How many institutions own AIM stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AIM shares is 16, representing 4.93% of the company's common stock.

Who are the major shareholders selling AIM ImmunoTech Inc. stock?

WELLS FARGO & COMPANY/MN, in the last quarter, reduced its stake in AIM by -100% restricting it's holding to 0 shares of worth nearly -. TD WATERHOUSE CANADA INC. also lessened -100% of the AIM shares from its portfolio, reducing its holding to 0 shares of worth -. TOWER RESEARCH CAPITAL LLC (TRC) also shunned AIM shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying AIM stock?

As per its latest 13F filing, CRESCENT GROVE ADVISORS, LLC increased its stake in AIM by 100% in the last quarter. The institutional holder raised its holding to 45.39 thousand shares having worth more than $5.55K. VANGUARD GROUP INC also added 22.91% more shares of AIM to its portfolio, raising its holding to 2.44 million shares of worth $298.21K. J.W. COLE ADVISORS, INC. also increased its AIM shares holding by 100% which brought its holding to 15 thousand shares worth $1.84K.

AIM's major insiders: who are they?

The insider with the most stakes in AIM is KELLNER TED D , director at the company. Additionally, AIM stock is highly held by CEO CARTER WILLIAM A and director MITCHELL WILLIAM M among others.

Did an insider recently sell AIM stock?

Company executives, directors, and other insiders own 3.85% percent of AIM ImmunoTech Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which AIM insiders have sold stock, totaling 0 shares. Insiders that have sold shares include MITCHELL WILLIAM M and CARTER WILLIAM A.

Which insider recently purchased AIM stock?

There have been 0 transaction(s) during the past 6-months in which AIM ImmunoTech Inc. insiders have bought stock, totalling 0 shares

How much of AIM does insiders own?

Around 0 AIM ImmunoTech Inc. shares are held by insiders, which represents about 3.85% of AIM stock.

Who is the insider with the largest stake?

AIM director, KELLNER TED D holds the largest portfolio of the company's shares. AIM shares owned by KELLNER total nearly 1.97 million.

Which institution holds the most shares in AIM?

WELLS FARGO & COMPANY/MN is the largest institutional owner in AIM which holds 0 shares worth - or 0% of the total AIM shares outstanding followed by TD WATERHOUSE CANADA INC. with ownership of 0 shares representing 0% of the AIM ownership. TOWER RESEARCH CAPITAL LLC (TRC) is the third largest stakeholder with 0 shares or 0% of the ownership worth more than -.

Is AIM ImmunoTech Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AIM is concerned, it is a stock which is not optionable.

Is there a short position on AIM's shares?

Number of AIM shares short is 61.95K. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AIM shares are there?

As of today, 3.20M shares of AIM are outstanding.

Is there many float in AIM stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AIM has 2.75M shares in float.

AIM short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AIM is 0.39.

AIM ImmunoTech (AIM) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares1.94

Short Percent Of Float1.99

Shares Outstanding3.20M

Shares Float2.75M

Shares Short61.95K

Short Ratio0.39

1.99%

Short % of Float

1.94%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

3.85% Percentage of Shares held by All Insiders

4.93% Percentage of Shares held by All Institutions

5.13% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 4.93% of AIM shares are held by financial institutions. WELLS FARGO & COMPANY/MN is the top corporate investor, holding 0 shares valued at -. A 0% stake in AIM ImmunoTech Inc. is owned by the company. TD WATERHOUSE CANADA INC. owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-400	-100.00%
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	0	-	-170	-100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-14.34K	-100.00%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0%	0	-	-20K	-100.00%
Jun 30, 2025	VERITION FUND MANAGEMENT LLC	0%	0	-	-162K	-100.00%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-27	-100.00%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-317.98K	-100.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-1K	-100.00%
Jun 30, 2025	UBS GROUP AG	0%	0	-	-7.79K	-100.00%
Jun 30, 2025	NORTHERN TRUST CORP	0%	0	-	-85.12K	-100.00%
Jun 30, 2025	HUNTINGTON NATIONAL BANK	0%	0	-	-57	-100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-127	-100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	1K	200	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-150	-100.00%
Jun 30, 2025	HB WEALTH MANAGEMENT, LLC	0%	0	-	-10K	-100.00%
Jun 30, 2025	XTX TOPCO LTD	0%	0	-	-83.51K	-100.00%
Jun 30, 2025	D.B. ROOT & COMPANY, LLC	0%	0	-	-12.05K	-100.00%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	0	-	-220	-100.00%
Jun 30, 2025	CRESCENT GROVE ADVISORS, LLC	0%	0	-	-45.39K	-100.00%
Jun 30, 2025	TRAYNOR CAPITAL MANAGEMENT, INC.	0%	0	-	-11.78K	-100.00%
Jun 30, 2025	VANGUARD GROUP INC	0%	0	-	-2.44M	-100.00%
Jun 30, 2025	COMMUNITY BANK, N.A.	0%	0	-	-13.23K	-100.00%
Jun 30, 2025	BLACKROCK, INC.	0%	0	-	-698.27K	-100.00%
Jun 30, 2025	STATE STREET CORP	0%	0	-	-173.1K	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	0	-	-76.32K	-100.00%
Jun 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0%	0	-	-35.06K	-100.00%
Jun 30, 2025	HOEY INVESTMENTS, INC	0%	0	-	-1K	-100.00%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-20.7K	-100.00%
Jun 30, 2025	CITADEL ADVISORS LLC	0%	0	-	-48.66K	-100.00%
Jun 30, 2025	J.W. COLE ADVISORS, INC.	0%	0	-	-15K	-100.00%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-531.33K	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-504	-100.00%
Mar 31, 2025	BAADER BANK AKTIENGESELLSCHAFT	0%	0	-	-13.39K	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	14.34K	1.75K	-368	-2.50%
Mar 31, 2025	TD WATERHOUSE CANADA INC.	0%	170	20	0	0
Mar 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.05%	35.06K	4.29K	0	0
Mar 31, 2025	CRESCENT GROVE ADVISORS, LLC	0.06%	45.39K	5.55K	45.39K	+100.00%
Mar 31, 2025	CITADEL ADVISORS LLC	0.07%	48.66K	5.95K	-310.33K	-86.45%
Mar 31, 2025	MORGAN STANLEY	0.11%	76.32K	9.33K	0	0
Mar 31, 2025	CITIGROUP INC	0%	0	-	-864	-100.00%
Mar 31, 2025	JPMORGAN CHASE & CO	0%	127	15	-11	-7.97%
Mar 31, 2025	VIRTU FINANCIAL LLC	0%	0	-	-36.66K	-100.00%
Mar 31, 2025	NORTHERN TRUST CORP	0.12%	85.12K	10.41K	0	0
Mar 31, 2025	CI PRIVATE WEALTH, LLC	0%	0	-	-10.1K	-100.00%
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.03%	20.7K	2.53K	-50.61K	-70.98%
Mar 31, 2025	HRT FINANCIAL LP	0%	0	-	-31.65K	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-38.04K	-100.00%
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	27	4	0	0
Mar 31, 2025	VANGUARD GROUP INC	3.48%	2.44M	298.21K	455.62K	+22.91%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.03%	20K	2.45K	0	0
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	150	19	0	0
Mar 31, 2025	HOEY INVESTMENTS, INC	0%	1K	123	0	0
Mar 31, 2025	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	1.47K	0	0
Mar 31, 2025	VERITION FUND MANAGEMENT LLC	0.23%	162K	19.81K	-9K	-5.26%
Mar 31, 2025	J.W. COLE ADVISORS, INC.	0.02%	15K	1.84K	15K	+100.00%
Mar 31, 2025	STATE STREET CORP	0.25%	173.1K	21.17K	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.45%	317.98K	38.89K	57.5K	+22.07%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.76%	531.33K	65K	67.32K	+14.51%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	1K	120	0	0
Mar 31, 2025	UBS GROUP AG	0.01%	7.79K	951	7.77K	+36,985.71%
Mar 31, 2025	HUNTINGTON NATIONAL BANK	0%	57	7	0	0
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	220	27	220	+100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	400	49	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	504	61	21	+4.35%
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	1K	122	1K	+100.00%
Mar 31, 2025	XTX TOPCO LTD	0.12%	83.51K	10.21K	34.3K	+69.69%
Mar 31, 2025	BLACKROCK, INC.	0.99%	698.27K	85.4K	0	0
Mar 31, 2025	HB WEALTH MANAGEMENT, LLC	0.01%	10K	1.22K	0	0
Mar 31, 2025	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	1.44K	0	0
Mar 31, 2025	COMMUNITY BANK, N.A.	0.02%	13.23K	1.59K	0	0
Mar 31, 2024	JANE STREET GROUP, LLC	0%	0	-	-21.26K	-100.00%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.72%	351.66K	165.69K	0	0
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0.45%	220.81K	104K	18.8K	+9.31%
Mar 31, 2024	VERITION FUND MANAGEMENT LLC	0.35%	171K	80.54K	9K	+5.56%
Mar 31, 2024	NORTHERN TRUST CORP	0.17%	85.21K	40.13K	-360	-0.42%
Mar 31, 2024	SEACREST WEALTH MANAGEMENT, LLC	0.07%	35.06K	16.52K	-2K	-5.40%
Mar 31, 2024	DRW SECURITIES, LLC	0.05%	24K	11.3K	-1K	-4.00%
Mar 31, 2024	BLACKROCK INC.	1.42%	698.33K	328.92K	-9.47K	-1.34%
Mar 31, 2024	TWO SIGMA SECURITIES, LLC	0.04%	21.42K	10.09K	21.42K	+100.00%
Mar 31, 2024	CAPTRUST FINANCIAL ADVISORS	0.04%	20K	9.42K	0	0
Mar 31, 2024	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	9.42K	0	0
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	18.18K	8.57K	-714	-3.78%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	16.83K	7.93K	1.63K	+10.72%
Mar 31, 2024	VANGUARD GROUP INC	4.05%	1.99M	936.68K	0	0
Mar 31, 2024	STATE STREET CORP	0.35%	173.1K	81.53K	0	0
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.22%	108.9K	51.29K	0	0
Mar 31, 2024	MORGAN STANLEY	0.17%	85.32K	40.19K	8K	+10.35%
Mar 31, 2024	XTX TOPCO LTD	0.03%	14.12K	6.65K	14.12K	+100.00%
Mar 31, 2024	COMMUNITY BANK, N.A.	0.03%	13.23K	6.22K	0	0
Mar 31, 2024	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	5.68K	0	0
Mar 31, 2024	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	5.55K	0	0
Mar 31, 2024	HOEY INVESTMENTS, INC	0%	1K	471	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	1K	470	-587	-36.99%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	751	353	6	+0.81%
Mar 31, 2024	FMR LLC	0%	521	245	516	+10,320.00%
Mar 31, 2024	ADVISORNET FINANCIAL, INC	0%	500	236	0	0
Mar 31, 2024	JPMORGAN CHASE & CO	0%	110	51	23	+26.44%
Mar 31, 2024	HUNTINGTON NATIONAL BANK	0%	57	27	0	0
Mar 31, 2024	UBS GROUP AG	0%	21	10	-12.85K	-99.84%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	1	0	0
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	0	-	-59	-100.00%
Mar 31, 2024	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-2	-100.00%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0%	0	-	-25.27K	-100.00%
Mar 31, 2024	CITADEL ADVISORS LLC	0%	0	-	-34.02K	-100.00%
Mar 31, 2024	VIRTU FINANCIAL LLC	0%	0	-	-15.57K	-100.00%
Mar 31, 2024	SNS FINANCIAL GROUP, LLC	0%	0	-	-10K	-100.00%
Mar 31, 2024	TD WATERHOUSE CANADA INC.	0%	0	-	-170	-100.00%
Dec 31, 2023	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	5.18K	0	0
Dec 31, 2023	ADVISORNET FINANCIAL, INC	0%	500	220	0	0
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	745	328	20	+2.76%
Dec 31, 2023	HOEY INVESTMENTS, INC	0%	1K	440	0	0
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	1.59K	697	-689	-30.27%
Dec 31, 2023	SNS FINANCIAL GROUP, LLC	0.02%	10K	4.4K	0	0
Dec 31, 2023	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	5.3K	0	0
Dec 31, 2023	UBS GROUP AG	0.03%	12.87K	5.66K	-3.63K	-22.00%
Dec 31, 2023	COMMUNITY BANK, N.A.	0.03%	13.23K	5.69K	0	0
Dec 31, 2023	VIRTU FINANCIAL LLC	0.03%	15.57K	7K	-13.49K	-46.43%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	18.9K	8.31K	17.97K	+1,942.92%
Dec 31, 2023	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	8.8K	0	0
Dec 31, 2023	CAPTRUST FINANCIAL ADVISORS	0.04%	20K	8.8K	0	0
Dec 31, 2023	JANE STREET GROUP, LLC	0.04%	21.26K	9.35K	7.57K	+55.25%
Dec 31, 2023	DRW SECURITIES, LLC	0.05%	25K	11K	-3K	-10.71%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.05%	25.27K	11.12K	0	0
Dec 31, 2023		0%	170	107	0	0
Dec 31, 2023	CITADEL ADVISORS LLC	0.07%	34.02K	14.97K	34.02K	+100.00%
Dec 31, 2023	SEACREST WEALTH MANAGEMENT, LLC	0.08%	37.06K	16.31K	0	0
Dec 31, 2023	MORGAN STANLEY	0.16%	77.32K	34.01K	-175K	-69.36%
Dec 31, 2023	NORTHERN TRUST CORP	0.18%	85.57K	37.64K	0	0
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.22%	108.9K	47.91K	0	0
Dec 31, 2023	VERITION FUND MANAGEMENT LLC	0.33%	162K	71.26K	14K	+9.46%
Dec 31, 2023	STATE STREET CORP	0.36%	173.1K	76.15K	0	0
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.42%	202.01K	89K	9.7K	+5.04%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.72%	351.66K	154.74K	0	0
Dec 31, 2023	BLACKROCK INC.	1.46%	707.81K	311.36K	160	+0.02%
Dec 31, 2023	VANGUARD GROUP INC	4.09%	1.99M	874.83K	0	0
Dec 31, 2023	IAG WEALTH PARTNERS, LLC	0%	0	-	-480	-100.00%
Dec 31, 2023	VISIONPOINT ADVISORY GROUP, LLC	0%	0	-	-3.14K	-100.00%
Dec 31, 2023	HRT FINANCIAL LP	0%	0	-	-10.82K	-100.00%
Dec 31, 2023	TWO SIGMA SECURITIES, LLC	0%	0	-	-60.65K	-100.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	1	0	0
Dec 31, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	2	1	2	+100.00%
Dec 31, 2023	FMR LLC	0%	5	2	5	+100.00%
Dec 31, 2023	HUNTINGTON NATIONAL BANK	0%	57	25	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	59	26	59	+100.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0%	87	38	27	+45.00%
Sep 30, 2023	BLACKROCK INC.	1.46%	707.65K	-	102	+0.01%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.73%	351.66K	-	-29.25K	-7.68%
Sep 30, 2023	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	-	0	0
Sep 30, 2023	COMMUNITY BANK, N.A.	0.03%	13.23K	-	0	0
Sep 30, 2023	JANE STREET GROUP, LLC	0.03%	13.69K	-	-8.45K	-38.17%
Sep 30, 2023	UBS GROUP AG	0.03%	16.5K	-	16.49K	+126,830.77%
Sep 30, 2023	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	-	0	0
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.05%	25.27K	-	0	0
Sep 30, 2023	DRW SECURITIES, LLC	0.06%	28K	-	-9K	-24.32%
Sep 30, 2023	VIRTU FINANCIAL LLC	0.06%	29.06K	-	29.06K	+100.00%
Sep 30, 2023	SEACREST WEALTH MANAGEMENT, LLC	0.08%	37.06K	-	0	0
Sep 30, 2023	NEWEDGE ADVISORS, LLC	0%	0	-	-1	-100.00%
Sep 30, 2023	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	-500	-100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	-	2	+100.00%
Sep 30, 2023	HUNTINGTON NATIONAL BANK	0%	57	-	0	0
Sep 30, 2023	MORGAN STANLEY	0.52%	252.32K	-	-183.24K	-42.07%
Sep 30, 2023	TWO SIGMA SECURITIES, LLC	0.13%	60.65K	-	50.35K	+488.88%
Sep 30, 2023	NORTHERN TRUST CORP	0.18%	85.57K	-	-951	-1.10%
Sep 30, 2023		0%	170	-	0	0
Sep 30, 2023	IAG WEALTH PARTNERS, LLC	0%	480	-	480	+100.00%
Sep 30, 2023	ADVISORNET FINANCIAL, INC	0%	500	-	500	+100.00%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	725	-	-24	-3.20%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	925	-	-3.86K	-80.67%
Sep 30, 2023	HOEY INVESTMENTS, INC	0%	1K	-	0	0
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	2.28K	-	0	0
Sep 30, 2023	VISIONPOINT ADVISORY GROUP, LLC	0.01%	3.14K	-	3.14K	+100.00%
Sep 30, 2023	SNS FINANCIAL GROUP, LLC	0.02%	10K	-	0	0
Sep 30, 2023	HRT FINANCIAL LP	0.02%	10.82K	-	10.82K	+100.00%
Sep 30, 2023	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	-	0	0

Insiders

Among the AIM insiders holding of 3.85% of the stake in company, KELLNER TED D, director, holds the largest shares of 1.97M. CARTER WILLIAM A, CEO, is the second largest AIM insider with ownership of 1.23M shares. MITCHELL WILLIAM M, director, stands third with possession of 521.72K shares of that stake.

Insiders	Designation	Shares Held
KELLNER TED D	director	1.97M
CARTER WILLIAM A	CEO	1.23M
MITCHELL WILLIAM M	director	521.72K
EQUELS THOMAS K.	CEO, President	492.92K
APPELROUTH STEWART	director	344.4K
EQUELS THOMAS K.	CEO & President	225.26K
RODINO PETER W III	COO, Secretary, Gen. Counsel	212.58K
LANDER RUSSEL J	VP of Process/QualityAssurance	182.98K
BERNHARDT CHARLES THOMAS III	Chief Financial Officer	100K
PASCALE ADAM	CFO	59.65K
EQUELS THOMAS K	CEO & President	38.89K
BRYAN NANCY	director	38.46K
SPRINGATE WAYNE S.	Sr VP of Operations	32.51K
PASCALE ADAM	CFO	27.39K
RODINO PETER W. III	Exec Dir Govt Relations/Secrty	15.87K
APPELROUTH STEWART	director	15.75K
RODINO III PETER W.	Dir Govt Relations/Sectry	12.59K
SPRINGATE WAYNE S	Sr. VP of Operations	8.67K
STRAYER DAVID R	Chief Science/Medical Officer	5.42K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 13, 2025	EQUELS THOMAS K	PURCHASE	7.70	107	823.58	38.89K
Jun 12, 2025	EQUELS THOMAS K	PURCHASE	8.70	103	896.1	38.68K
Apr 11, 2025	KELLNER TED D	PURCHASE	0.03	1.97M	50K	1.97M
Apr 11, 2025	MITCHELL WILLIAM M	PURCHASE	0.03	196.85K	5K	521.72K
Apr 11, 2025	EQUELS THOMAS K	PURCHASE	0.03	1.97M	50K	3.87M
Apr 04, 2025	EQUELS THOMAS K	PURCHASE	0.06	41K	2.58K	1.9M
Mar 05, 2025	EQUELS THOMAS K	PURCHASE	0.13	50K	6.73K	1.86M
Mar 04, 2025	EQUELS THOMAS K	PURCHASE	0.12	44K	5.06K	1.81M
Dec 19, 2024	MITCHELL WILLIAM M	SALE	0.19	4.58K	883.94	118.55K
Dec 18, 2024	EQUELS THOMAS K	PURCHASE	0.21	22.73K	4.68K	1.68M
Dec 02, 2024	APPELROUTH STEWART	PURCHASE	0.21	1	0.21	344.4K
Nov 21, 2024	EQUELS THOMAS K	PURCHASE	0.21	20K	4.24K	1.66M
Nov 20, 2024	EQUELS THOMAS K	PURCHASE	0.20	85K	16.92K	1.64M
Nov 20, 2024	APPELROUTH STEWART	PURCHASE	0.19	81.95K	15.82K	321.75K
Sep 16, 2024	EQUELS THOMAS K	PURCHASE	0.30	5K	1.52K	1.49M
Sep 13, 2024	EQUELS THOMAS K	PURCHASE	0.31	20K	6.16K	1.49M
May 06, 2024	RODINO PETER W III	PURCHASE	0.41	30.87K	12.5K	212.58K
May 06, 2024	EQUELS THOMAS K	PURCHASE	0.41	61.73K	25K	778.18K
Mar 21, 2024	BRYAN NANCY	PURCHASE	0.39	38.46K	15K	38.46K
Mar 15, 2024	APPELROUTH STEWART	PURCHASE	0.33	90.91K	30K	239.77K
Mar 15, 2024	EQUELS THOMAS K	PURCHASE	0.33	75.76K	25K	716.46K
Mar 15, 2024	RODINO PETER W III	PURCHASE	0.33	37.88K	12.5K	181.72K
Nov 27, 2023	EQUELS THOMAS K	PURCHASE	0.44	33.86K	15K	640.7K
Sep 29, 2023	EQUELS THOMAS K	PURCHASE	0.44	22.68K	10K	606.84K
Aug 25, 2023	EQUELS THOMAS K	PURCHASE	0.67	8.22K	5.5K	584.16K
Aug 24, 2023	EQUELS THOMAS K	PURCHASE	0.67	14.99K	10K	575.94K
Jul 17, 2023	EQUELS THOMAS K	PURCHASE	0.59	16.95K	10K	560.95K
Jan 03, 2023	EQUELS THOMAS K	PURCHASE	0.31	161.29K	50K	544K
Jan 03, 2023	APPELROUTH STEWART	PURCHASE	0.31	80.65K	25K	217.06K
Jan 03, 2023	RODINO PETER W III	PURCHASE	0.31	80.65K	25K	143.84K
Jul 16, 2021	EQUELS THOMAS K.	PURCHASE	1.92	15.63K	30K	225.26K
Feb 25, 2021	APPELROUTH STEWART	PURCHASE	2.35	10.64K	25K	92.54K
Feb 24, 2021	EQUELS THOMAS K.	PURCHASE	2.26	11.06K	25K	209.63K
Dec 17, 2020	EQUELS THOMAS K.	PURCHASE	1.72	14.54K	25K	198.57K
Sep 03, 2020	EQUELS THOMAS K.	PURCHASE	2.03	12.32K	25K	184.03K
Aug 21, 2020	EQUELS THOMAS K.	PURCHASE	2.33	10.73K	25K	171.72K
Jun 27, 2019	EQUELS THOMAS K.	PURCHASE	4.37	2.63K	11.5K	63.04K
Jun 21, 2019	RODINO III PETER W.	PURCHASE	4.03	8.7K	35.04K	12.59K
Jun 21, 2019	EQUELS THOMAS K.	PURCHASE	4.03	29.4K	118.5K	1.39M
Jun 21, 2019	APPELROUTH STEWART	PURCHASE	4.03	9.68K	39K	26.71K
Jun 21, 2019	MITCHELL WILLIAM M	PURCHASE	4.03	9.68K	39K	20.84K
Jun 21, 2019	SPRINGATE WAYNE S	PURCHASE	4.03	5.21K	21K	8.67K
Jun 21, 2019	STRAYER DAVID R	PURCHASE	4.03	2.48K	10K	5.42K
Mar 19, 2019	EQUELS THOMAS K.	PURCHASE	0.18	13.4K	2.35K	811.71K
Nov 30, 2018	EQUELS THOMAS K.	PURCHASE	0.19	1.35K	256.04	779.66K
Nov 05, 2018	APPELROUTH STEWART	PURCHASE	0.22	25.24K	5.55K	266.99K
Oct 26, 2018	EQUELS THOMAS K.	PURCHASE	0.20	3.5K	710.5	775.81K
Oct 25, 2018	EQUELS THOMAS K.	PURCHASE	0.20	100K	20K	772.31K
Jul 27, 2018	EQUELS THOMAS K.	PURCHASE	0.29	34.48K	10K	672.31K
Jul 24, 2018	APPELROUTH STEWART	PURCHASE	0.31	126K	39.06K	241.75K
Jul 23, 2018	SPRINGATE WAYNE S	PURCHASE	0.31	32.26K	10K	64.77K
Jul 23, 2018	PASCALE ADAM	PURCHASE	0.31	32.26K	10K	59.65K
Jul 23, 2018	EQUELS THOMAS K.	PURCHASE	0.31	112.9K	35K	637.82K
Apr 27, 2018	EQUELS THOMAS K.	PURCHASE	0.32	32K	10.24K	524.92K
Apr 27, 2018	APPELROUTH STEWART	PURCHASE	0.32	100K	32K	115.75K
May 02, 2017	SPRINGATE WAYNE S.	PURCHASE	0.63	15.87K	10K	32.51K
May 02, 2017	STRAYER DAVID R	PURCHASE	0.63	7.94K	5K	41.8K
May 02, 2017	RODINO PETER W. III	PURCHASE	0.63	15.87K	10K	15.87K
May 02, 2017	PASCALE ADAM	PURCHASE	0.63	15.87K	10K	27.39K
Apr 27, 2017	EQUELS THOMAS K.	PURCHASE	0.69	72.46K	50K	492.92K
Apr 11, 2017	EQUELS THOMAS K.	PURCHASE	0.50	200K	100K	420.46K
Feb 16, 2017	SPRINGATE WAYNE S.	PURCHASE	0.46	8.01K	3.69K	31.99K
Feb 16, 2017	STRAYER DAVID R	PURCHASE	0.46	9.89K	4.55K	33.87K
Feb 16, 2017	PASCALE ADAM	PURCHASE	0.46	6.98K	3.21K	11.52K
Dec 22, 2016	EQUELS THOMAS K.	PURCHASE	0.73	68.49K	50K	220.46K
Nov 01, 2016	EQUELS THOMAS K.	PURCHASE	1.00	10K	10K	151.96K
Aug 24, 2016	APPELROUTH STEWART	PURCHASE	2.21	15.75K	34.81K	15.75K
Jul 08, 2016	EQUELS THOMAS K.	PURCHASE	0.12	48K	5.68K	1.7M
Jul 01, 2016	EQUELS THOMAS K.	PURCHASE	0.12	28K	3.34K	1.63M
Jun 30, 2016	EQUELS THOMAS K.	PURCHASE	0.12	28K	3.36K	1.57M
Jun 29, 2016	EQUELS THOMAS K.	PURCHASE	0.12	30K	3.6K	1.51M
Mar 18, 2016	EQUELS THOMAS K.	PURCHASE	0.13	30K	3.97K	1.48M
Mar 11, 2016	EQUELS THOMAS K.	PURCHASE	0.16	10K	1.62K	10K
Mar 10, 2016	EQUELS THOMAS K.	PURCHASE	0.16	30K	4.89K	30K
Aug 20, 2015	CARTER WILLIAM A	PURCHASE	0.18	25K	4.49K	1.23M
Aug 18, 2015	CARTER WILLIAM A	PURCHASE	0.18	25K	4.55K	1.2M
Aug 14, 2015	EQUELS THOMAS K.	PURCHASE	0.18	50K	9.01K	1.38M
Aug 13, 2015	EQUELS THOMAS K.	PURCHASE	0.18	16.5K	2.97K	1.32M
Apr 27, 2015	EQUELS THOMAS K.	PURCHASE	0.24	100K	24.43K	1.31M
Apr 21, 2015	CARTER WILLIAM A	PURCHASE	0.24	100K	24K	1.05M
Apr 20, 2015	EQUELS THOMAS K.	PURCHASE	0.24	100K	23.91K	1.21M
Apr 17, 2015	CARTER WILLIAM A	PURCHASE	0.23	73.68K	16.95K	950.59K
Apr 16, 2015	CARTER WILLIAM A	PURCHASE	0.23	26.32K	6.05K	876.9K
Apr 15, 2015	EQUELS THOMAS K.	PURCHASE	0.23	100K	22.54K	1.11M
May 09, 2013	SPRINGATE WAYNE S.	PURCHASE	0.24	50K	12K	238.9K
May 18, 2012	STRAYER DAVID R	PURCHASE	0.26	44.9K	11.45K	280.93K
May 17, 2012	STRAYER DAVID R	PURCHASE	0.26	5.1K	1.3K	236.03K
May 31, 2011	SPRINGATE WAYNE S.	PURCHASE	0.55	90K	49.5K	138.9K
Mar 01, 2011	LANDER RUSSEL J	PURCHASE	0.46	25K	11.5K	182.98K
Dec 22, 2010	CARTER WILLIAM A	PURCHASE	2.71	73.73K	199.8K	6.76M
Dec 06, 2010	BERNHARDT CHARLES THOMAS III	PURCHASE	0.55	100K	55K	100K
Aug 23, 2010	LANDER RUSSEL J	PURCHASE	0.51	1.26K	642.6	157.78K
Aug 11, 2010	CARTER WILLIAM A	SALE	0.48	26.52K	12.76K	889.57K
Aug 10, 2010	CARTER WILLIAM A	PURCHASE	0.49	818.68K	405.08K	1.27M
Jul 23, 2010	LANDER RUSSEL J	PURCHASE	0.52	1.5K	780	155.52K
Jul 16, 2010	LANDER RUSSEL J	PURCHASE	0.47	950	446.5	154.02K
Jun 11, 2010	CARTER WILLIAM A	PURCHASE	0.66	500K	330K	7.58M
Jun 11, 2010	EQUELS THOMAS K.	PURCHASE	0.66	300K	198K	791.2K

Frequently Asked Questions

Stock Outstanding Shares

ShortableYes

OptionableNo

Short Percent Of Outstanding Shares1.94

Short Percent Of Float1.99

Shares Outstanding3.20M

Shares Float2.75M

Shares Short61.95K

Short Ratio0.39

1.99%

Short % of Float

1.94%

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

3.85% Percentage of Shares held by All Insiders

4.93% Percentage of Shares held by All Institutions

5.13% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2025	WELLS FARGO & COMPANY/MN	0%	0	-	-400	-100.00%
Jun 30, 2025	TD WATERHOUSE CANADA INC.	0%	0	-	-170	-100.00%
Jun 30, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0%	0	-	-14.34K	-100.00%
Jun 30, 2025	CAPTRUST FINANCIAL ADVISORS	0%	0	-	-20K	-100.00%
Jun 30, 2025	VERITION FUND MANAGEMENT LLC	0%	0	-	-162K	-100.00%
Jun 30, 2025	MAI CAPITAL MANAGEMENT	0%	0	-	-27	-100.00%
Jun 30, 2025	RENAISSANCE TECHNOLOGIES LLC	0%	0	-	-317.98K	-100.00%
Jun 30, 2025	HARBOUR INVESTMENTS, INC.	0%	0	-	-1K	-100.00%
Jun 30, 2025	UBS GROUP AG	0%	0	-	-7.79K	-100.00%
Jun 30, 2025	NORTHERN TRUST CORP	0%	0	-	-85.12K	-100.00%
Jun 30, 2025	HUNTINGTON NATIONAL BANK	0%	0	-	-57	-100.00%
Jun 30, 2025	JPMORGAN CHASE & CO	0%	0	-	-127	-100.00%
Jun 30, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	1K	200	0	0
Jun 30, 2025	FARTHER FINANCE ADVISORS, LLC	0%	0	-	-150	-100.00%
Jun 30, 2025	HB WEALTH MANAGEMENT, LLC	0%	0	-	-10K	-100.00%
Jun 30, 2025	XTX TOPCO LTD	0%	0	-	-83.51K	-100.00%
Jun 30, 2025	D.B. ROOT & COMPANY, LLC	0%	0	-	-12.05K	-100.00%
Jun 30, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	0	-	-220	-100.00%
Jun 30, 2025	CRESCENT GROVE ADVISORS, LLC	0%	0	-	-45.39K	-100.00%
Jun 30, 2025	TRAYNOR CAPITAL MANAGEMENT, INC.	0%	0	-	-11.78K	-100.00%
Jun 30, 2025	VANGUARD GROUP INC	0%	0	-	-2.44M	-100.00%
Jun 30, 2025	COMMUNITY BANK, N.A.	0%	0	-	-13.23K	-100.00%
Jun 30, 2025	BLACKROCK, INC.	0%	0	-	-698.27K	-100.00%
Jun 30, 2025	STATE STREET CORP	0%	0	-	-173.1K	-100.00%
Jun 30, 2025	MORGAN STANLEY	0%	0	-	-76.32K	-100.00%
Jun 30, 2025	SEACREST WEALTH MANAGEMENT, LLC	0%	0	-	-35.06K	-100.00%
Jun 30, 2025	HOEY INVESTMENTS, INC	0%	0	-	-1K	-100.00%
Jun 30, 2025	TWO SIGMA SECURITIES, LLC	0%	0	-	-20.7K	-100.00%
Jun 30, 2025	CITADEL ADVISORS LLC	0%	0	-	-48.66K	-100.00%
Jun 30, 2025	J.W. COLE ADVISORS, INC.	0%	0	-	-15K	-100.00%
Jun 30, 2025	GEODE CAPITAL MANAGEMENT, LLC	0%	0	-	-531.33K	-100.00%
Jun 30, 2025	BANK OF AMERICA CORP /DE/	0%	0	-	-504	-100.00%
Mar 31, 2025	BAADER BANK AKTIENGESELLSCHAFT	0%	0	-	-13.39K	-100.00%
Mar 31, 2025	TOWER RESEARCH CAPITAL LLC (TRC)	0.02%	14.34K	1.75K	-368	-2.50%
Mar 31, 2025	TD WATERHOUSE CANADA INC.	0%	170	20	0	0
Mar 31, 2025	SEACREST WEALTH MANAGEMENT, LLC	0.05%	35.06K	4.29K	0	0
Mar 31, 2025	CRESCENT GROVE ADVISORS, LLC	0.06%	45.39K	5.55K	45.39K	+100.00%
Mar 31, 2025	CITADEL ADVISORS LLC	0.07%	48.66K	5.95K	-310.33K	-86.45%
Mar 31, 2025	MORGAN STANLEY	0.11%	76.32K	9.33K	0	0
Mar 31, 2025	CITIGROUP INC	0%	0	-	-864	-100.00%
Mar 31, 2025	JPMORGAN CHASE & CO	0%	127	15	-11	-7.97%
Mar 31, 2025	VIRTU FINANCIAL LLC	0%	0	-	-36.66K	-100.00%
Mar 31, 2025	NORTHERN TRUST CORP	0.12%	85.12K	10.41K	0	0
Mar 31, 2025	CI PRIVATE WEALTH, LLC	0%	0	-	-10.1K	-100.00%
Mar 31, 2025	TWO SIGMA SECURITIES, LLC	0.03%	20.7K	2.53K	-50.61K	-70.98%
Mar 31, 2025	HRT FINANCIAL LP	0%	0	-	-31.65K	-100.00%
Mar 31, 2025	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0%	0	-	-38.04K	-100.00%
Mar 31, 2025	MAI CAPITAL MANAGEMENT	0%	27	4	0	0
Mar 31, 2025	VANGUARD GROUP INC	3.48%	2.44M	298.21K	455.62K	+22.91%
Mar 31, 2025	CAPTRUST FINANCIAL ADVISORS	0.03%	20K	2.45K	0	0
Mar 31, 2025	FARTHER FINANCE ADVISORS, LLC	0%	150	19	0	0
Mar 31, 2025	HOEY INVESTMENTS, INC	0%	1K	123	0	0
Mar 31, 2025	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	1.47K	0	0
Mar 31, 2025	VERITION FUND MANAGEMENT LLC	0.23%	162K	19.81K	-9K	-5.26%
Mar 31, 2025	J.W. COLE ADVISORS, INC.	0.02%	15K	1.84K	15K	+100.00%
Mar 31, 2025	STATE STREET CORP	0.25%	173.1K	21.17K	0	0
Mar 31, 2025	RENAISSANCE TECHNOLOGIES LLC	0.45%	317.98K	38.89K	57.5K	+22.07%
Mar 31, 2025	GEODE CAPITAL MANAGEMENT, LLC	0.76%	531.33K	65K	67.32K	+14.51%
Mar 31, 2025	ADVISOR GROUP HOLDINGS, INC.	0%	1K	120	0	0
Mar 31, 2025	UBS GROUP AG	0.01%	7.79K	951	7.77K	+36,985.71%
Mar 31, 2025	HUNTINGTON NATIONAL BANK	0%	57	7	0	0
Mar 31, 2025	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	0%	220	27	220	+100.00%
Mar 31, 2025	WELLS FARGO & COMPANY/MN	0%	400	49	0	0
Mar 31, 2025	BANK OF AMERICA CORP /DE/	0%	504	61	21	+4.35%
Mar 31, 2025	HARBOUR INVESTMENTS, INC.	0%	1K	122	1K	+100.00%
Mar 31, 2025	XTX TOPCO LTD	0.12%	83.51K	10.21K	34.3K	+69.69%
Mar 31, 2025	BLACKROCK, INC.	0.99%	698.27K	85.4K	0	0
Mar 31, 2025	HB WEALTH MANAGEMENT, LLC	0.01%	10K	1.22K	0	0
Mar 31, 2025	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	1.44K	0	0
Mar 31, 2025	COMMUNITY BANK, N.A.	0.02%	13.23K	1.59K	0	0
Mar 31, 2024	JANE STREET GROUP, LLC	0%	0	-	-21.26K	-100.00%
Mar 31, 2024	GEODE CAPITAL MANAGEMENT, LLC	0.72%	351.66K	165.69K	0	0
Mar 31, 2024	RENAISSANCE TECHNOLOGIES LLC	0.45%	220.81K	104K	18.8K	+9.31%
Mar 31, 2024	VERITION FUND MANAGEMENT LLC	0.35%	171K	80.54K	9K	+5.56%
Mar 31, 2024	NORTHERN TRUST CORP	0.17%	85.21K	40.13K	-360	-0.42%
Mar 31, 2024	SEACREST WEALTH MANAGEMENT, LLC	0.07%	35.06K	16.52K	-2K	-5.40%
Mar 31, 2024	DRW SECURITIES, LLC	0.05%	24K	11.3K	-1K	-4.00%
Mar 31, 2024	BLACKROCK INC.	1.42%	698.33K	328.92K	-9.47K	-1.34%
Mar 31, 2024	TWO SIGMA SECURITIES, LLC	0.04%	21.42K	10.09K	21.42K	+100.00%
Mar 31, 2024	CAPTRUST FINANCIAL ADVISORS	0.04%	20K	9.42K	0	0
Mar 31, 2024	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	9.42K	0	0
Mar 31, 2024	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	18.18K	8.57K	-714	-3.78%
Mar 31, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.03%	16.83K	7.93K	1.63K	+10.72%
Mar 31, 2024	VANGUARD GROUP INC	4.05%	1.99M	936.68K	0	0
Mar 31, 2024	STATE STREET CORP	0.35%	173.1K	81.53K	0	0
Mar 31, 2024	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.22%	108.9K	51.29K	0	0
Mar 31, 2024	MORGAN STANLEY	0.17%	85.32K	40.19K	8K	+10.35%
Mar 31, 2024	XTX TOPCO LTD	0.03%	14.12K	6.65K	14.12K	+100.00%
Mar 31, 2024	COMMUNITY BANK, N.A.	0.03%	13.23K	6.22K	0	0
Mar 31, 2024	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	5.68K	0	0
Mar 31, 2024	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	5.55K	0	0
Mar 31, 2024	HOEY INVESTMENTS, INC	0%	1K	471	0	0
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0%	1K	470	-587	-36.99%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	0%	751	353	6	+0.81%
Mar 31, 2024	FMR LLC	0%	521	245	516	+10,320.00%
Mar 31, 2024	ADVISORNET FINANCIAL, INC	0%	500	236	0	0
Mar 31, 2024	JPMORGAN CHASE & CO	0%	110	51	23	+26.44%
Mar 31, 2024	HUNTINGTON NATIONAL BANK	0%	57	27	0	0
Mar 31, 2024	UBS GROUP AG	0%	21	10	-12.85K	-99.84%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	1	0	0
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0%	0	-	-59	-100.00%
Mar 31, 2024	BNP PARIBAS ARBITRAGE, SNC	0%	0	-	-2	-100.00%
Mar 31, 2024	BANK OF NEW YORK MELLON CORP	0%	0	-	-25.27K	-100.00%
Mar 31, 2024	CITADEL ADVISORS LLC	0%	0	-	-34.02K	-100.00%
Mar 31, 2024	VIRTU FINANCIAL LLC	0%	0	-	-15.57K	-100.00%
Mar 31, 2024	SNS FINANCIAL GROUP, LLC	0%	0	-	-10K	-100.00%
Mar 31, 2024	TD WATERHOUSE CANADA INC.	0%	0	-	-170	-100.00%
Dec 31, 2023	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	5.18K	0	0
Dec 31, 2023	ADVISORNET FINANCIAL, INC	0%	500	220	0	0
Dec 31, 2023	WELLS FARGO & COMPANY/MN	0%	745	328	20	+2.76%
Dec 31, 2023	HOEY INVESTMENTS, INC	0%	1K	440	0	0
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	1.59K	697	-689	-30.27%
Dec 31, 2023	SNS FINANCIAL GROUP, LLC	0.02%	10K	4.4K	0	0
Dec 31, 2023	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	5.3K	0	0
Dec 31, 2023	UBS GROUP AG	0.03%	12.87K	5.66K	-3.63K	-22.00%
Dec 31, 2023	COMMUNITY BANK, N.A.	0.03%	13.23K	5.69K	0	0
Dec 31, 2023	VIRTU FINANCIAL LLC	0.03%	15.57K	7K	-13.49K	-46.43%
Dec 31, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0.04%	18.9K	8.31K	17.97K	+1,942.92%
Dec 31, 2023	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	8.8K	0	0
Dec 31, 2023	CAPTRUST FINANCIAL ADVISORS	0.04%	20K	8.8K	0	0
Dec 31, 2023	JANE STREET GROUP, LLC	0.04%	21.26K	9.35K	7.57K	+55.25%
Dec 31, 2023	DRW SECURITIES, LLC	0.05%	25K	11K	-3K	-10.71%
Dec 31, 2023	BANK OF NEW YORK MELLON CORP	0.05%	25.27K	11.12K	0	0
Dec 31, 2023		0%	170	107	0	0
Dec 31, 2023	CITADEL ADVISORS LLC	0.07%	34.02K	14.97K	34.02K	+100.00%
Dec 31, 2023	SEACREST WEALTH MANAGEMENT, LLC	0.08%	37.06K	16.31K	0	0
Dec 31, 2023	MORGAN STANLEY	0.16%	77.32K	34.01K	-175K	-69.36%
Dec 31, 2023	NORTHERN TRUST CORP	0.18%	85.57K	37.64K	0	0
Dec 31, 2023	BRIDGEWAY CAPITAL MANAGEMENT, LLC	0.22%	108.9K	47.91K	0	0
Dec 31, 2023	VERITION FUND MANAGEMENT LLC	0.33%	162K	71.26K	14K	+9.46%
Dec 31, 2023	STATE STREET CORP	0.36%	173.1K	76.15K	0	0
Dec 31, 2023	RENAISSANCE TECHNOLOGIES LLC	0.42%	202.01K	89K	9.7K	+5.04%
Dec 31, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.72%	351.66K	154.74K	0	0
Dec 31, 2023	BLACKROCK INC.	1.46%	707.81K	311.36K	160	+0.02%
Dec 31, 2023	VANGUARD GROUP INC	4.09%	1.99M	874.83K	0	0
Dec 31, 2023	IAG WEALTH PARTNERS, LLC	0%	0	-	-480	-100.00%
Dec 31, 2023	VISIONPOINT ADVISORY GROUP, LLC	0%	0	-	-3.14K	-100.00%
Dec 31, 2023	HRT FINANCIAL LP	0%	0	-	-10.82K	-100.00%
Dec 31, 2023	TWO SIGMA SECURITIES, LLC	0%	0	-	-60.65K	-100.00%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	1	0	0
Dec 31, 2023	BNP PARIBAS ARBITRAGE, SNC	0%	2	1	2	+100.00%
Dec 31, 2023	FMR LLC	0%	5	2	5	+100.00%
Dec 31, 2023	HUNTINGTON NATIONAL BANK	0%	57	25	0	0
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0%	59	26	59	+100.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0%	87	38	27	+45.00%
Sep 30, 2023	BLACKROCK INC.	1.46%	707.65K	-	102	+0.01%
Sep 30, 2023	GEODE CAPITAL MANAGEMENT, LLC	0.73%	351.66K	-	-29.25K	-7.68%
Sep 30, 2023	D.B. ROOT & COMPANY, LLC	0.02%	12.05K	-	0	0
Sep 30, 2023	COMMUNITY BANK, N.A.	0.03%	13.23K	-	0	0
Sep 30, 2023	JANE STREET GROUP, LLC	0.03%	13.69K	-	-8.45K	-38.17%
Sep 30, 2023	UBS GROUP AG	0.03%	16.5K	-	16.49K	+126,830.77%
Sep 30, 2023	FORTHRIGHT WEALTH MANAGEMENT, LLC	0.04%	20K	-	0	0
Sep 30, 2023	BANK OF NEW YORK MELLON CORP	0.05%	25.27K	-	0	0
Sep 30, 2023	DRW SECURITIES, LLC	0.06%	28K	-	-9K	-24.32%
Sep 30, 2023	VIRTU FINANCIAL LLC	0.06%	29.06K	-	29.06K	+100.00%
Sep 30, 2023	SEACREST WEALTH MANAGEMENT, LLC	0.08%	37.06K	-	0	0
Sep 30, 2023	NEWEDGE ADVISORS, LLC	0%	0	-	-1	-100.00%
Sep 30, 2023	CONCOURSE FINANCIAL GROUP SECURITIES, INC.	0%	0	-	-500	-100.00%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0%	2	-	2	+100.00%
Sep 30, 2023	HUNTINGTON NATIONAL BANK	0%	57	-	0	0
Sep 30, 2023	MORGAN STANLEY	0.52%	252.32K	-	-183.24K	-42.07%
Sep 30, 2023	TWO SIGMA SECURITIES, LLC	0.13%	60.65K	-	50.35K	+488.88%
Sep 30, 2023	NORTHERN TRUST CORP	0.18%	85.57K	-	-951	-1.10%
Sep 30, 2023		0%	170	-	0	0
Sep 30, 2023	IAG WEALTH PARTNERS, LLC	0%	480	-	480	+100.00%
Sep 30, 2023	ADVISORNET FINANCIAL, INC	0%	500	-	500	+100.00%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	0%	725	-	-24	-3.20%
Sep 30, 2023	TOWER RESEARCH CAPITAL LLC (TRC)	0%	925	-	-3.86K	-80.67%
Sep 30, 2023	HOEY INVESTMENTS, INC	0%	1K	-	0	0
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0%	2.28K	-	0	0
Sep 30, 2023	VISIONPOINT ADVISORY GROUP, LLC	0.01%	3.14K	-	3.14K	+100.00%
Sep 30, 2023	SNS FINANCIAL GROUP, LLC	0.02%	10K	-	0	0
Sep 30, 2023	HRT FINANCIAL LP	0.02%	10.82K	-	10.82K	+100.00%
Sep 30, 2023	TRAYNOR CAPITAL MANAGEMENT, INC.	0.02%	11.78K	-	0	0

Insiders

Insiders	Designation	Shares Held
KELLNER TED D	director	1.97M
CARTER WILLIAM A	CEO	1.23M
MITCHELL WILLIAM M	director	521.72K
EQUELS THOMAS K.	CEO, President	492.92K
APPELROUTH STEWART	director	344.4K
EQUELS THOMAS K.	CEO & President	225.26K
RODINO PETER W III	COO, Secretary, Gen. Counsel	212.58K
LANDER RUSSEL J	VP of Process/QualityAssurance	182.98K
BERNHARDT CHARLES THOMAS III	Chief Financial Officer	100K
PASCALE ADAM	CFO	59.65K
EQUELS THOMAS K	CEO & President	38.89K
BRYAN NANCY	director	38.46K
SPRINGATE WAYNE S.	Sr VP of Operations	32.51K
PASCALE ADAM	CFO	27.39K
RODINO PETER W. III	Exec Dir Govt Relations/Secrty	15.87K
APPELROUTH STEWART	director	15.75K
RODINO III PETER W.	Dir Govt Relations/Sectry	12.59K
SPRINGATE WAYNE S	Sr. VP of Operations	8.67K
STRAYER DAVID R	Chief Science/Medical Officer	5.42K

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Jun 13, 2025	EQUELS THOMAS K	PURCHASE	7.70	107	823.58	38.89K
Jun 12, 2025	EQUELS THOMAS K	PURCHASE	8.70	103	896.1	38.68K
Apr 11, 2025	KELLNER TED D	PURCHASE	0.03	1.97M	50K	1.97M
Apr 11, 2025	MITCHELL WILLIAM M	PURCHASE	0.03	196.85K	5K	521.72K
Apr 11, 2025	EQUELS THOMAS K	PURCHASE	0.03	1.97M	50K	3.87M
Apr 04, 2025	EQUELS THOMAS K	PURCHASE	0.06	41K	2.58K	1.9M
Mar 05, 2025	EQUELS THOMAS K	PURCHASE	0.13	50K	6.73K	1.86M
Mar 04, 2025	EQUELS THOMAS K	PURCHASE	0.12	44K	5.06K	1.81M
Dec 19, 2024	MITCHELL WILLIAM M	SALE	0.19	4.58K	883.94	118.55K
Dec 18, 2024	EQUELS THOMAS K	PURCHASE	0.21	22.73K	4.68K	1.68M
Dec 02, 2024	APPELROUTH STEWART	PURCHASE	0.21	1	0.21	344.4K
Nov 21, 2024	EQUELS THOMAS K	PURCHASE	0.21	20K	4.24K	1.66M
Nov 20, 2024	EQUELS THOMAS K	PURCHASE	0.20	85K	16.92K	1.64M
Nov 20, 2024	APPELROUTH STEWART	PURCHASE	0.19	81.95K	15.82K	321.75K
Sep 16, 2024	EQUELS THOMAS K	PURCHASE	0.30	5K	1.52K	1.49M
Sep 13, 2024	EQUELS THOMAS K	PURCHASE	0.31	20K	6.16K	1.49M
May 06, 2024	RODINO PETER W III	PURCHASE	0.41	30.87K	12.5K	212.58K
May 06, 2024	EQUELS THOMAS K	PURCHASE	0.41	61.73K	25K	778.18K
Mar 21, 2024	BRYAN NANCY	PURCHASE	0.39	38.46K	15K	38.46K
Mar 15, 2024	APPELROUTH STEWART	PURCHASE	0.33	90.91K	30K	239.77K
Mar 15, 2024	EQUELS THOMAS K	PURCHASE	0.33	75.76K	25K	716.46K
Mar 15, 2024	RODINO PETER W III	PURCHASE	0.33	37.88K	12.5K	181.72K
Nov 27, 2023	EQUELS THOMAS K	PURCHASE	0.44	33.86K	15K	640.7K
Sep 29, 2023	EQUELS THOMAS K	PURCHASE	0.44	22.68K	10K	606.84K
Aug 25, 2023	EQUELS THOMAS K	PURCHASE	0.67	8.22K	5.5K	584.16K
Aug 24, 2023	EQUELS THOMAS K	PURCHASE	0.67	14.99K	10K	575.94K
Jul 17, 2023	EQUELS THOMAS K	PURCHASE	0.59	16.95K	10K	560.95K
Jan 03, 2023	EQUELS THOMAS K	PURCHASE	0.31	161.29K	50K	544K
Jan 03, 2023	APPELROUTH STEWART	PURCHASE	0.31	80.65K	25K	217.06K
Jan 03, 2023	RODINO PETER W III	PURCHASE	0.31	80.65K	25K	143.84K
Jul 16, 2021	EQUELS THOMAS K.	PURCHASE	1.92	15.63K	30K	225.26K
Feb 25, 2021	APPELROUTH STEWART	PURCHASE	2.35	10.64K	25K	92.54K
Feb 24, 2021	EQUELS THOMAS K.	PURCHASE	2.26	11.06K	25K	209.63K
Dec 17, 2020	EQUELS THOMAS K.	PURCHASE	1.72	14.54K	25K	198.57K
Sep 03, 2020	EQUELS THOMAS K.	PURCHASE	2.03	12.32K	25K	184.03K
Aug 21, 2020	EQUELS THOMAS K.	PURCHASE	2.33	10.73K	25K	171.72K
Jun 27, 2019	EQUELS THOMAS K.	PURCHASE	4.37	2.63K	11.5K	63.04K
Jun 21, 2019	RODINO III PETER W.	PURCHASE	4.03	8.7K	35.04K	12.59K
Jun 21, 2019	EQUELS THOMAS K.	PURCHASE	4.03	29.4K	118.5K	1.39M
Jun 21, 2019	APPELROUTH STEWART	PURCHASE	4.03	9.68K	39K	26.71K
Jun 21, 2019	MITCHELL WILLIAM M	PURCHASE	4.03	9.68K	39K	20.84K
Jun 21, 2019	SPRINGATE WAYNE S	PURCHASE	4.03	5.21K	21K	8.67K
Jun 21, 2019	STRAYER DAVID R	PURCHASE	4.03	2.48K	10K	5.42K
Mar 19, 2019	EQUELS THOMAS K.	PURCHASE	0.18	13.4K	2.35K	811.71K
Nov 30, 2018	EQUELS THOMAS K.	PURCHASE	0.19	1.35K	256.04	779.66K
Nov 05, 2018	APPELROUTH STEWART	PURCHASE	0.22	25.24K	5.55K	266.99K
Oct 26, 2018	EQUELS THOMAS K.	PURCHASE	0.20	3.5K	710.5	775.81K
Oct 25, 2018	EQUELS THOMAS K.	PURCHASE	0.20	100K	20K	772.31K
Jul 27, 2018	EQUELS THOMAS K.	PURCHASE	0.29	34.48K	10K	672.31K
Jul 24, 2018	APPELROUTH STEWART	PURCHASE	0.31	126K	39.06K	241.75K
Jul 23, 2018	SPRINGATE WAYNE S	PURCHASE	0.31	32.26K	10K	64.77K
Jul 23, 2018	PASCALE ADAM	PURCHASE	0.31	32.26K	10K	59.65K
Jul 23, 2018	EQUELS THOMAS K.	PURCHASE	0.31	112.9K	35K	637.82K
Apr 27, 2018	EQUELS THOMAS K.	PURCHASE	0.32	32K	10.24K	524.92K
Apr 27, 2018	APPELROUTH STEWART	PURCHASE	0.32	100K	32K	115.75K
May 02, 2017	SPRINGATE WAYNE S.	PURCHASE	0.63	15.87K	10K	32.51K
May 02, 2017	STRAYER DAVID R	PURCHASE	0.63	7.94K	5K	41.8K
May 02, 2017	RODINO PETER W. III	PURCHASE	0.63	15.87K	10K	15.87K
May 02, 2017	PASCALE ADAM	PURCHASE	0.63	15.87K	10K	27.39K
Apr 27, 2017	EQUELS THOMAS K.	PURCHASE	0.69	72.46K	50K	492.92K
Apr 11, 2017	EQUELS THOMAS K.	PURCHASE	0.50	200K	100K	420.46K
Feb 16, 2017	SPRINGATE WAYNE S.	PURCHASE	0.46	8.01K	3.69K	31.99K
Feb 16, 2017	STRAYER DAVID R	PURCHASE	0.46	9.89K	4.55K	33.87K
Feb 16, 2017	PASCALE ADAM	PURCHASE	0.46	6.98K	3.21K	11.52K
Dec 22, 2016	EQUELS THOMAS K.	PURCHASE	0.73	68.49K	50K	220.46K
Nov 01, 2016	EQUELS THOMAS K.	PURCHASE	1.00	10K	10K	151.96K
Aug 24, 2016	APPELROUTH STEWART	PURCHASE	2.21	15.75K	34.81K	15.75K
Jul 08, 2016	EQUELS THOMAS K.	PURCHASE	0.12	48K	5.68K	1.7M
Jul 01, 2016	EQUELS THOMAS K.	PURCHASE	0.12	28K	3.34K	1.63M
Jun 30, 2016	EQUELS THOMAS K.	PURCHASE	0.12	28K	3.36K	1.57M
Jun 29, 2016	EQUELS THOMAS K.	PURCHASE	0.12	30K	3.6K	1.51M
Mar 18, 2016	EQUELS THOMAS K.	PURCHASE	0.13	30K	3.97K	1.48M
Mar 11, 2016	EQUELS THOMAS K.	PURCHASE	0.16	10K	1.62K	10K
Mar 10, 2016	EQUELS THOMAS K.	PURCHASE	0.16	30K	4.89K	30K
Aug 20, 2015	CARTER WILLIAM A	PURCHASE	0.18	25K	4.49K	1.23M
Aug 18, 2015	CARTER WILLIAM A	PURCHASE	0.18	25K	4.55K	1.2M
Aug 14, 2015	EQUELS THOMAS K.	PURCHASE	0.18	50K	9.01K	1.38M
Aug 13, 2015	EQUELS THOMAS K.	PURCHASE	0.18	16.5K	2.97K	1.32M
Apr 27, 2015	EQUELS THOMAS K.	PURCHASE	0.24	100K	24.43K	1.31M
Apr 21, 2015	CARTER WILLIAM A	PURCHASE	0.24	100K	24K	1.05M
Apr 20, 2015	EQUELS THOMAS K.	PURCHASE	0.24	100K	23.91K	1.21M
Apr 17, 2015	CARTER WILLIAM A	PURCHASE	0.23	73.68K	16.95K	950.59K
Apr 16, 2015	CARTER WILLIAM A	PURCHASE	0.23	26.32K	6.05K	876.9K
Apr 15, 2015	EQUELS THOMAS K.	PURCHASE	0.23	100K	22.54K	1.11M
May 09, 2013	SPRINGATE WAYNE S.	PURCHASE	0.24	50K	12K	238.9K
May 18, 2012	STRAYER DAVID R	PURCHASE	0.26	44.9K	11.45K	280.93K
May 17, 2012	STRAYER DAVID R	PURCHASE	0.26	5.1K	1.3K	236.03K
May 31, 2011	SPRINGATE WAYNE S.	PURCHASE	0.55	90K	49.5K	138.9K
Mar 01, 2011	LANDER RUSSEL J	PURCHASE	0.46	25K	11.5K	182.98K
Dec 22, 2010	CARTER WILLIAM A	PURCHASE	2.71	73.73K	199.8K	6.76M
Dec 06, 2010	BERNHARDT CHARLES THOMAS III	PURCHASE	0.55	100K	55K	100K
Aug 23, 2010	LANDER RUSSEL J	PURCHASE	0.51	1.26K	642.6	157.78K
Aug 11, 2010	CARTER WILLIAM A	SALE	0.48	26.52K	12.76K	889.57K
Aug 10, 2010	CARTER WILLIAM A	PURCHASE	0.49	818.68K	405.08K	1.27M
Jul 23, 2010	LANDER RUSSEL J	PURCHASE	0.52	1.5K	780	155.52K
Jul 16, 2010	LANDER RUSSEL J	PURCHASE	0.47	950	446.5	154.02K
Jun 11, 2010	CARTER WILLIAM A	PURCHASE	0.66	500K	330K	7.58M
Jun 11, 2010	EQUELS THOMAS K.	PURCHASE	0.66	300K	198K	791.2K

AIM Stock Ownership Breakdown

AIM ImmunoTech

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions

Stock Outstanding Shares

Market Insider

Institutional Ownership

Insiders

Buying/Selling by Insiders

Frequently Asked Questions