How many institutions own AIF stock?

A company's 13F filings with the Securities and Exchange Commission (SEC) provides investors with comprehensive information about institutional ownership in a listed company, a sign of strength in terms of how many institutions have confidence in that company. The number of institutional investors who currently own AIF shares is 47, representing 27.4% of the company's common stock.

Who are the major shareholders selling Apollo Tactical Income Fund Inc. stock?

HARTLINE INVESTMENT CORP/, in the last quarter, reduced its stake in AIF by -100% restricting it's holding to 0 shares of worth nearly -. COMERICA BANK also lessened -29.73% of the AIF shares from its portfolio, reducing its holding to 52 shares of worth $767.00. CONGRESS PARK CAPITAL LLC also shunned AIF shares holding by -100% last quarter which brought its holding to 0 shares worth -.

Investors who are buying AIF stock?

As per its latest 13F filing, increased its stake in AIF by 100% in the last quarter. The institutional holder raised its holding to 12.74 thousand shares having worth more than $181.21K. FARTHER FINANCE ADVISORS, LLC also added 100% more shares of AIF to its portfolio, raising its holding to 115 shares of worth $1.69K. FIFTH THIRD BANCORP also increased its AIF shares holding by 100% which brought its holding to 1.96 thousand shares worth $28.68K.

AIF's major insiders: who are they?

The insider with the most stakes in AIF is Saba Capital Management, L.P. , 10 percent owner at the company. Additionally, AIF stock is highly held by President Moroney Joseph A. and director RICKERTSEN CARL J among others.

Did an insider recently sell AIF stock?

Company executives, directors, and other insiders own 0.1% percent of Apollo Tactical Income Fund Inc.'s stock. Within the last six months, there have been 0 transaction(s) in which AIF insiders have sold stock, totaling 0 shares. Insiders that have sold shares include COHEN BARRY J., SABA CAPITAL MANAGEMENT, L.P., and APOLLO TOTAL RETURN MASTER FUND L.P..

Which insider recently purchased AIF stock?

There have been 0 transaction(s) during the past 6-months in which Apollo Tactical Income Fund Inc. insiders have bought stock, totalling 0 shares

How much of AIF does insiders own?

Around 0 Apollo Tactical Income Fund Inc. shares are held by insiders, which represents about 0.1% of AIF stock.

Who is the insider with the largest stake?

AIF 10 percent owner, Saba Capital Management, L.P. holds the largest portfolio of the company's shares. AIF shares owned by Saba total nearly 1.41 million.

Which institution holds the most shares in AIF?

is the largest institutional owner in AIF which holds 12.74 thousand shares worth $181.21K or 0.09% of the total AIF shares outstanding followed by HARTLINE INVESTMENT CORP/ with ownership of 0 shares representing 0% of the AIF ownership. ASSETMARK, INC is the third largest stakeholder with 23 shares or 0% of the ownership worth more than $337.00.

Is Apollo Tactical Income Fund Inc. stock optionable?

Stock options give the owner the ability but not the obligation to buy or sell a security at a predetermined price and date. Stock options can be classified into two types: puts and calls. A put is a bet on falling stock, and a call is a bet on rising stock. As far as the AIF is concerned, it is a stock which is not optionable.

Is there a short position on AIF's shares?

Number of AIF shares short is null. Shares short is a market sentiment in which investors have sold their shares short in a given stock but have not yet covered them or closed them out.

About how many outstanding AIF shares are there?

As of today, null shares of AIF are outstanding.

Is there many float in AIF stock?

Float represents the number of tradeable shares in a specific stock. By subtracting restricted and closely-held shares from a firm's total outstanding shares, we can calculate its floating stock. The term "closely-held shares" refers to shares held by employees, major shareholders, and company insiders. At present, AIF has null shares in float.

AIF short ratio: what is it?

Short ratio is calculated by dividing the number of short shares, short interest or bets that shareholders will sell short from the average daily volume. A higher ratio indicates longer times needed to repurchase borrowed shares (sold). The short ratio for AIF is null.

Apollo Tactical Income Fund (AIF) insider trading activity: Get Latest News Today

Stock Outstanding Shares

Making an investment decision in the stock market involves a certain amount of risk, so it's important to thoroughly review a company's stock before making any decisions. Stock float, number of short positions and outstanding shares are among the many factors an investor should take into account.

ShortableYes

OptionableNo

Short Percent Of Outstanding SharesN/A

Short Percent Of FloatN/A

Shares OutstandingN/A

Shares FloatN/A

Shares ShortN/A

Short RatioN/A

N/A

Short % of Float

N/A

Short % of Shares Outstanding

Market Insider

Investors cannot turn a blind eye to insiders as well as institutional ownership. They need to follow insider trades to determine the direction the stock is likely to take.

Major Holders Summary

0.1% Percentage of Shares held by All Insiders

27.4% Percentage of Shares held by All Institutions

27.42% Percentage of Float held by Institutions

Number of Institutions Holding Shares

Institutional Ownership

About 27.4% of AIF shares are held by financial institutions. is the top corporate investor, holding 12.74K shares valued at $181.21K. A 0.09% stake in Apollo Tactical Income Fund Inc. is owned by the company. HARTLINE INVESTMENT CORP/ owns 0 shares valued at -, which translates its holding of 0% of the stake in the company.

Date	Holder	% Stake	Shares Held	Total Value ($)	Shares	% Change in Portfolio
Jun 30, 2024		0.09%	12.74K	181.21K	12.74K	+100.00%
Jun 30, 2024	HARTLINE INVESTMENT CORP/	0%	0	-	-13.5K	-100.00%
Jun 30, 2024	ASSETMARK, INC	0%	23	337	0	0
Jun 30, 2024	COMERICA BANK	0%	52	767	-22	-29.73%
Jun 30, 2024	FARTHER FINANCE ADVISORS, LLC	0%	115	1.69K	115	+100.00%
Jun 30, 2024	FIFTH THIRD BANCORP	0.01%	1.96K	28.68K	1.96K	+100.00%
Jun 30, 2024	PNC FINANCIAL SERVICES GROUP, INC.	0.02%	2.21K	32.38K	2.21K	+100.00%
Jun 30, 2024	NEWEDGE ADVISORS, LLC	0.02%	2.3K	33.66K	0	0
Jun 30, 2024	CONGRESS PARK CAPITAL LLC	0%	0	-	-12.5K	-100.00%
Jun 30, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0%	0	-	-42.63K	-100.00%
Jun 30, 2024	MOORS & CABOT, INC.	0%	0	-	-17.83K	-100.00%
Jun 30, 2024	VIRTU FINANCIAL LLC	0.1%	13.97K	204K	13.97K	+100.00%
Jun 30, 2024	ALPINE GLOBAL MANAGEMENT, LLC	0.12%	17K	248.88K	17K	+100.00%
Jun 30, 2024	CAPITAL INVESTMENT ADVISORS, LLC	0.36%	52.64K	770.65K	16	+0.03%
Jun 30, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.37%	52.81K	773K	-269	-0.51%
Jun 30, 2024	STEPHENS INC /AR/	0.61%	87.51K	1.28M	2.1K	+2.46%
Jun 30, 2024	CETERA INVESTMENT ADVISERS	0.84%	121.52K	1.78M	6.87K	+5.99%
Jun 30, 2024	SOVEREIGN FINANCIAL GROUP, INC.	0.07%	10.31K	150.86K	12	+0.12%
Jun 30, 2024	GPS WEALTH STRATEGIES GROUP, LLC	0.02%	2.42K	35.36K	-607	-20.09%
Jun 30, 2024	FINTRUST CAPITAL ADVISORS, LLC	0.02%	2.64K	38.58K	0	0
Jun 30, 2024	REDMONT WEALTH ADVISORS LLC	0.1%	13.83K	202.44K	-2.21K	-13.79%
Jun 30, 2024	PFG INVESTMENTS, LLC	0.07%	10.48K	153.45K	10.48K	+100.00%
Jun 30, 2024	SANCTUARY ADVISORS, LLC	0.09%	12.74K	181.21K	12.74K	+100.00%
Jun 30, 2024	ANFIELD CAPITAL MANAGEMENT, LLC	0.03%	4.38K	64.12K	175	+4.16%
Jun 30, 2024	SUSQUEHANNA INTERNATIONAL GROUP, LLP	0.07%	10.35K	151.48K	10.35K	+100.00%
Jun 30, 2024	BANK OF AMERICA CORP /DE/	0.93%	134.11K	1.96M	1.23K	+0.93%
Jun 30, 2024	LPL FINANCIAL LLC	1.21%	175.29K	2.57M	-40.53K	-18.78%
Jun 30, 2024	APOLLO MANAGEMENT HOLDINGS, L.P.	0.04%	5.24K	76.66K	0	0
Jun 30, 2024	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0.1%	13.77K	201.56K	272	+2.02%
Jun 30, 2024	STIFEL FINANCIAL CORP	0.13%	18.39K	269.21K	154	+0.84%
Jun 30, 2024	AUSDAL FINANCIAL PARTNERS, INC.	0.13%	19.23K	281.47K	2.94K	+18.06%
Jun 30, 2024	WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC	0.16%	23.59K	345.36K	0	0
Jun 30, 2024	PRINCIPAL SECURITIES, INC.	0.18%	25.58K	374.42K	2.82K	+12.38%
Jun 30, 2024	ROYAL BANK OF CANADA	0.84%	122.21K	1.79M	17.07K	+16.23%
Jun 30, 2024	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0.05%	7.36K	107.75K	-2.87K	-28.06%
Jun 30, 2024	UBS GROUP AG	0.15%	21.45K	314.07K	-5.24K	-19.64%
Jun 30, 2024	ENVESTNET ASSET MANAGEMENT INC	0.18%	25.76K	377.11K	3.18K	+14.07%
Jun 30, 2024	RAYMOND JAMES & ASSOCIATES	0.2%	29.07K	425.54K	-4.85K	-14.29%
Jun 30, 2024	GUGGENHEIM CAPITAL LLC	1.66%	240.53K	3.52M	61.08K	+34.04%
Jun 30, 2024	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.95%	282.55K	4.14M	23.33K	+9.00%
Jun 30, 2024	INVESCO LTD.	1.5%	217.66K	3.19M	-11.49K	-5.02%
Jun 30, 2024	LARSON FINANCIAL GROUP LLC	0%	417	6.1K	0	0
Jun 30, 2024	TYCHE WEALTH PARTNERS LLC	0.16%	22.49K	329.21K	22.49K	+100.00%
Jun 30, 2024	CAPITAL MARKET STRATEGIES LLC	0.15%	21.56K	315.68K	16	+0.07%
Jun 30, 2024	NOTTINGHAM ADVISORS, INC.	0.21%	31.02K	454.14K	2.87K	+10.18%
Jun 30, 2024	MORGAN STANLEY	2.21%	320.19K	4.69M	-56.7K	-15.04%
Jun 30, 2024	REGIONS FINANCIAL CORP	0.14%	20K	292.8K	5K	+33.33%
Jun 30, 2024	KESTRA ADVISORY SERVICES, LLC	0.21%	30.27K	443.08K	315	+1.05%
Jun 30, 2024	WELLS FARGO & COMPANY/MN	2.24%	324.61K	4.75M	11.17K	+3.56%
Jun 30, 2024	ADVISOR GROUP HOLDINGS, INC.	0.19%	28.02K	410.2K	-18.75K	-40.09%
Jun 30, 2024	PATHSTONE HOLDINGS, LLC	4.3%	621.56K	9.1M	-273.37K	-30.55%
Mar 31, 2024	AMERICAN NATIONAL BANK	0%	0	-	-119	-100.00%
Mar 31, 2024	MORGAN STANLEY	2.61%	376.88K	5.39M	-397.23K	-51.31%
Mar 31, 2024	BANK OF AMERICA CORP /DE/	0.92%	132.88K	1.9M	803	+0.61%
Mar 31, 2024	CETERA INVESTMENT ADVISERS	0.79%	114.65K	1.64M	114.65K	+100.00%
Mar 31, 2024	ROYAL BANK OF CANADA	0.73%	105.14K	1.5M	12.9K	+13.99%
Mar 31, 2024	ADVISORY SERVICES NETWORK, LLC	0%	0	-	-833	-100.00%
Mar 31, 2024	JONES ROAD CAPITAL MANAGEMENT, L.P.	0%	0	-	-21.62K	-100.00%
Mar 31, 2024	HENNION & WALSH ASSET MANAGEMENT, INC.	0%	0	-	-57.07K	-100.00%
Mar 31, 2024	ATRIA WEALTH SOLUTIONS, INC.	0%	0	-	-26K	-100.00%
Mar 31, 2024	FOURTHOUGHT FINANCIAL PARTNERS, LLC	0%	0	-	-51.18K	-100.00%
Mar 31, 2024	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	0%	0	-	-16.92K	-100.00%
Mar 31, 2024	WEALTHCOLLAB, LLC	0%	0	-	-100	-100.00%
Mar 31, 2024	WELLS FARGO & COMPANY/MN	2.17%	313.44K	4.48M	-128.31K	-29.05%
Mar 31, 2024	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.79%	259.22K	3.71M	7.04K	+2.79%
Mar 31, 2024	INVESCO LTD.	1.58%	229.16K	3.28M	18.53K	+8.80%
Mar 31, 2024	LPL FINANCIAL LLC	1.49%	215.81K	3.09M	47.29K	+28.06%
Mar 31, 2024	GUGGENHEIM CAPITAL LLC	1.24%	179.45K	2.57M	41.3K	+29.89%
Mar 31, 2024	CETERA ADVISORS LLC	0.78%	112.55K	1.61M	90.94K	+420.76%
Mar 31, 2024	STEPHENS INC /AR/	0.59%	85.41K	1.22M	33.51K	+64.57%
Mar 31, 2024	CITIZENS BUSINESS BANK	0.55%	80K	1.14M	52.5K	+190.91%
Mar 31, 2024	PRINCIPAL SECURITIES, INC.	0.16%	22.76K	325.44K	449	+2.01%
Mar 31, 2024	ENVESTNET ASSET MANAGEMENT INC	0.16%	22.58K	322.92K	-517	-2.24%
Mar 31, 2024	CAPITAL MARKET STRATEGIES LLC	0.15%	21.55K	308.12K	-1.49K	-6.45%
Mar 31, 2024	STIFEL FINANCIAL CORP	0.13%	18.23K	260.75K	648	+3.68%
Mar 31, 2024	MOORS & CABOT, INC.	0.12%	17.83K	254.9K	1.08K	+6.42%
Mar 31, 2024	AUSDAL FINANCIAL PARTNERS, INC.	0.11%	16.29K	232.88K	125	+0.77%
Mar 31, 2024	LARSON FINANCIAL GROUP LLC	0%	417	5.96K	332	+390.59%
Mar 31, 2024	ASSETMARK, INC	0%	23	329	23	+100.00%
Mar 31, 2024	JPMORGAN CHASE & CO	0%	0	-	-16.14K	-100.00%
Mar 31, 2024	OPPENHEIMER & CO INC	0%	0	-	-28.3K	-100.00%
Mar 31, 2024	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%	0	-	-3.11K	-100.00%
Mar 31, 2024	BULLDOG INVESTORS, LLP	0%	0	-	-37.38K	-100.00%
Mar 31, 2024	WESTCHESTER CAPITAL MANAGEMENT, LLC	0%	0	-	-21.51K	-100.00%
Mar 31, 2024	VIRTU FINANCIAL LLC	0%	0	-	-10.29K	-100.00%
Mar 31, 2024	PATHSTONE HOLDINGS, LLC	6.19%	894.93K	12.8M	-85.94K	-8.76%
Mar 31, 2024	COMMONWEALTH EQUITY SERVICES, LLC	0.37%	53.08K	759K	53.08K	+100.00%
Mar 31, 2024	CAPITAL INVESTMENT ADVISORS, LLC	0.36%	52.62K	752.52K	-1.95K	-3.57%
Mar 31, 2024	ADVISOR GROUP HOLDINGS, INC.	0.32%	46.77K	668.82K	21.55K	+85.44%
Mar 31, 2024	QUBE RESEARCH & TECHNOLOGIES LTD	0.29%	42.63K	609.67K	0	0
Mar 31, 2024	RAYMOND JAMES & ASSOCIATES	0.23%	33.91K	484.96K	-15.31K	-31.10%
Mar 31, 2024	KESTRA ADVISORY SERVICES, LLC	0.21%	29.95K	428.28K	2.71K	+9.93%
Mar 31, 2024	NOTTINGHAM ADVISORS, INC.	0.19%	28.16K	402.62K	947	+3.48%
Mar 31, 2024	UBS GROUP AG	0.18%	26.7K	381.77K	499	+1.90%
Mar 31, 2024	WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC	0.16%	23.59K	337.34K	0	0
Mar 31, 2024	REDMONT WEALTH ADVISORS LLC	0.11%	16.04K	229.37K	333	+2.12%
Mar 31, 2024	REGIONS FINANCIAL CORP	0.1%	15K	214.5K	15K	+100.00%
Mar 31, 2024	HARTLINE INVESTMENT CORP/	0.09%	13.5K	193K	13.5K	+100.00%
Mar 31, 2024	BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS	0.09%	13.5K	193K	13.5K	+100.00%
Mar 31, 2024	CONGRESS PARK CAPITAL LLC	0.09%	12.5K	178.75K	-42.5K	-77.27%
Mar 31, 2024	SOVEREIGN FINANCIAL GROUP, INC.	0.07%	10.29K	147.19K	33	+0.32%
Mar 31, 2024	NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC	0.07%	10.23K	146.3K	10.23K	+100.00%
Mar 31, 2024	APOLLO MANAGEMENT HOLDINGS, L.P.	0.04%	5.24K	74.88K	0	0
Mar 31, 2024	ANFIELD CAPITAL MANAGEMENT, LLC	0.03%	4.21K	60.13K	4.21K	+100.00%
Mar 31, 2024	GPS WEALTH STRATEGIES GROUP, LLC	0.02%	3.02K	43.22K	-730	-19.46%
Mar 31, 2024	FINTRUST CAPITAL ADVISORS, LLC	0.02%	2.64K	37.68K	0	0
Mar 31, 2024	NEWEDGE ADVISORS, LLC	0.02%	2.3K	32.88K	0	0
Mar 31, 2024	COMERICA BANK	0%	74	1.06K	-237	-76.21%
Dec 31, 2023	WESTCHESTER CAPITAL MANAGEMENT, LLC	0.15%	21.51K	300.31K	-43.05K	-66.68%
Dec 31, 2023	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.74%	252.18K	3.64M	22.87K	+9.98%
Dec 31, 2023	INVESCO LTD.	1.45%	210.62K	2.94M	21.82K	+11.56%
Dec 31, 2023	LPL FINANCIAL LLC	1.16%	168.53K	2.35M	39.71K	+30.83%
Dec 31, 2023	GUGGENHEIM CAPITAL LLC	0.95%	138.15K	1.93M	22.65K	+19.61%
Dec 31, 2023	BANK OF AMERICA CORP /DE/	0.91%	132.08K	1.84M	13.3K	+11.20%
Dec 31, 2023	ROYAL BANK OF CANADA	0.64%	92.23K	1.29M	29.15K	+46.20%
Dec 31, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.39%	57.07K	796.74K	-51.18K	-47.28%
Dec 31, 2023	CONGRESS PARK CAPITAL LLC	0.38%	55K	767.8K	-10K	-15.38%
Dec 31, 2023	CAPITAL INVESTMENT ADVISORS, LLC	0.38%	54.57K	761.85K	-1.33K	-2.38%
Dec 31, 2023	STEPHENS INC /AR/	0.36%	51.9K	724.52K	10K	+23.87%
Dec 31, 2023	FOURTHOUGHT FINANCIAL PARTNERS, LLC	0.35%	51.18K	714.4K	424	+0.84%
Dec 31, 2023	RAYMOND JAMES & ASSOCIATES	0.34%	49.22K	687.1K	-2.09K	-4.07%
Dec 31, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.29%	42.63K	595.17K	-19.73K	-31.64%
Dec 31, 2023	BULLDOG INVESTORS, LLP	0.26%	37.38K	521.76K	-59.62K	-61.47%
Dec 31, 2023	OPPENHEIMER & CO INC	0.2%	28.3K	395.07K	0	0
Dec 31, 2023	CITIZENS BUSINESS BANK	0.19%	27.5K	377.05K	27.5K	+100.00%
Dec 31, 2023	KESTRA ADVISORY SERVICES, LLC	0.19%	27.25K	380.33K	16.79K	+160.59%
Dec 31, 2023	NOTTINGHAM ADVISORS, INC.	0.19%	27.21K	379.83K	11.5K	+73.21%
Dec 31, 2023	UBS GROUP AG	0.18%	26.2K	365.72K	3.85K	+17.23%
Dec 31, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.18%	26K	362.96K	0	0
Dec 31, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0%	0	-	-800	-100.00%
Dec 31, 2023	ADVISOR GROUP HOLDINGS, INC.	0.17%	25.22K	352.11K	-8.3K	-24.76%
Dec 31, 2023	WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC	0.16%	23.59K	329.32K	3.63K	+18.19%
Dec 31, 2023	ENVESTNET ASSET MANAGEMENT INC	0.16%	23.1K	322.46K	-7.6K	-24.75%
Dec 31, 2023	CAPITAL MARKET STRATEGIES LLC	0.16%	23.03K	321.54K	23.03K	+100.00%
Dec 31, 2023	JONES ROAD CAPITAL MANAGEMENT, L.P.	0.15%	21.62K	301.75K	1.62K	+8.07%
Dec 31, 2023	CETERA ADVISORS LLC	0.15%	21.61K	301.7K	100	+0.46%
Dec 31, 2023	STIFEL FINANCIAL CORP	0.12%	17.59K	245.5K	-2.55K	-12.66%
Dec 31, 2023		0%	100	1.4K	100	+100.00%
Dec 31, 2023	MOORS & CABOT, INC.	0.12%	16.75K	233.83K	-2.2K	-11.61%
Dec 31, 2023	AUSDAL FINANCIAL PARTNERS, INC.	0.11%	16.16K	225.59K	16.16K	+100.00%
Dec 31, 2023	JPMORGAN CHASE & CO	0.11%	16.14K	225.37K	-2.77K	-14.62%
Dec 31, 2023	REDMONT WEALTH ADVISORS LLC	0.11%	15.71K	219.27K	15.71K	+100.00%
Dec 31, 2023	VIRTU FINANCIAL LLC	0.07%	10.29K	144K	10.29K	+100.00%
Dec 31, 2023	SOVEREIGN FINANCIAL GROUP, INC.	0.07%	10.26K	143.23K	10.26K	+100.00%
Dec 31, 2023	APOLLO MANAGEMENT HOLDINGS, L.P.	0.04%	5.24K	73.1K	0	0
Dec 31, 2023	GPS WEALTH STRATEGIES GROUP, LLC	0.03%	3.75K	52.38K	-555	-12.89%
Dec 31, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.02%	3.11K	43.47K	89	+2.94%
Dec 31, 2023	FINTRUST CAPITAL ADVISORS, LLC	0.02%	2.64K	36.79K	0	0
Dec 31, 2023	NEWEDGE ADVISORS, LLC	0.02%	2.3K	32.1K	0	0
Dec 31, 2023	ADVISORY SERVICES NETWORK, LLC	0.01%	833	11.63K	833	+100.00%
Dec 31, 2023	COMERICA BANK	0%	311	4.33K	-216	-40.99%
Dec 31, 2023	AMERICAN NATIONAL BANK	0%	119	1.66K	119	+100.00%
Dec 31, 2023	LARSON FINANCIAL GROUP LLC	0%	85	1.19K	0	0
Dec 31, 2023	FMR LLC	0%	0	-	-2	-100.00%
Dec 31, 2023	WELLS FARGO & COMPANY/MN	3.05%	441.76K	6.17M	-865	-0.20%
Dec 31, 2023	MORGAN STANLEY	5.34%	774.11K	10.81M	-1.1M	-58.63%
Sep 30, 2023	WELLS FARGO & COMPANY/MN	3.05%	442.62K	-	-42.25K	-8.71%
Sep 30, 2023	HIGHTOWER ADVISORS, LLC	0%	0	-	-21.51K	-100.00%
Sep 30, 2023	BESSEMER GROUP INC	0%	0	-	-465	-100.00%
Sep 30, 2023	GOLDMAN SACHS GROUP INC	0%	0	-	-31.65K	-100.00%
Sep 30, 2023	FMR LLC	0%	2	-	1	+100.00%
Sep 30, 2023	LARSON FINANCIAL GROUP LLC	0%	85	-	0	0
Sep 30, 2023	CARMEL CAPITAL PARTNERS, LLC	0%	300	-	-300	-50.00%
Sep 30, 2023	COMERICA BANK	0%	527	-	527	+100.00%
Sep 30, 2023	PNC FINANCIAL SERVICES GROUP, INC.	0.01%	800	-	0	0
Sep 30, 2023	NEWEDGE ADVISORS, LLC	0.02%	2.3K	-	0	0
Sep 30, 2023	FINTRUST CAPITAL ADVISORS, LLC	0.02%	2.64K	-	2.64K	+100.00%
Sep 30, 2023	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.02%	3.03K	-	-591	-16.34%
Sep 30, 2023	GPS WEALTH STRATEGIES GROUP, LLC	0.03%	4.31K	-	0	0
Sep 30, 2023	APOLLO MANAGEMENT HOLDINGS, L.P.	0.04%	5.24K	-	0	0
Sep 30, 2023	SIT INVESTMENT ASSOCIATES INC	0.04%	5.44K	-	0	0
Sep 30, 2023	JANNEY MONTGOMERY SCOTT LLC	0.07%	10.1K	-	-165	-1.61%
Sep 30, 2023	CETERA ADVISOR NETWORKS LLC	0.07%	10.34K	-	193	+1.90%
Sep 30, 2023	KESTRA ADVISORY SERVICES, LLC	0.07%	10.46K	-	-9.71K	-48.15%
Sep 30, 2023	CLOUGH CAPITAL PARTNERS L P	0.11%	15.7K	-	15.7K	+100.00%
Sep 30, 2023	NOTTINGHAM ADVISORS, INC.	0.11%	15.71K	-	2.55K	+19.37%
Sep 30, 2023	MOORS & CABOT, INC.	0.13%	18.95K	-	-3.08K	-13.96%
Sep 30, 2023	JONES ROAD CAPITAL MANAGEMENT, L.P.	0.14%	20K	-	0	0
Sep 30, 2023	MORGAN STANLEY	12.91%	1.87M	-	-308.56K	-14.16%
Sep 30, 2023	STIFEL FINANCIAL CORP	0.14%	20.13K	-	-2.13K	-9.56%
Sep 30, 2023	CETERA ADVISORS LLC	0.15%	21.51K	-	200	+0.94%
Sep 30, 2023	UBS GROUP AG	0.15%	22.35K	-	-813	-3.51%
Sep 30, 2023	ATRIA WEALTH SOLUTIONS, INC.	0.18%	26K	-	-200	-0.76%
Sep 30, 2023	OPPENHEIMER & CO INC	0.2%	28.3K	-	-6.5K	-18.68%
Sep 30, 2023	ENVESTNET ASSET MANAGEMENT INC	0.21%	30.7K	-	6.3K	+25.84%
Sep 30, 2023	ADVISOR GROUP HOLDINGS, INC.	0.23%	33.52K	-	-49.73K	-59.73%
Sep 30, 2023	STEPHENS INC /AR/	0.29%	41.9K	-	1.12K	+2.74%
Sep 30, 2023	FOURTHOUGHT FINANCIAL PARTNERS, LLC	0.35%	50.75K	-	6.5K	+14.70%
Sep 30, 2023	RAYMOND JAMES & ASSOCIATES	0.35%	51.31K	-	-2K	-3.75%
Sep 30, 2023	CAPITAL INVESTMENT ADVISORS, LLC	0.39%	55.91K	-	-2.67K	-4.55%
Sep 30, 2023	QUBE RESEARCH & TECHNOLOGIES LTD	0.43%	62.36K	-	0	0
Sep 30, 2023	ROYAL BANK OF CANADA	0.44%	63.09K	-	14.8K	+30.66%
Sep 30, 2023	WESTCHESTER CAPITAL MANAGEMENT, LLC	0.45%	64.56K	-	-21.06K	-24.59%
Sep 30, 2023	CONGRESS PARK CAPITAL LLC	0.45%	65K	-	-12.5K	-16.13%
Sep 30, 2023	FIRST TRUST ADVISORS LP	0.54%	78.18K	-	-2.97K	-3.66%
Sep 30, 2023	BULLDOG INVESTORS, LLP	0.67%	96.99K	-	0	0
Sep 30, 2023	HENNION & WALSH ASSET MANAGEMENT, INC.	0.75%	108.25K	-	-18.33K	-14.48%
Sep 30, 2023	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.77%	111.38K	-	0	0
Sep 30, 2023	GUGGENHEIM CAPITAL LLC	0.8%	115.5K	-	23.08K	+24.97%
Sep 30, 2023	LPL FINANCIAL LLC	0.89%	128.81K	-	-1.22K	-0.94%
Sep 30, 2023	AQR ARBITRAGE LLC	0%	0	-	-42.7K	-100.00%
Sep 30, 2023	SHAKER FINANCIAL SERVICES, LLC	0%	0	-	-150.95K	-100.00%
Sep 30, 2023	SABA CAPITAL MANAGEMENT, L.P.	4.46%	646.08K	-	-428.34K	-39.87%
Sep 30, 2023	INVESCO LTD.	1.3%	188.81K	-	13.89K	+7.94%
Sep 30, 2023	FOUNDATIONS INVESTMENT ADVISORS, LLC	1.58%	229.31K	-	28.58K	+14.24%
Sep 30, 2023	ADVISOR PARTNERS II, LLC	2.04%	296.28K	-	296.28K	+100.00%

Insiders

Among the AIF insiders holding of 0.1% of the stake in company, SABA CAPITAL MANAGEMENT, L.P., 10 percent owner, holds the largest shares of 1.41M. MORONEY JOSEPH A., President, is the second largest AIF insider with ownership of 8.9K shares. RICKERTSEN CARL J, director, stands third with possession of 3K shares of that stake.

Insiders	Designation	Shares Held
SABA CAPITAL MANAGEMENT, L.P.	10 percent owner	1.41M
MORONEY JOSEPH A.	President	8.9K
RICKERTSEN CARL J	director	3K
BORDEN ROBERT L		3K
GLATT JOSEPH D	VP and Chief Legal Officer	1.44K
STEIN ELLIOT JR	director	600
COHEN BARRY J.	director	0
APOLLO TOTAL RETURN MASTER FUND L.P.		0

Buying/Selling by Insiders

Date	Insider	Type	Cost	Shares	Value ($)	Shares Total
Mar 01, 2024	COHEN BARRY J.	SALE	15.19	6K	91.14K	0
Feb 29, 2024	COHEN BARRY J.	SALE	15.10	7.88K	119.02K	6K
Jul 11, 2022	COHEN BARRY J.	PURCHASE	12.32	1.33K	16.37K	9.88K
Jul 08, 2022	COHEN BARRY J.	PURCHASE	12.31	2.55K	31.42K	8.55K
May 17, 2022	BORDEN ROBERT L	PURCHASE	12.85	1K	12.85K	3K
Feb 28, 2022	BORDEN ROBERT L	PURCHASE	14.67	2K	29.33K	2K
Aug 30, 2021	SABA CAPITAL MANAGEMENT, L.P.	SALE	15.89	53.32K	847.22K	1.41M
Dec 10, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	14.13	16.84K	237.92K	1.47M
Dec 09, 2020	SABA CAPITAL MANAGEMENT, L.P.	PURCHASE	14.07	400	5.63K	1.45M
Mar 24, 2020	MORONEY JOSEPH A.	PURCHASE	9.75	1K	9.75K	8.9K
Dec 27, 2018	MORONEY JOSEPH A.	PURCHASE	14.23	1.5K	21.35K	7.9K
Mar 05, 2015	COHEN BARRY J.	PURCHASE	16.55	5K	82.75K	6K
Dec 10, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	SALE	16.26	17K	276.48K	0
Dec 09, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	SALE	16.29	33K	537.71K	17K
Dec 08, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	SALE	16.58	38.7K	641.54K	50K
Dec 05, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	SALE	16.64	11.3K	188.07K	88.7K
May 20, 2014	RICKERTSEN CARL J	PURCHASE	17.87	3K	53.61K	3K
Mar 14, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	PURCHASE	18.29	5.34K	97.57K	100K
Mar 13, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	PURCHASE	18.22	877	15.98K	94.66K
Mar 12, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	PURCHASE	18.25	8.5K	155.14K	93.79K
Mar 11, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	PURCHASE	18.22	2.3K	41.91K	85.29K
Mar 10, 2014	APOLLO TOTAL RETURN MASTER FUND L.P.	PURCHASE	18.20	9.34K	169.89K	82.99K
Sep 03, 2013	MORONEY JOSEPH A.	PURCHASE	16.85	1K	16.85K	5.75K
Jun 21, 2013	GLATT JOSEPH D	PURCHASE	17.35	1.44K	24.98K	1.44K
Jun 05, 2013	STEIN ELLIOT JR	PURCHASE	17.74	600	10.64K	600
May 30, 2013	MORONEY JOSEPH A.	PURCHASE	18.09	1.5K	27.14K	4.75K
May 29, 2013	MORONEY JOSEPH A.	PURCHASE	18.32	1K	18.32K	3.25K
May 06, 2013	MORONEY JOSEPH A.	PURCHASE	18.99	962	18.27K	2.25K
May 03, 2013	MORONEY JOSEPH A.	PURCHASE	19.05	38	723.9	1.29K
Feb 25, 2013	MORONEY JOSEPH A.	PURCHASE	20.00	1.25K	25K	1.25K
Feb 25, 2013	COHEN BARRY J.	PURCHASE	20.00	1K	20K	1K

Frequently Asked Questions