	44.86K	43.04K	0	0
Mar 31, 2024	STATE OF WYOMING	0.18%	168.21K	161.36K	130.5K	+346.03%
Mar 31, 2024	CITADEL ADVISORS LLC	0.21%	150.4K	144.28K	-229.98K	-60.46%
Mar 31, 2024	D. E. SHAW & CO., INC.	0.21%	151.16K	145.01K	-148.69K	-49.59%
Mar 31, 2024	TSP CAPITAL MANAGEMENT GROUP, LLC	0.23%	214.5K	205.77K	33.55K	+18.54%
Mar 31, 2024	NUVEEN ASSET MANAGEMENT, LLC	0.3%	216.64K	207.82K	0	0
Mar 31, 2024	EMPOWERED FUNDS, LLC	0.4%	380.42K	364.93K	28.81K	+8.19%
Mar 31, 2024	MORGAN STANLEY	0.68%	484.41K	464.69K	-77.23K	-13.75%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.82%	582.13K	558.43K	-86.2K	-12.90%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.89%	634.61K	608.78K	-553.16K	-46.57%
Mar 31, 2024	NORTHERN TRUST CORP	1.03%	731.58K	701.8K	-39.33K	-5.10%
Mar 31, 2024	INVESCO LTD.	1.06%	756.21K	725.43K	650.35K	+614.37%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	1.41%	1M	960.53K	-259.95K	-20.61%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	1.59%	1.13M	1.08M	-90.88K	-7.45%
Mar 31, 2024	STATE STREET CORP	2.16%	1.53M	1.47M	8.22K	+0.54%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	2.88%	2.05M	1.96M	43.94K	+2.19%
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	2.95%	2.09M	2.01M	-1.05M	-33.43%
Mar 31, 2024	VANGUARD GROUP INC	6.93%	4.92M	4.72M	41.07K	+0.84%
Mar 31, 2024	BLACKROCK INC.	8.94%	6.35M	6.09M	-223.43K	-3.40%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.06%	45.31K	43.47K	0	0
Mar 31, 2024	UBS GROUP AG	0.15%	103.21K	98.98K	-96.18K	-48.24%
Mar 31, 2024	COWEN AND COMPANY, LLC	1.67%	1.58M	1.52M	1.58M	+100.00%
Mar 31, 2024	RUSSELL INVESTMENTS GROUP, LTD.	2.47%	2.35M	2.25M	2.34M	+22,096.18%
Mar 31, 2024	STRS OHIO	0.02%	12.2K	11K	-800	-6.15%
Mar 31, 2024	DYNAMIC ADVISOR SOLUTIONS LLC	0.02%	12.5K	11.99K	0	0
Mar 31, 2024	WILLIAMS & NOVAK, LLC	0.02%	12.5K	13.38K	0	0
Mar 31, 2024	MISSION WEALTH MANAGEMENT, LP	0.02%	12.78K	12.26K	0	0
Mar 31, 2024	SIMPLEX TRADING, LLC	0.02%	13.87K	13K	110	+0.80%
Mar 31, 2024	FMR LLC	0.02%	14.58K	13.99K	7.6K	+108.73%
Mar 31, 2024	SAVANT CAPITAL, LLC	0.02%	15.71K	15.07K	15.71K	+100.00%
Mar 31, 2024	MANUFACTURERS LIFE INSURANCE COMPANY, THE	0.02%	16.09K	15.44K	-1.09K	-6.36%
Mar 31, 2024	PROSHARE ADVISORS LLC	0.02%	16.36K	15.7K	1.67K	+11.39%
Mar 31, 2024	CITIGROUP INC	0.02%	17.08K	16.38K	-13.03K	-43.28%
Mar 31, 2024	NEW YORK STATE COMMON RETIREMENT FUND	0.03%	22.4K	21K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.03%	23.74K	22.78K	21.44K	+931.28%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.04%	25.17K	17K	-1.23K	-4.64%
Mar 31, 2024	LPL FINANCIAL LLC	0.04%	28.91K	27.73K	-17.02K	-37.05%
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.8%	650.21K	695.72K	-101.89K	-13.55%
Dec 31, 2023	ENGINEERS GATE MANAGER LP	0.06%	49.1K	52.54K	38.78K	+375.70%
Dec 31, 2023	FRANKLIN RESOURCES INC	0.06%	53.02K	56.73K	-1.04K	-1.92%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.07%	55.68K	59.57K	20K	+56.06%
Dec 31, 2023	SG AMERICAS SECURITIES, LLC	0.07%	55.77K	60K	17.42K	+45.41%
Dec 31, 2023	JANE STREET GROUP, LLC	0.07%	60.91K	65.18K	-99.38K	-62.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0.08%	61.57K	65.88K	0	0
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.08%	66K	70.64K	0	0
Dec 31, 2023	HRT FINANCIAL LP	0.08%	67.08K	71K	67.08K	+100.00%
Dec 31, 2023	US BANCORP \DE\	0.08%	69.38K	74.24K	0	0
Dec 31, 2023	SQUAREPOINT OPS LLC	0.1%	79.76K	85.34K	-530.34K	-86.93%
Dec 31, 2023	ALPS ADVISORS INC	0.13%	104.63K	111.96K	-5.96K	-5.39%
Dec 31, 2023	INVESCO LTD.	0.13%	105.86K	113.27K	-143.85K	-57.61%
Dec 31, 2023	WINTON GROUP LTD	0.16%	128.36K	137.34K	-20.2K	-13.60%
Dec 31, 2023	BARCLAYS PLC	0.16%	129.07K	139K	106.08K	+461.41%
Dec 31, 2023	ALETHEA CAPITAL MANAGEMENT, LLC	0.16%	133.79K	143.16K	0	0
Dec 31, 2023	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.17%	135.36K	144.83K	10.49K	+8.40%
Dec 31, 2023	RHUMBLINE ADVISERS	0.18%	146.4K	156.64K	25K	+20.59%
Dec 31, 2023	PRUDENTIAL FINANCIAL INC	0.19%	154.24K	165.04K	0	0
Dec 31, 2023	TSP CAPITAL MANAGEMENT GROUP, LLC	0.22%	180.95K	193.62K	23.15K	+14.67%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.24%	198.67K	212.58K	86.74K	+77.49%
Dec 31, 2023	UBS GROUP AG	0.24%	199.38K	213.34K	-44.07K	-18.10%
Dec 31, 2023	NUVEEN ASSET MANAGEMENT, LLC	0.27%	216.64K	231.81K	3.54K	+1.66%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.29%	236.62K	253.18K	-41.25K	-14.85%
Dec 31, 2023	CITADEL ADVISORS LLC	0.14%	117.99K	126.25K	76.06K	+181.38%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.3%	244.82K	261.96K	-205.92K	-45.69%
Dec 31, 2023	FIRST TRUST ADVISORS LP	0.32%	260.15K	278.36K	10.36K	+4.15%
Dec 31, 2023	KENNEDY CAPITAL MANAGEMENT LLC	0.36%	295.84K	316.55K	-498.25K	-62.74%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.37%	299.85K	320.84K	0	0
Dec 31, 2023	CAPTION MANAGEMENT, LLC	0.37%	301.2K	322.28K	0	0
Dec 31, 2023	CM MANAGEMENT, LLC	0.42%	345K	369.15K	177.36K	+105.80%
Dec 31, 2023	EMPOWERED FUNDS, LLC	0.43%	351.61K	376.22M	31.77K	+9.93%
Dec 31, 2023	PERRITT CAPITAL MANAGEMENT INC	0.46%	373.18K	399.31K	11K	+3.04%
Dec 31, 2023	MORGAN STANLEY	0.69%	561.64K	600.96K	191.91K	+51.91%
Dec 31, 2023	SENVEST MANAGEMENT, LLC	0.69%	562.9K	602.3K	562.9K	+100.00%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.82%	668.32K	715.11K	97.25K	+17.03%
Dec 31, 2023	NORTHERN TRUST CORP	0.94%	770.91K	824.87K	30.17K	+4.07%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	1.45%	1.19M	1.27M	612.1K	+106.33%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	1.49%	1.22M	1.31M	726.28K	+146.98%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	1.54%	1.26M	1.35M	54.18K	+4.49%
Dec 31, 2023	STATE STREET CORP	1.87%	1.53M	1.63M	151.12K	+10.99%
Dec 31, 2023	AQR CAPITAL MANAGEMENT LLC	2.44%	2M	2.14M	1.69M	+556.27%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	2.45%	2M	2.14M	120.98K	+6.43%
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	3.85%	3.14M	3.36M	585.9K	+22.92%
Dec 31, 2023	VANGUARD GROUP INC	5.97%	4.88M	5.22M	346.39K	+7.64%
Dec 31, 2023	ARMISTICE CAPITAL, LLC	7.1%	5.8M	6.21M	1.88M	+47.81%
Dec 31, 2023	BLACKROCK INC.	8.05%	6.57M	7.03M	631.12K	+10.62%
Dec 31, 2023	NANTAHALA CAPITAL MANAGEMENT, LLC	9.32%	7.62M	8.15M	2.95M	+63.16%
Sep 30, 2023	ARMISTICE CAPITAL, LLC	6.99%	3.92M	-	3.92M	+100.00%
Sep 30, 2023	FRANKLIN RESOURCES INC	0.1%	54.06K	-	1.44K	+2.74%
Sep 30, 2023	DIAMETRIC CAPITAL, LP	0.1%	57.79K	-	8.49K	+17.22%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.12%	66K	-	66K	+100.00%
Sep 30, 2023	US BANCORP \DE\	0.12%	69.38K	-	69.38K	+100.00%
Sep 30, 2023	JUMP FINANCIAL, LLC	0.14%	76.24K	-	65.88K	+636.38%
Sep 30, 2023	SARGENT INVESTMENT GROUP, LLC	0.14%	80.55K	-	80.55K	+100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.15%	83.63K	-	83.63K	+100.00%
Sep 30, 2023	CORNERCAP INVESTMENT COUNSEL INC	0.15%	84.86K	-	-1.58K	-1.83%
Sep 30, 2023	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.19%	108.42K	-	-199.42K	-64.78%
Sep 30, 2023	ALPS ADVISORS INC	0.2%	110.59K	-	55.26K	+99.86%
Sep 30, 2023	RHUMBLINE ADVISERS	0.22%	121.4K	-	33.06K	+37.42%
Sep 30, 2023	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.22%	124.86K	-	124.86K	+100.00%
Sep 30, 2023	TOWNSQUARE CAPITAL LLC	0.23%	126.77K	-	9.2K	+7.83%
Sep 30, 2023	ALETHEA CAPITAL MANAGEMENT, LLC	0.24%	133.79K	-	133.79K	+100.00%
Sep 30, 2023	WINTON GROUP LTD	0.26%	148.56K	-	79.94K	+116.49%
Sep 30, 2023	PRUDENTIAL FINANCIAL INC	0.27%	154.24K	-	138.59K	+885.56%
Sep 30, 2023	TSP CAPITAL MANAGEMENT GROUP, LLC	0.28%	157.8K	-	1.2K	+0.77%
Sep 30, 2023	JANE STREET GROUP, LLC	0.29%	160.29K	-	110.17K	+219.83%
Sep 30, 2023	CM MANAGEMENT, LLC	0.3%	167.64K	-	142.64K	+570.56%
Sep 30, 2023	NUVEEN ASSET MANAGEMENT, LLC	0.38%	213.11K	-	46.09K	+27.60%
Sep 30, 2023	CLARIVEST ASSET MANAGEMENT LLC	0.38%	214.9K	-	0	0
Sep 30, 2023	WORTH VENTURE PARTNERS, LLC	0.41%	230.77K	-	207.78K	+903.45%
Sep 30, 2023	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.42%	233.43K	-	3.95K	+1.72%
Sep 30, 2023	INVESCO LTD.	0.44%	249.7K	-	155.13K	+164.02%
Sep 30, 2023	FIRST TRUST ADVISORS LP	0.44%	249.79K	-	249.79K	+100.00%
Sep 30, 2023	AMERIPRISE FINANCIAL INC	0.49%	277.87K	-	3.24K	+1.18%
Sep 30, 2023	D. E. SHAW & CO., INC.	0.53%	299.85K	-	-254.85K	-45.94%
Sep 30, 2023	CAPTION MANAGEMENT, LLC	0.54%	301.2K	-	0	0
Sep 30, 2023	EMPOWERED FUNDS, LLC	0.57%	319.84K	-	118.52K	+58.87%
Sep 30, 2023	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.59%	330.75K	-	325.5K	+6,200.00%
Sep 30, 2023	MORGAN STANLEY	0.66%	369.73K	-	141.2K	+61.78%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.68%	379.55K	-	43.52K	+12.95%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.8%	450.74K	-	301.38K	+201.78%
Sep 30, 2023	BLACKROCK INC.	10.59%	5.94M	-	2.06M	+53.09%
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.88%	494.13K	-	285.9K	+137.30%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	1.02%	571.07K	-	108.72K	+23.51%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	1.03%	575.67K	-	306.25K	+113.67%
Sep 30, 2023	AMERICAN CENTURY COMPANIES INC	1.05%	591.42K	-	-172.66K	-22.60%
Sep 30, 2023	NORTHERN TRUST CORP	1.32%	740.74K	-	289.96K	+64.32%
Sep 30, 2023	KENNEDY CAPITAL MANAGEMENT LLC	1.41%	794.09K	-	61.94K	+8.46%
Sep 30, 2023	UBS GROUP AG	1.53%	857K	-	19.1K	+2.28%
Sep 30, 2023	AIGH CAPITAL MANAGEMENT LLC	1.68%	943.86K	-	943.86K	+100.00%
Sep 30, 2023	STONEPINE CAPITAL MANAGEMENT, LLC	1.69%	951.2K	-	951.2K	+100.00%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	2.15%	1.21M	-	409.99K	+51.44%
Sep 30, 2023	THOMPSON SIEGEL & WALMSLEY LLC	2.18%	1.23M	-	1.02M	+489.63%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	3.35%	1.88M	-	778.87K	+70.64%

Insiders

Among the ASRT insiders holding of 2.5% of the stake in company, PEISERT DANIEL A., President & CEO, holds the largest shares of 324.94K. MASON HEATHER L, director, is the second largest ASRT insider with ownership of 287.65K shares. MCKEE WILLIAM, director, stands third with possession of 238.78K shares of that stake.

Insiders	Designation	Shares Held
PEISERT DANIEL A.	President & CEO	324.94K
MASON HEATHER L	director	287.65K
MCKEE WILLIAM	director	238.78K
CR GROUP L.P.	10 percent owner	200K
TYREE JAMES L	director	188.25K
VACIRCA JEFF L	director	151.16K
HIGGINS ARTHUR J	Director, President and CEO	112.88K
STARK DAVID MATTHEW	director	98.54K
PATEL AJAY	SVP and CAO	93.64K
DAWES KAREN A	director	84.59K
SCHLESSINGER SAM	SVP, General Counsel	69.04K
SCHWICHTENBERG PAUL	SVP and CFO	64.31K
BUKOFZER STAN	SVP, Chf Scitfc & Tech Officer	26.94K
STAPLE PETER D	director	13.9K
O'GRADY BRENDAN P.	CEO	11.71K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 10, 2025	STARK DAVID MATTHEW	SALE	0.76	8.96K	6.81K	98.54K
Nov 18, 2024	MASON HEATHER L	PURCHASE	0.80	75K	60K	287.65K
Nov 14, 2024	O'GRADY BRENDAN P.	PURCHASE	0.85	11.71K	9.95K	11.71K
Jun 11, 2024	VACIRCA JEFF L	PURCHASE	1.11	10K	11.1K	151.16K
Jun 05, 2024	MASON HEATHER L	PURCHASE	0.97	25K	24.25K	212.65K
Mar 14, 2024	TYREE JAMES L	SALE	1.12	10.25K	11.46K	188.25K
Sep 12, 2023	PEISERT DANIEL A.	SALE	2.97	31.12K	92.43K	324.94K
Sep 11, 2023	SCHWICHTENBERG PAUL	SALE	3.07	104.98K	322.59K	64.31K
Sep 11, 2023	PATEL AJAY	SALE	3.04	64.31K	195.79K	93.64K
Sep 11, 2023	SCHLESSINGER SAM	SALE	3.04	45.24K	137.44K	69.04K
Sep 11, 2023	PEISERT DANIEL A.	SALE	3.04	127.28K	386.97K	356.06K
Aug 14, 2023	MCKEE WILLIAM	SALE	3.14	22K	69.04K	238.78K
May 19, 2023	MASON HEATHER L	SALE	7.30	89.29K	652.01K	187.65K
May 05, 2023	TYREE JAMES L	SALE	6.00	43.14K	258.77K	167.31K
May 12, 2022	TYREE JAMES L	SALE	2.36	44.64K	105.17K	210.45K
May 12, 2022	MCKEE WILLIAM	SALE	2.35	22.32K	52.49K	229.59K
Apr 11, 2022	PEISERT DANIEL A.	SALE	3.50	26.39K	92.37K	158.4K
Apr 05, 2022	PEISERT DANIEL A.	SALE	3.50	34.52K	120.81K	184.79K
May 20, 2021	PATEL AJAY	PURCHASE	1.53	8.17K	12.5K	18.2K
May 20, 2021	PEISERT DANIEL A.	PURCHASE	1.54	15.91K	24.5K	89.66K
May 20, 2021	SCHWICHTENBERG PAUL	PURCHASE	1.51	9.75K	14.76K	23.53K
Dec 24, 2020	CR GROUP L.P.	SALE	0.37	1.98M	730.09K	200K
Dec 23, 2020	CR GROUP L.P.	SALE	0.37	6.78M	2.54M	2.18M
Dec 22, 2020	CR GROUP L.P.	SALE	0.34	1.5M	508.5K	8.97M
Dec 21, 2020	CR GROUP L.P.	SALE	0.36	500K	180.1K	10.47M
Dec 18, 2020	CR GROUP L.P.	SALE	0.38	500K	188.8K	10.97M
May 08, 2020	DAWES KAREN A	SALE	0.79	15.83K	12.53K	84.59K
Nov 12, 2019	HIGGINS ARTHUR J	PURCHASE	0.73	25K	18.25K	112.88K
Nov 11, 2019	STAPLE PETER D	PURCHASE	0.71	13.9K	9.91K	13.9K
Aug 19, 2019	HIGGINS ARTHUR J	PURCHASE	1.61	25K	40.24K	175K
Aug 13, 2019	BUKOFZER STAN	PURCHASE	1.56	4K	6.23K	26.94K
Aug 12, 2019	HIGGINS ARTHUR J	PURCHASE	1.54	50K	76.9K	150K
Jun 13, 2019	DAWES KAREN A	SALE	3.18	12.5K	39.79K	100.42K
Mar 14, 2019	BUKOFZER STAN	PURCHASE	4.13	5K	20.66K	5K
Mar 14, 2019	HIGGINS ARTHUR J	PURCHASE	4.17	10K	41.7K	100K
Dec 03, 2018	DAWES KAREN A	SALE	4.84	8.42K	40.72K	42.09K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE00

SALES8.96K1

NET SHARES-8.96K1

SHARES HELD98.54K1

% NET SHARES-109.09%0%

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares3.98

Short Percent Of Float4.02

Shares Outstanding6.42M

Shares Float5.70M

Shares Short255.62K

Short Ratio4.89

4.02%

Short % of Float

3.98%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

2.5% Percentage of Shares held by All Insiders

27.14% Percentage of Shares held by All Institutions

27.84% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Dec 31, 2025	ROYAL BANK OF CANADA	0.01%	946	9K	946	+100.00%
Dec 31, 2025	ACADIAN ASSET MANAGEMENT LLC	0.03%	1.81K	16K	1.81K	+100.00%
Dec 31, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	4.5K	40.81K	4.5K	+100.00%
Dec 31, 2025	CITADEL ADVISORS LLC	0.18%	11.7K	106.16K	11.7K	+100.00%
Dec 31, 2025	JANE STREET GROUP, LLC	0.18%	11.84K	107.4K	11.84K	+100.00%
Dec 31, 2025	NORTHERN TRUST CORP	0.21%	13.5K	122.43K	13.5K	+100.00%
Dec 31, 2025	EMPOWERED FUNDS, LLC	0.23%	14.96K	135.64K	14.96K	+100.00%
Dec 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	14.96K	135.64K	14.96K	+100.00%
Dec 31, 2025	TWO SIGMA INVESTMENTS, LP	0.29%	18.67K	169.34K	18.67K	+100.00%
Dec 31, 2025	STATE STREET CORP	0.4%	25.67K	232.85K	25.67K	+100.00%
Dec 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.22%	14.17K	128.54K	14.17K	+100.00%
Dec 31, 2025	EDGEWOOD MANAGEMENT LLC	1.68%	107.52K	975.19K	107.52K	+100.00%
Dec 31, 2025	RENAISSANCE TECHNOLOGIES LLC	2.97%	190.7K	1.73M	190.7K	+100.00%
Dec 31, 2025	OPALEYE MANAGEMENT INC.	4.44%	285K	2.58M	285K	+100.00%
Dec 31, 2025	VANGUARD GROUP INC	4.63%	297.25K	2.7M	297.25K	+100.00%
Dec 31, 2025	SBI SECURITIES CO., LTD.	0%	39	354	39	+100.00%
Dec 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	40	362	40	+100.00%
Dec 31, 2025	JONES FINANCIAL COMPANIES LLLP	0%	2	18	2	+100.00%
Dec 31, 2025	FINANCIAL MANAGEMENT PROFESSIONALS, INC.	0%	45	408	45	+100.00%
Dec 31, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	46	421	46	+100.00%
Dec 31, 2025	ACTIVEST WEALTH MANAGEMENT	0%	50	454	50	+100.00%
Dec 31, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	60	544	60	+100.00%
Dec 31, 2025	LARSON FINANCIAL GROUP LLC	0%	1	9	1	+100.00%
Dec 31, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0%	50	454	50	+100.00%
Dec 31, 2025	KEY FINANCIAL INC	0%	29	263	29	+100.00%
Dec 31, 2025	MAI CAPITAL MANAGEMENT	0%	29	264	29	+100.00%
Dec 31, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0%	35	317	35	+100.00%
Dec 31, 2025	SRS CAPITAL ADVISORS, INC.	0%	63	572	63	+100.00%
Dec 31, 2025	WELLS FARGO & COMPANY/MN	0%	82	744	82	+100.00%
Dec 31, 2025	FMR LLC	0%	84	762	84	+100.00%
Dec 31, 2025	JPMORGAN CHASE & CO	0%	88	798	88	+100.00%
Dec 31, 2025	MINDSET WEALTH MANAGEMENT, LLC	0%	139	2.17K	139	+100.00%
Dec 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	328	2.98K	328	+100.00%
Dec 31, 2025	SENTINUS, LLC	0.3%	19K	172.33K	19K	+100.00%
Dec 31, 2025	PERRITT CAPITAL MANAGEMENT INC	0.3%	19K	172.33K	19K	+100.00%
Dec 31, 2025	TWO SIGMA ADVISERS, LP	0.33%	21.21K	192.4K	21.21K	+100.00%
Dec 31, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.39%	25.06K	227.26K	25.06K	+100.00%
Dec 31, 2025	MORGAN STANLEY	0.4%	25.35K	229.88K	25.35K	+100.00%
Dec 31, 2025	MILLENNIUM MANAGEMENT LLC	0.54%	34.48K	312.72K	34.48K	+100.00%
Dec 31, 2025	CM MANAGEMENT, LLC	0.78%	50K	453.5K	50K	+100.00%
Dec 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.08%	69.07K	626.64K	69.07K	+100.00%
Dec 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1.12%	71.8K	651.23K	71.8K	+100.00%
Dec 31, 2025	BLACKROCK, INC.	1.4%	90.03K	816.61K	90.03K	+100.00%
Dec 31, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.15%	587.34K	5.33M	587.34K	+100.00%
Dec 31, 2025	TD WATERHOUSE CANADA INC.	0%	2	18	2	+100.00%
Dec 31, 2025	INSPIRE INVESTING, LLC	0%	2	18	2	+100.00%
Dec 31, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	8	73	8	+100.00%
Dec 31, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	13	118	13	+100.00%
Dec 31, 2025	SOA WEALTH ADVISORS, LLC.	0%	16	145	16	+100.00%
Dec 31, 2025	SMARTLEAF ASSET MANAGEMENT LLC	0%	16	147	16	+100.00%
Dec 31, 2025	ALLWORTH FINANCIAL LP	0%	18	164	18	+100.00%
Dec 31, 2025	BANK OF AMERICA CORP /DE/	0.01%	379	3.44K	379	+100.00%
Dec 31, 2025	UBS GROUP AG	0.01%	945	8.57K	945	+100.00%
Sep 30, 2025	UBS GROUP AG	0.24%	232.65K	204.97K	-101.56K	-30.39%
Sep 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	978	861	328	+50.46%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	2.68K	2.24K	72	+2.76%
Sep 30, 2025	JPMORGAN CHASE & CO	0%	3.27K	2.88K	0	0
Sep 30, 2025	CITADEL ADVISORS LLC	0.03%	27.6K	24.31K	5.1K	+22.67%
Sep 30, 2025	ROYAL BANK OF CANADA	0.03%	27.93K	25K	-7.48K	-21.11%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.03%	29.43K	26K	29.43K	+100.00%
Sep 30, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.03%	33.2K	29.24K	-51.73K	-60.91%
Sep 30, 2025	MINDSET WEALTH MANAGEMENT, LLC	0.04%	36.56K	32.2K	9K	+32.66%
Sep 30, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	39.4K	0	0
Sep 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	42.79K	0	0
Sep 30, 2025	SUMMIT WEALTH GROUP LLC / CO	0.01%	11.67K	29.87K	11.67K	+100.00%
Sep 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	19.03K	17K	0	0
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.3K	16.99K	45	+0.23%
Sep 30, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	8.81K	0	0
Sep 30, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	9.95K	0	0
Sep 30, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	27.75K	0	0
Sep 30, 2025	HRT FINANCIAL LP	0.03%	32.44K	28K	21.25K	+189.95%
Sep 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.38%	369.89K	325.8K	-81.01K	-17.97%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	0.63%	605.98K	533.75K	-88.54K	-12.75%
Sep 30, 2025	CM MANAGEMENT, LLC	0.75%	724.38K	638.04K	0	0
Sep 30, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	10.31K	0	0
Sep 30, 2025	LPL FINANCIAL LLC	0.02%	14.41K	12.69K	-2.38K	-14.15%
Sep 30, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	15.85K	0	0
Sep 30, 2025	JANE STREET GROUP, LLC	0.03%	24.65K	21.71K	8.82K	+55.69%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.05%	48.7K	42.86K	11.2K	+29.87%
Sep 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	57.49K	50.64K	0	0
Sep 30, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	56.23K	0	0
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.08%	80.24K	70.68K	33.72K	+72.50%
Sep 30, 2025	MARINER, LLC	0.08%	80.5K	70.9K	80.5K	+100.00%
Sep 30, 2025	INVESCO LTD.	0.14%	133.61K	117.68K	-137.12K	-50.65%
Sep 30, 2025	NORTHERN TRUST CORP	0.19%	178.86K	157.54K	-48.36K	-21.28%
Sep 30, 2025	EMPOWERED FUNDS, LLC	0.23%	224.32K	197.58K	920	+0.41%
Sep 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	224.32K	197.58K	920	+0.41%
Sep 30, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.33%	316.88K	279.1K	0	0
Sep 30, 2025	PERRITT CAPITAL MANAGEMENT INC	0.36%	350.32K	308.56K	-10K	-2.78%
Sep 30, 2025	STATE STREET CORP	0.38%	366.81K	323.09K	-111	-0.03%
Sep 30, 2025	TWO SIGMA INVESTMENTS, LP	0.39%	371.43K	327.16K	-63.94K	-14.69%
Sep 30, 2025	GSA CAPITAL PARTNERS LLP	0.4%	381.58K	336K	321.58K	+535.97%
Sep 30, 2025	TWO SIGMA ADVISERS, LP	0.44%	427.53K	376.57K	-5K	-1.16%
Sep 30, 2025	MORGAN STANLEY	0.62%	597.59K	526.35K	159.09K	+36.28%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.06%	1.02M	900.75K	883	+0.09%
Sep 30, 2025	BLACKROCK, INC.	1.42%	1.36M	1.2M	-9.96K	-0.72%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	3.06%	2.94M	2.59M	120.14K	+4.26%
Sep 30, 2025	VANGUARD GROUP INC	4.6%	4.43M	3.9M	41.33K	+0.94%
Sep 30, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.15%	8.81M	7.76M	0	0
Sep 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	0	-	-1	-100.00%
Sep 30, 2025	CBIZ INVESTMENT ADVISORY SERVICES, LLC	0%	0	-	-17	-100.00%
Sep 30, 2025	GROUND SWELL CAPITAL, LLC	0%	0	-	-12.69K	-100.00%
Sep 30, 2025	TOTAL INVESTMENT MANAGEMENT INC	0%	0	-	-3.2K	-100.00%
Sep 30, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0%	0	-	-67.5K	-100.00%
Sep 30, 2025	BARCLAYS PLC	0%	4	4	4	+100.00%
Sep 30, 2025	UMB BANK, N.A.	0%	35	31	0	0
Sep 30, 2025	TD WATERHOUSE CANADA INC.	0%	41	37	-47	-53.41%
Sep 30, 2025	MAIN STREET GROUP, LTD	0%	125	110	0	0
Sep 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	125	110	0	0
Sep 30, 2025	SOA WEALTH ADVISORS, LLC.	0%	250	220	0	0
Sep 30, 2025	MAI CAPITAL MANAGEMENT	0%	445	392	0	0
Sep 30, 2025	KEY FINANCIAL INC	0%	445	404	0	0
Sep 30, 2025	SBI SECURITIES CO., LTD.	0%	629	554	-32	-4.84%
Sep 30, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	697	613	0	0
Sep 30, 2025	ACTIVEST WEALTH MANAGEMENT	0%	750	661	0	0
Sep 30, 2025	FINANCIAL MANAGEMENT PROFESSIONALS, INC.	0%	1.07K	942	1.07K	+100.00%
Sep 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	1.08K	947	0	0
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0%	1.27K	1.12K	3	+0.24%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	0.01%	5.69K	5.01K	4.49K	+371.75%
Sep 30, 2025	FMR LLC	0%	2.73K	2.4K	14	+0.52%
Sep 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	4.43K	3.9K	-1.57K	-26.18%
Sep 30, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	4.63K	0	0
Jun 30, 2025	AQR CAPITAL MANAGEMENT LLC	0.47%	450.9K	289.12K	-185.87K	-29.19%
Jun 30, 2025	BNP PARIBAS ARBITRAGE, SNC	0%	1.08K	689K	0	0
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	88	56	0	0
Jun 30, 2025	UMB BANK, N.A.	0%	35	22	0	0
Jun 30, 2025	CBIZ INVESTMENT ADVISORY SERVICES, LLC	0%	17	11	0	0
Jun 30, 2025	NATIONAL BANK OF CANADA /FI/	0%	1	1	-1.08K	-99.91%
Jun 30, 2025	AMERITAS ADVISORY SERVICES, LLC	0%	1	1	1	+100.00%
Jun 30, 2025	BARCLAYS PLC	0%	0	-	-4.37K	-100.00%
Jun 30, 2025	GROUP ONE TRADING, L.P.	0%	0	-	-11.36K	-100.00%
Jun 30, 2025	SIMPLEX TRADING, LLC	0%	0	-	-18.68K	-100.00%
Jun 30, 2025	PARALLEL ADVISORS, LLC	0%	0	-	-2.5K	-100.00%
Jun 30, 2025	PALUMBO WEALTH MANAGEMENT LLC	0%	0	-	-171.18K	-100.00%
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-144	-100.00%
Jun 30, 2025	STATE STREET CORP	0.38%	366.92K	235.27K	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0%	3.27K	2.1K	0	0
Jun 30, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	31.15K	0	0
Jun 30, 2025	VANGUARD GROUP INC	4.57%	4.38M	2.81M	0	0
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.06%	1.02M	655.14K	-86.31K	-7.79%
Jun 30, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	11.54K	0	0
Jun 30, 2025	ROYAL BANK OF CANADA	0.04%	35.4K	23K	31.52K	+811.95%
Jun 30, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	3.37K	0	0
Jun 30, 2025	MINDSET WEALTH MANAGEMENT, LLC	0.03%	27.56K	17.67K	4.4K	+19.00%
Jun 30, 2025		0.03%	27.56K	17.67K	4.4K	+19.00%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	20.2K	0	0
Jun 30, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	28.69K	0	0
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	37.5K	24K	-66.5K	-63.94%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.05%	46.52K	29.83K	-21.86K	-31.97%
Jun 30, 2025	CM MANAGEMENT, LLC	0.75%	724.38K	464.47K	249.38K	+52.50%
Jun 30, 2025	BLACKROCK, INC.	1.43%	1.37M	881.43K	-11.56K	-0.83%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	6K	3.85K	1.13K	+23.18%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.45%	435.37K	279.16K	-234.09K	-34.97%
Jun 30, 2025	UBS GROUP AG	0.35%	334.21K	214.23K	121.54K	+57.15%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	7.72K	6.72K	355	+4.82%
Jun 30, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	6.41K	0	0
Jun 30, 2025	XTX TOPCO LTD	0.01%	10.58K	6.79K	10.58K	+100.00%
Jun 30, 2025	HRT FINANCIAL LP	0.01%	11.19K	7K	11.19K	+100.00%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	2.94%	2.82M	1.81M	117.69K	+4.35%
Jun 30, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	9.18%	8.81M	5.65M	370.31K	+4.39%
Jun 30, 2025	SOA WEALTH ADVISORS, LLC.	0%	250	160	0	0
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	0.72%	694.53K	445.33K	-90.05K	-11.48%
Jun 30, 2025	NEWBRIDGE FINANCIAL SERVICES GROUP, INC.	0%	125	80	0	0
Jun 30, 2025	MAIN STREET GROUP, LTD	0%	125	80	0	0
Jun 30, 2025	FMR LLC	0%	2.72K	1.74M	108	+4.14%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	1.27K	815	-365	-22.32%
Jun 30, 2025	ACTIVEST WEALTH MANAGEMENT	0%	750	481	0	0
Jun 30, 2025	DARWIN WEALTH MANAGEMENT, LLC	0%	697	446	697	+100.00%
Jun 30, 2025	SRS CAPITAL ADVISORS, INC.	0%	650	417	650	+100.00%
Jun 30, 2025	CIBC PRIVATE WEALTH GROUP, LLC	0%	534	342	0	0
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	445	286	0	0
Jun 30, 2025	KEY FINANCIAL INC	0%	445	285	0	0
Jun 30, 2025	ALLWORTH FINANCIAL LP	0%	280	180	0	0
Jun 30, 2025	RAYMOND JAMES FINANCIAL INC	0%	197	126	197	+100.00%
Jun 30, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	7.25K	0	0
Jun 30, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	7.51K	0	0
Jun 30, 2025	GROUND SWELL CAPITAL, LLC	0.01%	12.69K	8.13K	12.69K	+100.00%
Jun 30, 2025	JANE STREET GROUP, LLC	0.02%	15.83K	10.15K	-10.82K	-40.59%
Jun 30, 2025	LPL FINANCIAL LLC	0.02%	16.79K	10.77K	-4.44K	-20.92%
Jun 30, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	19.03K	12K	-1K	-4.99%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.25K	12.34K	-16	-0.08%
Jun 30, 2025	CITADEL ADVISORS LLC	0.02%	22.5K	14.43K	-9.6K	-29.91%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	57.49K	36.86K	-1.33K	-2.26%
Jun 30, 2025	GSA CAPITAL PARTNERS LLP	0.06%	60K	38K	60K	+100.00%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0.45%	432.53K	277.34K	-123.1K	-22.15%
Jun 30, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	40.94K	0	0
Jun 30, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	67.5K	43.28K	0	0
Jun 30, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.09%	84.93K	54.46K	-10.75K	-11.24%
Jun 30, 2025	EMPOWERED FUNDS, LLC	0.23%	223.4K	143.25K	-40K	-15.19%
Jun 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.23%	223.4K	143.25K	-40K	-15.19%
Jun 30, 2025	NORTHERN TRUST CORP	0.24%	227.22K	145.69K	0	0
Jun 30, 2025	INVESCO LTD.	0.28%	270.73K	173.59K	-154.76K	-36.37%
Jun 30, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.33%	316.88K	203.18K	34.55K	+12.24%
Jun 30, 2025	PERRITT CAPITAL MANAGEMENT INC	0.38%	360.32K	231.04K	-21.75K	-5.69%
Jun 30, 2025	MORGAN STANLEY	0.46%	438.49K	281.16K	-111.83K	-20.32%
Jun 30, 2025	FEDERATION DES CAISSES DESJARDINS DU QUEBEC	0%	196	126	0	0
Mar 31, 2025	EMPOWERED FUNDS, LLC	0.28%	263.4K	177.69K	-191.88K	-42.15%
Mar 31, 2025	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.02%	20.03K	14K	-142	-0.70%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.02%	19.27K	13K	-2.38K	-10.97%
Mar 31, 2025	WILLIAMS & NOVAK, LLC	0.01%	10K	6.6K	-2.5K	-20.00%
Mar 31, 2025	BLACKROCK, INC.	1.45%	1.39M	935.15K	-13.17K	-0.94%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	0.58%	555.63K	374.83K	-160.5K	-22.41%
Mar 31, 2025	SQUAREPOINT OPS LLC	0.01%	11.3K	7.62K	-45.4K	-80.07%
Mar 31, 2025	UBS GROUP AG	0.22%	212.67K	143.55K	-247K	-53.73%
Mar 31, 2025	NEWEDGE ADVISORS, LLC	0.05%	48.58K	32.77K	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0.01%	10.56K	7.12K	-391	-3.57%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.01%	7.37K	4.93K	-655	-8.16%
Mar 31, 2025	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.01%	5.25K	3.54K	0	0
Mar 31, 2025	VANGUARD GROUP INC	4.58%	4.38M	2.96M	0	0
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.16%	1.11M	747.54K	11.78K	+1.08%
Mar 31, 2025	INVESCO LTD.	0.44%	425.49K	287.03K	-137.26K	-24.39%
Mar 31, 2025	PERRITT CAPITAL MANAGEMENT INC	0.4%	382.07K	257.74K	9.17K	+2.46%
Mar 31, 2025	STATE STREET CORP	0.38%	366.92K	247.53K	0	0
Mar 31, 2025	TSP CAPITAL MANAGEMENT GROUP, LLC	0.3%	282.33K	190.46K	65.7K	+30.33%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	0.07%	68.37K	46.13K	-24.5K	-26.38%
Mar 31, 2025	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.07%	67.5K	45.54K	0	0
Mar 31, 2025	DIMENSIONAL FUND ADVISORS LP	0.07%	63.83K	43.08K	-471	-0.73%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.06%	58.82K	39.68K	30K	+104.09%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.03%	31.5K	21.25K	0	0
Mar 31, 2025	JANE STREET GROUP, LLC	0.03%	26.65K	17.98K	-43.05K	-61.77%
Mar 31, 2025		0.02%	23.16K	15.62K	1.34K	+6.14%
Mar 31, 2025	MONETA GROUP INVESTMENT ADVISORS LLC	0.01%	11.71K	7.9K	-1	-0.01%
Mar 31, 2025	LPL FINANCIAL LLC	0.02%	21.23K	14.32K	129	+0.61%
Mar 31, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	8.82%	8.44M	5.69M	291.43K	+3.58%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.82%	784.58K	529.28K	-316.7K	-28.76%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.7%	669.46K	451.62K	-240.59K	-26.44%
Mar 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.67%	636.77K	429.57K	-265.8K	-29.45%
Mar 31, 2025	MORGAN STANLEY	0.58%	550.32K	371.25K	-68.26K	-11.03%
Mar 31, 2025	CM MANAGEMENT, LLC	0.5%	475K	320.44K	75K	+18.75%
Mar 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.28%	263.4K	177.69K	-191.88K	-42.15%
Mar 31, 2025	NORTHERN TRUST CORP	0.24%	227.22K	153.28K	0	0
Mar 31, 2025	SONORA INVESTMENT MANAGEMENT GROUP, LLC	0.05%	44.74K	30.18K	0	0
Mar 31, 2025	SIMPLEX TRADING, LLC	0.02%	18.68K	12K	18.68K	+100.00%
Mar 31, 2025	CREATIVEONE WEALTH, LLC	0.02%	18K	12.14K	18K	+100.00%
Mar 31, 2025	GROUP ONE TRADING, L.P.	0.01%	11.36K	7.67K	-51.01K	-81.78%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.04%	36.41K	24.56K	3.62K	+11.05%
Mar 31, 2025	CITADEL ADVISORS LLC	0.03%	32.1K	21.66K	-66.5K	-67.44%
Mar 31, 2025	PALUMBO WEALTH MANAGEMENT LLC	0.18%	171.18K	115.48K	-34.42K	-16.74%
Mar 31, 2025	BELPOINTE ASSET MANAGEMENT LLC	0.1%	95.68K	64.55K	95.68K	+100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.01%	4.87K	3.29K	-3.94K	-44.70%
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	2.83%	2.7M	1.82M	-289.05K	-9.66%
Mar 31, 2024	SG AMERICAS SECURITIES, LLC	0.04%	31.63K	30K	-24.14K	-43.28%
Mar 31, 2024	THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	0.05%	44.14K	42.35K	44.14K	+100.00%
Mar 31, 2024	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	0.05%	38.98K	37K	19.04K	+95.50%
Mar 31, 2024	JPMORGAN CHASE & CO	0.06%	40.58K	38.92K	-20.99K	-34.10%
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.06%	55.68K	53.41K	0	0
Mar 31, 2024	AMERICAN INTERNATIONAL GROUP, INC.	0.06%	44.87K	43.05K	763	+1.73%
Mar 31, 2024	SQUAREPOINT OPS LLC	0.06%	60.59K	58.12K	-19.17K	-24.04%
Mar 31, 2024	ROYCE & ASSOCIATES LP	0.08%	75.81K	72.72K	64.28K	+557.49%
Mar 31, 2024	DIMENSIONAL FUND ADVISORS LP	0.09%	66K	63.31K	0	0
Mar 31, 2024	US BANCORP \DE\	0.1%	69.38K	66.56K	0	0
Mar 31, 2024	BARCLAYS PLC	0.1%	69.54K	67K	-59.53K	-46.13%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.11%	79.56K	76.3K	-119.11K	-59.95%
Mar 31, 2024	ALETHEA CAPITAL MANAGEMENT, LLC	0.14%	128.45K	123.22K	-5.35K	-4.00%
Mar 31, 2024	PALUMBO WEALTH MANAGEMENT LLC	0.15%	143.63K	137.78K	143.63K	+100.00%
Mar 31, 2024	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.15%	145.39K	139.48K	10.03K	+7.41%
Mar 31, 2024	RHUMBLINE ADVISERS	0.17%	119.26K	114.36K	-27.14K	-18.54%
Mar 31, 2024	DENALI ADVISORS LLC	0.17%	165.2K	158.48K	122.5K	+286.89%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.19%	135.44K	129.93K	22.89K	+20.34%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.34%	244.82K	234.85K	0	0
Mar 31, 2024	CM MANAGEMENT, LLC	0.36%	345K	330.96K	0	0
Mar 31, 2024	FIRST TRUST ADVISORS LP	0.38%	268.27K	257.35K	8.11K	+3.12%
Mar 31, 2024	PERRITT CAPITAL MANAGEMENT INC	0.39%	367.52K	352.56K	-5.67K	-1.52%
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.54%	380.42K	364.93K	-269.79K	-41.49%
Mar 31, 2024	AQR CAPITAL MANAGEMENT LLC	4.55%	3.23M	3.1M	1.23M	+61.74%
Mar 31, 2024	NANTAHALA CAPITAL MANAGEMENT, LLC	9.76%	9.27M	8.89M	1.65M	+21.67%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.05%	33.11K	31.76K	3.63K	+12.31%
Mar 31, 2024	SARGENT INVESTMENT GROUP, LLC	0.05%	44.86K	43.04K	0	0
Mar 31, 2024	STATE OF WYOMING	0.18%	168.21K	161.36K	130.5K	+346.03%
Mar 31, 2024	CITADEL ADVISORS LLC	0.21%	150.4K	144.28K	-229.98K	-60.46%
Mar 31, 2024	D. E. SHAW & CO., INC.	0.21%	151.16K	145.01K	-148.69K	-49.59%
Mar 31, 2024	TSP CAPITAL MANAGEMENT GROUP, LLC	0.23%	214.5K	205.77K	33.55K	+18.54%
Mar 31, 2024	NUVEEN ASSET MANAGEMENT, LLC	0.3%	216.64K	207.82K	0	0
Mar 31, 2024	EMPOWERED FUNDS, LLC	0.4%	380.42K	364.93K	28.81K	+8.19%
Mar 31, 2024	MORGAN STANLEY	0.68%	484.41K	464.69K	-77.23K	-13.75%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0.82%	582.13K	558.43K	-86.2K	-12.90%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.89%	634.61K	608.78K	-553.16K	-46.57%
Mar 31, 2024	NORTHERN TRUST CORP	1.03%	731.58K	701.8K	-39.33K	-5.10%
Mar 31, 2024	INVESCO LTD.	1.06%	756.21K	725.43K	650.35K	+614.37%
Mar 31, 2024	TWO SIGMA INVESTMENTS, LP	1.41%	1M	960.53K	-259.95K	-20.61%
Mar 31, 2024	TWO SIGMA ADVISERS, LP	1.59%	1.13M	1.08M	-90.88K	-7.45%
Mar 31, 2024	STATE STREET CORP	2.16%	1.53M	1.47M	8.22K	+0.54%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	2.88%	2.05M	1.96M	43.94K	+2.19%
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	2.95%	2.09M	2.01M	-1.05M	-33.43%
Mar 31, 2024	VANGUARD GROUP INC	6.93%	4.92M	4.72M	41.07K	+0.84%
Mar 31, 2024	BLACKROCK INC.	8.94%	6.35M	6.09M	-223.43K	-3.40%
Mar 31, 2024	ALLIANCEBERNSTEIN L.P.	0.06%	45.31K	43.47K	0	0
Mar 31, 2024	UBS GROUP AG	0.15%	103.21K	98.98K	-96.18K	-48.24%
Mar 31, 2024	COWEN AND COMPANY, LLC	1.67%	1.58M	1.52M	1.58M	+100.00%
Mar 31, 2024	RUSSELL INVESTMENTS GROUP, LTD.	2.47%	2.35M	2.25M	2.34M	+22,096.18%
Mar 31, 2024	STRS OHIO	0.02%	12.2K	11K	-800	-6.15%
Mar 31, 2024	DYNAMIC ADVISOR SOLUTIONS LLC	0.02%	12.5K	11.99K	0	0
Mar 31, 2024	WILLIAMS & NOVAK, LLC	0.02%	12.5K	13.38K	0	0
Mar 31, 2024	MISSION WEALTH MANAGEMENT, LP	0.02%	12.78K	12.26K	0	0
Mar 31, 2024	SIMPLEX TRADING, LLC	0.02%	13.87K	13K	110	+0.80%
Mar 31, 2024	FMR LLC	0.02%	14.58K	13.99K	7.6K	+108.73%
Mar 31, 2024	SAVANT CAPITAL, LLC	0.02%	15.71K	15.07K	15.71K	+100.00%
Mar 31, 2024	MANUFACTURERS LIFE INSURANCE COMPANY, THE	0.02%	16.09K	15.44K	-1.09K	-6.36%
Mar 31, 2024	PROSHARE ADVISORS LLC	0.02%	16.36K	15.7K	1.67K	+11.39%
Mar 31, 2024	CITIGROUP INC	0.02%	17.08K	16.38K	-13.03K	-43.28%
Mar 31, 2024	NEW YORK STATE COMMON RETIREMENT FUND	0.03%	22.4K	21K	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.03%	23.74K	22.78K	21.44K	+931.28%
Mar 31, 2024	HIGHTOWER ADVISORS, LLC	0.04%	25.17K	17K	-1.23K	-4.64%
Mar 31, 2024	LPL FINANCIAL LLC	0.04%	28.91K	27.73K	-17.02K	-37.05%
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.8%	650.21K	695.72K	-101.89K	-13.55%
Dec 31, 2023	ENGINEERS GATE MANAGER LP	0.06%	49.1K	52.54K	38.78K	+375.70%
Dec 31, 2023	FRANKLIN RESOURCES INC	0.06%	53.02K	56.73K	-1.04K	-1.92%
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.07%	55.68K	59.57K	20K	+56.06%
Dec 31, 2023	SG AMERICAS SECURITIES, LLC	0.07%	55.77K	60K	17.42K	+45.41%
Dec 31, 2023	JANE STREET GROUP, LLC	0.07%	60.91K	65.18K	-99.38K	-62.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0.08%	61.57K	65.88K	0	0
Dec 31, 2023	DIMENSIONAL FUND ADVISORS LP	0.08%	66K	70.64K	0	0
Dec 31, 2023	HRT FINANCIAL LP	0.08%	67.08K	71K	67.08K	+100.00%
Dec 31, 2023	US BANCORP \DE\	0.08%	69.38K	74.24K	0	0
Dec 31, 2023	SQUAREPOINT OPS LLC	0.1%	79.76K	85.34K	-530.34K	-86.93%
Dec 31, 2023	ALPS ADVISORS INC	0.13%	104.63K	111.96K	-5.96K	-5.39%
Dec 31, 2023	INVESCO LTD.	0.13%	105.86K	113.27K	-143.85K	-57.61%
Dec 31, 2023	WINTON GROUP LTD	0.16%	128.36K	137.34K	-20.2K	-13.60%
Dec 31, 2023	BARCLAYS PLC	0.16%	129.07K	139K	106.08K	+461.41%
Dec 31, 2023	ALETHEA CAPITAL MANAGEMENT, LLC	0.16%	133.79K	143.16K	0	0
Dec 31, 2023	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.17%	135.36K	144.83K	10.49K	+8.40%
Dec 31, 2023	RHUMBLINE ADVISERS	0.18%	146.4K	156.64K	25K	+20.59%
Dec 31, 2023	PRUDENTIAL FINANCIAL INC	0.19%	154.24K	165.04K	0	0
Dec 31, 2023	TSP CAPITAL MANAGEMENT GROUP, LLC	0.22%	180.95K	193.62K	23.15K	+14.67%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.24%	198.67K	212.58K	86.74K	+77.49%
Dec 31, 2023	UBS GROUP AG	0.24%	199.38K	213.34K	-44.07K	-18.10%
Dec 31, 2023	NUVEEN ASSET MANAGEMENT, LLC	0.27%	216.64K	231.81K	3.54K	+1.66%
Dec 31, 2023	AMERIPRISE FINANCIAL INC	0.29%	236.62K	253.18K	-41.25K	-14.85%
Dec 31, 2023	CITADEL ADVISORS LLC	0.14%	117.99K	126.25K	76.06K	+181.38%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.3%	244.82K	261.96K	-205.92K	-45.69%
Dec 31, 2023	FIRST TRUST ADVISORS LP	0.32%	260.15K	278.36K	10.36K	+4.15%
Dec 31, 2023	KENNEDY CAPITAL MANAGEMENT LLC	0.36%	295.84K	316.55K	-498.25K	-62.74%
Dec 31, 2023	D. E. SHAW & CO., INC.	0.37%	299.85K	320.84K	0	0
Dec 31, 2023	CAPTION MANAGEMENT, LLC	0.37%	301.2K	322.28K	0	0
Dec 31, 2023	CM MANAGEMENT, LLC	0.42%	345K	369.15K	177.36K	+105.80%
Dec 31, 2023	EMPOWERED FUNDS, LLC	0.43%	351.61K	376.22M	31.77K	+9.93%
Dec 31, 2023	PERRITT CAPITAL MANAGEMENT INC	0.46%	373.18K	399.31K	11K	+3.04%
Dec 31, 2023	MORGAN STANLEY	0.69%	561.64K	600.96K	191.91K	+51.91%
Dec 31, 2023	SENVEST MANAGEMENT, LLC	0.69%	562.9K	602.3K	562.9K	+100.00%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.82%	668.32K	715.11K	97.25K	+17.03%
Dec 31, 2023	NORTHERN TRUST CORP	0.94%	770.91K	824.87K	30.17K	+4.07%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	1.45%	1.19M	1.27M	612.1K	+106.33%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	1.49%	1.22M	1.31M	726.28K	+146.98%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	1.54%	1.26M	1.35M	54.18K	+4.49%
Dec 31, 2023	STATE STREET CORP	1.87%	1.53M	1.63M	151.12K	+10.99%
Dec 31, 2023	AQR CAPITAL MANAGEMENT LLC	2.44%	2M	2.14M	1.69M	+556.27%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	2.45%	2M	2.14M	120.98K	+6.43%
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	3.85%	3.14M	3.36M	585.9K	+22.92%
Dec 31, 2023	VANGUARD GROUP INC	5.97%	4.88M	5.22M	346.39K	+7.64%
Dec 31, 2023	ARMISTICE CAPITAL, LLC	7.1%	5.8M	6.21M	1.88M	+47.81%
Dec 31, 2023	BLACKROCK INC.	8.05%	6.57M	7.03M	631.12K	+10.62%
Dec 31, 2023	NANTAHALA CAPITAL MANAGEMENT, LLC	9.32%	7.62M	8.15M	2.95M	+63.16%
Sep 30, 2023	ARMISTICE CAPITAL, LLC	6.99%	3.92M	-	3.92M	+100.00%
Sep 30, 2023	FRANKLIN RESOURCES INC	0.1%	54.06K	-	1.44K	+2.74%
Sep 30, 2023	DIAMETRIC CAPITAL, LP	0.1%	57.79K	-	8.49K	+17.22%
Sep 30, 2023	DIMENSIONAL FUND ADVISORS LP	0.12%	66K	-	66K	+100.00%
Sep 30, 2023	US BANCORP \DE\	0.12%	69.38K	-	69.38K	+100.00%
Sep 30, 2023	JUMP FINANCIAL, LLC	0.14%	76.24K	-	65.88K	+636.38%
Sep 30, 2023	SARGENT INVESTMENT GROUP, LLC	0.14%	80.55K	-	80.55K	+100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.15%	83.63K	-	83.63K	+100.00%
Sep 30, 2023	CORNERCAP INVESTMENT COUNSEL INC	0.15%	84.86K	-	-1.58K	-1.83%
Sep 30, 2023	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	0.19%	108.42K	-	-199.42K	-64.78%
Sep 30, 2023	ALPS ADVISORS INC	0.2%	110.59K	-	55.26K	+99.86%
Sep 30, 2023	RHUMBLINE ADVISERS	0.22%	121.4K	-	33.06K	+37.42%
Sep 30, 2023	SUMMERHAVEN INVESTMENT MANAGEMENT, LLC	0.22%	124.86K	-	124.86K	+100.00%
Sep 30, 2023	TOWNSQUARE CAPITAL LLC	0.23%	126.77K	-	9.2K	+7.83%
Sep 30, 2023	ALETHEA CAPITAL MANAGEMENT, LLC	0.24%	133.79K	-	133.79K	+100.00%
Sep 30, 2023	WINTON GROUP LTD	0.26%	148.56K	-	79.94K	+116.49%
Sep 30, 2023	PRUDENTIAL FINANCIAL INC	0.27%	154.24K	-	138.59K	+885.56%
Sep 30, 2023	TSP CAPITAL MANAGEMENT GROUP, LLC	0.28%	157.8K	-	1.2K	+0.77%
Sep 30, 2023	JANE STREET GROUP, LLC	0.29%	160.29K	-	110.17K	+219.83%
Sep 30, 2023	CM MANAGEMENT, LLC	0.3%	167.64K	-	142.64K	+570.56%
Sep 30, 2023	NUVEEN ASSET MANAGEMENT, LLC	0.38%	213.11K	-	46.09K	+27.60%
Sep 30, 2023	CLARIVEST ASSET MANAGEMENT LLC	0.38%	214.9K	-	0	0
Sep 30, 2023	WORTH VENTURE PARTNERS, LLC	0.41%	230.77K	-	207.78K	+903.45%
Sep 30, 2023	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.42%	233.43K	-	3.95K	+1.72%
Sep 30, 2023	INVESCO LTD.	0.44%	249.7K	-	155.13K	+164.02%
Sep 30, 2023	FIRST TRUST ADVISORS LP	0.44%	249.79K	-	249.79K	+100.00%
Sep 30, 2023	AMERIPRISE FINANCIAL INC	0.49%	277.87K	-	3.24K	+1.18%
Sep 30, 2023	D. E. SHAW & CO., INC.	0.53%	299.85K	-	-254.85K	-45.94%
Sep 30, 2023	CAPTION MANAGEMENT, LLC	0.54%	301.2K	-	0	0
Sep 30, 2023	EMPOWERED FUNDS, LLC	0.57%	319.84K	-	118.52K	+58.87%
Sep 30, 2023	STRATEGIC INVESTMENT SOLUTIONS, INC. /IL	0.59%	330.75K	-	325.5K	+6,200.00%
Sep 30, 2023	MORGAN STANLEY	0.66%	369.73K	-	141.2K	+61.78%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.68%	379.55K	-	43.52K	+12.95%
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.8%	450.74K	-	301.38K	+201.78%
Sep 30, 2023	BLACKROCK INC.	10.59%	5.94M	-	2.06M	+53.09%
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.88%	494.13K	-	285.9K	+137.30%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	1.02%	571.07K	-	108.72K	+23.51%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	1.03%	575.67K	-	306.25K	+113.67%
Sep 30, 2023	AMERICAN CENTURY COMPANIES INC	1.05%	591.42K	-	-172.66K	-22.60%
Sep 30, 2023	NORTHERN TRUST CORP	1.32%	740.74K	-	289.96K	+64.32%
Sep 30, 2023	KENNEDY CAPITAL MANAGEMENT LLC	1.41%	794.09K	-	61.94K	+8.46%
Sep 30, 2023	UBS GROUP AG	1.53%	857K	-	19.1K	+2.28%
Sep 30, 2023	AIGH CAPITAL MANAGEMENT LLC	1.68%	943.86K	-	943.86K	+100.00%
Sep 30, 2023	STONEPINE CAPITAL MANAGEMENT, LLC	1.69%	951.2K	-	951.2K	+100.00%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	2.15%	1.21M	-	409.99K	+51.44%
Sep 30, 2023	THOMPSON SIEGEL & WALMSLEY LLC	2.18%	1.23M	-	1.02M	+489.63%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	3.35%	1.88M	-	778.87K	+70.64%

Insiders

Insiders	Designation	Shares Held
PEISERT DANIEL A.	President & CEO	324.94K
MASON HEATHER L	director	287.65K
MCKEE WILLIAM	director	238.78K
CR GROUP L.P.	10 percent owner	200K
TYREE JAMES L	director	188.25K
VACIRCA JEFF L	director	151.16K
HIGGINS ARTHUR J	Director, President and CEO	112.88K
STARK DAVID MATTHEW	director	98.54K
PATEL AJAY	SVP and CAO	93.64K
DAWES KAREN A	director	84.59K
SCHLESSINGER SAM	SVP, General Counsel	69.04K
SCHWICHTENBERG PAUL	SVP and CFO	64.31K
BUKOFZER STAN	SVP, Chf Scitfc & Tech Officer	26.94K
STAPLE PETER D	director	13.9K
O'GRADY BRENDAN P.	CEO	11.71K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Nov 10, 2025	STARK DAVID MATTHEW	SALE	0.76	8.96K	6.81K	98.54K
Nov 18, 2024	MASON HEATHER L	PURCHASE	0.80	75K	60K	287.65K
Nov 14, 2024	O'GRADY BRENDAN P.	PURCHASE	0.85	11.71K	9.95K	11.71K
Jun 11, 2024	VACIRCA JEFF L	PURCHASE	1.11	10K	11.1K	151.16K
Jun 05, 2024	MASON HEATHER L	PURCHASE	0.97	25K	24.25K	212.65K
Mar 14, 2024	TYREE JAMES L	SALE	1.12	10.25K	11.46K	188.25K
Sep 12, 2023	PEISERT DANIEL A.	SALE	2.97	31.12K	92.43K	324.94K
Sep 11, 2023	SCHWICHTENBERG PAUL	SALE	3.07	104.98K	322.59K	64.31K
Sep 11, 2023	PATEL AJAY	SALE	3.04	64.31K	195.79K	93.64K
Sep 11, 2023	SCHLESSINGER SAM	SALE	3.04	45.24K	137.44K	69.04K
Sep 11, 2023	PEISERT DANIEL A.	SALE	3.04	127.28K	386.97K	356.06K
Aug 14, 2023	MCKEE WILLIAM	SALE	3.14	22K	69.04K	238.78K
May 19, 2023	MASON HEATHER L	SALE	7.30	89.29K	652.01K	187.65K
May 05, 2023	TYREE JAMES L	SALE	6.00	43.14K	258.77K	167.31K
May 12, 2022	TYREE JAMES L	SALE	2.36	44.64K	105.17K	210.45K
May 12, 2022	MCKEE WILLIAM	SALE	2.35	22.32K	52.49K	229.59K
Apr 11, 2022	PEISERT DANIEL A.	SALE	3.50	26.39K	92.37K	158.4K
Apr 05, 2022	PEISERT DANIEL A.	SALE	3.50	34.52K	120.81K	184.79K
May 20, 2021	PATEL AJAY	PURCHASE	1.53	8.17K	12.5K	18.2K
May 20, 2021	PEISERT DANIEL A.	PURCHASE	1.54	15.91K	24.5K	89.66K
May 20, 2021	SCHWICHTENBERG PAUL	PURCHASE	1.51	9.75K	14.76K	23.53K
Dec 24, 2020	CR GROUP L.P.	SALE	0.37	1.98M	730.09K	200K
Dec 23, 2020	CR GROUP L.P.	SALE	0.37	6.78M	2.54M	2.18M
Dec 22, 2020	CR GROUP L.P.	SALE	0.34	1.5M	508.5K	8.97M
Dec 21, 2020	CR GROUP L.P.	SALE	0.36	500K	180.1K	10.47M
Dec 18, 2020	CR GROUP L.P.	SALE	0.38	500K	188.8K	10.97M
May 08, 2020	DAWES KAREN A	SALE	0.79	15.83K	12.53K	84.59K
Nov 12, 2019	HIGGINS ARTHUR J	PURCHASE	0.73	25K	18.25K	112.88K
Nov 11, 2019	STAPLE PETER D	PURCHASE	0.71	13.9K	9.91K	13.9K
Aug 19, 2019	HIGGINS ARTHUR J	PURCHASE	1.61	25K	40.24K	175K
Aug 13, 2019	BUKOFZER STAN	PURCHASE	1.56	4K	6.23K	26.94K
Aug 12, 2019	HIGGINS ARTHUR J	PURCHASE	1.54	50K	76.9K	150K
Jun 13, 2019	DAWES KAREN A	SALE	3.18	12.5K	39.79K	100.42K
Mar 14, 2019	BUKOFZER STAN	PURCHASE	4.13	5K	20.66K	5K
Mar 14, 2019	HIGGINS ARTHUR J	PURCHASE	4.17	10K	41.7K	100K
Dec 03, 2018	DAWES KAREN A	SALE	4.84	8.42K	40.72K	42.09K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE00

SALES8.96K1

NET SHARES-8.96K1

SHARES HELD98.54K1

% NET SHARES-109.09%0%

ASRT Stock Ownership Breakdown

Assertio

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Insider Transaction Summary (6 Months)

Frequently Asked Questions