How many institutions own AQST stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AQST shares is 200, representing 57.01% of the company's common stock.

Who are the major shareholders selling Aquestive Therapeutics, Inc. stock?

STIFEL FINANCIAL CORP, in the last quarter, reduced its stake in AQST by -2.08% restricting it's holding to 366.43 thousand shares of worth nearly $2.05M. EVERSTAR ASSET MANAGEMENT, LLC also lessened -44.08% of the AQST shares from its portfolio, reducing its holding to 368.29 thousand shares of worth $2.06M. INTECH INVESTMENT MANAGEMENT LLC also shunned AQST shares holding by -60.75% last quarter which brought its holding to 21.35 thousand shares worth $119.33K.

Investors who are buying AQST stock?

As per its latest 13F filing, HARVEY CAPITAL MANAGEMENT INC increased its stake in AQST by 3% in the last quarter. The institutional holder raised its holding to 343.76 thousand shares having worth more than $1.92M. CITADEL ADVISORS LLC also added 79.68% more shares of AQST to its portfolio, raising its holding to 204.3 thousand shares of worth $1.14M. BANK OF NEW YORK MELLON CORP also increased its AQST shares holding by 12.07% which brought its holding to 207.24 thousand shares worth $1.16M.

AQST's major insiders: who are they?

The insider with the most stakes in AQST is Schobel Alexander Mark , Chief Innovation/Tech Officer at the company. Additionally, AQST stock is highly held by President and CEO Barber Daniel and Kendall Keith J among others.

Did an insider recently sell AQST stock?

Company executives, directors, and other insiders own 4.06% percent of Aquestive Therapeutics, Inc.'s stock. Within the last six months, there have been 8 transaction(s) in which AQST insiders have sold stock, totaling 276.77K shares. Insiders that have sold shares include JUNG CASSIE, BOYD PETER E., and KRAUS CARL N.

Which insider recently purchased AQST stock?

There have been 0 transaction(s) during the past 6-months in which Aquestive Therapeutics, Inc. insiders have bought stock, totalling 0 shares

How much of AQST does insiders own?

Around 3.58M Aquestive Therapeutics, Inc. shares are held by insiders, which represents about 4.06% of AQST stock.

Who is the insider with the largest stake?

AQST Chief Innovation/Tech Officer, Schobel Alexander Mark holds the largest portfolio of the company's shares. AQST shares owned by Schobel total nearly 984.48 thousand.

Which institution holds the most shares in AQST?

HARVEY CAPITAL MANAGEMENT INC is the largest institutional owner in AQST which holds 343.76 thousand shares worth $1.92M or 0.35% of the total AQST shares outstanding followed by BRATTON CAPITAL MANAGEMENT, L.P. with ownership of 9.81 million shares representing 9.88% of the AQST ownership. CITADEL ADVISORS LLC is the third largest stakeholder with 204.3 thousand shares or 0.21% of the ownership worth more than $1.14M.

Is Aquestive Therapeutics, Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AQST is concerned, it is a stock which is optionable.

Is there a short position on AQST's shares?

Number of AQST shares short is 20.30M. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AQST shares are there?

As of today, 122.00M shares of AQST are outstanding.

Is there many float in AQST stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AQST has 111.90M shares in float.

AQST short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AQST is 3.71.

Aquestive Therapeutics (AQST) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableYes

Short Percent Of Outstanding Shares16.64

Short Percent Of Float19.08

Shares Outstanding122.00M

Shares Float111.90M

Shares Short20.30M

Short Ratio3.71

19.08%

Short % of Float

16.64%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

4.06% Percentage of Shares held by All Insiders

57.01% Percentage of Shares held by All Institutions

59.43% Percentage of Float held by Institutions

200

Number of Institutions Holding Shares

Institutional Ownership

About 57.01% of AQST shares are held by financial institutions. HARVEY CAPITAL MANAGEMENT INC is the top corporate investor, holding 343.76K shares valued at $1.92M. A 0.35% stake in Aquestive Therapeutics, Inc. is owned by the company. BRATTON CAPITAL MANAGEMENT, L.P. owns 9.81M shares valued at $54.84M, which translates its holding of 9.88% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Sep 30, 2025	HARVEY CAPITAL MANAGEMENT INC	0.35%	343.76K	1.92M	10K	+3.00%
Sep 30, 2025	BRATTON CAPITAL MANAGEMENT, L.P.	9.88%	9.81M	54.84M	0	0
Sep 30, 2025	CITADEL ADVISORS LLC	0.21%	204.3K	1.14M	90.6K	+79.68%
Sep 30, 2025	BANK OF NEW YORK MELLON CORP	0.21%	207.24K	1.16M	22.32K	+12.07%
Sep 30, 2025	GSA CAPITAL PARTNERS LLP	0.24%	241.36K	1.35M	54.67K	+29.28%
Sep 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.26%	254.17K	1.42M	9.78K	+4.00%
Sep 30, 2025	WELLINGTON MANAGEMENT GROUP LLP	0.29%	285.78K	1.6M	40.48K	+16.50%
Sep 30, 2025	BRACEBRIDGE CAPITAL, LLC	0.46%	459.22K	2.57M	0	0
Sep 30, 2025	JPMORGAN CHASE & CO	0.48%	473.58K	2.65M	37.61K	+8.63%
Sep 30, 2025	UBS GROUP AG	0.5%	499.04K	2.79M	137.77K	+38.14%
Sep 30, 2025	NANTAHALA CAPITAL MANAGEMENT, LLC	0.6%	600K	3.35M	600K	+100.00%
Sep 30, 2025	ROYAL BANK OF CANADA	0.37%	363.4K	2.03M	21.99K	+6.44%
Sep 30, 2025	STIFEL FINANCIAL CORP	0.37%	366.43K	2.05M	-7.8K	-2.08%
Sep 30, 2025	EVERSTAR ASSET MANAGEMENT, LLC	0.37%	368.29K	2.06M	-290.32K	-44.08%
Sep 30, 2025	MARSHALL WACE, LLP	0.37%	371.07K	2.07M	298.49K	+411.26%
Sep 30, 2025	BALYASNY ASSET MANAGEMENT L.P.	0.5%	500K	2.8M	500K	+100.00%
Sep 30, 2025	WALLEYE CAPITAL LLC	0.51%	505.27K	2.82M	267.37K	+112.39%
Sep 30, 2025	ABRDN PLC	0.63%	625K	3.49M	625K	+100.00%
Sep 30, 2025	JANNEY MONTGOMERY SCOTT LLC	1.11%	1.1M	6.15M	46.78K	+4.44%
Sep 30, 2025	ECOR1 CAPITAL, LLC	2.64%	2.63M	14.67M	2.63M	+100.00%
Sep 30, 2025	PERCEPTIVE ADVISORS LLC	3.79%	3.76M	21.02M	1.57M	+71.66%
Sep 30, 2025	VANGUARD GROUP INC	5.7%	5.66M	31.65M	1.33M	+30.81%
Sep 30, 2025	RTW INVESTMENTS, LP	6.29%	6.25M	34.94M	6.25M	+100.00%
Sep 30, 2025	BLACKROCK, INC.	6.57%	6.53M	36.48M	49.08K	+0.76%
Sep 30, 2025	JUMP FINANCIAL, LLC	0.02%	20.6K	115.14K	20.6K	+100.00%
Sep 30, 2025	CHINA UNIVERSAL ASSET MANAGEMENT CO., LTD.	0.02%	21.21K	118.54K	1.26K	+6.29%
Sep 30, 2025	INTECH INVESTMENT MANAGEMENT LLC	0.02%	21.35K	119.33K	-33.05K	-60.75%
Sep 30, 2025	TRUST POINT INC.	0.02%	22.45K	125.51K	22.45K	+100.00%
Sep 30, 2025	DAYMARK WEALTH PARTNERS, LLC	0.03%	25.28K	141.3K	7.78K	+44.45%
Sep 30, 2025	POLICE & FIREMEN'S RETIREMENT SYSTEM OF NEW JERSEY	0.03%	26.11K	145.94K	8.59K	+49.00%
Sep 30, 2025	ENTRYPOINT CAPITAL, LLC	0.03%	28.75K	160.69K	-120.41K	-80.73%
Sep 30, 2025	QUANTBOT TECHNOLOGIES LP	0.03%	33.21K	185.63K	33.21K	+100.00%
Sep 30, 2025	OPPENHEIMER & CO INC	0.03%	33.53K	187.44K	33.53K	+100.00%
Sep 30, 2025	VERUS CAPITAL PARTNERS, LLC	0.03%	33.6K	187.82K	33.6K	+100.00%
Sep 30, 2025	MONECO ADVISORS, LLC	0.04%	37.87K	211.67K	19.5K	+106.18%
Sep 30, 2025	PFG INVESTMENTS, LLC	0.04%	38.7K	216.34K	-8K	-17.13%
Sep 30, 2025	HBK SORCE ADVISORY LLC	0.04%	42.65K	313.01K	-701	-1.62%
Sep 30, 2025	PENBROOK MANAGEMENT LLC	0.04%	43.59K	243.64K	0	0
Sep 30, 2025	METLIFE INVESTMENT MANAGEMENT, LLC	0.05%	48.65K	271.95K	-1.37K	-2.75%
Sep 30, 2025	SIMPLEX TRADING, LLC	0.05%	51.18K	286K	-369	-0.72%
Sep 30, 2025	INVESCO LTD.	0.05%	54.07K	302.27K	1.26K	+2.39%
Sep 30, 2025	AXQ CAPITAL, LP	0.07%	69.23K	387.02K	69.23K	+100.00%
Sep 30, 2025	STRATOS WEALTH PARTNERS, LTD.	0.07%	73K	408.07K	23K	+46.00%
Sep 30, 2025	DEUTSCHE BANK AG\	0.08%	74.8K	418.16K	10.48K	+16.29%
Sep 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0.09%	87K	486.33K	87K	+100.00%
Sep 30, 2025	LPL FINANCIAL LLC	0.09%	89.89K	502.47K	12K	+15.41%
Sep 30, 2025	PALE FIRE CAPITAL SE	0.09%	93.13K	520.61K	-1.58M	-94.44%
Sep 30, 2025	STONEPINE CAPITAL MANAGEMENT, LLC	0.1%	100.6K	562.35K	100.6K	+100.00%
Sep 30, 2025	HIGHTOWER ADVISORS, LLC	0.1%	101.04K	564.8K	1.43K	+1.43%
Sep 30, 2025	WELLS FARGO & COMPANY/MN	0.13%	131.39K	734.45K	27.96K	+27.03%
Sep 30, 2025	BARCLAYS PLC	0.13%	131.76K	736.53K	-22.07K	-14.35%
Sep 30, 2025	RHUMBLINE ADVISERS	0.14%	134.47K	751.68K	-6.4K	-4.54%
Sep 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.16%	156.5K	874.84K	107.7K	+220.70%
Sep 30, 2025	DAFNA CAPITAL MANAGEMENT LLC	0.52%	512.59K	2.87M	370.59K	+260.98%
Sep 30, 2025	NUVEEN, LLC	0.55%	544.62K	3.04M	343.2K	+170.39%
Sep 30, 2025	HRT FINANCIAL LP	0.56%	560.21K	3.13M	560.21K	+100.00%
Sep 30, 2025	BANK OF AMERICA CORP /DE/	1.23%	1.22M	6.83M	-61.01K	-4.75%
Sep 30, 2025	BLUE OWL CAPITAL HOLDINGS LP	1.26%	1.25M	6.99M	330K	+35.87%
Sep 30, 2025	MILLENNIUM MANAGEMENT LLC	1.3%	1.29M	7.21M	-1.69M	-56.73%
Sep 30, 2025	MORGAN STANLEY	1.42%	1.41M	7.88M	-3.95K	-0.28%
Sep 30, 2025	SIO CAPITAL MANAGEMENT, LLC	1.51%	1.5M	8.37M	550.61K	+58.11%
Sep 30, 2025	STATE STREET CORP	1.61%	1.6M	8.96M	94.92K	+6.30%
Sep 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	2.1%	2.09M	11.67M	110.95K	+5.61%
Sep 30, 2025	SAMSARA BIOCAPITAL, LLC	2.52%	2.5M	13.98M	2.5M	+100.00%
Sep 30, 2025	CREATIVE PLANNING	0.15%	144.66K	808.66K	45.91K	+46.49%
Sep 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.15%	145.91K	818.4K	-29.64K	-16.88%
Sep 30, 2025	STATE OF WISCONSIN INVESTMENT BOARD	0.15%	146.02K	816.26K	146.02K	+100.00%
Sep 30, 2025	EAM INVESTORS, LLC	0.15%	152.33K	851.54K	152.33K	+100.00%
Sep 30, 2025	RUSSELL INVESTMENTS GROUP, LTD.	0.16%	163.39K	913.32K	35.68K	+27.94%
Sep 30, 2025	LATASH INVESTMENTS, LLC	0.24%	243.13K	1.36M	0	0
Sep 30, 2025	GOLDMAN SACHS GROUP INC	0.4%	395.15K	2.21M	-129.54K	-24.69%
Sep 30, 2025	NORTHERN TRUST CORP	0.69%	682.87K	3.82M	38.95K	+6.05%
Sep 30, 2025	WASATCH ADVISORS LP	0.73%	724.28K	4.05M	724.28K	+100.00%
Sep 30, 2025	FEDERATED HERMES, INC.	0.79%	783.78K	4.38M	783.78K	+100.00%
Sep 30, 2025	COMMONWEALTH EQUITY SERVICES, LLC	1.07%	1.06M	5.92M	1.06M	+100.00%
Sep 30, 2025	VIRTU FINANCIAL LLC	0.12%	118.33K	661K	118.33K	+100.00%
Sep 30, 2025	DIAMETRIC CAPITAL, LP	0.14%	139.07K	777.41K	-26.3K	-15.90%
Jun 30, 2025	MORGAN STANLEY	1.42%	1.41M	4.68B	-113.23K	-7.41%
Jun 30, 2025	BLACKROCK, INC.	6.52%	6.48M	21.44M	540.85K	+9.11%
Jun 30, 2025	BRATTON CAPITAL MANAGEMENT, L.P.	9.88%	9.81M	32.47M	0	0
Jun 30, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.25%	244.4K	808.95K	33.7K	+15.99%
Jun 30, 2025	WELLINGTON MANAGEMENT GROUP LLP	0.25%	245.3K	811.94K	39.76K	+19.34%
Jun 30, 2025	FINANCIAL ENGINES ADVISORS L.L.C.	0.27%	272.69K	903K	272.69K	+100.00%
Jun 30, 2025	HARVEY CAPITAL MANAGEMENT INC	0.34%	333.76K	1.13M	-165.82K	-33.19%
Jun 30, 2025	STIFEL FINANCIAL CORP	0.38%	374.23K	1.24M	-900	-0.24%
Jun 30, 2025	WOODLINE PARTNERS LP	0.41%	407.66K	1.35M	0	0
Jun 30, 2025	JPMORGAN CHASE & CO	0.44%	435.97K	1.44M	137.96K	+46.29%
Jun 30, 2025	BRACEBRIDGE CAPITAL, LLC	0.46%	459.22K	1.52M	0	0
Jun 30, 2025		0.2%	201.42K	666.69K	-35.06K	-14.82%
Jun 30, 2025	UBS GROUP AG	0.36%	361.26K	1.2M	46.94K	+14.93%
Jun 30, 2025	TWO SIGMA ADVISERS, LP	0.56%	551.7K	1.83M	-24.7K	-4.29%
Jun 30, 2025	NORTHERN TRUST CORP	0.65%	643.92K	2.13M	56.09K	+9.54%
Jun 30, 2025	BLUE OWL CAPITAL HOLDINGS LP	0.93%	920K	3.05M	0	0
Jun 30, 2025	LPL FINANCIAL LLC	0.08%	77.89K	257.81K	77.89K	+100.00%
Jun 30, 2025	DEUTSCHE BANK AG\	0.06%	64.32K	212.91K	9.72K	+17.81%
Jun 30, 2025	PRELUDE CAPITAL MANAGEMENT, LLC	0.07%	64.7K	214.16K	16.36K	+33.85%
Jun 30, 2025	JANE STREET GROUP, LLC	0.07%	65.62K	217.2K	65.62K	+100.00%
Jun 30, 2025	MARSHALL WACE, LLP	0.07%	72.58K	240.24K	72.58K	+100.00%
Jun 30, 2025	SIO CAPITAL MANAGEMENT, LLC	0.95%	947.49K	3.14M	555.86K	+141.94%
Jun 30, 2025	JANNEY MONTGOMERY SCOTT LLC	1.06%	1.05M	3.49M	-6.7K	-0.63%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	1.29%	1.28M	4.25M	-47.39K	-3.56%
Jun 30, 2025	STATE STREET CORP	1.52%	1.51M	4.99M	-15.36K	-1.01%
Jun 30, 2025	PALE FIRE CAPITAL SE	1.69%	1.68M	5.55M	340.77K	+25.51%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.99%	1.98M	6.54M	276.3K	+16.25%
Jun 30, 2025	PERCEPTIVE ADVISORS LLC	2.21%	2.19M	7.25M	-1.54M	-41.23%
Jun 30, 2025	MILLENNIUM MANAGEMENT LLC	3%	2.98M	9.86M	2.72M	+1,054.01%
Jun 30, 2025	VANGUARD GROUP INC	4.36%	4.33M	14.33M	254.95K	+6.26%
Jun 30, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.09%	89.9K	297.57K	44.1K	+96.29%
Jun 30, 2025	GOLDMAN SACHS GROUP INC	0.53%	524.69K	1.74B	-294.16K	-35.92%
Jun 30, 2025	CREATIVE PLANNING	0.1%	98.75K	326.87K	13.13K	+15.34%
Jun 30, 2025	HIGHTOWER ADVISORS, LLC	0.1%	99.61K	329.72K	-9.05K	-8.33%
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0.1%	103.43K	342.36K	47.98K	+86.52%
Jun 30, 2025	RUSSELL INVESTMENTS GROUP, LTD.	0.13%	127.7K	422.7K	2.21K	+1.76%
Jun 30, 2025	RHUMBLINE ADVISERS	0.14%	140.87K	466.28K	36.51K	+34.98%
Jun 30, 2025	WALLEYE CAPITAL LLC	0.24%	237.9K	787.46K	198.32K	+501.06%
Jun 30, 2025	TWO SIGMA INVESTMENTS, LP	0.24%	239.91K	794.12K	-132.15K	-35.52%
Jun 30, 2025	ROYAL BANK OF CANADA	0.34%	341.42K	1.13M	336.44K	+6,750.30%
Jun 30, 2025	DAFNA CAPITAL MANAGEMENT LLC	0.14%	142K	470.02K	0	0
Jun 30, 2025	ENTRYPOINT CAPITAL, LLC	0.15%	149.16K	493.71K	-43.6K	-22.62%
Jun 30, 2025	BARCLAYS PLC	0.15%	153.83K	509K	70.87K	+85.43%
Jun 30, 2025	PENN CAPITAL MANAGEMENT COMPANY, LLC	0.09%	87.12K	288.35K	497	+0.57%
Jun 30, 2025	ALLIANCEBERNSTEIN L.P.	0.09%	88.09K	291.58M	46.8K	+113.34%
Jun 30, 2025	CITADEL ADVISORS LLC	0.11%	113.7K	376.35M	-22.9K	-16.76%
Jun 30, 2025	NUVEEN, LLC	0.2%	201.42K	666.69K	-35.06K	-14.82%
Jun 30, 2025	EVERSTAR ASSET MANAGEMENT, LLC	0.66%	658.61K	2.18M	358.61K	+119.54%
Jun 30, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.12%	117.7K	389.59K	-50K	-29.82%
Jun 30, 2025	DIAMETRIC CAPITAL, LP	0.17%	165.37K	547.38K	165.37K	+100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0.18%	175.54K	581.04K	-717	-0.41%
Jun 30, 2025	BANK OF NEW YORK MELLON CORP	0.19%	184.92K	612.07K	16.03K	+9.49%
Jun 30, 2025	GSA CAPITAL PARTNERS LLP	0.19%	186.69K	618K	186.69K	+100.00%
Jun 30, 2025	LATASH INVESTMENTS, LLC	0.24%	243.13K	804.77K	0	0
Mar 31, 2025	PERCEPTIVE ADVISORS LLC	3.9%	3.73M	10.81M	3.73M	+100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.3%	285.64K	828.36K	91.77K	+47.33%
Mar 31, 2025	RHUMBLINE ADVISERS	0.11%	104.36K	302.65K	-2.59K	-2.43%
Mar 31, 2025	CREATIVE PLANNING	0.09%	85.62K	248.3K	10.27K	+13.62%
Mar 31, 2025	BLUE OWL CAPITAL HOLDINGS LP	0.96%	920K	2.67M	20K	+2.22%
Mar 31, 2025	GOLDMAN SACHS GROUP INC	0.86%	818.85K	2.37M	-57.69K	-6.58%
Mar 31, 2025	TWO SIGMA ADVISERS, LP	0.6%	576.4K	1.67M	560.4K	+3,502.50%
Mar 31, 2025	HARVEY CAPITAL MANAGEMENT INC	0.52%	499.57K	1.45M	232.18K	+86.83%
Mar 31, 2025	XTX TOPCO LTD	0.08%	78.52K	227.71K	78.52K	+100.00%
Mar 31, 2025	WOODLINE PARTNERS LP	0.43%	407.66K	1.18M	-1.65K	-0.40%
Mar 31, 2025	SIO CAPITAL MANAGEMENT, LLC	0.41%	391.63K	1.14M	391.63K	+100.00%
Mar 31, 2025	STIFEL FINANCIAL CORP	0.39%	375.13K	1.09M	-23.43K	-5.88%
Mar 31, 2025	D. E. SHAW & CO., INC.	0.19%	179.04K	519.2K	52.57K	+41.57%
Mar 31, 2025	NORTHERN TRUST CORP	0.62%	587.83K	1.7M	-11.98K	-2.00%
Mar 31, 2025	MILLENNIUM MANAGEMENT LLC	0.27%	258.22K	748.83K	170.99K	+196.03%
Mar 31, 2025	LATASH INVESTMENTS, LLC	0.25%	243.13K	705.09K	0	0
Mar 31, 2025	CAHILL WEALTH MANAGEMENT, LLC	0.23%	218.38K	633.31K	75.33K	+52.66%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0.18%	176.26K	511.15K	13.81K	+8.50%
Mar 31, 2025	BANK OF NEW YORK MELLON CORP	0.18%	168.89K	489.77K	-2.79K	-1.63%
Mar 31, 2025	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.18%	167.7K	486.33K	167.7K	+100.00%
Mar 31, 2025	HIGHTOWER ADVISORS, LLC	0.11%	108.66K	315.12K	29.03K	+36.45%
Mar 31, 2025	PENN CAPITAL MANAGEMENT COMPANY, LLC	0.09%	86.62K	251.19K	86.62K	+100.00%
Mar 31, 2025	BARCLAYS PLC	0.09%	82.96K	241K	-35.75K	-30.12%
Mar 31, 2025	AQUATIC CAPITAL MANAGEMENT LLC	0.07%	64.91K	188.24K	2.3K	+3.67%
Mar 31, 2025	TWO SIGMA INVESTMENTS, LP	0.39%	372.06K	1.08M	196.11K	+111.46%
Mar 31, 2025	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.22%	210.7K	611.03K	30	+0.01%
Mar 31, 2025	WELLINGTON MANAGEMENT GROUP LLP	0.22%	205.54K	596.08K	25.93K	+14.44%
Mar 31, 2025	STONEPINE CAPITAL MANAGEMENT, LLC	0.21%	200K	3.04M	40K	+25.00%
Mar 31, 2025	RUSSELL INVESTMENTS GROUP, LTD.	0.13%	125.5K	363.94K	16.98K	+15.65%
Mar 31, 2025	ENTRYPOINT CAPITAL, LLC	0.2%	192.76K	558.99K	56.96K	+41.94%
Mar 31, 2025		0.1%	91.54K	265.47K	91.54K	+100.00%
Mar 31, 2025	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.2%	189.18K	549K	116.67K	+160.91%
Mar 31, 2025	BRATTON CAPITAL MANAGEMENT, L.P.	10.27%	9.81M	28.45M	0	0
Mar 31, 2025	BLACKROCK, INC.	6.22%	5.94M	17.21M	-62.84K	-1.05%
Mar 31, 2025	VANGUARD GROUP INC	4.27%	4.07M	11.81M	-273.2K	-6.29%
Mar 31, 2025	UBS GROUP AG	0.33%	314.33K	911.55K	-106.23K	-25.26%
Mar 31, 2025	JPMORGAN CHASE & CO	0.31%	298.02K	864.25K	222.52K	+294.72%
Mar 31, 2025	BRACEBRIDGE CAPITAL, LLC	0.48%	459.22K	1.33M	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	1.39%	1.33M	3.86M	640.24K	+92.75%
Mar 31, 2025	JANNEY MONTGOMERY SCOTT LLC	1.11%	1.06M	3.07M	75.28K	+7.65%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	1.78%	1.7M	4.93M	46.11K	+2.79%
Mar 31, 2025	MORGAN STANLEY	1.6%	1.53M	4.43M	790.4K	+107.26%
Mar 31, 2025	STATE STREET CORP	1.59%	1.52M	4.42M	18.76K	+1.25%
Mar 31, 2025	PALE FIRE CAPITAL SE	1.4%	1.34M	3.87M	809.93K	+154.05%
Mar 31, 2025	DAFNA CAPITAL MANAGEMENT LLC	0.15%	142K	411.8K	15K	+11.81%
Mar 31, 2025	CITADEL ADVISORS LLC	0.14%	136.6K	396.14K	71.1K	+108.55%
Mar 31, 2025	AQR CAPITAL MANAGEMENT LLC	0.14%	129.02K	374.16K	14.03K	+12.20%
Mar 31, 2024	BEACON POINTE ADVISORS, LLC	0.1%	60K	255.6K	0	0
Mar 31, 2024	ACADIAN ASSET MANAGEMENT LLC	0.87%	533.57K	2.27M	-16.92K	-3.07%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.88%	538.46K	2.29M	43.55K	+8.80%
Mar 31, 2024	VELAN CAPITAL INVESTMENT MANAGEMENT LP	0.98%	600K	2.56M	600K	+100.00%
Mar 31, 2024	ESSEX INVESTMENT MANAGEMENT CO LLC	1%	612.95K	2.61M	-233.22K	-27.56%
Mar 31, 2024	INVESCO LTD.	1.47%	897.51K	3.82M	897.51K	+100.00%
Mar 31, 2024	JANNEY MONTGOMERY SCOTT LLC	0.56%	341.86K	1.46M	341.86K	+100.00%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.53%	322.8K	1.38M	280.8K	+668.57%
Mar 31, 2024	MAN GROUP PLC	0.36%	222.09K	946.09K	222.09K	+100.00%
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.31%	192.86K	821.57K	0	0
Mar 31, 2024	SQUAREPOINT OPS LLC	0.13%	81K	345.06K	81K	+100.00%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.14%	85.78K	365.42K	85.78K	+100.00%
Mar 31, 2024	CAHILL WEALTH MANAGEMENT, LLC	0.14%	86.21K	367.27K	86.21K	+100.00%
Mar 31, 2024	MARATHON TRADING INVESTMENT MANAGEMENT LLC	0.15%	90K	383.4K	90K	+100.00%
Mar 31, 2024	MORGAN STANLEY	0.15%	92.92K	395.85K	68.76K	+284.53%
Mar 31, 2024	VIRTU FINANCIAL LLC	0.17%	102.84K	438K	70.67K	+219.66%
Mar 31, 2024	GOLDMAN SACHS GROUP INC	0.86%	526.42K	2.24M	495.92K	+1,626.03%
Mar 31, 2024	LAURION CAPITAL MANAGEMENT LP	2.52%	1.55M	6.58M	1.55M	+100.00%
Mar 31, 2024	VR ADVISER, LLC	9.07%	5.56M	23.67M	5.56M	+100.00%
Mar 31, 2024	EAM INVESTORS, LLC	0.18%	108.24K	461.12K	108.24K	+100.00%
Mar 31, 2024	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.36%	219.4K	934.64K	-42.19K	-16.13%
Mar 31, 2024	CITADEL ADVISORS LLC	0.18%	107.9K	459.65K	107.7K	+53,850.00%
Mar 31, 2024	LATASH INVESTMENTS, LLC	0.4%	243.13K	1.04M	0	0
Mar 31, 2024	LEGATO CAPITAL MANAGEMENT LLC	0.41%	248.5K	1.06M	-92.06K	-27.03%
Mar 31, 2024	JANE STREET GROUP, LLC	0.43%	263.14K	1.12M	107.06K	+68.59%
Mar 31, 2024	HRT FINANCIAL LP	0.47%	285.36K	1.22M	285.36K	+100.00%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.64%	389.88K	1.66M	389.88K	+100.00%
Mar 31, 2024	LMR PARTNERS LLP	0.68%	414.48K	1.77M	414.48K	+100.00%
Mar 31, 2024	MILLENNIUM MANAGEMENT LLC	0.81%	494.45K	2.11M	363.96K	+278.93%
Mar 31, 2024	ALYESKA INVESTMENT GROUP, L.P.	0.82%	500K	2.13M	500K	+100.00%
Mar 31, 2024	DAFNA CAPITAL MANAGEMENT LLC	0.82%	500K	2.13M	500K	+100.00%
Mar 31, 2024	WOODLINE PARTNERS LP	0.98%	600.59K	2.56M	600.59K	+100.00%
Mar 31, 2024	ALTIUM CAPITAL MANAGEMENT LP	1.09%	665K	2.83M	665K	+100.00%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	1.39%	849.21K	3.62M	782.67K	+1,176.11%
Mar 31, 2024	BLUE OWL CAPITAL HOLDINGS LP	1.43%	875K	3.73M	875K	+100.00%
Mar 31, 2024	MONASHEE INVESTMENT MANAGEMENT LLC	1.63%	1M	4.26M	1M	+100.00%
Mar 31, 2024	BLACKROCK INC.	2.2%	1.34M	5.73M	866.86K	+181.34%
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	2.25%	1.38M	5.86M	104.3K	+8.20%
Mar 31, 2024	FRANKLIN RESOURCES INC	3.62%	2.22M	9.46M	2.22M	+100.00%
Mar 31, 2024	D. E. SHAW & CO., INC.	0.16%	95.21K	405.61K	95.21K	+100.00%
Mar 31, 2024	CI PRIVATE WEALTH, LLC	0.16%	95.81K	408.16K	-95.81K	-50.00%
Mar 31, 2024	NORTHERN TRUST CORP	0.16%	97.92K	417.14K	6.73K	+7.38%
Mar 31, 2024	JPMORGAN CHASE & CO	0.17%	102.42K	436.31K	51.36K	+100.60%
Mar 31, 2024	STATE STREET CORP	0.3%	181.64K	773.77K	30.1K	+19.86%
Mar 31, 2024	BRACEBRIDGE CAPITAL, LLC	0.7%	428.57K	1.83M	0	0
Mar 31, 2024	VANGUARD GROUP INC	5.29%	3.24M	13.81M	1.35M	+71.65%
Mar 31, 2024	GHOST TREE CAPITAL, LLC	1.15%	702.94K	2.99M	702.94K	+100.00%
Mar 31, 2024	BRATTON CAPITAL MANAGEMENT, L.P.	16.02%	9.81M	41.79M	0	0
Mar 31, 2024	TRUST POINT INC.	0.02%	13.77K	58.67K	3.73K	+37.09%
Mar 31, 2024	BANK OF MONTREAL /CAN/	0.02%	14.3K	62.21K	-4.43K	-23.65%
Mar 31, 2024	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.	0.03%	16.5K	70.29K	16.5K	+100.00%
Mar 31, 2024	Y-INTERCEPT (HONG KONG) LTD	0.03%	16.59K	70.68K	-6.98K	-29.61%
Mar 31, 2024	CTC ALTERNATIVE STRATEGIES, LTD.	0.03%	17K	72.42K	17K	+100.00%
Mar 31, 2024	OMERS ADMINISTRATION CORP	0.03%	17.4K	74.12K	17.4K	+100.00%
Mar 31, 2024	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	19.08K	81.27K	0	0
Mar 31, 2024	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	0.03%	20K	85.2K	0	0
Mar 31, 2024	PRUDENTIAL FINANCIAL INC	0.03%	20.2K	86.05K	-4.8K	-19.20%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0.04%	24.07K	102.52K	9.74K	+68.02%
Mar 31, 2024	LAZARD ASSET MANAGEMENT LLC	0.05%	29.11K	124K	15.6K	+115.47%
Mar 31, 2024	JUMP FINANCIAL, LLC	0.05%	31.06K	132.3K	1.24K	+4.17%
Mar 31, 2024	CREATIVE PLANNING	0.06%	36.14K	153.94K	36.14K	+100.00%
Mar 31, 2024	HBK SORCE ADVISORY LLC	0.07%	42.35K	180.4K	0	0
Mar 31, 2024	PFG INVESTMENTS, LLC	0.08%	48K	204.48K	48K	+100.00%
Mar 31, 2024	JEFFERIES FINANCIAL GROUP INC.	0.08%	50K	213K	50K	+100.00%
Mar 31, 2024	CITIGROUP INC	0.08%	51.22K	218.21K	-30.95K	-37.67%
Mar 31, 2024	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.09%	52.17K	222K	26.09K	+100.04%
Mar 31, 2024	LPL FINANCIAL LLC	0.09%	54.24K	231.08K	54.24K	+100.00%
Mar 31, 2024	EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC	0.1%	60K	255.6K	60K	+100.00%
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.3%	192.86K	389.57K	45K	+30.44%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.01%	8.71K	17.6K	8.71K	+100.00%
Dec 31, 2023		0.02%	10.05K	20.29K	10.05K	+100.00%
Dec 31, 2023	D.B. ROOT & COMPANY, LLC	0.02%	11.45K	23.13K	-1.5K	-11.58%
Dec 31, 2023	LAZARD ASSET MANAGEMENT LLC	0.02%	13.51K	27K	12.75K	+1,663.84%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0.02%	14.32K	28.93K	48	+0.34%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.02%	14.85K	30K	0	0
Dec 31, 2023	BANK OF MONTREAL /CAN/	0.03%	18.73K	38.58K	-500	-2.60%
Dec 31, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	19.08K	38.54K	0	0
Dec 31, 2023	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	0.03%	20K	40.4K	0	0
Dec 31, 2023	Y-INTERCEPT (HONG KONG) LTD	0.04%	23.57K	47.62K	23.57K	+100.00%
Dec 31, 2023	MORGAN STANLEY	0.04%	24.17K	48.81K	8.23K	+51.63%
Dec 31, 2023	PRUDENTIAL FINANCIAL INC	0.04%	25K	50.5K	0	0
Dec 31, 2023	EXODUSPOINT CAPITAL MANAGEMENT, LP	0.04%	26.08K	53K	26.08K	+100.00%
Dec 31, 2023	TWO SIGMA ADVISERS, LP	0.04%	26.8K	54.14K	-3.3K	-10.96%
Dec 31, 2023	JUMP FINANCIAL, LLC	0.05%	29.81K	60.22K	29.81K	+100.00%
Dec 31, 2023	GOLDMAN SACHS GROUP INC	0.05%	30.5K	61.61K	30.5K	+100.00%
Dec 31, 2023	VIRTU FINANCIAL LLC	0.05%	32.17K	65K	32.17K	+100.00%
Dec 31, 2023	BOOTHBAY FUND MANAGEMENT, LLC	0.05%	34.99K	70.67K	34.99K	+100.00%
Dec 31, 2023	OCCUDO QUANTITATIVE STRATEGIES LP	0.05%	35.27K	71.24K	-24.56K	-41.05%
Dec 31, 2023	HBK SORCE ADVISORY LLC	0.07%	42.35K	85.54K	0	0
Dec 31, 2023	JPMORGAN CHASE & CO	0.08%	51.06K	103.13K	50.82K	+21,352.10%
Dec 31, 2023	BEACON POINTE ADVISORS, LLC	0.09%	60K	121.2K	0	0
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.1%	66.55K	134.43K	66.54K	+1,109,016.67%
Dec 31, 2023	CITIGROUP INC	0.13%	82.18K	166K	82.18K	+100.00%
Dec 31, 2023	NORTHERN TRUST CORP	0.14%	91.19K	184.21K	25.69K	+39.22%
Dec 31, 2023	683 CAPITAL MANAGEMENT, LLC	0.14%	93.51K	188.89K	93.51K	+100.00%
Dec 31, 2023	WALLEYE CAPITAL LLC	0.2%	126.22K	254.96K	-29.37K	-18.88%
Dec 31, 2023	MILLENNIUM MANAGEMENT LLC	0.2%	130.48K	263.58K	-61.83K	-32.15%
Dec 31, 2023	HIGHTOWER ADVISORS, LLC	0.2%	130.81K	265K	500	+0.38%
Dec 31, 2023	STATE STREET CORP	0.23%	151.54K	306.11K	14.2K	+10.34%
Dec 31, 2023	JANE STREET GROUP, LLC	0.24%	156.09K	315.29K	156.09K	+100.00%
Dec 31, 2023	TWO SIGMA INVESTMENTS, LP	0.26%	167.16K	337.66K	96.08K	+135.17%
Dec 31, 2023	CITADEL ADVISORS LLC	0.03%	16.4K	33.13K	-2.3K	-12.30%
Dec 31, 2023	CI PRIVATE WEALTH, LLC	0.3%	191.63K	387.09K	-265.7K	-58.10%
Dec 31, 2023	LATASH INVESTMENTS, LLC	0.38%	243.13K	491.13K	0	0
Dec 31, 2023	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.4%	261.59K	528.42K	13.76K	+5.55%
Dec 31, 2023	MARSHALL WACE, LLP	0.45%	288.88K	583.55K	-21.93K	-7.05%
Dec 31, 2023	LEGATO CAPITAL MANAGEMENT LLC	0.53%	340.56K	687.94K	340.56K	+100.00%
Dec 31, 2023	BRACEBRIDGE CAPITAL, LLC	0.66%	428.57K	865.71K	0	0
Dec 31, 2023	BLACKROCK INC.	0.74%	478.02K	965.6K	-1.95K	-0.41%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.77%	494.9K	999.93K	38.34K	+8.40%
Dec 31, 2023	ACADIAN ASSET MANAGEMENT LLC	0.85%	550.48K	1.11M	0	0
Dec 31, 2023	VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC.	0.91%	591.61K	1.2M	-130.5K	-18.07%
Dec 31, 2023	ESSEX INVESTMENT MANAGEMENT CO LLC	1.31%	846.17K	1.71M	846.17K	+100.00%
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	1.97%	1.27M	2.57M	142.31K	+12.60%
Dec 31, 2023	VANGUARD GROUP INC	2.92%	1.89M	3.82M	190.4K	+11.21%
Dec 31, 2023	ARMISTICE CAPITAL, LLC	6.07%	3.92M	7.93M	-876K	-18.25%
Dec 31, 2023	BRATTON CAPITAL MANAGEMENT, L.P.	15.17%	9.81M	19.82M	0	0
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0%	0	-	-57.15K	-100.00%
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	0	-	-2K	-100.00%
Sep 30, 2023	SCHONFELD STRATEGIC ADVISORS LLC	0%	0	-	-16.9K	-100.00%
Sep 30, 2023	KESTRA PRIVATE WEALTH SERVICES, LLC	0%	0	-	-16.73K	-100.00%
Sep 30, 2023	CUBIST SYSTEMATIC STRATEGIES, LLC	0%	0	-	-12.2K	-100.00%
Sep 30, 2023	NEWSQUARE CAPITAL LLC	0%	0	-	-130	-100.00%
Sep 30, 2023	VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC.	1.26%	722.11K	-	-3.1K	-0.43%
Sep 30, 2023	ACADIAN ASSET MANAGEMENT LLC	0.96%	550.48K	-	388.02K	+238.83%
Sep 30, 2023	BLACKROCK INC.	0.84%	479.97K	-	73.67K	+18.13%
Sep 30, 2023	CI PRIVATE WEALTH, LLC	0.8%	457.33K	-	457.33K	+100.00%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.8%	456.57K	-	45.59K	+11.09%
Sep 30, 2023	BRACEBRIDGE CAPITAL, LLC	0.75%	428.57K	-	0	0
Sep 30, 2023	BRATTON CAPITAL MANAGEMENT, L.P.	17.11%	9.81M	-	0	0
Sep 30, 2023	CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD.	0.43%	247.83K	-	30.9K	+14.24%
Sep 30, 2023	LATASH INVESTMENTS, LLC	0.42%	243.13K	-	0	0
Sep 30, 2023	WALLEYE CAPITAL LLC	0.27%	155.59K	-	-248.31K	-61.48%
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0.23%	130.31K	-	0	0
Sep 30, 2023	GSA CAPITAL PARTNERS LLP	0.18%	100.85K	-	86.9K	+622.86%
Sep 30, 2023	TWO SIGMA INVESTMENTS, LP	0.12%	71.08K	-	-91.71K	-56.34%
Sep 30, 2023	NORTHERN TRUST CORP	0.11%	65.5K	-	0	0
Sep 30, 2023	BEACON POINTE ADVISORS, LLC	0.1%	60K	-	0	0
Sep 30, 2023	OCCUDO QUANTITATIVE STRATEGIES LP	0.1%	59.83K	-	-24.53K	-29.07%
Sep 30, 2023	XTX TOPCO LTD	0.09%	52.98K	-	-85.17K	-61.65%
Sep 30, 2023	MAN GROUP PLC	0.08%	43.57K	-	-84.97K	-66.10%
Sep 30, 2023	HBK SORCE ADVISORY LLC	0.07%	42.35K	-	0	0
Sep 30, 2023	TWO SIGMA ADVISERS, LP	0.05%	30.1K	-	1.7K	+5.99%
Sep 30, 2023	PRUDENTIAL FINANCIAL INC	0.04%	25K	-	2.6K	+11.61%
Sep 30, 2023	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	0.03%	20K	-	0	0
Sep 30, 2023	BANK OF MONTREAL /CAN/	0.03%	19.23K	-	0	0
Sep 30, 2023	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	0.03%	19.08K	-	0	0
Sep 30, 2023	MORGAN STANLEY	0.03%	15.94K	-	-5.93K	-27.13%
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.03%	14.85K	-	0	0
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0.02%	14.28K	-	40	+0.28%
Sep 30, 2023	HERON BAY CAPITAL MANAGEMENT	0.02%	14.03K	-	14.03K	+100.00%
Sep 30, 2023	D.B. ROOT & COMPANY, LLC	0.02%	12.95K	-	0	0
Sep 30, 2023	ARMISTICE CAPITAL, LLC	8.37%	4.8M	-	3.64M	+314.51%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	10.87K	-	-3.89K	-26.34%
Sep 30, 2023	BARCLAYS PLC	0.01%	7.14K	-	7.14K	+100.00%
Sep 30, 2023	FEDERATED HERMES, INC.	0%	2.25K	-	0	0
Sep 30, 2023	RICHARD W. PAUL & ASSOCIATES, LLC	0%	1.42K	-	0	0
Sep 30, 2023	COPPELL ADVISORY SOLUTIONS LLC	0%	37	-	21	+131.25%
Sep 30, 2023	SIMPLEX TRADING, LLC	0%	0	-	-2.5K	-100.00%
Sep 30, 2023	TWO SIGMA SECURITIES, LLC	0%	0	-	-21.94K	-100.00%
Sep 30, 2023	HILLSDALE INVESTMENT MANAGEMENT INC.	0%	0	-	-66.6K	-100.00%
Sep 30, 2023	ROYAL BANK OF CANADA	0%	0	-	-4K	-100.00%
Sep 30, 2023	GROUP ONE TRADING, L.P.	0%	0	-	-783	-100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	6	-	6	+100.00%
Sep 30, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	1	-	1	+100.00%
Sep 30, 2023	FMR LLC	0%	0	-	-25	-100.00%

Insiders

Among the AQST insiders holding of 4.06% of the stake in company, SCHOBEL ALEXANDER MARK, Chief Innovation/Tech Officer, holds the largest shares of 984.48K. BARBER DANIEL, President and CEO, is the second largest AQST insider with ownership of 923.43K shares. KENDALL KEITH J, , stands third with possession of 638.96K shares of that stake.

Insiders	Designation	Shares Held
SCHOBEL ALEXANDER MARK	Chief Innovation/Tech Officer	984.48K
BARBER DANIEL	President and CEO	923.43K
KENDALL KEITH J		638.96K
KRAUS CARL N	Chief Medical Officer	282.48K
BOYD PETER E.	See Remarks	268.32K
JUNG CASSIE	Chief Operating Officer	240.77K
BRATTON DOUGLAS K		165K
MAXWELL JOHN T.		150.61K
WOOD THERESA		80.77K
SCIBETTA JAMES S		31.64K
BRAENDER LORI J	General Counsel	13.76K
MARSHALL KEN W.		1.45K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Oct 15, 2025	JUNG CASSIE	SALE	7.01	67.58K	473.7K	240.77K
Oct 15, 2025	BOYD PETER E.	SALE	7.00	10K	70K	268.32K
Oct 15, 2025	KRAUS CARL N	SALE	7.00	20.27K	141.9K	282.48K
Sep 26, 2025	BARBER DANIEL	SALE	6.03	91.34K	551.19K	923.43K
Sep 26, 2025	BOYD PETER E.	SALE	6.30	10K	63K	278.32K
Sep 19, 2025	BARBER DANIEL	SALE	6.00	400	2.4K	1.01M
Sep 05, 2025	BOYD PETER E.	SALE	5.30	15K	79.5K	288.32K
Sep 04, 2025	JUNG CASSIE	SALE	5.00	62.18K	310.9K	283.35K
Nov 26, 2024	JUNG CASSIE	SALE	4.87	44	214.06	0
Mar 15, 2024	SCHOBEL ALEXANDER MARK	SALE	6.00	50K	300K	984.48K
Mar 08, 2024	SCHOBEL ALEXANDER MARK	SALE	5.19	25K	129.69K	1.04M
Jun 14, 2022	BOYD PETER E.	PURCHASE	0.81	5K	4.05K	59.53K
Jun 08, 2022	SCHOBEL ALEXANDER MARK	PURCHASE	0.96	45.87K	44.04K	45.87K
Jun 08, 2022	BARBER DANIEL	PURCHASE	0.96	91.74K	88.07K	91.74K
Jun 08, 2022	BRAENDER LORI J	PURCHASE	0.96	13.76K	13.21K	13.76K
Jun 08, 2022	BOYD PETER E.	PURCHASE	0.96	2.29K	2.2K	54.53K
Feb 10, 2021	SCHOBEL ALEXANDER MARK	SALE	6.75	23.46K	158.36K	837K
Feb 09, 2021	SCHOBEL ALEXANDER MARK	SALE	6.75	11.54K	77.9K	860.46K
Feb 08, 2021	SCHOBEL ALEXANDER MARK	SALE	6.50	40.79K	265.15K	872K
Aug 18, 2020	MAXWELL JOHN T.	SALE	8.00	3K	24K	150.61K
Jun 04, 2020	KENDALL KEITH J	SALE	5.11	50K	255.31K	638.96K
May 08, 2020	SCHOBEL ALEXANDER MARK	SALE	5.00	40K	200K	902.11K
Apr 29, 2020	SCHOBEL ALEXANDER MARK	SALE	4.50	40K	180K	1.02M
Apr 27, 2020	SCHOBEL ALEXANDER MARK	SALE	4.00	40K	160K	942.11K
Apr 14, 2020	SCHOBEL ALEXANDER MARK	SALE	3.70	40K	148K	982.11K
Mar 16, 2020	BRAENDER LORI J	PURCHASE	1.54	14K	21.62K	25K
Mar 16, 2020	BOYD PETER E.	PURCHASE	1.50	2K	3K	52.24K
Aug 27, 2019	BARBER DANIEL	PURCHASE	3.99	2K	7.98K	101.96K
Aug 21, 2019	SCIBETTA JAMES S	PURCHASE	3.81	900	3.43K	31.64K
Aug 20, 2019	SCIBETTA JAMES S	PURCHASE	3.80	11.31K	43K	30.74K
Aug 19, 2019	SCIBETTA JAMES S	PURCHASE	3.77	10.76K	40.55K	19.43K
Aug 14, 2019	KENDALL KEITH J	PURCHASE	3.70	1K	3.7K	653.58K
Aug 13, 2019	KENDALL KEITH J	PURCHASE	4.04	1K	4.05K	652.58K
Aug 12, 2019	BOYD PETER E.	PURCHASE	3.81	600	2.29K	50.24K
Aug 09, 2019	KENDALL KEITH J	PURCHASE	3.84	2K	7.68K	648.58K
Aug 09, 2019	BRAENDER LORI J	PURCHASE	4.07	10K	40.75K	11K
Aug 09, 2019	WOOD THERESA	PURCHASE	3.99	1K	3.99K	80.77K
Dec 10, 2018	BARBER DANIEL	PURCHASE	8.00	1K	8K	99.96K
Dec 10, 2018	SCHOBEL ALEXANDER MARK	PURCHASE	7.78	1K	7.78K	1.02M
Dec 06, 2018	SCHOBEL ALEXANDER MARK	PURCHASE	8.69	2K	17.38K	1.02M
Dec 06, 2018	MAXWELL JOHN T.	PURCHASE	8.87	5K	44.35K	153.61K
Nov 27, 2018	BRAENDER LORI J	PURCHASE	10.57	1K	10.57K	1K
Nov 27, 2018	KENDALL KEITH J	PURCHASE	9.87	1K	9.87K	621.14K
Nov 26, 2018	WOOD THERESA	PURCHASE	10.34	500	5.17K	79.77K
Nov 23, 2018	KENDALL KEITH J	PURCHASE	9.90	1.95K	19.31K	620.14K
Nov 21, 2018	KENDALL KEITH J	PURCHASE	10.17	6K	61.02K	618.19K
Nov 21, 2018	MAXWELL JOHN T.	PURCHASE	9.80	10K	98K	148.61K
Nov 21, 2018	SCHOBEL ALEXANDER MARK	PURCHASE	10.25	1K	10.25K	1.01M
Nov 21, 2018	BOYD PETER E.	PURCHASE	9.98	200	2K	49.64K
Nov 21, 2018	MARSHALL KEN W.	PURCHASE	10.15	1.45K	14.67K	1.45K
Jul 24, 2018	BRATTON DOUGLAS K	PURCHASE	15.00	165K	2.48M	165K

Insider Transaction Summary (6 Months)

SHARESTRANS

PURCHASE00

SALES276.77K8

NET SHARES-276.77K8

SHARES HELD3.58M8

% NET SHARES-107.73%0%

Frequently Asked Questions